13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXXON MOBIL CORP | 30231G102 | COM | 309,000 | $27,918,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 619,526 | $27,916,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 836,944 | $27,878,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 898,322 | $27,875,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 324,400 | $27,853,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,988,931 | $27,845,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 775,471 | $27,762,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 418,924 | $27,757,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 379,941 | $27,675,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,223,745 | $27,632,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 476,647 | $27,560,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 281,955 | $27,427,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,039,596 | $27,418,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 323,906 | $27,331,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,058,995 | $27,076,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 595,993 | $27,058,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,696,099 | $27,053,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 463,712 | $27,039,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 155,300 | $27,004,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 1,370,302 | $26,954,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 176,600 | $26,711,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 270,700 | $26,699,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 400,461 | $26,628,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 563,645 | $26,605,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 869,000 | $26,578,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 434,000 | $26,513,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,443,962 | $26,394,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 565,917 | $26,066,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 363,385 | $26,041,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,274,725 | $25,979,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 570,126 | $25,975,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,345,612 | $25,896,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 430,378 | $25,676,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 285,248 | $25,652,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 461,161 | $25,603,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,050,300 | $25,559,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 359,650 | $25,517,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 750,527 | $25,428,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 1,110,900 | $25,395,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 132,300 | $25,284,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 833,768 | $25,229,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 574,361 | $25,100,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 437,631 | $25,028,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 440,408 | $25,025,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,086,630 | $24,982,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 697,534 | $24,964,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,055,500 | $24,931,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 970,620 | $24,925,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 271,978 | $24,886,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 221,128 | $24,864,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 727,636 | $24,856,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 256,913 | $24,766,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,189,502 | $24,742,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 646,170 | $24,716,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 903,148 | $24,683,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 549,789 | $24,625,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,717,552 | $24,613,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 795,620 | $24,553,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 999,900 | $24,428,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 687,700 | $24,345,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,387,000 | $24,314,000 | thousands by filing date | put |
| GENUINE PARTS CO COM | 372460105 | Stock | 311,226 | $24,297,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 278,900 | $24,119,000 | thousands by filing date | put |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 381,086 | $24,081,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,332,727 | $24,055,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 202,500 | $23,964,000 | thousands by filing date | call |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 877,173 | $23,955,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 113,100 | $23,874,000 | thousands by filing date | put |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 254,371 | $23,768,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 592,861 | $23,661,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 290,724 | $23,598,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,111,222 | $23,591,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 800,431 | $23,549,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 84,660 | $23,509,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X867 | CMN | 488,957 | $23,490,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 103,915 | $23,486,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 710,931 | $23,426,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 272,200 | $23,371,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 358,000 | $23,359,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 110,600 | $23,347,000 | thousands by filing date | call |
| ITC HLDGS CORP | 465685105 | COM | 253,883 | $23,180,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 28,000 | $23,147,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 280,510 | $23,139,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 612,167 | $23,128,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 356,538 | $23,060,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 1,091,725 | $23,035,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 706,249 | $22,953,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 424,970 | $22,868,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 452,100 | $22,849,000 | thousands by filing date | call |
| POWERSHARES | 73935X286 | COMMON STOCK | 642,278 | $22,827,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 553,000 | $22,822,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 384,340 | $22,795,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 701,200 | $22,768,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 290,541 | $22,758,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 6,061,100 | $22,669,000 | thousands by filing date | put |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 692,800 | $22,571,000 | thousands by filing date | call |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 768,255 | $22,456,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 385,187 | $22,387,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 600,255 | $22,359,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 339,269 | $22,327,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 1,628,615 | $22,313,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 5,961,089 | $22,295,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 1,132,493 | $22,253,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,181,285 | $22,102,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 961,676 | $21,984,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 886,028 | $21,973,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 629,827 | $21,899,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 26,413 | $21,835,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,071,300 | $21,834,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,680,819 | $21,827,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 354,400 | $21,675,000 | thousands by filing date | call |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,147,231 | $21,671,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 278,427 | $21,623,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 3,060,762 | $21,578,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,103,394 | $21,560,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 297,601 | $21,544,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,096,063 | $21,516,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 260,800 | $21,513,000 | thousands by filing date | put |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 627,590 | $21,306,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 323,500 | $21,192,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 274,100 | $21,103,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,478,611 | $21,085,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 282,000 | $21,006,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 389,567 | $20,904,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 481,665 | $20,865,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 456,781 | $20,696,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 328,869 | $20,600,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 593,308 | $20,517,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 354,844 | $20,486,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 237,983 | $20,485,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 823,243 | $20,482,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 885,720 | $20,451,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 429,500 | $20,449,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 226,486 | $20,442,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 416,809 | $20,419,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,951,984 | $20,398,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 350,465 | $20,394,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,365,330 | $20,371,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 487,300 | $20,340,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 234,700 | $20,330,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 317,900 | $20,244,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 424,906 | $20,243,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 780,565 | $20,241,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 716,653 | $20,195,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 388,091 | $20,134,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 187,166 | $20,111,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 934,452 | $20,007,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 412,982 | $19,976,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 297,748 | $19,947,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 1,241,884 | $19,895,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 813,100 | $19,864,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 413,951 | $19,849,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 411,381 | $19,796,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 609,655 | $19,795,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 504,446 | $19,774,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 461,823 | $19,664,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,050,700 | $19,659,000 | thousands by filing date | put |
| HEWLETT PACKARD CO | 428236103 | COM | 788,800 | $19,562,000 | thousands by filing date | put |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 780,879 | $19,561,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 308,262 | $19,546,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,467,915 | $19,524,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 1,865,309 | $19,512,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 228,448 | $19,461,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 948,528 | $19,426,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 242,081 | $19,382,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 363,330 | $19,329,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 236,672 | $19,312,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 276,945 | $19,297,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,745,856 | $19,291,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 276,806 | $19,227,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 314,300 | $19,204,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,095,479 | $19,192,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 494,198 | $19,165,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 316,745 | $19,150,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 192,778 | $19,052,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 3,621,773 | $18,978,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 2,795,317 | $18,841,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 288,700 | $18,837,000 | thousands by filing date | put |
| Broadcom Inc | Y0486S104 | Common | 503,952 | $18,837,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 360,855 | $18,804,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,851,567 | $18,775,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,721,485 | $18,764,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 169,925 | $18,729,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,063,700 | $18,689,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 458,418 | $18,516,000 | thousands by filing date | call |
| Concur Technologies, Inc. | 206708109 | COM | 226,793 | $18,457,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 3,523,544 | $18,428,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 822,627 | $18,353,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 162,971 | $18,330,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 941,018 | $18,322,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 372,899 | $18,283,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 745,800 | $18,265,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 138,489 | $18,236,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 103,169 | $18,220,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 607,126 | $18,141,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 414,000 | $18,121,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 496,309 | $18,120,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 990,332 | $18,084,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 2,306,700 | $18,039,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 275,362 | $18,036,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 294,800 | $18,012,000 | thousands by filing date | put |
| E M C CORP MASS | 268648102 | COM | 761,700 | $17,991,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 193,941 | $17,890,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 712,177 | $17,769,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 1,332,802 | $17,760,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 616,900 | $17,736,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 342,300 | $17,704,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 403,162 | $17,699,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 339,494 | $17,695,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 293,909 | $17,617,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 1,284,790 | $17,602,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,730,156 | $17,596,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 314,817 | $17,576,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 229,292 | $17,422,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 259,800 | $17,404,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 413,473 | $17,395,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 304,700 | $17,395,000 | thousands by filing date | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 380,598 | $17,332,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 522,171 | $17,299,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 529,788 | $17,255,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,856,067 | $17,224,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 89,900 | $17,181,000 | thousands by filing date | call |
| ISHARES INC | 464286509 | MSCI CDA ETF | 656,860 | $17,177,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,352,265 | $17,097,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,065,434 | $17,069,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 177,430 | $17,049,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 240,421 | $17,015,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 207,815 | $17,008,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 155,400 | $16,993,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 494,462 | $16,955,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 878,167 | $16,896,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 1,477,100 | $16,883,000 | thousands by filing date | call |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 341,553 | $16,883,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 725,748 | $16,830,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 236,635 | $16,816,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 316,800 | $16,768,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 130,977 | $16,761,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 527,022 | $16,759,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 90,200 | $16,662,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 517,900 | $16,661,000 | thousands by filing date | put |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 790,424 | $16,631,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 541,100 | $16,617,000 | thousands by filing date | call |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 292,661 | $16,594,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 418,200 | $16,590,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 320,183 | $16,576,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 327,879 | $16,534,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 565,101 | $16,529,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 797,755 | $16,458,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 265,260 | $16,452,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 434,500 | $16,415,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 384,627 | $16,354,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,087,647 | $16,228,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 885,266 | $16,223,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 161,800 | $16,199,000 | thousands by filing date | put |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 158,770 | $16,195,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 143,642 | $16,177,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 876,112 | $16,173,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 220,283 | $16,125,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 125,000 | $16,116,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 603,321 | $16,048,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 313,193 | $16,032,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 588,806 | $15,997,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 263,628 | $15,984,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 646,200 | $15,981,000 | thousands by filing date | call |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 790,988 | $15,978,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 220,600 | $15,978,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 908,061 | $15,918,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 152,664 | $15,917,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 910,002 | $15,870,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 729,744 | $15,807,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 839,082 | $15,792,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 62,510 | $15,763,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 231,700 | $15,763,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 367,226 | $15,710,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 156,776 | $15,707,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 410,300 | $15,653,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 620,890 | $15,634,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 148,420 | $15,627,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 155,153 | $15,621,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 341,000 | $15,604,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 246,800 | $15,585,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 174,542 | $15,583,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 863,988 | $15,557,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,214,361 | $15,532,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 83,983 | $15,514,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 246,500 | $15,497,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 422,437 | $15,431,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,414,141 | $15,428,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 115,900 | $15,262,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 67,829 | $15,253,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 102,500 | $15,226,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 418,218 | $15,214,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 360,300 | $15,161,000 | thousands by filing date | call |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 351,515 | $15,126,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 271,002 | $15,103,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 117,900 | $15,088,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 162,000 | $15,056,000 | thousands by filing date | put |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 114,836 | $15,053,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 233,299 | $15,008,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,051,600 | $14,996,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 484,846 | $14,977,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 305,603 | $14,901,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 256,686 | $14,875,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 371,787 | $14,841,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 134,528 | $14,783,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 149,800 | $14,779,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 423,179 | $14,769,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 420,252 | $14,763,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 149,300 | $14,751,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 128,800 | $14,730,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 710,908 | $14,666,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 175,856 | $14,561,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 659,767 | $14,561,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 167,800 | $14,535,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 314,834 | $14,524,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 93,710 | $14,522,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 13,500,000 | $14,504,000 | thousands by filing date | principal |
| Dow Chemical Company | 260543103 | COM | 450,400 | $14,489,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 427,585 | $14,487,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 155,700 | $14,471,000 | thousands by filing date | call |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 1,031,360 | $14,439,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 177,600 | $14,430,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 196,268 | $14,424,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 140,578 | $14,416,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 681,222 | $14,408,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 567,077 | $14,364,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 122,145 | $14,358,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 220,612 | $14,342,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,431,353 | $14,300,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 323,300 | $14,290,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 365,048 | $14,278,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 715,558 | $14,275,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 473,560 | $14,230,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 812,047 | $14,211,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 215,980 | $14,205,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 206,379 | $14,197,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 245,900 | $14,196,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 329,147 | $14,189,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 117,384 | $14,163,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 199,297 | $14,154,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 372,969 | $14,131,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 527,708 | $14,106,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 329,073 | $14,077,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 331,576 | $14,033,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 140,000 | $14,017,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 210,900 | $14,010,000 | thousands by filing date | call |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 718,824 | $13,996,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 312,123 | $13,984,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 571,713 | $13,967,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 230,764 | $13,952,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 176,000 | $13,944,000 | thousands by filing date | call |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 600,175 | $13,930,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 185,100 | $13,923,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 363,634 | $13,883,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 90,404 | $13,861,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 462,421 | $13,840,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 114,126 | $13,786,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 348,298 | $13,768,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 442,659 | $13,732,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 300,400 | $13,701,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 271,148 | $13,687,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 555,068 | $13,677,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 298,926 | $13,640,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 236,439 | $13,612,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 343,190 | $13,594,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 106,100 | $13,578,000 | thousands by filing date | put |
| XCELENERGY INC | 98389B100 | COM | 477,850 | $13,543,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 329,800 | $13,489,000 | thousands by filing date | call |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 179,300 | $13,487,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 481,400 | $13,484,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 618,474 | $13,458,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 26,533 | $13,429,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 537,640 | $13,376,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 135,500 | $13,368,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 357,547 | $13,362,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 74,869 | $13,350,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 129,208 | $13,328,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 185,084 | $13,326,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 534,864 | $13,318,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 63,048 | $13,309,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 178,300 | $13,282,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 23,100 | $13,271,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 423,032 | $13,266,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 474,753 | $13,246,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 89,100 | $13,236,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 535,786 | $13,234,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 234,340 | $13,196,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 496,063 | $13,180,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 440,673 | $13,171,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 103,597 | $13,132,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 595,523 | $13,125,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 233,879 | $13,102,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 899,400 | $12,997,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 353,391 | $12,990,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 149,116 | $12,936,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 309,858 | $12,927,000 | thousands by filing date | call |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 365,231 | $12,842,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 348,786 | $12,839,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 117,400 | $12,838,000 | thousands by filing date | put |
| VODAFONE GP PLC | 92857W209 | ADR | 445,700 | $12,812,000 | thousands by filing date | call |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 515,295 | $12,810,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 496,296 | $12,799,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 156,315 | $12,780,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 156,200 | $12,776,000 | thousands by filing date | put |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 390,145 | $12,712,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 208,900 | $12,707,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 153,046 | $12,680,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 201,571 | $12,673,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 205,200 | $12,669,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 456,499 | $12,640,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,492,957 | $12,616,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 452,801 | $12,502,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 1,347,715 | $12,494,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 214,849 | $12,474,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 528,576 | $12,453,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 295,781 | $12,449,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 598,280 | $12,360,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 193,603 | $12,357,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 269,959 | $12,332,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 205,526 | $12,293,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 399,372 | $12,289,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 163,667 | $12,272,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 879,907 | $12,266,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,178,716 | $12,259,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 812,724 | $12,256,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 123,200 | $12,145,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 192,600 | $12,097,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 739,370 | $12,085,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 346,760 | $12,084,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 480,500 | $12,075,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 263,255 | $12,054,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 229,500 | $12,007,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 121,100 | $11,989,000 | thousands by filing date | call |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 688,737 | $11,970,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 451,534 | $11,947,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 290,472 | $11,906,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 243,100 | $11,902,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 421,130 | $11,901,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 205,283 | $11,843,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 227,100 | $11,836,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 190,571 | $11,832,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 427,989 | $11,774,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 794,973 | $11,757,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 169,300 | $11,739,000 | thousands by filing date | put |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 312,300 | $11,736,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 420,154 | $11,730,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,235,382 | $11,699,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 343,048 | $11,681,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 373,049 | $11,673,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 429,285 | $11,672,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 294,149 | $11,670,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 239,100 | $11,644,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 281,408 | $11,625,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 328,700 | $11,620,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 299,693 | $11,562,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 181,896 | $11,558,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 800,288 | $11,556,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 198,282 | $11,506,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 270,388 | $11,505,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,541,137 | $11,497,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,229,339 | $11,414,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 359,704 | $11,355,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 597,959 | $11,344,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 187,974 | $11,286,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 154,685 | $11,213,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 211,155 | $11,176,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 279,958 | $11,151,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 152,777 | $11,099,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 292,978 | $11,051,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 263,370 | $11,041,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 815,148 | $11,004,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 102,457 | $10,999,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,174,592 | $10,994,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 516,590 | $10,988,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,698,741 | $10,930,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 488,210 | $10,927,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 98,900 | $10,923,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 261,400 | $10,906,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 166,676 | $10,876,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 291,177 | $10,875,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 207,784 | $10,871,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 308,434 | $10,860,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 262,200 | $10,831,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,035,836 | $10,815,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 187,500 | $10,811,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 113,318 | $10,810,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 105,795 | $10,785,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 101,773 | $10,784,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 185,945 | $10,768,000 | thousands by filing date | |
| GARDNER DENVER INC | 365558105 | COM | 143,130 | $10,761,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 143,383 | $10,731,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 293,832 | $10,721,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 150,910 | $10,711,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 178,952 | $10,685,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 479,378 | $10,662,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 168,600 | $10,647,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 107,800 | $10,632,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 444,026 | $10,617,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,168,249 | $10,596,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 918,884 | $10,595,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |