13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 4,931 holding rows worth $144,028,545,000.
- Accession
- 0000948046-19-000197
- Filer
- CIK 948046
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 21,215 entries on the cover page, a total value of $144,028,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,028,545,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 9,481 | $273,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 8,211 | $272,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 26,075 | $272,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 7,991 | $272,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 12,204 | $272,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,526 | $271,000 | thousands by filing date | put |
| CIRCOR INTL INC | 17273K109 | COM | 7,281 | $271,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 52,427 | $270,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 8,333 | $270,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 175,007 | $270,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 9,947 | $270,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,617 | $269,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 19,256 | $269,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 9,887 | $269,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 9,339 | $269,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 47,329 | $269,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 8,505 | $268,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 19,563 | $267,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 11,161 | $267,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,220 | $266,000 | thousands by filing date | put |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 12,906 | $266,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 10,110 | $266,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 15,892 | $266,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 22,893 | $265,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 11,100 | $264,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 9,464 | $264,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 8,238 | $263,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 11,474 | $263,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 3,600 | $262,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 30,060 | $262,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,300 | $260,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 6,426 | $260,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,050 | $260,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 26,051 | $260,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 39,953 | $260,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 13,432 | $259,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,481 | $258,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 15,803 | $257,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 57,449 | $256,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,231 | $255,000 | thousands by filing date | put |
| BRP INC COM SUN VTG | 05577W200 | Stock | 6,573 | $255,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 32,763 | $254,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 39,425 | $253,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 58,428 | $253,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 26,387 | $252,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 5,003 | $252,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 4,820 | $251,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 16,400 | $251,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 43,085 | $251,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 25,108 | $251,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 11,094 | $251,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 3,189 | $250,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 12,929 | $250,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 16,059 | $250,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 127 | $249,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 3,781 | $249,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 13,037 | $249,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 6,252 | $248,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 6,397 | $247,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 25,177 | $247,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 275,000 | $247,000 | thousands by filing date | principal |
| CASA SYS INC | 14713L102 | COM | 31,690 | $247,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 18,082 | $247,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 597 | $246,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 12,927 | $246,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 25,447 | $246,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,310 | $244,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 9,004 | $244,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 7,740 | $243,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 41,333 | $243,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 20,850 | $243,000 | thousands by filing date | put |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 13,047 | $243,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 300,000 | $243,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,520 | $242,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 24,184 | $242,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 20,216 | $241,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 9,600 | $241,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 13,495 | $241,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,000 | $240,000 | thousands by filing date | call |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,010 | $240,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 9,621 | $240,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 9,415 | $239,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 6,342 | $239,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 65,888 | $239,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 22,573 | $238,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,164 | $237,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,991 | $237,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 5,882 | $236,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 21,904 | $236,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 12,048 | $236,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,173 | $236,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 10,399 | $236,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 48,224 | $235,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 7,627 | $235,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 23,507 | $235,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 22,890 | $234,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 6,198 | $234,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 20,665 | $233,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 13,736 | $233,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 4,074 | $233,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 8,539 | $233,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 9,393 | $232,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 22,572 | $232,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,767 | $231,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 8,870 | $231,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 17,712 | $230,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 24,685 | $229,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 8,372 | $229,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 14,569 | $229,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 15,099 | $228,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 4,693 | $228,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4,500 | $228,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 12,099 | $227,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 7,767 | $227,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 27,523 | $227,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 24,273 | $227,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 385,023 | $227,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 10,695 | $226,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 23,365 | $225,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 10,505 | $225,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 3,604 | $224,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,770 | $223,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 19,400 | $223,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 103,353 | $222,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 14,111 | $222,000 | thousands by filing date | put |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,248 | $222,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,925 | $222,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 101,762 | $222,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 13,897 | $221,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 69,621 | $221,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 17,195 | $221,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 6,961 | $220,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $220,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 9,704 | $219,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 94,673 | $219,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 14,760 | $219,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 13,867 | $218,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 7,463 | $217,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 11,435 | $217,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 32,869 | $217,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,554 | $217,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 37,983 | $217,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 13,320 | $217,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 4,651 | $217,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 32,481 | $216,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 4,700 | $216,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 10,439 | $216,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 23,500 | $215,000 | thousands by filing date | put |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 10,635 | $215,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 24,046 | $214,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 3,732 | $214,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,252 | $213,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 14,752 | $212,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 7,063 | $212,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 6,661 | $212,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 15,737 | $211,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 19,771 | $211,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 24,334 | $211,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 7,895 | $211,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,000 | $210,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 26,305 | $210,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $210,000 | thousands by filing date | principal |
| KIMBALL INTL INC | 494274103 | CL B | 10,986 | $210,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 13,570 | $209,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 16,352 | $209,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 28,091 | $208,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 290,000 | $208,000 | thousands by filing date | call |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,054 | $207,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 24,296 | $207,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 18,966 | $206,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 6,081 | $206,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 57,705 | $206,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 6,170 | $206,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 4,325 | $206,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 12,048 | $205,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,301 | $205,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,680 | $205,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 39,600 | $205,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,650 | $204,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 3,933 | $204,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 5,878 | $204,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,190 | $204,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 66,346 | $203,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 12,433 | $203,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 56,171 | $203,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 7,833 | $203,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 18,831 | $202,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 9,859 | $202,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,801 | $202,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,883 | $202,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,690 | $202,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 8,264 | $202,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 22,000 | $201,000 | thousands by filing date | call |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 12,049 | $201,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 6,289 | $201,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 7,661 | $200,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 27,211 | $200,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 31,919 | $199,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 66,120 | $199,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,658 | $198,000 | thousands by filing date | call |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 80,111 | $198,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 15,500 | $198,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 330,000 | $198,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,296 | $197,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,790 | $196,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 58,085 | $196,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,093 | $196,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 26,760 | $196,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 5,537 | $196,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,130 | $195,000 | thousands by filing date | call |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,740 | $195,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 4,114 | $195,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,070 | $195,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 12,753 | $195,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 5,652 | $194,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 14,730 | $194,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 11,345 | $194,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 7,390 | $193,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,368 | $192,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,000 | $192,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 6,087 | $192,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 16,155 | $191,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,282 | $191,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 4,698 | $191,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 6,237 | $191,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 3,867 | $190,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 3,006 | $190,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 10,798 | $190,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,369 | $189,000 | thousands by filing date | call |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 9,896 | $189,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 10,436 | $189,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 18,454 | $189,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 3,652 | $188,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 90,311 | $188,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 36,499 | $188,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 39,880 | $188,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 14,487 | $187,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 8,454 | $187,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 18,447 | $187,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 10,852 | $187,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 12,454 | $186,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 9,243 | $186,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 10,914 | $186,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 4,282 | $185,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 8,713 | $185,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 6,229 | $185,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 22,080 | $185,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,351 | $184,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 22,573 | $184,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 6,227 | $183,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 7,912 | $183,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 34,080 | $183,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 860 | $182,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,146 | $182,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 10,812 | $182,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 10,031 | $182,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 35,265 | $181,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 13,024 | $180,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 46,231 | $180,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y114 | *W EXP 04/08/202 | 400,000 | $180,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 121,878 | $179,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 17,156 | $179,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 18,678 | $178,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 4,213 | $178,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 31,045 | $178,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,389 | $177,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 975 | $177,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 5,536 | $177,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 22,027 | $176,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 353,123 | $176,000 | thousands by filing date | call |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 5,666 | $175,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $175,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 5,000 | $174,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 4,685 | $174,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 52,255 | $173,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 6,104 | $173,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $172,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 5,917 | $172,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 20,482 | $172,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 165,150 | $172,000 | thousands by filing date | call |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 200,666 | $172,000 | thousands by filing date | call |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 8,361 | $171,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 60,000 | $171,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 14,778 | $170,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 4,745 | $170,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 11,183 | $170,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,299 | $169,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 3,363 | $169,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 4,377 | $169,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 3,456 | $169,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 15,729 | $169,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 483,442 | $169,000 | thousands by filing date | call |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,415 | $168,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 13,426 | $168,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,256 | $168,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,522 | $167,000 | thousands by filing date | call |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 23,758 | $167,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 7,781 | $167,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 5,136 | $166,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 14,762 | $166,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 150,000 | $166,000 | thousands by filing date | principal |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 37,237 | $165,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 1,614 | $165,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 4,860 | $165,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 17,725 | $165,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 2,536 | $165,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 13,596 | $165,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 183,000 | $164,000 | thousands by filing date | principal |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 11,077 | $163,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 9,149 | $162,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 9,922 | $162,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 25,783 | $162,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 16,775 | $161,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 10,647 | $161,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 10,451 | $161,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 13,390 | $161,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 5,497 | $160,000 | thousands by filing date | call |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 6,205 | $160,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 20,644 | $160,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 16,771 | $160,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 5,857 | $159,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 6,678 | $159,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,214 | $158,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 48,367 | $158,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 102,143 | $157,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 13,085 | $157,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 50,863 | $157,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 9,597 | $157,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 2,848 | $156,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 2,349 | $156,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 15,556 | $156,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 13,167 | $156,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 916 | $155,000 | thousands by filing date | put |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 4,493 | $155,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 7,930 | $155,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 5,122 | $155,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,883 | $155,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,000 | $155,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 22,569 | $155,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 35,052 | $155,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 52,427 | $154,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,867 | $154,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 7,653 | $154,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 89,566 | $154,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 50,078 | $154,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 109,865 | $154,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 5,634 | $153,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 7,114 | $153,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 163,000 | $153,000 | thousands by filing date | principal |
| MYR GROUP INC | 55405W104 | COM | 4,885 | $152,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 6,699 | $152,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 8,079 | $151,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 50,884 | $151,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 87,628 | $151,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 9,970 | $150,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 7,759 | $150,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,489 | $150,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 6,348 | $150,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 126,290 | $150,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 6,701 | $149,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 11,812 | $149,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 6,376 | $149,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 7,424 | $148,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 16,070 | $148,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 20,644 | $148,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 75,797 | $147,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 8,065 | $147,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 90,330 | $147,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 2,635 | $146,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 4,297 | $146,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 27,970 | $146,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 27,768 | $146,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 12,624 | $146,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 4,223 | $145,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 6,070 | $145,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 15,722 | $145,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 7,867 | $145,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 28,581 | $144,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 9,120 | $144,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 3,473 | $144,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 6,705 | $144,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 15,090 | $144,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 2,936 | $143,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 11,489 | $143,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 7,530 | $142,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 9,299 | $141,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 6,445 | $140,000 | thousands by filing date | put |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 13,891 | $140,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 7,996 | $140,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 7,771 | $140,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 6,527 | $138,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 5,837 | $138,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 4,467 | $137,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,184 | $137,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 16,600 | $136,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 4,905 | $136,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,964 | $135,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 9,034 | $135,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 17,344 | $135,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 12,978 | $134,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,137 | $133,000 | thousands by filing date | put |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,759 | $133,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 32,210 | $133,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 42,967 | $133,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 7,146 | $133,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 10,276 | $133,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,665 | $132,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,267 | $132,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 11,506 | $132,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 27,668 | $131,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 57,508 | $130,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 68,772 | $130,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 29,274 | $130,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 142,000 | $130,000 | thousands by filing date | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 6,076 | $129,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 9,075 | $129,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 6,298 | $129,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,233 | $129,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 14,914 | $129,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 95,442 | $129,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 7,382 | $128,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,969 | $128,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 6,954 | $127,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 5,444 | $127,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 11,987 | $127,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 8,430 | $127,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 7,087 | $127,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 21,209 | $127,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 4,548 | $127,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 9,535 | $126,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 4,019 | $126,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 4,517 | $126,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 4,050 | $126,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 5,743 | $126,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 8,347 | $125,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 1,905 | $125,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 5,555 | $125,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 8,935 | $125,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,809 | $124,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 6,545 | $124,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,409 | $124,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,348 | $124,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,869 | $123,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 5,161 | $123,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 31,997 | $123,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 96,933 | $123,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 600 | $122,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,177 | $122,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,000 | $122,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 15,429 | $122,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 11,944 | $122,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 10,092 | $122,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 25,047 | $122,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 20,146 | $122,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,194 | $121,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,029 | $121,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 11,698 | $121,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,359 | $120,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,603 | $120,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 5,497 | $120,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 4,514 | $120,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 7,700 | $120,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 200,000 | $120,000 | thousands by filing date | call |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 92,855 | $120,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 445 | $119,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 92,252 | $119,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 13,499 | $119,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 2,407 | $118,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 2,392 | $118,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,475 | $118,000 | thousands by filing date | call |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 13,877 | $118,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 3,222 | $118,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,656 | $118,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 97 | $117,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 524 | $117,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 213 | $117,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 9,926 | $117,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 6,573 | $117,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 7,505 | $116,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 4,009 | $116,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 17,643 | $116,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 4,861 | $116,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 28,100 | $116,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,142 | $115,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 5,778 | $115,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 7,883 | $115,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 10,530 | $115,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,520 | $115,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 5,374 | $114,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 5,385 | $114,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 19,644 | $114,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 25,622 | $114,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 8,587 | $114,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 3,474 | $112,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 3,619 | $111,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,838 | $111,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 7,269 | $111,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 930 | $110,000 | thousands by filing date | call |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 7,149 | $110,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,790 | $110,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000197 | this filing | 2019-11-14 | acceptance time not in the bulk data set |