13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 4,931 holding rows worth $144,028,545,000.
- Accession
- 0000948046-19-000197
- Filer
- CIK 948046
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 21,215 entries on the cover page, a total value of $144,028,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,028,545,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 3,095 | $110,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 3,799 | $109,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 6,699 | $109,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 7,373 | $109,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 5,276 | $109,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 6,303 | $109,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 10,981 | $109,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 6,446 | $108,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 5,709 | $108,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 13,000 | $108,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,225 | $106,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 36,194 | $106,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 24,490 | $106,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 5,268 | $106,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 8,453 | $106,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 18,704 | $106,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,857 | $106,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 9,994 | $106,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 3,079 | $105,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 5,003 | $105,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 2,586 | $105,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 160,754 | $105,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2,071 | $104,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 5,187 | $104,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 33,170 | $104,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 6,573 | $104,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 5,806 | $104,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 17,893 | $104,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 38,458 | $104,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 262,108 | $104,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 600 | $103,000 | thousands by filing date | put |
| PARK AEROSPACE CORP | 70014A104 | COM | 5,892 | $103,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 7,135 | $103,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 9,584 | $103,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 3,898 | $103,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 11,315 | $103,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 6,797 | $103,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 8,971 | $103,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 87,162 | $103,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 2,031 | $102,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 6,200 | $102,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 8,475 | $102,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 4,825 | $102,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 7,185 | $102,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 20,864 | $102,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 17,897 | $102,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 366 | $101,000 | thousands by filing date | call |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 823 | $101,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,686 | $101,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 16,013 | $101,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 27,645 | $101,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 3,338 | $101,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 8,757 | $101,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 5,435 | $101,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 40,518 | $101,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 46,193 | $101,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 721 | $100,000 | thousands by filing date | put |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 2,206 | $100,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 400,000 | $100,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 3,583 | $99,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 32,168 | $99,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 8,682 | $99,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 50,700 | $99,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 10,049 | $99,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 3,530 | $99,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 6,999 | $98,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,184 | $98,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 10,243 | $98,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 10,744 | $98,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 6,617 | $98,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 99,000 | $98,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 46,533 | $97,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 3,851 | $97,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 36,030 | $97,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 86,603 | $97,000 | thousands by filing date | call |
| CLARUS CORP NEW | 18270P109 | COM | 8,404 | $96,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4,635 | $96,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 24,542 | $96,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 3,238 | $96,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 18,191 | $96,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,255 | $95,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 443 | $95,000 | thousands by filing date | call |
| STERLING BANCORP INC | 85917W102 | COM | 9,921 | $95,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 2,716 | $94,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,211 | $94,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 4,409 | $94,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 12,118 | $94,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 16,300 | $94,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 3,679 | $94,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 3,705 | $93,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 1,796 | $93,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 350 | $93,000 | thousands by filing date | call |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 17,639 | $93,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 66,376 | $93,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 4,545 | $93,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 3,810 | $93,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 400 | $92,000 | thousands by filing date | call |
| LOOP INDS INC | 543518104 | COM | 7,247 | $92,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 3,948 | $92,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 6,500 | $92,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 1,253 | $92,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 12,963 | $92,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 4,658 | $91,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 3,013 | $91,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 16,458 | $91,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 13,443 | $91,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 2,223 | $90,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 9,786 | $90,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,377 | $90,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,819 | $89,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 4,063 | $89,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 2,536 | $89,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 4,569 | $89,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 21,769 | $89,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 4,472 | $88,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 884 | $88,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 400,000 | $88,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 9,512 | $88,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 27,358 | $88,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 8,798 | $87,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 5,108 | $87,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 34,915 | $87,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 2,917 | $87,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 10,390 | $87,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 10,042 | $87,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 7,226 | $87,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 4,150 | $87,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 116,665 | $87,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,287 | $86,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 3,579 | $86,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 25,486 | $86,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 3,255 | $86,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 55,054 | $86,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 16,416 | $86,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,870 | $86,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 5,043 | $86,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 320 | $85,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 2,079 | $85,000 | thousands by filing date | call |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 17,859 | $85,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 16,602 | $85,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,624 | $85,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 3,496 | $85,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 26,265 | $85,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 81,791 | $85,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 518 | $84,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 42,170 | $84,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 3,865 | $84,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 4,360 | $84,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 7,102 | $84,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 98,961 | $84,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 5,040 | $84,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 7,522 | $84,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,391 | $84,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 36,538 | $84,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,167 | $83,000 | thousands by filing date | call |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 4,200 | $83,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 2,134 | $83,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 24,421 | $83,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 6,383 | $83,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 7,294 | $83,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 18,130 | $83,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 4,908 | $82,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 10,279 | $82,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 29,523 | $82,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 49,647 | $82,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 8,353 | $82,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 3,867 | $82,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 4,346 | $81,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 15,417 | $81,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 7,931 | $81,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 14,447 | $81,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 16,691 | $81,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 77,958 | $81,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 8,020 | $81,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 302 | $80,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,478 | $80,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,851 | $80,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 7,805 | $80,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 28,690 | $80,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 3,040 | $79,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 2,064 | $79,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 3,613 | $79,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 4,303 | $79,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 3,380 | $79,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 15,160 | $79,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 24,622 | $79,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 4,820 | $79,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 63,531 | $79,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 7,898 | $79,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 30,595 | $79,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 4,126 | $78,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 69,660 | $78,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 8,534 | $78,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 24,386 | $78,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,253 | $77,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 2,276 | $77,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 10,775 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2,617 | $77,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 6,008 | $77,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 4,945 | $77,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 4,821 | $77,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 2,000 | $76,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 635 | $76,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,367 | $76,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 9,417 | $76,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 3,795 | $76,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 36,777 | $76,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 18,678 | $76,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 7,151 | $76,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 20,621 | $76,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 307 | $75,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 2,065 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 5,963 | $75,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,973 | $75,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 4,068 | $75,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 60,522 | $75,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 7,512 | $75,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 3,194 | $75,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 239 | $74,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 3,026 | $74,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 5,129 | $74,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 7,462 | $74,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 17,672 | $74,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 8,537 | $74,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 380 | $73,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,528 | $73,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 3,089 | $73,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 5,271 | $73,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 42,236 | $73,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 4,127 | $73,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 2,362 | $73,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 103,977 | $73,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 7,539 | $73,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 10,801 | $73,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,450 | $72,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 3,695 | $72,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 4,181 | $72,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 81,885 | $72,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 4,530 | $72,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 9,906 | $72,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 650 | $71,000 | thousands by filing date | put |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 4,680 | $71,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 1,900 | $71,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 996 | $71,000 | thousands by filing date | call |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 2,366 | $71,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 40,876 | $71,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 1,412 | $71,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 3,000 | $71,000 | thousands by filing date | call |
| SIENTRA INC | 82621J105 | COM | 11,162 | $71,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 22,683 | $71,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,370 | $70,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 1,568 | $70,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 4,574 | $70,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 3,601 | $70,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 2,447 | $70,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 2,246 | $70,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 1,468 | $70,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 14,761 | $70,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 8,811 | $70,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 2,177 | $69,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,756 | $69,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 56 | $68,000 | thousands by filing date | put |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 363 | $68,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,072 | $68,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,725 | $68,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 12,219 | $68,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 30,459 | $68,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 8,042 | $68,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 6,163 | $68,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 3,535 | $67,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 5,220 | $67,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 14,182 | $67,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 6,656 | $67,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 29,326 | $67,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 2,882 | $67,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 12,091 | $67,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 748 | $66,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 8,925 | $66,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 7,039 | $66,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 3,551 | $66,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 90,000 | $66,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,261 | $65,000 | thousands by filing date | put |
| WEYCO GROUP INC COM | 962149100 | Stock | 2,976 | $65,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 52,831 | $65,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 5,025 | $65,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 2,695 | $65,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 16,461 | $65,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 8,272 | $65,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 10,735 | $65,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,504 | $64,000 | thousands by filing date | put |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,986 | $64,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 438 | $64,000 | thousands by filing date | call |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 3,925 | $64,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1,262 | $64,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 6,897 | $64,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 20,179 | $64,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 3,240 | $64,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 3,570 | $64,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 4,982 | $64,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 8,786 | $63,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 3,691 | $63,000 | thousands by filing date | put |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 12,970 | $63,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 13,456 | $63,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 8,339 | $63,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 5,691 | $63,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,862 | $63,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 9,885 | $63,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 21,747 | $63,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 484 | $62,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 1,872 | $62,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 897 | $62,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,745 | $62,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 4,637 | $62,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 6,000 | $62,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 3,537 | $62,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 8,166 | $62,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 6,500 | $62,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 5,318 | $62,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 4,427 | $62,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 24,889 | $62,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,129 | $61,000 | thousands by filing date | call |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 4,169 | $61,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 8,605 | $61,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 3,509 | $61,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 3,610 | $61,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 513 | $60,000 | thousands by filing date | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 1,208 | $60,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 11,758 | $60,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,843 | $60,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 2,349 | $60,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 22,302 | $60,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 737 | $59,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 507 | $59,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 2,396 | $59,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 2,825 | $59,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 12,201 | $59,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 7,798 | $59,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 7,500 | $59,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 19,794 | $59,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 834 | $59,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 92 | $59,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 41,022 | $59,000 | thousands by filing date | call |
| LUTHER BURBANK CORP | 550550107 | COM | 5,352 | $59,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,580 | $59,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 2,685 | $59,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,498 | $59,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 4,632 | $59,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 48 | $58,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 44,249 | $58,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 4,181 | $58,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,358 | $58,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 2,748 | $58,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 3,419 | $58,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 18,883 | $58,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 8,840 | $58,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 14,942 | $58,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 2,946 | $58,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 20,482 | $58,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 2,700 | $58,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 900 | $58,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 906 | $57,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 822 | $57,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 12,409 | $57,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 7,857 | $57,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 4,310 | $57,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 4,850 | $57,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 12,243 | $57,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 6,433 | $57,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 4,221 | $57,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 28,341 | $57,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 2,704 | $57,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 3,815 | $57,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 105 | $56,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 1,859 | $56,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 15,761 | $56,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 1,458 | $56,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 11,917 | $56,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 93,600 | $56,000 | thousands by filing date | call |
| ISHARES TR | 464287101 | S&P 100 ETF | 425 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 958 | $55,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 7,351 | $55,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,413 | $55,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 6,200 | $55,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 5,458 | $55,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 61,984 | $55,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,093 | $54,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 2,749 | $54,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 236 | $54,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 14,452 | $54,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 5,724 | $54,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 5,221 | $54,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 6,571 | $53,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,135 | $53,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,665 | $53,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 1,950 | $53,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 2,247 | $53,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 3,515 | $53,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 3,369 | $53,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 6,114 | $53,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 26,122 | $53,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 44,341 | $53,000 | thousands by filing date | call |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 7,044 | $53,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 11,290 | $53,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,078 | $53,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 19,561 | $53,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 3,908 | $53,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 634 | $52,000 | thousands by filing date | call |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,041 | $52,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 15,015 | $52,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 720 | $52,000 | thousands by filing date | put |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 3,287 | $52,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,528 | $52,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 2,138 | $52,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 3,948 | $52,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 4,147 | $52,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 15,661 | $52,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,692 | $52,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 4,022 | $52,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 844 | $51,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,146 | $51,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 14,497 | $51,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 9,964 | $51,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,758 | $51,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,276 | $51,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 3,563 | $51,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 36,429 | $51,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 11,610 | $51,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 2,618 | $51,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,770 | $51,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 3,047 | $51,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,110 | $50,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,123 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,494 | $50,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 8,969 | $50,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 842 | $50,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 12,900 | $50,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 14,194 | $50,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 8,405 | $50,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 11,649 | $50,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 17,458 | $50,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 3,420 | $50,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 10,037 | $49,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,478 | $49,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 51,909 | $49,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 813 | $49,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 112 | $49,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 23,652 | $49,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 3,292 | $49,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,295 | $49,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 20,995 | $49,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 11,994 | $49,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 8,977 | $49,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 6,758 | $49,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 38,035 | $49,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,068 | $48,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 3,477 | $48,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,361 | $48,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 7,008 | $48,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 10,117 | $48,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 220 | $47,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 459 | $47,000 | thousands by filing date | put |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 275 | $47,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 650 | $47,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 4,843 | $47,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 4,068 | $47,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 3,013 | $47,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 3,827 | $47,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,503 | $47,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 10,398 | $47,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 14,523 | $47,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 4,330 | $47,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,239 | $46,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 324 | $46,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 395 | $46,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 6,390 | $46,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 7,450 | $46,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 24,211 | $46,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 10,957 | $46,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,208 | $46,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 6,379 | $46,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 3,468 | $46,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 5,760 | $46,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 3,101 | $46,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 50,402 | $46,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 17,105 | $46,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 1,066 | $46,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,085 | $45,000 | thousands by filing date | call |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 3,101 | $45,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 1,972 | $45,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 857 | $45,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,907 | $45,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 3,432 | $45,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 4,428 | $45,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,005 | $45,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 11,156 | $45,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 39,559 | $45,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 2,446 | $45,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 2,443 | $45,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 373 | $44,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 14,396 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000197 | this filing | 2019-11-14 | acceptance time not in the bulk data set |