13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 4,931 holding rows worth $144,028,545,000.
- Accession
- 0000948046-19-000197
- Filer
- CIK 948046
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 21,215 entries on the cover page, a total value of $144,028,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,028,545,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LOVESAC COMPANY | 54738L109 | COM | 2,433 | $44,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 315 | $44,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,821 | $44,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,820 | $44,000 | thousands by filing date | call |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 2,234 | $44,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 2,852 | $44,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 28,422 | $44,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 20,259 | $44,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,580 | $44,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 7,123 | $44,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,157 | $43,000 | thousands by filing date | put |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 4,994 | $43,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 4,650 | $43,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 3,746 | $43,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 8,886 | $43,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,021 | $43,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 2,827 | $43,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 7,285 | $43,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 7,937 | $43,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 799 | $42,000 | thousands by filing date | put |
| iShares Global REIT ETF | 46434V647 | SHS | 1,500 | $42,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 200 | $42,000 | thousands by filing date | call |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 619 | $42,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 1,775 | $42,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 3,474 | $42,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,702 | $42,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 1,224 | $42,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,884 | $42,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 2,106 | $42,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 2,570 | $42,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 1,875 | $42,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 14,257 | $42,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 3,592 | $42,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 9,822 | $41,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,139 | $41,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 2,627 | $41,000 | thousands by filing date | call |
| AGNT INC | 30212W100 | COM | 5,044 | $41,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 6,417 | $41,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 4,332 | $41,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 3,668 | $41,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,329 | $41,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 3,840 | $41,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 11,715 | $41,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 4,417 | $41,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,422 | $40,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F437 | COM | 1,385 | $40,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,266 | $40,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 3,909 | $40,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 5,897 | $40,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 11,606 | $40,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 6,213 | $40,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 10,222 | $40,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 9,450 | $40,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 23,846 | $40,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 6,583 | $40,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 260 | $39,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 100 | $39,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,450 | $39,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 811 | $39,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 2,938 | $39,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 20,384 | $39,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 7,988 | $39,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 2,000 | $39,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 11,322 | $39,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 52,961 | $39,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 3,321 | $38,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,809 | $38,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 7,893 | $38,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 2,900 | $38,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,927 | $38,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 9,058 | $38,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 45 | $37,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 345 | $37,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 915 | $37,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,400 | $37,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,153 | $37,000 | thousands by filing date | call |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 3,550 | $37,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,220 | $37,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 4,655 | $37,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 28,745 | $37,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 2,345 | $37,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 4,596 | $37,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 2,455 | $37,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 74,034 | $37,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 6,462 | $37,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,826 | $37,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 4,664 | $37,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 38,265 | $37,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 12,491 | $37,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 4,501 | $37,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 25,404 | $37,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 207 | $36,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,880 | $36,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 897 | $36,000 | thousands by filing date | put |
| ASTRONOVA INC | 04638F108 | COM | 2,345 | $36,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,596 | $36,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 2,763 | $36,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 7,636 | $36,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 29,806 | $36,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 21,352 | $36,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 427 | $35,000 | thousands by filing date | call |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 750 | $35,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 15,906 | $35,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 2,350 | $35,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 2,491 | $35,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 2,922 | $35,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 2,290 | $35,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 810 | $35,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 11,696 | $34,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,104 | $34,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 1,224 | $34,000 | thousands by filing date | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 1,395 | $34,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 14,546 | $34,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 15,828 | $34,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 31,811 | $34,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 19,178 | $34,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 1,286 | $34,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 3,891 | $34,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,170 | $33,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 12,847 | $33,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 10,269 | $33,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,153 | $33,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 2,868 | $33,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,131 | $33,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 34,919 | $33,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 2,373 | $33,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 2,451 | $33,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 9,388 | $33,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 10,898 | $33,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 87 | $32,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 747 | $32,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 770 | $32,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 571 | $32,000 | thousands by filing date | call |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1,967 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 205 | $32,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 755 | $32,000 | thousands by filing date | put |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,650 | $32,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,896 | $32,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 3,511 | $32,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 12,371 | $32,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 4,240 | $32,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 7,165 | $32,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 1,000 | $32,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 1,805 | $32,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 7,461 | $32,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 3,897 | $32,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 100,000 | $32,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 520 | $31,000 | thousands by filing date | call |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 350 | $31,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,116 | $31,000 | thousands by filing date | put |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 5,000 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 875 | $31,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 9,855 | $31,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 3,852 | $31,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 18,094 | $31,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,675 | $31,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,227 | $31,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 6,378 | $31,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 1,336 | $31,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 32,176 | $31,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 160 | $30,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 500 | $30,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 152 | $30,000 | thousands by filing date | put |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,962 | $30,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 6,251 | $30,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,060 | $30,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 3,764 | $30,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 2,885 | $30,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 3,692 | $30,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 4,056 | $30,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 5,116 | $30,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 7,852 | $30,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 4,749 | $30,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 4,685 | $30,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,256 | $30,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 51,546 | $30,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 6,980 | $30,000 | thousands by filing date | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 4,400 | $30,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 588 | $29,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 204 | $29,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 239 | $29,000 | thousands by filing date | call |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 167 | $29,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 5,460 | $29,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 1,811 | $29,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 5,792 | $29,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,855 | $29,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 1,317 | $29,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,587 | $29,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 12,373 | $29,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 12,615 | $29,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 6,235 | $29,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 15,341 | $29,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 6,736 | $29,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 16,410 | $29,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 5,938 | $29,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 8,084 | $29,000 | thousands by filing date | |
| HUITAO TECHNOLOGY CO LTD | G4645B101 | SHS | 13,032 | $29,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 124 | $28,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 632 | $28,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 500 | $28,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,703 | $28,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 280 | $28,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 6,439 | $28,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 2,336 | $28,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 615 | $28,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 9,880 | $28,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 3,371 | $28,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 4,517 | $28,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 2,000 | $28,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 39,544 | $28,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 162 | $27,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 290 | $27,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 262 | $27,000 | thousands by filing date | call |
| LIMBACH HLDGS INC | 53263P105 | COM | 5,674 | $27,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 28,466 | $27,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 3,140 | $27,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 4,717 | $27,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 2,716 | $27,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 2,590 | $27,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 2,071 | $27,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 7,146 | $27,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 8,156 | $27,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 8,916 | $27,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 9,218 | $27,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 4,082 | $27,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 100 | $26,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 843 | $26,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 2,351 | $26,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 2,023 | $26,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 8,113 | $26,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 14,394 | $26,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 5,117 | $26,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 19,612 | $26,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 2,699 | $26,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,691 | $25,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 2,793 | $25,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 433 | $25,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,471 | $25,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 252 | $25,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 9,591 | $25,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 813 | $25,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 16,454 | $25,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 2,862 | $25,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 1,757 | $25,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 852 | $25,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 227 | $25,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 5,486 | $25,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 8,069 | $25,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 2,059 | $25,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 500 | $24,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 264 | $24,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 403 | $24,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 7,472 | $24,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,012 | $24,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 1,391 | $24,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 1,631 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 847 | $24,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 2,372 | $24,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 8,342 | $24,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 1,365 | $24,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,765 | $24,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 15,700 | $24,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 7,105 | $24,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 2,118 | $24,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 11,248 | $24,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 2,408 | $24,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 2,167 | $24,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 337 | $23,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 250 | $23,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 264 | $23,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 609 | $23,000 | thousands by filing date | put |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 284 | $23,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 9,308 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 350 | $23,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 4,533 | $23,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 2,751 | $23,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 512 | $23,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,387 | $23,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 4,508 | $23,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 17,782 | $23,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 1,369 | $23,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 14,812 | $22,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 296 | $22,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 175 | $22,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,113 | $22,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 168 | $22,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,500 | $22,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 445 | $22,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 7,000 | $22,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,288 | $22,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 565 | $22,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,532 | $22,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 40,000 | $22,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 3,700 | $22,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS I | 88165N204 | COM NEW | 4,153 | $22,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 143 | $21,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 838 | $21,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 596 | $21,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,326 | $21,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 1,782 | $21,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 3,671 | $21,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 5,796 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 920 | $21,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 10,972 | $21,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 10,958 | $21,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 14,893 | $21,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 3,714 | $21,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2,345 | $21,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 300 | $21,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 6,978 | $21,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP SHS NEW | Y73760301 | Stock | 45,215 | $21,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 58,963 | $21,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 9,102 | $21,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 50,000 | $21,000 | thousands by filing date | call |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 51,122 | $21,000 | thousands by filing date | call |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 505 | $20,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,063 | $20,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 500 | $20,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,007 | $20,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 42,133 | $20,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 12,409 | $20,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 675 | $20,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 3,567 | $20,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 2,572 | $20,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 1,795 | $20,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 5,124 | $20,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 3,803 | $20,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 2,915 | $20,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 1,352 | $20,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 14,339 | $20,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 2,356 | $20,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 5,495 | $20,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 13,960 | $20,000 | thousands by filing date | call |
| SHINECO INC COM NEW | 824567200 | Stock | 38,412 | $20,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 400 | $19,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 150 | $19,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 589 | $19,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 33 | $19,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 116 | $19,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 2,100 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 89 | $19,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 9,128 | $19,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,572 | $19,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 7,707 | $19,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 2,628 | $19,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,000 | $19,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 2,185 | $19,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 17,385 | $19,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 870 | $19,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 7,773 | $19,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 4,888 | $19,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 14,830 | $19,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 6,600 | $19,000 | thousands by filing date | |
| FULING GLOBAL INC | G3729B102 | SHS | 7,312 | $19,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 152 | $18,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 522 | $18,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 145 | $18,000 | thousands by filing date | put |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 2,311 | $18,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 472 | $18,000 | thousands by filing date | call |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 3,018 | $18,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 2,763 | $18,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 5,129 | $18,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 23,891 | $18,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 2,187 | $18,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 13,926 | $18,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 2,804 | $18,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 4,033 | $18,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 7,867 | $18,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 163 | $17,000 | thousands by filing date | put |
| S&P Global,Inc. | 78409V104 | COM | 71 | $17,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 457 | $17,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 194 | $17,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,840 | $17,000 | thousands by filing date | put |
| NEXTDECADE CORP | 65342K105 | COM | 3,272 | $17,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 330 | $17,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 74 | $17,000 | thousands by filing date | put |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 2,307 | $17,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,900 | $17,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1,457 | $17,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 614 | $17,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 4,105 | $17,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 7,516 | $17,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 2,260 | $17,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 15,338 | $17,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 6,297 | $17,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 1,160 | $17,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 21,000 | $17,000 | thousands by filing date | principal |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 2,701 | $17,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 9,447 | $17,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 61 | $16,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 122 | $16,000 | thousands by filing date | call |
| Prologis,Inc. | 74340W103 | COM | 195 | $16,000 | thousands by filing date | call |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 135 | $16,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 170 | $16,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 125 | $16,000 | thousands by filing date | put |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 433 | $16,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 925 | $16,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 1,023 | $16,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 4,244 | $16,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,780 | $16,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 3,186 | $16,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 3,367 | $16,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 468 | $16,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 6,941 | $16,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 10,732 | $16,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 1,880 | $16,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 1,555 | $16,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 384 | $15,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 54 | $15,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 274 | $15,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 215 | $15,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 200 | $15,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 102 | $15,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 235 | $15,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 984 | $15,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 157 | $15,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 747 | $15,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,563 | $15,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 15,869 | $15,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 5,385 | $15,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 989 | $15,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 11,666 | $15,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 1,489 | $15,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 1,259 | $15,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 1,525 | $15,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,389 | $15,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 101 | $14,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 536 | $14,000 | thousands by filing date | put |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,428 | $14,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 6,120 | $14,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 1,789 | $14,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 1,381 | $14,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 2,341 | $14,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 800 | $14,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 853 | $14,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 3,002 | $14,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 3,104 | $14,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 7,826 | $14,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 11,214 | $14,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 5,651 | $14,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 9,097 | $14,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 14,093 | $14,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 12,508 | $14,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 12,975 | $14,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F204 | COM NEW | 4,790 | $14,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 101 | $13,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 131 | $13,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 179 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 236 | $13,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 22,900 | $13,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 319 | $13,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,885 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 231 | $13,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 2,792 | $13,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 17,804 | $13,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 9,624 | $13,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 7,622 | $13,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 8,440 | $13,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 178 | $12,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 228 | $12,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 333 | $12,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 2,636 | $12,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 621 | $12,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 226 | $12,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 14,353 | $12,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 500 | $12,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 9,230 | $12,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 3,418 | $12,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 6,114 | $12,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 400 | $11,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 81 | $11,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 65 | $11,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 257 | $11,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 586 | $11,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 102 | $11,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 352 | $11,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 11 | $11,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 384 | $11,000 | thousands by filing date | call |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 5,285 | $11,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 2,205 | $11,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 2,794 | $11,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 2,459 | $11,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 8,782 | $11,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 47,494 | $11,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 409 | $11,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 14,000 | $11,000 | thousands by filing date | principal |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 678 | $11,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 6,007 | $11,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,500 | $11,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 8,975 | $11,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 3,878 | $11,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 17,890 | $11,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 28,800 | $11,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 272 | $10,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 184 | $10,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 53 | $10,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 98 | $10,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 183 | $10,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,799 | $10,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 369 | $10,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000197 | this filing | 2019-11-14 | acceptance time not in the bulk data set |