13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 4,931 holding rows worth $144,028,545,000.
- Accession
- 0000948046-19-000197
- Filer
- CIK 948046
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 21,215 entries on the cover page, a total value of $144,028,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,028,545,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Rafael Holdings Inc Class B | 75062E106 | COM | 34,200 | $714,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 24,100 | $712,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,617 | $709,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 14,968 | $708,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 17,621 | $707,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 19,661 | $707,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 36,409 | $707,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 136,068 | $701,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 231,759 | $701,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 750,000 | $698,000 | thousands by filing date | principal |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 7,562 | $697,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 12,665 | $694,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 15,392 | $693,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 29,795 | $693,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 12,200 | $693,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 8,720 | $691,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 19,784 | $688,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 122,602 | $687,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 48,230 | $685,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 90,279 | $685,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 24,516 | $685,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 360,000 | $684,000 | thousands by filing date | principal |
| TRUECAR INC | 89785L107 | COM | 200,544 | $680,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 97,721 | $679,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 28,044 | $677,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 12,219 | $675,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 10,124 | $675,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 20,952 | $675,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 1,000,000 | $675,000 | thousands by filing date | principal |
| M.D.C. HOLDINGS INC | 552676108 | COM | 15,658 | $673,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 41,274 | $672,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 22,455 | $672,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 10,575 | $671,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 56,932 | $671,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 93,528 | $670,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 475,000 | $670,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 717,000 | $669,000 | thousands by filing date | principal |
| VERSO CORP | 92531L207 | CL A | 54,237 | $669,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 27,337 | $667,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 750,000 | $667,000 | thousands by filing date | principal |
| ATI INC COM | 01741R102 | Stock | 32,988 | $666,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 10,020 | $665,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 35,945 | $664,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 8,684 | $662,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 105,600 | $662,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 96,175 | $662,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 16,816 | $661,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 45,024 | $661,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 7,148 | $655,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 52,499 | $655,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 30,455 | $654,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 10,547 | $653,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 19,458 | $650,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 32,654 | $650,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 22,625 | $646,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 12,527 | $645,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 22,800 | $645,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 10,387 | $644,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 179,274 | $644,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 11,460 | $642,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 12,492 | $642,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 12,000 | $642,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 16,505 | $637,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 109,937 | $635,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 8,952 | $635,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 98,443 | $634,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 15,537 | $631,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 31,862 | $630,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 238,655 | $629,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 103,821 | $628,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 19,746 | $627,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 24,738 | $627,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 29,346 | $622,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 15,778 | $619,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 47,513 | $618,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 14,324 | $618,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 18,359 | $618,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 16,870 | $615,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 6,739 | $615,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 19,012 | $614,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 10,622 | $605,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 58,324 | $604,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,699 | $603,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 39,095 | $603,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 17,794 | $600,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 10,734 | $599,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 48,537 | $599,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 31,229 | $599,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 9,063 | $598,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,979 | $598,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 73,384 | $597,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 15,314 | $595,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 6,264 | $595,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 43,594 | $594,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 42,667 | $593,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 6,139 | $591,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 55,553 | $591,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 16,199 | $588,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 13,691 | $587,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 523,000 | $587,000 | thousands by filing date | principal |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 7,715 | $586,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 21,003 | $585,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 170,246 | $583,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,227,609 | $582,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 68,404 | $581,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 19,310 | $579,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 9,276 | $578,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,600 | $578,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 20,886 | $578,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 18,620 | $575,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 13,751 | $574,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 25,475 | $573,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 16,991 | $570,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 8,517 | $570,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 55,814 | $570,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 113,700 | $569,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 57,251 | $569,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 8,952 | $568,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 36,526 | $562,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 21,189 | $561,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 35,079 | $561,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 61,998 | $560,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 17,897 | $559,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 22,830 | $558,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 10,196 | $558,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 21,933 | $558,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 16,826 | $557,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 13,494 | $556,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 22,357 | $554,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 489,000 | $552,000 | thousands by filing date | principal |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 35,374 | $550,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 38,317 | $550,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 72,063 | $548,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 13,357 | $546,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 17,951 | $544,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 31,544 | $544,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 36,415 | $544,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 15,193 | $544,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,163 | $543,000 | thousands by filing date | call |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 22,441 | $543,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 41,615 | $543,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 10,069 | $541,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 32,424 | $541,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 38,761 | $539,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 11,442 | $539,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 469,545 | $539,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 47,519 | $538,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 32,425 | $536,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 624,729 | $536,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 221,958 | $535,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 18,120 | $534,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 7,550 | $532,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 8,357 | $532,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 7,648 | $532,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 21,090 | $532,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 46,402 | $525,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 20,125 | $524,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 38,340 | $524,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 55,703 | $524,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 117,110 | $523,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 16,162 | $523,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 13,978 | $522,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 31,331 | $522,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 48,847 | $521,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 14,691 | $520,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 27,527 | $520,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 49,781 | $520,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 409,563 | $520,000 | thousands by filing date | call |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 12,818 | $519,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 108,919 | $519,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 133,719 | $516,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 101,205 | $514,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 19,946 | $514,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 6,927 | $513,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 17,311 | $511,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 26,829 | $511,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 77,752 | $510,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 16,647 | $509,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 18,804 | $505,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 45,595 | $504,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 7,698 | $499,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 7,506 | $499,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 32,962 | $499,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 31,840 | $497,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 25,928 | $497,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 3,820 | $496,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 500,000 | $496,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 8,374 | $495,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 13,499 | $495,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 15,246 | $494,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 24,077 | $493,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 56,623 | $491,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 35,459 | $487,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 5,844 | $485,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 13,354 | $485,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 13,392 | $484,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 20,295 | $480,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 14,926 | $477,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 16,264 | $477,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $475,000 | thousands by filing date | principal |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 18,003 | $473,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 248,113 | $473,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 40,063 | $472,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 102,010 | $471,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 57,662 | $470,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 15,156 | $469,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 6,395 | $468,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,935 | $468,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 85,966 | $467,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 27,253 | $466,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 13,837 | $466,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,925 | $464,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 38,129 | $464,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,522 | $462,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 12,377 | $462,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,622 | $461,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 450,000 | $461,000 | thousands by filing date | principal |
| PRIMO WTR CORP | 74165N105 | COM | 37,634 | $460,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 10,493 | $459,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 18,443 | $458,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 12,940 | $456,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 8,137 | $456,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 158,883 | $455,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 50,229 | $454,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 91,515 | $454,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 22,465 | $452,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 24,888 | $452,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 29,905 | $452,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 21,246 | $451,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 22,964 | $450,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 101,050 | $448,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 452,000 | $448,000 | thousands by filing date | principal |
| AMERICAS CAR-MART INC | 03062T105 | COM | 4,895 | $447,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 49,025 | $445,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 16,105 | $445,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 13,057 | $444,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 21,233 | $443,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 23,798 | $442,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 12,210 | $442,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,484 | $441,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 10,159 | $441,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 11,303 | $440,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 17,066 | $439,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 7,558 | $439,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 56,858 | $438,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 6,754 | $438,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 8,259 | $437,000 | thousands by filing date | call |
| APPFOLIO INC | 03783C100 | COM CL A | 4,600 | $436,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 71,742 | $436,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 26,595 | $435,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 8,484 | $433,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 18,897 | $430,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 18,371 | $430,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 110,735 | $430,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 19,288 | $429,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 24,096 | $428,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 12,085 | $428,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 22,947 | $427,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,985 | $426,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 15,901 | $422,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 12,875 | $418,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 26,984 | $418,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 21,740 | $417,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 16,764 | $416,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 7,561 | $415,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 21,597 | $415,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 21,263 | $413,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 9,348 | $412,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 88,042 | $412,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 550,000 | $412,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 25,794 | $411,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,453 | $410,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 12,791 | $408,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 3,974 | $406,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 19,920 | $406,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 40,505 | $406,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 179,361 | $406,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 25,982 | $406,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 13,050 | $404,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 31,274 | $404,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 20,361 | $404,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 119,889 | $404,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 18,955 | $403,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 26,230 | $403,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 46,748 | $402,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 5,312 | $400,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 13,108 | $400,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 14,453 | $400,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,117 | $399,000 | thousands by filing date | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 8,259 | $399,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 99,485 | $399,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 21,139 | $398,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 15,754 | $396,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 512 | $396,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 7,543 | $395,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 65,249 | $394,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 13,547 | $394,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 8,869 | $393,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 15,372 | $393,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 38,817 | $393,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 20,156 | $392,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 13,995 | $392,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 224,454 | $392,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 7,944 | $391,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 27,706 | $388,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 17,571 | $388,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 31,659 | $387,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 36,335 | $387,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 7,322 | $386,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 17,530 | $385,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 18,723 | $384,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 10,520 | $383,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 21,712 | $382,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 15,127 | $381,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 6,372 | $381,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 127,153 | $381,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 69,190 | $380,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 2,570 | $379,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 44,001 | $378,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 25,891 | $378,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 23,800 | $378,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 11,565 | $377,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 25,411 | $377,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 11,635 | $376,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 11,333 | $376,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 9,780 | $376,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 15,123 | $375,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 14,213 | $374,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 16,808 | $374,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 6,579 | $373,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 26,230 | $373,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 4,285 | $373,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 6,425 | $372,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 25,868 | $372,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 4,201 | $371,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 58,257 | $371,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 22,325 | $371,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 23,211 | $370,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 86,622 | $370,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 25,164 | $369,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 16,906 | $369,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 6,080 | $368,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 12,611 | $368,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 60,094 | $368,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 36,834 | $368,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 246,131 | $368,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 316,213 | $366,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 17,490 | $366,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 3,114 | $365,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 16,249 | $364,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 9,302 | $364,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 13,901 | $363,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 194,123 | $363,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 15,184 | $363,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 21,204 | $362,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 33,260 | $360,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 36,497 | $360,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 14,185 | $360,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 7,903 | $359,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 146,856 | $358,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 4,419 | $357,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 8,506 | $356,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 33,071 | $355,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 164,514 | $354,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 15,264 | $354,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 18,077 | $353,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 203 | $352,000 | thousands by filing date | put |
| SRC ENERGY INC | 78470V108 | COM | 75,839 | $352,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 9,616 | $349,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 169,349 | $348,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 29,923 | $348,000 | thousands by filing date | call |
| MORPHOSYS AG | 617760202 | ADR | 12,681 | $348,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 18,547 | $346,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 4,568 | $346,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 153,865 | $346,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 8,561 | $345,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 34,153 | $344,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 11,495 | $342,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 33,656 | $341,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 20,936 | $341,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 6,341 | $340,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 129,892 | $340,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,130 | $337,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 7,818 | $337,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 44,146 | $336,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 34,771 | $335,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 38,187 | $335,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,200 | $334,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 78,500 | $334,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 23,652 | $333,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 52,100 | $333,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 192 | $332,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 5,512 | $332,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 7,097 | $332,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 4,344 | $331,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,684 | $330,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 3,487 | $329,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 113,859 | $329,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 11,076 | $329,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 78,433 | $329,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 33,030 | $328,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 11,609 | $328,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,228 | $328,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,357 | $328,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 13,898 | $327,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 52,245 | $327,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 10,817 | $325,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 8,878 | $323,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 20,606 | $321,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 377,866 | $320,000 | thousands by filing date | call |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 28,874 | $319,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 7,055 | $319,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 14,388 | $319,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 39,171 | $319,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 16,929 | $318,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 10,458 | $318,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 73 | $317,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 27,131 | $317,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 16,060 | $316,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 45,879 | $316,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 50,422 | $315,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 17,930 | $314,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 233,057 | $314,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 11,484 | $312,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 24,442 | $312,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 15,588 | $311,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 8,000 | $311,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 20,599 | $311,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 55,370 | $311,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 14,649 | $310,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 23,192 | $310,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 20,041 | $310,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 8,817 | $310,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 11,410 | $308,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 18,551 | $308,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 49,386 | $308,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 15,060 | $307,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 9,943 | $305,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,205 | $305,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $304,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 14,762 | $304,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 36,102 | $303,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 15,053 | $303,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 11,185 | $302,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 21,020 | $302,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 9,126 | $302,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 237,227 | $302,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 13,749 | $301,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 5,953 | $300,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 57,769 | $300,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 9,658 | $300,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 10,735 | $300,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 10,000 | $299,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,675 | $299,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 31,751 | $298,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 15,193 | $297,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 15,945 | $297,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,648 | $296,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 7,498 | $296,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,499 | $295,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 7,813 | $294,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 293,000 | $294,000 | thousands by filing date | principal |
| BRIDGE BANCORP INC | 108035106 | COM | 9,928 | $293,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 3,345 | $292,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 10,191 | $291,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 8,236 | $291,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,294 | $290,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 6,991 | $290,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 16,780 | $290,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 43,579 | $289,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,948 | $288,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 8,492 | $288,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 223,251 | $287,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 27,675 | $287,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 86,446 | $286,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 6,821 | $285,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 3,673 | $285,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 10,404 | $285,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 5,873 | $283,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 14,949 | $283,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 8,111 | $282,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 8,721 | $281,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 7,889 | $281,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 14,157 | $280,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 18,089 | $280,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 34,932 | $279,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 16,144 | $279,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,550 | $278,000 | thousands by filing date | call |
| OHIO VY BANC CORP | 677719106 | COM | 7,665 | $278,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 13,845 | $277,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 83,562 | $277,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,713 | $277,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 14,306 | $277,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 16,196 | $276,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 17,938 | $276,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 54,616 | $275,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 142,701 | $274,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 7,013 | $273,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 24,894 | $273,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 74,092 | $273,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000197 | this filing | 2019-11-14 | acceptance time not in the bulk data set |