13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 4,931 holding rows worth $144,028,545,000.
- Accession
- 0000948046-19-000197
- Filer
- CIK 948046
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 21,215 entries on the cover page, a total value of $144,028,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,028,545,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 391,723 | $1,717,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 43,589 | $1,717,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 818,105 | $1,717,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 68,119 | $1,716,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 57,537 | $1,710,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 47,020 | $1,705,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 66,177 | $1,704,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 17,889 | $1,700,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 28,511 | $1,695,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 106,803 | $1,693,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 95,697 | $1,692,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 391,131 | $1,690,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 99,155 | $1,686,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 18,670 | $1,684,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 73,047 | $1,683,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 23,734 | $1,680,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 53,739 | $1,676,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 72,230 | $1,675,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 149,859 | $1,675,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 46,942 | $1,669,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 71,355 | $1,668,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 105,187 | $1,659,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,755 | $1,654,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,100 | $1,649,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 155,739 | $1,648,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 24,723 | $1,640,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 31,517 | $1,639,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 12,360 | $1,634,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 49,534 | $1,632,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 56,506 | $1,632,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 29,255 | $1,632,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 101,451 | $1,631,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 12,139 | $1,630,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 88,593 | $1,629,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 57,687 | $1,625,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 86,947 | $1,625,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 15,813 | $1,622,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 1,550,000 | $1,617,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,597,000 | $1,600,000 | thousands by filing date | principal |
| CARDLYTICS INC | 14161W105 | COM | 47,620 | $1,595,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 149,831 | $1,592,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 103,990 | $1,592,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 66,733 | $1,592,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 97,026 | $1,590,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 115,001 | $1,589,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 121,162 | $1,587,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 415,426 | $1,585,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 35,973 | $1,585,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 20,429 | $1,584,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 31,388 | $1,578,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 102,012 | $1,576,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 140,318 | $1,573,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 206,554 | $1,572,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 259,282 | $1,570,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 8,488 | $1,569,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 64,003 | $1,569,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 649,463 | $1,565,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 68,412 | $1,565,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 46,849 | $1,560,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 9,462 | $1,559,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 94,041 | $1,557,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 38,930 | $1,554,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 47,509 | $1,538,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 17,619 | $1,536,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 59,004 | $1,530,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 32,228 | $1,529,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 62,520 | $1,529,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 150,000 | $1,528,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 79,034 | $1,527,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 88,297 | $1,524,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 91,558 | $1,516,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 150,000 | $1,513,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 36,896 | $1,512,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,207 | $1,511,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 142,600 | $1,509,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 1,134,000 | $1,506,000 | thousands by filing date | principal |
| BIOTELEMETRY INC | 090672106 | COM | 36,992 | $1,505,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 21,920 | $1,503,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 303,548 | $1,499,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 36,552 | $1,498,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 9,235 | $1,495,000 | thousands by filing date | call |
| TRITON INTL LTD | G9078F107 | CL A | 44,223 | $1,495,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 111,937 | $1,493,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 168,198 | $1,488,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 53,512 | $1,483,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 139,160 | $1,481,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 38,848 | $1,480,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 31,091 | $1,480,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 81,845 | $1,478,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 197,110 | $1,477,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 37,478 | $1,474,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 54,978 | $1,472,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,450,000 | $1,472,000 | thousands by filing date | principal |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 197,898 | $1,460,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,200,000 | $1,460,000 | thousands by filing date | principal |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 45,894 | $1,456,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 330,028 | $1,449,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 170,592 | $1,449,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 44,881 | $1,447,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 12,846 | $1,444,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 559,870 | $1,443,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 281,991 | $1,443,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 103,465 | $1,442,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 74,003 | $1,439,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 7,579 | $1,436,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 98,187 | $1,435,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 768,502 | $1,435,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 33,743 | $1,431,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 271,058 | $1,431,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 34,067 | $1,430,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 20,995 | $1,428,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 123,968 | $1,426,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 104,736 | $1,426,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 109,741 | $1,424,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 132,987 | $1,424,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 362,301 | $1,420,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 34,632 | $1,418,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 16,805 | $1,418,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 144,438 | $1,418,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 57,007 | $1,417,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 98,431 | $1,416,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 135,345 | $1,414,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 24,640 | $1,412,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 95,232 | $1,412,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 74,718 | $1,412,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 32,888 | $1,408,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 77,174 | $1,403,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 58,621 | $1,403,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 187,619 | $1,400,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 80,688 | $1,391,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 92,291 | $1,387,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 106,051 | $1,382,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 42,896 | $1,378,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 782,313 | $1,376,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 34,401 | $1,375,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 52,575 | $1,369,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 22,443 | $1,368,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 62,386 | $1,368,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,317,000 | $1,367,000 | thousands by filing date | principal |
| ST JOE CO | 790148100 | COM | 79,805 | $1,365,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 14,780 | $1,361,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 73,807 | $1,360,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 79,331 | $1,357,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 17,564 | $1,355,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 83,884 | $1,353,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 41,566 | $1,353,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,091,000 | $1,353,000 | thousands by filing date | principal |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 13,952 | $1,352,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 31,750 | $1,349,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 45,119 | $1,349,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 55,263 | $1,334,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 367,503 | $1,325,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 45,186 | $1,322,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 27,185 | $1,317,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 177,593 | $1,314,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 18,206 | $1,314,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 28,621 | $1,314,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 31,460 | $1,311,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 31,067 | $1,306,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 76,314 | $1,303,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 27,106 | $1,295,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 5,448 | $1,293,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 29,222 | $1,284,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 75,563 | $1,284,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 129,711 | $1,283,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 378,745 | $1,283,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 211,793 | $1,283,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 14,422 | $1,281,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 29,290 | $1,275,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 119,958 | $1,270,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 34,049 | $1,270,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 67,290 | $1,270,000 | thousands by filing date | |
| GANNETT CO INC | 36473HAB0 | NOTE 4.750% 4/1 | 1,175,000 | $1,266,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 964,000 | $1,262,000 | thousands by filing date | principal |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 146,237 | $1,250,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 49,773 | $1,246,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 33,049 | $1,242,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 358,854 | $1,240,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 41,216 | $1,239,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 14,268 | $1,227,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 27,625 | $1,226,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 31,455 | $1,220,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 107,480 | $1,219,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,442 | $1,218,000 | thousands by filing date | call |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 41,899 | $1,217,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 18,752 | $1,215,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 85,203 | $1,214,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 53,433 | $1,214,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 57,156 | $1,213,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 83,028 | $1,213,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 199,160 | $1,209,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 154,234 | $1,208,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 16,193 | $1,206,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 1,000,000 | $1,205,000 | thousands by filing date | principal |
| COVISTA INC | 00737L103 | COM | 31,669 | $1,204,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 34,721 | $1,203,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 72,870 | $1,202,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 16,115 | $1,202,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 702,594 | $1,201,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 25,798 | $1,198,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 177,036 | $1,198,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,286,000 | $1,198,000 | thousands by filing date | principal |
| VEONEER INC | 92336X109 | COM | 79,945 | $1,197,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 118,780 | $1,194,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 61,067 | $1,193,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 114,243 | $1,193,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 32,823 | $1,189,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 76,582 | $1,187,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 23,418 | $1,187,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 24,462 | $1,184,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 35,222 | $1,183,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 84,236 | $1,183,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 1,058,000 | $1,183,000 | thousands by filing date | principal |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 32,239 | $1,180,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 258,336 | $1,179,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 61,383 | $1,175,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 32,336 | $1,172,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 11,483 | $1,171,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 49,709 | $1,165,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 71,738 | $1,161,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 68,153 | $1,155,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 10,659 | $1,152,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 1,125,000 | $1,150,000 | thousands by filing date | principal |
| STIFEL FINL CORP | 860630102 | COM | 20,048 | $1,148,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 40,581 | $1,147,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 1,125,000 | $1,142,000 | thousands by filing date | principal |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 49,590 | $1,138,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,648 | $1,135,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 165,107 | $1,135,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 70,077 | $1,132,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 283,206 | $1,132,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 11,662 | $1,130,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 268,395 | $1,128,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 1,099,000 | $1,124,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 57,971 | $1,123,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 23,253 | $1,122,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 46,993 | $1,121,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 166,307 | $1,117,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 17,396 | $1,114,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 57,255 | $1,114,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 130,939 | $1,110,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 18,000 | $1,108,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 21,330 | $1,108,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 7,284 | $1,108,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 1,187,000 | $1,107,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P101 | COM | 48,592 | $1,107,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 111,345 | $1,104,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 290,545 | $1,104,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 76,162 | $1,098,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 112,336 | $1,097,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 75,435 | $1,095,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 199,575 | $1,094,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 31,543 | $1,092,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 96,342 | $1,091,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 80,728 | $1,091,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,075,000 | $1,089,000 | thousands by filing date | principal |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 71,656 | $1,086,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 105,145 | $1,086,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 838,000 | $1,086,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240M108 | COM | 91,214 | $1,085,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 12,606 | $1,082,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 19,363 | $1,079,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 8,935 | $1,077,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 116,156 | $1,075,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 75,077 | $1,075,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,225,000 | $1,075,000 | thousands by filing date | principal |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 41,000 | $1,074,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 29,070 | $1,074,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 20,700 | $1,069,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 50,124 | $1,069,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 8,415 | $1,068,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 370,611 | $1,060,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 20,143 | $1,058,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 13,339 | $1,054,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 17,137 | $1,043,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 27,876 | $1,042,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 1,200,000 | $1,041,000 | thousands by filing date | principal |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 1,000,000 | $1,041,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 78,294 | $1,038,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 31,568 | $1,038,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 103,326 | $1,036,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 69,722 | $1,035,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 93,833 | $1,031,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 37,156 | $1,029,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 19,932 | $1,028,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 27,429 | $1,028,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,707 | $1,026,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 33,054 | $1,021,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 112,706 | $1,018,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 1,000,000 | $1,015,000 | thousands by filing date | principal |
| APERGY CORP | 03755L104 | COM | 37,726 | $1,014,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 183,883 | $1,010,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 49,664 | $1,010,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 87,569 | $1,009,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 52,135 | $1,009,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 27,004 | $1,006,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 40,954 | $1,004,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 51,348 | $1,004,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 10,132 | $1,003,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 49,453 | $1,002,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 64,012 | $1,001,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 25,648 | $994,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 123,663 | $993,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 68,483 | $993,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 41,397 | $991,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 20,188 | $990,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 6,264 | $989,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 35,620 | $988,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 1,050,000 | $986,000 | thousands by filing date | principal |
| MONRO INC | 610236101 | COMMON STOCK | 12,452 | $982,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 21,084 | $980,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 37,363 | $979,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 46,520 | $978,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 44,633 | $977,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 167,894 | $976,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 106,189 | $975,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 54,070 | $975,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,077,000 | $974,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 1,100,000 | $972,000 | thousands by filing date | principal |
| KINSALECAPGROUPINC | 49714P108 | STOK | 9,403 | $970,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 52,733 | $970,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 68,744 | $969,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 191,464 | $968,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,017 | $967,000 | thousands by filing date | call |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 67,702 | $964,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 9,713 | $963,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 516,083 | $963,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 43,928 | $961,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 5,010 | $960,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 269,788 | $960,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 21,245 | $955,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 762,150 | $952,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 23,531 | $951,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 163,917 | $951,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 61,062 | $950,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 9,303 | $949,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 9,875 | $948,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 43,703 | $948,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 25,030 | $946,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 16,731 | $945,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 27,634 | $943,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 79,900 | $943,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 25,461 | $938,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 15,993 | $936,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 24,143 | $934,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 45,075 | $933,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 11,972 | $932,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 77,703 | $923,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 17,195 | $921,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 13,532 | $920,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 35,252 | $920,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 12,187 | $919,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 59,495 | $919,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 12,408 | $917,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 993,000 | $917,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222104 | COM | 86,677 | $916,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 24,579 | $914,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 108,885 | $911,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 26,009 | $911,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 50,528 | $911,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 123,470 | $909,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 780,000 | $907,000 | thousands by filing date | principal |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 15,990 | $902,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 33,526 | $901,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 575,000 | $900,000 | thousands by filing date | principal |
| WINMARK CORP | 974250102 | COM | 5,102 | $899,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 12,940 | $892,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 26,175 | $890,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 172,690 | $889,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 105,237 | $888,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 186,203 | $885,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 172,678 | $883,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 121,250 | $880,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 868,000 | $877,000 | thousands by filing date | principal |
| ELDORADO RESORTS INC | 28470R102 | COM | 21,983 | $875,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 307,098 | $872,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 15,416 | $872,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 500,000 | $872,000 | thousands by filing date | principal |
| ICU MED INC | 44930G107 | COM | 5,462 | $871,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 1,097,000 | $869,000 | thousands by filing date | principal |
| IMMUNOMEDICS INC | 452907108 | COM | 65,483 | $866,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 7,341 | $865,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 71,149 | $864,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 35,617 | $862,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 18,626 | $858,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 24,627 | $857,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 47,177 | $854,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 75,235 | $853,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 80,913 | $853,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 151,387 | $852,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 15,830 | $852,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 850,000 | $845,000 | thousands by filing date | principal |
| ADECOAGRO S A | L00849106 | COM | 144,939 | $844,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 20,726 | $842,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 126,175 | $841,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 56,660 | $841,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 18,332 | $840,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 35,579 | $839,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 115,637 | $838,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 769,000 | $836,000 | thousands by filing date | principal |
| NIC INC | 62914B100 | COM | 40,518 | $835,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 853,000 | $835,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 2,000,000 | $835,000 | thousands by filing date | principal |
| NN INC | 629337106 | COM | 117,099 | $834,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 51,262 | $834,000 | thousands by filing date | |
| PERFICIENT INC | 71375UAB7 | NOTE 2.375% 9/1 | 699,000 | $834,000 | thousands by filing date | principal |
| EPLUS INC | 294268107 | COM | 10,970 | $832,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 83,503 | $832,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 37,499 | $831,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 8,876 | $830,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 44,181 | $828,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 27,997 | $827,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 159,487 | $826,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 20,459 | $823,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 14,335 | $820,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 10,543 | $815,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 566,666 | $815,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 102,069 | $814,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 70,795 | $814,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 56,325 | $812,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 712,000 | $812,000 | thousands by filing date | principal |
| ON DECK CAP INC | 682163100 | COM | 241,863 | $812,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 75,907 | $810,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 61,029 | $809,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 15,475 | $806,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 93,035 | $806,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 14,082 | $805,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 20,080 | $805,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 9,394 | $805,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 23,825 | $803,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 11,215 | $802,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 76,077 | $800,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 28,662 | $800,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 193,855 | $799,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 25,216 | $798,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 9,772 | $796,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,219 | $796,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 54,886 | $794,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 30,525 | $793,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 11,356 | $792,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 107,733 | $791,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 106,151 | $789,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 24,374 | $788,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 17,053 | $787,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 184,728 | $786,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 105,488 | $786,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 22,468 | $785,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 750,000 | $784,000 | thousands by filing date | principal |
| OLD NATL BANCORP IND | 680033107 | COM | 45,597 | $783,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 70,452 | $781,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 8,645 | $779,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 21,149 | $779,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 39,810 | $776,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 25,353 | $775,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 19,485 | $774,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 34,599 | $772,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 20,725 | $772,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 1,000,563 | $770,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 3,192 | $768,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 16,723 | $767,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 36,200 | $767,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 12,532 | $767,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 27,242 | $766,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 96,308 | $766,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 47,601 | $764,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 11,423 | $763,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 150,343 | $761,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 700,000 | $761,000 | thousands by filing date | principal |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 80,311 | $759,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 33,815 | $755,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 273,427 | $755,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 211,665 | $755,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 70,554 | $754,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 265,887 | $750,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 123,903 | $749,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 19,776 | $748,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 12,174 | $745,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 16,692 | $745,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,445 | $743,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 169,181 | $743,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 274,159 | $741,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 34,526 | $740,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 33,436 | $738,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 42,631 | $738,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 28,655 | $737,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 12,957 | $736,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 725,000 | $736,000 | thousands by filing date | principal |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 17,767 | $735,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 27,553 | $734,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 30,970 | $732,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 1,200,000 | $732,000 | thousands by filing date | principal |
| SAUL CTRS INC COM | 804395101 | REIT | 13,448 | $731,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 56,462 | $730,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 148,312 | $729,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 10,212 | $727,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,091 | $725,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,760 | $724,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 65,463 | $724,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 8,355 | $722,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 758,000 | $716,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000197 | this filing | 2019-11-14 | acceptance time not in the bulk data set |