13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 4,931 holding rows worth $144,028,545,000.
- Accession
- 0000948046-19-000197
- Filer
- CIK 948046
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 21,215 entries on the cover page, a total value of $144,028,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,028,545,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 12,465 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 270 | $10,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 1,615 | $10,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1,853 | $10,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 9,243 | $10,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 1,115 | $10,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 494 | $10,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,699 | $10,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 2,722 | $10,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 44,589 | $10,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 5,496 | $10,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 3,244 | $10,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 199 | $10,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 6,066 | $10,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 5,962 | $10,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 790 | $10,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 17,634 | $10,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 7,982 | $10,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 7,962 | $10,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 4,726 | $10,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 5,758 | $10,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 8,150 | $10,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 48 | $9,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 125 | $9,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 30 | $9,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 45 | $9,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 654 | $9,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 67 | $9,000 | thousands by filing date | put |
| PAGERDUTY INC COM | 69553P100 | Stock | 359 | $9,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 35 | $9,000 | thousands by filing date | put |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 35 | $9,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 9,279 | $9,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 30 | $9,000 | thousands by filing date | call |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 70 | $9,000 | thousands by filing date | call |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 3,264 | $9,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 2,565 | $9,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,326 | $9,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 1,184 | $9,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 1,600 | $9,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 252 | $9,000 | thousands by filing date | call |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 1,392 | $9,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 372 | $9,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 23,502 | $9,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 7,478 | $9,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 4,609 | $9,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 935 | $9,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 2,467 | $9,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 2,900 | $9,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 684 | $9,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 800 | $9,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 995 | $9,000 | thousands by filing date | |
| DROPCAR INC | 26210U203 | COM NEW | 12,845 | $9,000 | thousands by filing date | |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 10,685 | $9,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7 | $8,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 70 | $8,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 260 | $8,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 1,017 | $8,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 181 | $8,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 192 | $8,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 122 | $8,000 | thousands by filing date | call |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 201 | $8,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23 | $8,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,200 | $8,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 349 | $8,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 3,200 | $8,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 12,474 | $8,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 2,340 | $8,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 20,868 | $8,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 5,017 | $8,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 84 | $8,000 | thousands by filing date | |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 500 | $8,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 4,520 | $8,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 17,933 | $8,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 2,794 | $8,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 112 | $7,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 67 | $7,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 133 | $7,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 45 | $7,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 93 | $7,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 209 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 78 | $7,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 405 | $7,000 | thousands by filing date | put |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 1,914 | $7,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 185 | $7,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 401 | $7,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 1,201 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 278 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 420 | $7,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $7,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 3,660 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 320 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 248 | $7,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 1,560 | $7,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 12,189 | $7,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 2,152 | $7,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 13,280 | $7,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 1,803 | $7,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 2,104 | $7,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 300 | $7,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 4,000 | $7,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 2,331 | $7,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 1,162 | $7,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 4,790 | $7,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 17,958 | $7,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 4,937 | $7,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 3,210 | $7,000 | thousands by filing date | |
| FFBW INC | 30258M107 | COM | 700 | $7,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 846 | $7,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 593 | $7,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 11,773 | $7,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 2,202 | $7,000 | thousands by filing date | |
| URBAN TEA INC | G9396G100 | ORD SHS | 23,054 | $7,000 | thousands by filing date | |
| ATTIS INDS INC | 049836208 | COM NEW | 9,033 | $7,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 25 | $6,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 18 | $6,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 62 | $6,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 76 | $6,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 250 | $6,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 250 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 300 | $6,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 712 | $6,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 55 | $6,000 | thousands by filing date | put |
| MVC CAPITAL INC | 553829102 | COM | 780 | $6,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 37 | $6,000 | thousands by filing date | call |
| ARK RESTAURANTS CORP | 040712101 | COM | 300 | $6,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 986 | $6,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $6,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 3,823 | $6,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 1,200 | $6,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 1,715 | $6,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 772 | $6,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 422 | $6,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 25,445 | $6,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 3,096 | $6,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 910 | $6,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 1,855 | $6,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 200 | $6,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 4,908 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 226 | $6,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 1,231 | $6,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 2,400 | $6,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 1,387 | $6,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 47 | $5,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 50 | $5,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 131 | $5,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 634 | $5,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 37 | $5,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 308 | $5,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 44 | $5,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 36 | $5,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 220 | $5,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 90 | $5,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 10,914 | $5,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 9,903 | $5,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 40 | $5,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 400 | $5,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 75 | $5,000 | thousands by filing date | call |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 765 | $5,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 55 | $5,000 | thousands by filing date | put |
| UNITED BANCORP INC OHIO | 909911109 | COM | 484 | $5,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 3,671 | $5,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 1,738 | $5,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 424 | $5,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 1,057 | $5,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 534 | $5,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 2,742 | $5,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 2,364 | $5,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 7,160 | $5,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,317 | $5,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 1,793 | $5,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 4,684 | $5,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 8,168 | $5,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 1,632 | $5,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,112 | $5,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 7,360 | $5,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 2,501 | $5,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 536 | $5,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 15,940 | $5,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 500 | $5,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 2,577 | $5,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 3,017 | $5,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 16,483 | $5,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 70 | $4,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 174 | $4,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 224 | $4,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 58 | $4,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 220 | $4,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 142 | $4,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 66 | $4,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 75 | $4,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,308 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 173 | $4,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 7,512 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 75 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 200 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 143 | $4,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 621 | $4,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 204 | $4,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 24 | $4,000 | thousands by filing date | put |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 2,074 | $4,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 1,399 | $4,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 4,500 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 51 | $4,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 2,663 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 100 | $4,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 649 | $4,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 315 | $4,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,000 | $4,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 3,512 | $4,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 200 | $4,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 1,803 | $4,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 913 | $4,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 455 | $4,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 7,695 | $4,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 1,200 | $4,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 1,562 | $4,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2,239 | $4,000 | thousands by filing date | |
| ABILITY INC | G8789K124 | SHS | 8,400 | $4,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 1,315 | $4,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 6,600 | $4,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 475 | $4,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 3,775 | $4,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 298 | $4,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 757 | $4,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 820 | $4,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 500 | $4,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 60 | $3,000 | thousands by filing date | put |
| WPP PLC NEW ADR | 92937A102 | ADR | 62 | $3,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 287 | $3,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 65 | $3,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 20 | $3,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 314 | $3,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 48 | $3,000 | thousands by filing date | put |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 101 | $3,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 800 | $3,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 20 | $3,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 875 | $3,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 191 | $3,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 88 | $3,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,328 | $3,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 349 | $3,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 372 | $3,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 453 | $3,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,931 | $3,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,921 | $3,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 500 | $3,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 544 | $3,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 2,171 | $3,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 200 | $3,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 907 | $3,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 959 | $3,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 2,944 | $3,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 2,699 | $3,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 4,320 | $3,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 5,072 | $3,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 430 | $3,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 4,658 | $3,000 | thousands by filing date | |
| BAT GROUP INC | 07039P104 | COM | 8,019 | $3,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 20 | $2,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 81 | $2,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10 | $2,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 40 | $2,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 55 | $2,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 12 | $2,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 145 | $2,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 70 | $2,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 103 | $2,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 30 | $2,000 | thousands by filing date | call |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 76 | $2,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 77 | $2,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 200 | $2,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 964 | $2,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 126 | $2,000 | thousands by filing date | call |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 799 | $2,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 200 | $2,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 369 | $2,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 1,100 | $2,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,241 | $2,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 5,300 | $2,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 582 | $2,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 871 | $2,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 229 | $2,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 98 | $2,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 11,039 | $2,000 | thousands by filing date | principal |
| SORL Auto Parts Inc | 78461U101 | COM | 750 | $2,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 432 | $2,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 418 | $2,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 348 | $2,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 500 | $2,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576200 | CL B | 172 | $2,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 6,900 | $2,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 945 | $2,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 20 | $1,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 10 | $1,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 20 | $1,000 | thousands by filing date | put |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 62 | $1,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 152 | $1,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 124 | $1,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 107 | $1,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 25 | $1,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 20 | $1,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 14,110 | $1,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100 | $1,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 120 | $1,000 | thousands by filing date | put |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 337 | $1,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5 | $1,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 6 | $1,000 | thousands by filing date | call |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 108 | $1,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 2,250 | $1,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 374 | $1,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 3 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 100 | $1,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 594 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 196 | $1,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 862 | $1,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 477 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 1,229 | $1,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 65 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,080 | $1,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 913 | $1,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 1,800 | $1,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 1,101 | $1,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 1,600 | $1,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 7,430 | $1,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 642 | $1,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E300 | COM NEW | 3,901 | $1,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 849 | $1,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 700 | $1,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 94 | $1,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 200 | $1,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Charles Schwab Corp | 808513105 | COM | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Comcast Corp | 20030N101 | COM | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALCOA CORP COM | 013872106 | Stock | 44 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNIPFMC PLC COM | G87110105 | Stock | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SOLAR INC COM | 336433107 | Stock | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MURPHY OIL CORP COM | 626717102 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIANCE INC | 759509102 | COM | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 160 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREIGHTCAR AMER INC | 357023100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 720 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITONE INC | 92347M100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 897 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 220 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CO-DIAGNOSTICS INC | 189763105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 650 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR INDS INTL INC | 868168105 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGLOBAL CORP | 293306106 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TRUCK INC | 902925106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 292 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCONEE FED FINL CORP | 675607105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 415 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMV INC | 44974L103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Uxin Ltd | 91818X108 | ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOMAB THERAPEUTICS LTD SPONSORED ADS | 03280X102 | ADR | 319 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 413 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MTBC INC | 55378G102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVEN HSG REIT INC | 761378207 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 597 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMU LTD | 46647L204 | SPONSORED ADS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMA LABS INC | 826598302 | COM PAR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT WIRELESS TECHNLGIES I | 86633R104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDATECH PHARMA PLC SPONSORED | 59564R203 | ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFE T GROUP LTD | 78643B302 | SPONSORED ADS | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000197 | this filing | 2019-11-14 | acceptance time not in the bulk data set |