13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 6,317 holding rows worth $162,119,121,000.
- Accession
- 0000948046-15-000015
- Filer
- CIK 948046
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 18,850 entries on the cover page, a total value of $162,119,121,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $162,119,121,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETFS Gold Trust | 26922Y105 | ETF | 5,620 | $651,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 59,998 | $651,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 31,047 | $650,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 25,000 | $650,000 | thousands by filing date | put |
| RAMBUS INC | 750917AE6 | CNV | 575,000 | $650,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 432,000 | $649,000 | thousands by filing date | principal |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 44,064 | $647,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 39,691 | $647,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 12,331 | $646,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 60,556 | $646,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 12,993 | $645,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 655,000 | $644,000 | thousands by filing date | principal |
| FIRST LONG IS CORP | 320734106 | COM | 22,689 | $643,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 41,470 | $642,000 | thousands by filing date | put |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 14,349 | $642,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 38,495 | $640,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 23,801 | $640,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 18,727 | $639,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,775 | $638,000 | thousands by filing date | put |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 38,184 | $636,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAC6 | BOND | 600,000 | $636,000 | thousands by filing date | principal |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 61,916 | $636,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,770 | $635,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 18,117 | $635,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 179,124 | $635,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 11,398 | $632,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 48,682 | $632,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 18,453 | $630,000 | thousands by filing date | call |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 13,208 | $628,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 22,681 | $627,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 22,747 | $627,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 227,000 | $626,000 | thousands by filing date | principal |
| CONTROL4 CORP | 21240D107 | COM | 40,734 | $625,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 35,112 | $622,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 11,246 | $621,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 31,819 | $620,000 | thousands by filing date | call |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 11,900 | $620,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 24,707 | $620,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 11,378 | $619,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 31,745 | $617,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 27,875 | $617,000 | thousands by filing date | |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 400,000 | $615,000 | thousands by filing date | principal |
| ARTIVION INC | 228903100 | COM | 54,292 | $613,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 47,895 | $613,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 43,201 | $613,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 7,978 | $612,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 62,311 | $612,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 44,961 | $610,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 13,359 | $609,000 | thousands by filing date | call |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 30,200 | $609,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 34,568 | $608,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 17,400 | $608,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 36,526 | $608,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 23,581 | $607,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 41,348 | $607,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 35,790 | $604,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 24,215 | $603,000 | thousands by filing date | call |
| LOMBARD MED INC | G55598109 | COM | 92,984 | $603,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 381,731 | $602,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 46,944 | $600,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 575,000 | $600,000 | thousands by filing date | principal |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 390,000 | $599,000 | thousands by filing date | principal |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 22,077 | $598,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 21,718 | $598,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 22,709 | $593,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 43,053 | $592,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 146,366 | $592,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 43,290 | $591,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 13,718 | $589,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 37,339 | $589,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 25,304 | $589,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 568,000 | $586,000 | thousands by filing date | principal |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 58,485 | $585,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,850 | $584,000 | thousands by filing date | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 16,865 | $584,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 7,625 | $583,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 14,832 | $582,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 21,325 | $582,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 18,661 | $582,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 449,000 | $582,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 16,289 | $582,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 20,789 | $581,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 169,387 | $580,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 585,000 | $579,000 | thousands by filing date | principal |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 47,600 | $578,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,245 | $577,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 26,242 | $577,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 59,434 | $577,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 239,151 | $575,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 14,754 | $575,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 44,513 | $574,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 12,263 | $573,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 21,039 | $573,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 68,855 | $573,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,684 | $572,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 17,865 | $570,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 30,055 | $567,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 39,488 | $563,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 16,716 | $563,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 32,896 | $563,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 21,940 | $563,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,966 | $560,000 | thousands by filing date | call |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 15,336 | $557,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 12,775 | $557,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 145,000 | $556,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 13,350 | $555,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 22,093 | $555,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 23,040 | $554,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 42,523 | $554,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 18,928 | $553,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 30,000 | $553,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 21,474 | $553,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,223 | $550,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 30,413 | $550,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,450 | $548,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 20,000 | $548,000 | thousands by filing date | call |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 24,141 | $547,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 66,477 | $547,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 23,503 | $546,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 458,000 | $546,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886T201 | COM | 142,748 | $542,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 95,043 | $542,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 555,458 | $542,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 44,624 | $539,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 66,286 | $539,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,850 | $537,000 | thousands by filing date | put |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 85,785 | $537,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 16,874 | $534,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 20,855 | $534,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 16,260 | $534,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 446,000 | $534,000 | thousands by filing date | principal |
| AGILYSYS INC | 00847J105 | COM | 42,430 | $533,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 49,371 | $533,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,650 | $532,000 | thousands by filing date | call |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 40,789 | $530,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 13,196 | $529,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4,134 | $528,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 9,428 | $525,000 | thousands by filing date | put |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 10,995 | $525,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 22,213 | $524,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 322,846 | $522,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,605 | $521,000 | thousands by filing date | put |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 9,037 | $521,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,815 | $520,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 18,898 | $520,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 18,926 | $519,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 49,077 | $518,000 | thousands by filing date | |
| CAS 7 12/15/17 | 148411AF8 | Bond 30/360P2 U | 510,000 | $518,000 | thousands by filing date | principal |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,197 | $517,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 69,079 | $517,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 20,556 | $516,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 6,953 | $515,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 30,678 | $514,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 121,868 | $513,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 8,908 | $513,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 15,311 | $512,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 11,231 | $512,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 20,018 | $511,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 8,259 | $509,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 7,200 | $509,000 | thousands by filing date | put |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 29,544 | $509,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 14,550 | $508,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 14,794 | $507,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 4,415 | $507,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 38,503 | $506,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 20,290 | $506,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 21,972 | $505,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 2,377 | $505,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 213,660 | $502,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 12,015 | $501,000 | thousands by filing date | put |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 500,000 | $501,000 | thousands by filing date | principal |
| QUALYS INC COM | 74758T303 | Stock | 13,270 | $499,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 149,308 | $499,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 53,541 | $499,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,473 | $497,000 | thousands by filing date | put |
| INPHI CORP | 45772F107 | COM | 26,981 | $497,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 170,000 | $497,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 5,269 | $496,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 8,823 | $495,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 437,000 | $493,000 | thousands by filing date | principal |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 6,063 | $492,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 23,797 | $492,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 32,789 | $492,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 186,316 | $492,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 54,016 | $491,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 15,057 | $490,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G200 | COM | 49,063 | $490,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,052 | $489,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 23,333 | $489,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,280 | $488,000 | thousands by filing date | put |
| PC CONNECTION INC | 69318J100 | COM | 19,909 | $488,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 133,333 | $485,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 50,293 | $485,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 65,010 | $484,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 28,360 | $482,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 22,817 | $482,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 48,024 | $481,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 40,163 | $481,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 27,153 | $481,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 63,002 | $480,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 12,808 | $480,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 285,000 | $480,000 | thousands by filing date | principal |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 15,000 | $479,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 18,025 | $478,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 5,427 | $477,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 31,603 | $476,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 27,150 | $476,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 26,810 | $475,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,882 | $474,000 | thousands by filing date | call |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 58,123 | $474,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 12,282 | $473,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 11,935 | $472,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,750 | $472,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 22,579 | $472,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 47,600 | $472,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 12,989 | $471,000 | thousands by filing date | call |
| BNC Bancorp | 05566T101 | Com | 27,425 | $471,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 263,558 | $471,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 207,844 | $470,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 39,616 | $470,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 13,481 | $469,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 12,043 | $469,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 86,219 | $469,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 33,753 | $468,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 19,550 | $468,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,000 | $467,000 | thousands by filing date | put |
| GORMAN RUPP CO COM | 383082104 | Stock | 14,576 | $467,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 106,561 | $467,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 81,326 | $466,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,290 | $465,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 68,470 | $465,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,496 | $464,000 | thousands by filing date | call |
| INVENTURE FOODS INC | 461212102 | COM | 36,501 | $464,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 12,678 | $463,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 445,000 | $463,000 | thousands by filing date | principal |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 11,821 | $461,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 8,538 | $461,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 49,569 | $460,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 77,006 | $460,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 16,383 | $460,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 40,000 | $460,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 200,000 | $460,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 25,081 | $459,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 1,165,087 | $456,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 49,757 | $454,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 44,065 | $454,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 21,000 | $453,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,807 | $452,000 | thousands by filing date | call |
| TARGACEPT INC | 87611R306 | COM | 172,559 | $452,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 21,558 | $452,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 6,866 | $451,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 16,686 | $450,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 36,766 | $446,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 16,883 | $446,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 25,540 | $446,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 31,873 | $446,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 197,676 | $446,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 53,548 | $445,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 10,332 | $444,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 14,464 | $444,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 78,395 | $444,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 58,781 | $443,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 1,385,215 | $443,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 17,012 | $443,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 18,299 | $443,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 25,570 | $442,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 18,972 | $442,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 452,957 | $441,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 338,584 | $439,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 10,725 | $439,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 17,152 | $438,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 10,837 | $437,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 284,000 | $437,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 5,675 | $435,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 22,953 | $432,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 171,377 | $432,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 134,780 | $432,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 12,218 | $432,000 | thousands by filing date | |
| KOHLBERG CAPITAL CORP | 500233AB7 | BOND | 392,000 | $432,000 | thousands by filing date | principal |
| BLUE NILE INC | 09578R103 | COM | 11,993 | $431,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 32,752 | $430,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 63,951 | $430,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,925 | $428,000 | thousands by filing date | call |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 64,702 | $428,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 6,850 | $426,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 29,500 | $426,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 5,035 | $426,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 66,642 | $425,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 17,015 | $423,000 | thousands by filing date | put |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 21,535 | $423,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 17,101 | $423,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 9,305 | $422,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,724 | $422,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 12,422 | $422,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 61,646 | $421,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 8,463 | $421,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 22,440 | $420,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,765 | $418,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 10,944 | $418,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 35,420 | $416,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 114,467 | $416,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 20,558 | $415,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 36,268 | $414,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 38,955 | $414,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 53,253 | $414,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 6,704 | $412,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 13,601 | $412,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 5,319 | $412,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 433,000 | $412,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 7,370 | $411,000 | thousands by filing date | call |
| BALTIC TRADING LTD | Y0553W103 | COM | 164,780 | $411,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 32,333 | $411,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 31,831 | $411,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,529 | $410,000 | thousands by filing date | call |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 117,000 | $409,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 7,386 | $408,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $408,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 10,000 | $407,000 | thousands by filing date | put |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 66,806 | $407,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 11,470 | $406,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 815,000 | $406,000 | thousands by filing date | principal |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 55,298 | $405,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 42,313 | $404,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 770,000 | $404,000 | thousands by filing date | principal |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 10,204 | $403,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 11,819 | $403,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 6,871 | $402,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 134,633 | $402,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 8,175 | $401,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 38,503 | $401,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 23,209 | $401,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,150 | $400,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 125,000 | $399,000 | thousands by filing date | principal |
| IMAX CORP | 45245E109 | COM | 12,900 | $398,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 12,367 | $396,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 7,456 | $396,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 276,000 | $396,000 | thousands by filing date | principal |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 46,358 | $395,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 12,099 | $395,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 709,000 | $394,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 42,934 | $393,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 15,911 | $393,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 16,802 | $392,000 | thousands by filing date | put |
| MACROGENICS INC | 556099109 | COM | 11,215 | $392,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,200 | $391,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 13,506 | $391,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 10,060 | $390,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 14,307 | $390,000 | thousands by filing date | |
| PROSHARES MANAGED | 74347W536 | MNGD FUT STRAT | 18,300 | $389,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,080 | $388,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 187,784 | $388,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 7,515 | $388,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 148,503 | $387,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 8,094 | $386,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 48,540 | $385,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 51,039 | $384,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 21,436 | $384,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 35,000 | $383,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,714 | $383,000 | thousands by filing date | put |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 1,313,000 | $383,000 | thousands by filing date | principal |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 7,550 | $382,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 83,500 | $380,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 52,880 | $380,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 75,675 | $379,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 27,536 | $378,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 118,791 | $378,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,980 | $377,000 | thousands by filing date | put |
| CATALENT INC USD 0.01 | 148806102 | COM | 13,535 | $377,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 25,305 | $377,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 49,671 | $377,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 20,303 | $376,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 43,103 | $376,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 323,000 | $376,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 7,001 | $375,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 26,432 | $375,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 19,249 | $375,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 43,718 | $374,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,520 | $374,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 35,503 | $374,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 25,700 | $374,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 50,568 | $374,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 20,342 | $373,000 | thousands by filing date | put |
| GTT COMMUNICATIONS INC | 362393100 | COM | 28,224 | $373,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 9,000 | $372,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 20,104 | $372,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 45,868 | $372,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 45,886 | $372,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 24,815 | $371,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 28,476 | $371,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 7,672 | $370,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 24,546 | $369,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,855 | $369,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 30,806 | $367,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 23,646 | $367,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 14,879 | $367,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 38,415 | $367,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 11,983 | $366,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 17,046 | $364,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 55,801 | $364,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 80,080 | $363,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 50,548 | $363,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 50,544 | $363,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 50,526 | $363,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 53,183 | $362,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 7,582 | $362,000 | thousands by filing date | put |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 17,417 | $362,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 540,000 | $362,000 | thousands by filing date | principal |
| ARQ INC | 00770C101 | COM | 15,887 | $361,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 18,229 | $361,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,130 | $361,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 10,746 | $361,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 20,705 | $361,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 26,484 | $361,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 9,485 | $359,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 310,000 | $359,000 | thousands by filing date | principal |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 18,755 | $358,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 27,303 | $358,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 6,467 | $357,000 | thousands by filing date | call |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 28,790 | $357,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 1,428,766 | $357,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 42,571 | $356,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 14,001 | $356,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,168 | $355,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 62,992 | $355,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 27,490 | $355,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 9,250 | $355,000 | thousands by filing date | put |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 21,661 | $355,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 3,633 | $355,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 12,725 | $354,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H118 | *W EXP 02/08/201 | 37,093 | $354,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 5,130 | $354,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 102,357 | $353,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 23,361 | $353,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 19,441 | $352,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,755 | $351,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,369 | $351,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 10,653 | $351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 7,058 | $350,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 350,000 | $350,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,916 | $349,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 94,892 | $349,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 332,000 | $349,000 | thousands by filing date | principal |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 12,813 | $347,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 118,152 | $347,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 30,584 | $347,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 28,369 | $347,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 15,842 | $346,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 311,000 | $346,000 | thousands by filing date | principal |
| PHI INC-NON VOTING | 69336T205 | COM | 9,280 | $346,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 44,559 | $345,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 52,407 | $345,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 68,666 | $345,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 18,352 | $344,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 13,184 | $341,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 25,142 | $341,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 33,897 | $341,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 69,400 | $341,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 221,000 | $341,000 | thousands by filing date | principal |
| CHART ACQUISITION CORP | 161151113 | *W EXP 12/19/201 | 850,344 | $340,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 111,781 | $339,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 4,827 | $339,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 30,729 | $339,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,841 | $338,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 19,710 | $338,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,590 | $338,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 23,600 | $338,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 28,511 | $338,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 54,030 | $337,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,282 | $336,000 | thousands by filing date | call |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 15,704 | $336,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 23,130 | $336,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 80,673 | $335,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 6,476 | $335,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 12,426 | $335,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 15,002 | $335,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,781 | $334,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 7,450 | $334,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 16,320 | $334,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 93,118 | $334,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,898 | $333,000 | thousands by filing date | put |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 199,989 | $333,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,450 | $333,000 | thousands by filing date | call |
| IXYS CORP | 46600W106 | COMMON STOCK | 26,462 | $332,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 11,424 | $332,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,732 | $332,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 51,342 | $332,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U204 | COM NEW | 33,227 | $330,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 12,500 | $329,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 8,298 | $329,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 52,180 | $329,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 44,344 | $328,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 77,852 | $328,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 173,079 | $328,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 12,461 | $327,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 67,485 | $326,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 275,000 | $326,000 | thousands by filing date | principal |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 23,006 | $325,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 22,120 | $325,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,950 | $324,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 8,344 | $324,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000015 | this filing | 2015-02-13 | acceptance time not in the bulk data set |