13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 6,317 holding rows worth $162,119,121,000.
- Accession
- 0000948046-15-000015
- Filer
- CIK 948046
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 18,850 entries on the cover page, a total value of $162,119,121,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $162,119,121,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CIRCOR INTL INC | 17273K109 | COM | 41,490 | $2,500,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 982,000 | $2,498,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X294 | HD REPLICATION | 59,058 | $2,497,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 142,142 | $2,496,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 181,084 | $2,496,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 55,780 | $2,492,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 22,483 | $2,486,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 29,314 | $2,483,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 338,703 | $2,475,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 57,645 | $2,466,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 63,155 | $2,465,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 472,859 | $2,465,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 750,000 | $2,465,000 | thousands by filing date | principal |
| Johnson & Johnson | 478160104 | COM | 23,566 | $2,464,000 | thousands by filing date | put |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 2,186,000 | $2,457,000 | thousands by filing date | principal |
| KEY ENERGY SVCS INC | 492914106 | COM | 1,471,356 | $2,456,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 17,855 | $2,455,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 198,443 | $2,450,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 2,361,000 | $2,448,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 2,080,000 | $2,445,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 2,553,000 | $2,441,000 | thousands by filing date | principal |
| Coca-Cola Company | 191216100 | COM | 57,817 | $2,440,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 410,136 | $2,435,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 79,634 | $2,434,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 49,337 | $2,431,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 77,327 | $2,430,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 196,716 | $2,429,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 142,210 | $2,427,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 744,628 | $2,426,000 | thousands by filing date | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 30,800 | $2,425,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 78,295 | $2,424,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 67,250 | $2,418,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 47,147 | $2,407,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 65,130 | $2,403,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 80,112 | $2,395,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 78,564 | $2,395,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 80,589 | $2,393,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 154,961 | $2,385,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 179,105 | $2,385,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 130,096 | $2,380,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 332,512 | $2,373,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 69,888 | $2,368,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 43,600 | $2,365,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 151,676 | $2,364,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 146,575 | $2,362,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 79,401 | $2,356,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 88,780 | $2,355,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 6,370,000 | $2,348,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 40,686 | $2,347,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 30,793 | $2,345,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 24,555 | $2,339,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 1,646,000 | $2,339,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 39,430 | $2,338,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 161,707 | $2,338,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 67,502 | $2,337,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,369,000 | $2,335,000 | thousands by filing date | principal |
| HORIZON PHARMA PLC | G4617B105 | SHS | 181,180 | $2,334,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 37,107 | $2,325,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 73,500 | $2,315,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 122,336 | $2,314,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 90,521 | $2,312,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 77,583 | $2,310,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 54,274 | $2,309,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 56,667 | $2,308,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 229,195 | $2,306,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 96,713 | $2,305,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 49,165 | $2,303,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 22,509 | $2,296,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 84,322 | $2,295,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 8,917 | $2,295,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 25,181 | $2,293,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 76,259 | $2,293,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 33,484 | $2,289,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 159,323 | $2,287,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 82,902 | $2,284,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 94,292 | $2,283,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 95,042 | $2,281,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 99,091 | $2,281,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 91,890 | $2,276,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 114,630 | $2,271,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 46,202 | $2,269,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 96,358 | $2,266,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 27,175 | $2,266,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 323,294 | $2,265,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,477,000 | $2,264,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 37,200 | $2,262,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 328,032 | $2,259,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,360,000 | $2,258,000 | thousands by filing date | principal |
| M.D.C. HOLDINGS INC | 552676108 | COM | 85,263 | $2,256,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 54,095 | $2,253,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 545,250 | $2,250,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 32,631 | $2,248,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 58,937 | $2,245,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 40,811 | $2,242,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 606,074 | $2,242,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 50,293 | $2,239,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 315,599 | $2,239,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 290,391 | $2,235,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 49,702 | $2,233,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 77,603 | $2,231,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 54,615 | $2,230,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 41,188 | $2,228,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 196,779 | $2,226,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 68,398 | $2,219,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 67,493 | $2,211,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 152,484 | $2,205,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 663,538 | $2,202,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 175,326 | $2,197,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 596,761 | $2,195,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 111,763 | $2,190,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 54,378 | $2,190,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 362,810 | $2,186,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 87,084 | $2,185,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 96,639 | $2,184,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 31,338 | $2,182,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 73,027 | $2,175,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 61,304 | $2,175,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 32,198 | $2,175,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 91,749 | $2,173,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 73,806 | $2,173,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 180,260 | $2,166,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 106,878 | $2,164,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 149,990 | $2,155,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 144,790 | $2,153,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 78,648 | $2,149,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 28,683 | $2,148,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 97,951 | $2,128,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 71,485 | $2,124,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 2,552,000 | $2,121,000 | thousands by filing date | principal |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 302,530 | $2,119,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 1,841,914 | $2,118,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 35,119 | $2,115,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 45,508 | $2,115,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 83,417 | $2,112,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 254,255 | $2,111,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 110,396 | $2,108,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 42,591 | $2,107,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 138,925 | $2,102,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 354,458 | $2,100,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 314,279 | $2,098,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 103,494 | $2,096,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 93,502 | $2,092,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 7,357 | $2,090,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 37,093 | $2,090,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 234,161 | $2,084,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 67,693 | $2,080,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 23,232 | $2,077,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 48,529 | $2,074,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 213,242 | $2,072,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J120 | UNIT 03/29/2021T | 207,118 | $2,071,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 75,224 | $2,066,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 26,877 | $2,060,000 | thousands by filing date | |
| PROSHARES TR II | 74347W494 | PROSHS ULT AUS | 75,460 | $2,060,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 130,361 | $2,053,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 1,846,000 | $2,052,000 | thousands by filing date | principal |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 51,540 | $2,051,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 22,543 | $2,048,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 324,484 | $2,040,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 53,817 | $2,038,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 103,790 | $2,034,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 249,033 | $2,032,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 1,000,089 | $2,030,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 2,313,000 | $2,025,000 | thousands by filing date | principal |
| IDACORP INC | 451107106 | COM | 30,577 | $2,023,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 120,140 | $2,016,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,847 | $2,015,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 134,064 | $2,012,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 85,117 | $2,012,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 477,243 | $1,999,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 16,336 | $1,995,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 81,459 | $1,994,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 109,497 | $1,992,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 17,800 | $1,990,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 156,183 | $1,990,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 90,654 | $1,982,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 40,898 | $1,980,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 32,446 | $1,973,000 | thousands by filing date | put |
| PANTRY INC | 698657103 | COM | 53,254 | $1,972,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 97,261 | $1,970,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 68,566 | $1,968,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 25,467 | $1,967,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 388,746 | $1,966,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 149,368 | $1,963,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 130,156 | $1,961,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 93,854 | $1,960,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 75,000 | $1,959,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 89,526 | $1,959,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 56,884 | $1,957,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 70,803 | $1,954,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 384,342 | $1,954,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 793,000 | $1,951,000 | thousands by filing date | principal |
| ACCURAY INC DEL | 004397105 | COM | 258,310 | $1,949,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 46,068 | $1,949,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 281,481 | $1,949,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,000,000 | $1,948,000 | thousands by filing date | principal |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 20,898 | $1,947,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 897,585 | $1,947,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 69,302 | $1,944,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 39,505 | $1,935,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 282,065 | $1,927,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 26,297 | $1,927,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L108 | SHS | 201,508 | $1,924,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 151,033 | $1,922,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 118,036 | $1,921,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 185,470 | $1,920,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 47,840 | $1,918,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 115,757 | $1,917,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 47,896 | $1,917,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 110,640 | $1,916,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 379,125 | $1,916,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 160,930 | $1,907,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 72,002 | $1,907,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 38,033 | $1,902,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 150,543 | $1,899,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 101,255 | $1,898,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 42,155 | $1,895,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 127,042 | $1,895,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 63,849 | $1,890,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 36,049 | $1,887,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 99,674 | $1,886,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 99,396 | $1,886,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,931,000 | $1,886,000 | thousands by filing date | principal |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 153,578 | $1,884,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 97,558 | $1,882,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 77,107 | $1,882,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 52,300 | $1,879,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 50,314 | $1,877,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 472,946 | $1,876,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,976 | $1,874,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 61,383 | $1,874,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 213,644 | $1,873,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 96,225 | $1,869,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 93,651 | $1,867,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 186,318 | $1,864,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 84,224 | $1,860,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,688,000 | $1,858,000 | thousands by filing date | principal |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 252,969 | $1,855,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 19,742 | $1,848,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 134,678 | $1,847,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 101,729 | $1,844,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 94,810 | $1,839,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 135,941 | $1,832,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 158,486 | $1,829,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 51,093 | $1,828,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 488,122 | $1,825,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 67,818 | $1,823,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 69,265 | $1,822,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 49,690 | $1,820,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 38,729 | $1,820,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 133,240 | $1,817,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 134,384 | $1,817,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 1,345,000 | $1,815,000 | thousands by filing date | principal |
| JAMES RIV GROUP LTD | G5005R107 | COM | 79,546 | $1,810,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 57,722 | $1,809,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 1,375,000 | $1,808,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485AE6 | SDCV | 950,000 | $1,803,000 | thousands by filing date | principal |
| ANGIODYNAMICS INC | 03475V101 | COM | 94,882 | $1,802,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 72,995 | $1,802,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 131,534 | $1,798,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 20,483 | $1,793,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 30,929 | $1,793,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 358,348 | $1,793,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 104,736 | $1,791,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 57,620 | $1,790,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 110,955 | $1,784,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 4,457 | $1,778,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 61,040 | $1,771,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 95,164 | $1,770,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 1,665,000 | $1,770,000 | thousands by filing date | principal |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 176,046 | $1,765,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 150,635 | $1,765,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 74,190 | $1,753,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 30,620 | $1,749,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 78,837 | $1,745,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 1,850,000 | $1,745,000 | thousands by filing date | principal |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 398,055 | $1,745,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 107,087 | $1,743,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 67,434 | $1,743,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 91,229 | $1,739,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 29,135 | $1,732,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 265,755 | $1,731,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 103,300 | $1,730,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 28,477 | $1,729,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 78,448 | $1,728,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 62,954 | $1,725,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 627,718 | $1,725,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 28,121 | $1,724,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,150,000 | $1,724,000 | thousands by filing date | principal |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 139,344 | $1,723,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 49,713 | $1,723,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 17,032 | $1,721,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 2,303,000 | $1,721,000 | thousands by filing date | principal |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 100,614 | $1,719,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 27,923 | $1,719,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 18,741 | $1,700,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 49,893 | $1,695,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,699,000 | $1,695,000 | thousands by filing date | principal |
| GRANITE CONSTR INC COM | 387328107 | Stock | 44,617 | $1,694,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 73,769 | $1,694,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 142,310 | $1,692,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H126 | *W EXP 02/08/201 | 328,969 | $1,690,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 26,722 | $1,688,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 196,844 | $1,684,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 41,413 | $1,682,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 228,173 | $1,682,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 41,963 | $1,679,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 33,392 | $1,678,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 96,667 | $1,677,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 34,871 | $1,676,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 96,457 | $1,673,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 20,425 | $1,673,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 76,537 | $1,673,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,107,000 | $1,673,000 | thousands by filing date | principal |
| STEPAN CO | 858586100 | COM | 41,721 | $1,671,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 70,877 | $1,668,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 52,945 | $1,667,000 | thousands by filing date | put |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 73,271 | $1,665,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 125,551 | $1,665,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 3,640,000 | $1,662,000 | thousands by filing date | principal |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 165,052 | $1,661,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 117,439 | $1,655,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 32,364 | $1,653,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 110,426 | $1,650,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,423,000 | $1,648,000 | thousands by filing date | principal |
| FRED S INC CLASS A | 356108100 | COM | 94,726 | $1,647,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 1,000,000 | $1,646,000 | thousands by filing date | principal |
| BIO REFERENCE LABS INC | 09057G602 | COM | 51,166 | $1,643,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 62,023 | $1,628,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 1,370,000 | $1,628,000 | thousands by filing date | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 84,058 | $1,625,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 62,407 | $1,623,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 84,102 | $1,620,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 32,893 | $1,618,000 | thousands by filing date | call |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,584,000 | $1,615,000 | thousands by filing date | principal |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 46,290 | $1,614,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 554,938 | $1,614,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 25,787 | $1,613,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 47,011 | $1,613,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 41,044 | $1,612,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 95,204 | $1,611,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,412,000 | $1,611,000 | thousands by filing date | principal |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 47,655 | $1,608,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 120,924 | $1,606,000 | thousands by filing date | |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 120,000 | $1,606,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 272,823 | $1,599,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 33,408 | $1,599,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 157,910 | $1,598,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 69,263 | $1,595,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 80,595 | $1,594,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 105,026 | $1,593,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 24,511 | $1,585,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 84,538 | $1,585,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 47,738 | $1,585,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,285 | $1,574,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 47,378 | $1,574,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 184,375 | $1,573,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 98,993 | $1,573,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 138,412 | $1,573,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 294,395 | $1,571,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 65,052 | $1,571,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 38,913 | $1,567,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 139,284 | $1,566,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 170,341 | $1,560,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 496,909 | $1,559,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 44,533 | $1,558,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 59,084 | $1,558,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 25,123 | $1,555,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 95,051 | $1,552,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 31,814 | $1,542,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 26,476 | $1,540,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 73,721 | $1,540,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 220,700 | $1,540,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 127,327 | $1,536,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 96,548 | $1,535,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 165,119 | $1,533,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 87,240 | $1,532,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 63,482 | $1,530,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 84,093 | $1,530,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 105,591 | $1,530,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 38,357 | $1,529,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 326,956 | $1,529,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 33,495 | $1,526,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 25,125 | $1,526,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 43,851 | $1,525,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 129,902 | $1,523,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 42,900 | $1,521,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 476,302 | $1,517,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 38,533 | $1,516,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 47,818 | $1,513,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 32,981 | $1,512,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 26,947 | $1,508,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 12,028 | $1,507,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 91,739 | $1,507,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 47,636 | $1,507,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 33,622 | $1,506,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 58,952 | $1,503,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 15,990 | $1,502,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 19,084 | $1,500,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 40,627 | $1,497,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 64,994 | $1,490,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 45,352 | $1,488,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 23,988 | $1,485,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 26,238 | $1,484,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,400,000 | $1,483,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 2,308,000 | $1,482,000 | thousands by filing date | principal |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 54,512 | $1,479,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 40,084 | $1,477,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 59,340 | $1,477,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 86,878 | $1,476,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 650,299 | $1,474,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 19,077 | $1,474,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 60,121 | $1,474,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 100,923 | $1,474,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 117,240 | $1,472,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 38,200 | $1,472,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 74,644 | $1,470,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 84,749 | $1,460,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 96,862 | $1,457,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 35,001 | $1,456,000 | thousands by filing date | call |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,373,000 | $1,455,000 | thousands by filing date | principal |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 39,782 | $1,454,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 140,279 | $1,454,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 928,000 | $1,454,000 | thousands by filing date | principal |
| JAMBA INC | 47023A309 | COM NEW | 96,258 | $1,452,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 66,559 | $1,450,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 316,958 | $1,444,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,457,000 | $1,444,000 | thousands by filing date | principal |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 1,243,211 | $1,441,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 85,111 | $1,440,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 75,730 | $1,438,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 69,253 | $1,436,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 29,848 | $1,431,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 110,971 | $1,431,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 125,250 | $1,431,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 24,854 | $1,429,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 1,152,000 | $1,429,000 | thousands by filing date | principal |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 95,180 | $1,427,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 92,485 | $1,423,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 33,198 | $1,421,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 102,259 | $1,420,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 141,843 | $1,420,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 30,023 | $1,419,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 176,281 | $1,419,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 84,061 | $1,418,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 93,716 | $1,418,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 84,103 | $1,416,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 11,865 | $1,416,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 68,101 | $1,414,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 113,066 | $1,413,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 120,738 | $1,412,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 42,166 | $1,410,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,433,000 | $1,410,000 | thousands by filing date | principal |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 39,351 | $1,406,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 97,203 | $1,406,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 63,794 | $1,403,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 441,807 | $1,403,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 69,913 | $1,401,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 146,715 | $1,397,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 75,076 | $1,396,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 200,555 | $1,395,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 107,047 | $1,394,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 173,821 | $1,392,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 50,715 | $1,391,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 23,974 | $1,391,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 38,848 | $1,390,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 59,807 | $1,387,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 144,475 | $1,385,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 1,416,000 | $1,385,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 34,600 | $1,384,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 93,954 | $1,384,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 63,674 | $1,380,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,587,000 | $1,380,000 | thousands by filing date | principal |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 107,531 | $1,377,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 29,816 | $1,374,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 58,232 | $1,374,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 134,300 | $1,373,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 149,575 | $1,373,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 48,461 | $1,372,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 24,702 | $1,364,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 191,113 | $1,364,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 88,363 | $1,359,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 16,100 | $1,358,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 64,443 | $1,358,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 653,113 | $1,358,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 278,841 | $1,357,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 33,515 | $1,356,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 101,233 | $1,355,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 15,100 | $1,354,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 18,587 | $1,352,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 52,890 | $1,349,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 1,150,000 | $1,349,000 | thousands by filing date | principal |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 96,492 | $1,348,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 56,951 | $1,348,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,359,000 | $1,347,000 | thousands by filing date | principal |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 51,738 | $1,343,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 36,924 | $1,340,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 23,290 | $1,339,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 25,000 | $1,333,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 43,280 | $1,333,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 128,526 | $1,328,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000015 | this filing | 2015-02-13 | acceptance time not in the bulk data set |