13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 6,317 holding rows worth $162,119,121,000.
- Accession
- 0000948046-15-000015
- Filer
- CIK 948046
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 18,850 entries on the cover page, a total value of $162,119,121,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $162,119,121,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EPLUS INC | 294268107 | COM | 17,488 | $1,322,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 11,099 | $1,321,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 262,219 | $1,316,000 | thousands by filing date | |
| MIG 5 3/15/20 | 58319PAC2 | Bond 30/360P2 U | 1,165,000 | $1,316,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 1,025,000 | $1,315,000 | thousands by filing date | principal |
| RBC BEARINGS INC COM | 75524B104 | Stock | 20,371 | $1,314,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 41,842 | $1,314,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 1,315,000 | $1,314,000 | thousands by filing date | principal |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 41,716 | $1,313,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 66,565 | $1,307,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 68,615 | $1,306,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 1,830,133 | $1,304,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 25,822 | $1,303,000 | thousands by filing date | call |
| iShares U.S. Financials ETF | 464287788 | SHS | 14,437 | $1,301,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 96,610 | $1,301,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 86,356 | $1,300,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 117,881 | $1,299,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 65,687 | $1,298,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,184,000 | $1,297,000 | thousands by filing date | principal |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 79,992 | $1,294,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 1,075,000 | $1,294,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 24,089 | $1,291,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 53,670 | $1,290,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 1,400,000 | $1,290,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 12,800 | $1,289,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 237,740 | $1,286,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 163,819 | $1,283,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 14,314 | $1,282,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 45,062 | $1,282,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 11,891 | $1,281,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 173,447 | $1,280,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 1,206,000 | $1,280,000 | thousands by filing date | principal |
| COHEN & STEERS INC COM | 19247A100 | Stock | 30,422 | $1,279,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 208,201 | $1,279,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 48,882 | $1,278,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 92,606 | $1,273,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 76,835 | $1,273,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 53,570 | $1,269,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 163,993 | $1,268,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 72,082 | $1,267,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,402,000 | $1,267,000 | thousands by filing date | principal |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 35,600 | $1,266,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 46,060 | $1,266,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 42,127 | $1,265,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,037,000 | $1,265,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,146,000 | $1,264,000 | thousands by filing date | principal |
| TIME WARNER CABLE INC | 88732J207 | COM | 8,303 | $1,262,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 27,096 | $1,258,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 837,167 | $1,255,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 24,239 | $1,254,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 117,322 | $1,253,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 97,944 | $1,250,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 90,954 | $1,250,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 54,617 | $1,248,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 77,475 | $1,247,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 53,517 | $1,244,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 47,444 | $1,244,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 6,686 | $1,241,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 110,000 | $1,241,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 32,671 | $1,240,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 1,188,000 | $1,235,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 34,389 | $1,233,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 29,161 | $1,232,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 116,757 | $1,227,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 88,188 | $1,226,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 94,148 | $1,224,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 144,806 | $1,224,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 28,690 | $1,223,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 43,724 | $1,223,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 11,998 | $1,222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 28,728 | $1,222,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 115,586 | $1,222,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,329,000 | $1,220,000 | thousands by filing date | principal |
| HYSTER-YALE INC | 449172105 | CL A | 16,670 | $1,219,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 41,746 | $1,219,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 65,991 | $1,217,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 124,921 | $1,216,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 289,032 | $1,216,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 83,207 | $1,215,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 14,378 | $1,214,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 100,931 | $1,214,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 151,729 | $1,213,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 118,754 | $1,210,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 49,265 | $1,209,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,260,000 | $1,209,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,033 | $1,202,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 53,474 | $1,201,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 65,640 | $1,200,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 60,994 | $1,199,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 69,195 | $1,199,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 946,000 | $1,199,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,313,000 | $1,196,000 | thousands by filing date | principal |
| EBIX INC | 278715206 | COM NEW | 70,421 | $1,195,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 565,000 | $1,195,000 | thousands by filing date | principal |
| LGI HOMES INC COM | 50187T106 | Stock | 79,991 | $1,193,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 473,601 | $1,192,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 27,518 | $1,191,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 44,711 | $1,185,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 47,597 | $1,185,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 77,525 | $1,184,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 46,567 | $1,182,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 85,198 | $1,176,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 38,000 | $1,174,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 31,846 | $1,171,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 119,446 | $1,171,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,132,000 | $1,170,000 | thousands by filing date | principal |
| UBS AG | 90270KAW9 | NOTE 2/1 | 1,241,000 | $1,170,000 | thousands by filing date | principal |
| UNIQURE NV | N90064101 | SHS | 78,958 | $1,168,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 21,541 | $1,165,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 27,267 | $1,163,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 72,989 | $1,155,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 22,317 | $1,155,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 359,248 | $1,155,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 18,519 | $1,153,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 18,230 | $1,153,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 125,809 | $1,151,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 93,354 | $1,150,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 26,918 | $1,149,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 69,440 | $1,148,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 46,403 | $1,146,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 39,689 | $1,146,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 70,523 | $1,145,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 20,370 | $1,145,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,909 | $1,144,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,000 | $1,139,000 | thousands by filing date | call |
| FNFV GROUP | 31620R402 | COM | 72,201 | $1,133,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 88,620 | $1,132,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 31,158 | $1,130,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 51,993 | $1,127,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 60,167 | $1,124,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 111,784 | $1,123,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 45,074 | $1,122,000 | thousands by filing date | call |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 52,212 | $1,121,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 18,575 | $1,120,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 44,331 | $1,119,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 22,174 | $1,119,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 1,115,000 | $1,119,000 | thousands by filing date | principal |
| 1347 CAP CORP | 68245V103 | COM | 117,761 | $1,114,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 36,003 | $1,113,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 60,439 | $1,110,000 | thousands by filing date | call |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 945,000 | $1,109,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,527,000 | $1,101,000 | thousands by filing date | principal |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 30,951 | $1,100,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 427,255 | $1,100,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 59,348 | $1,097,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 40,005 | $1,093,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 17,953 | $1,090,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 35,590 | $1,090,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 48,369 | $1,089,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 45,924 | $1,089,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 27,196 | $1,087,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y825 | US 500 INDEX ETF | 28,396 | $1,087,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 55,373 | $1,085,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 42,844 | $1,080,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 68,624 | $1,074,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 1,915,800 | $1,072,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 20,290 | $1,071,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1,020,122 | $1,071,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 59,901 | $1,070,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 78,806 | $1,069,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 39,401 | $1,068,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 20,526 | $1,064,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 790,000 | $1,064,000 | thousands by filing date | principal |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 51,431 | $1,064,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 35,788 | $1,063,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 79,738 | $1,062,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 50,283 | $1,062,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 75,000 | $1,062,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 18,282 | $1,060,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 45,269 | $1,055,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 48,656 | $1,055,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 99,357 | $1,054,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 63,689 | $1,052,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 166,700 | $1,051,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 40,902 | $1,050,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 72,035 | $1,050,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 1,038,000 | $1,050,000 | thousands by filing date | principal |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 37,614 | $1,048,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 37,980 | $1,046,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 151,385 | $1,041,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 25,096 | $1,041,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 34,931 | $1,038,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 79,725 | $1,037,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 31,490 | $1,037,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 34,202 | $1,036,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 150,948 | $1,035,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 52,852 | $1,032,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 25,505 | $1,031,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 70,463 | $1,029,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 70,404 | $1,027,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 112,528 | $1,025,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 129,629 | $1,025,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 1,000,000 | $1,025,000 | thousands by filing date | principal |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 16,077 | $1,024,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 109,189 | $1,024,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 38,325 | $1,023,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 57,850 | $1,022,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 79,382 | $1,021,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 19,455 | $1,020,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 49,012 | $1,016,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 745,000 | $1,014,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 37,371 | $1,012,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 120,512 | $1,011,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 35,519 | $1,010,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 56,645 | $1,004,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 31,333 | $1,002,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 38,965 | $1,001,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,222 | $999,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 62,359 | $999,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 105,740 | $999,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 462,099 | $997,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 375,726 | $994,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 82,031 | $992,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 40,787 | $992,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 50,513 | $990,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 34,808 | $988,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 20,314 | $985,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 17,477 | $985,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 706,000 | $985,000 | thousands by filing date | principal |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 106,149 | $984,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 29,356 | $984,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 13,630 | $984,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 48,456 | $983,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 143,616 | $983,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 101,267 | $983,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 88,984 | $980,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 11,778 | $972,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 11,956 | $972,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 30,600 | $970,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 234,000 | $968,000 | thousands by filing date | principal |
| QUALITY DISTR INC FLA | 74756M102 | COM | 91,070 | $968,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 128,574 | $968,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 1,015,351 | $965,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 38,797 | $964,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 44,630 | $963,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 437,500 | $962,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 30,803 | $959,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 130,137 | $955,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 57,632 | $954,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,050 | $946,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 109,695 | $946,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 55,517 | $945,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 34,025 | $943,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 35,442 | $942,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 799,000 | $940,000 | thousands by filing date | principal |
| VERSARTIS INC | 92529L102 | COM | 41,911 | $940,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 740,967 | $938,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 26,820 | $936,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 19,000 | $935,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 41,054 | $931,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 124,093 | $929,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 157,460 | $929,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 39,059 | $927,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 925,000 | $927,000 | thousands by filing date | principal |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 532,000 | $927,000 | thousands by filing date | principal |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 102,772 | $926,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 25,285 | $925,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 85,082 | $924,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 163,648 | $923,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 42,583 | $923,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 91,981 | $922,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,112 | $921,000 | thousands by filing date | put |
| LUMOS NETWORKS CORP | 550283105 | COM | 54,721 | $919,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 46,561 | $918,000 | thousands by filing date | |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 815,000 | $917,000 | thousands by filing date | principal |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5,021 | $914,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 237,355 | $913,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 73,015 | $911,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205AA3 | NOTE 7.875% 9/0 | 1,000,000 | $908,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 151,715 | $906,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 25,482 | $905,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 8,162 | $903,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 158,898 | $902,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 16,611 | $901,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 103,190 | $900,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 53,464 | $898,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 93,114 | $895,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 86,271 | $894,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 66,666 | $893,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 36,712 | $891,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 732,145 | $891,000 | thousands by filing date | principal |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 37,220 | $889,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 161,313 | $889,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 16,659 | $888,000 | thousands by filing date | call |
| CIMATRON LTD | M23798107 | ORD | 100,060 | $886,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 65,006 | $884,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 41,736 | $881,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,530 | $880,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 61,188 | $879,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 41,579 | $879,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 159,062 | $879,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 104,920 | $878,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 371,986 | $877,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 270,017 | $875,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 32,000 | $875,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 638,713 | $874,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 48,539 | $873,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 72,545 | $871,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,954 | $867,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 28,024 | $866,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 16,748 | $865,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 84,475 | $864,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 27,757 | $862,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 105,081 | $861,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 22,216 | $861,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 33,794 | $861,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 960,000 | $861,000 | thousands by filing date | principal |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 31,035 | $860,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 12,830 | $859,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 116,969 | $859,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 60,000 | $856,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y783 | 100 ENH VOLA ETF | 23,236 | $856,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,430 | $855,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 27,327 | $854,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 742,000 | $852,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 900,000 | $852,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 690370101 | COM | 35,077 | $850,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 32,820 | $850,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 121,211 | $850,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 16,738 | $848,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 17,475 | $845,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 885,000 | $845,000 | thousands by filing date | principal |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,240,048 | $843,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 41,536 | $840,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 60,000 | $840,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 60,158 | $840,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 544,419 | $838,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,861 | $837,000 | thousands by filing date | put |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 37,799 | $837,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 175,000 | $836,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 49,472 | $834,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 29,983 | $833,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 685,000 | $832,000 | thousands by filing date | principal |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 90,366 | $832,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 56,980 | $832,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 45,002 | $830,000 | thousands by filing date | |
| AV HOMES INC | 00234PAB8 | BOND | 840,000 | $830,000 | thousands by filing date | principal |
| Pfizer Inc. | 717081103 | COM | 26,612 | $828,000 | thousands by filing date | call |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,249 | $828,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 46,090 | $828,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 157,983 | $825,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 166,099 | $824,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 722 | $823,000 | thousands by filing date | call |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 34,250 | $823,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,370 | $819,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 23,535 | $818,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 8,662 | $817,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 16,082 | $817,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 53,852 | $815,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 103,654 | $814,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 70,159 | $814,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 20,690 | $813,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 99,327 | $812,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 78,243 | $811,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 28,485 | $810,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 45,195 | $808,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,235 | $808,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 78,862 | $805,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 667,000 | $804,000 | thousands by filing date | principal |
| HSN INC | 404303109 | COM | 10,559 | $802,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 770,000 | $800,000 | thousands by filing date | principal |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 43,151 | $797,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 819,000 | $796,000 | thousands by filing date | principal |
| AH RLTY TR INC | 04208T108 | COM | 83,955 | $795,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 91,244 | $791,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 58,150 | $791,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 50,084 | $791,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 44,436 | $790,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 71,591 | $789,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 20,405 | $785,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 14,914 | $783,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 445,336 | $783,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 61,680 | $782,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 17,413 | $781,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 42,908 | $780,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 39,144 | $780,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 26,885 | $778,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 85,465 | $778,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 28,859 | $777,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 20,764 | $772,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 14,339 | $772,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 119,133 | $771,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 28,017 | $767,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 82,765 | $760,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 18,635 | $759,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 7,618 | $754,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 56,518 | $754,000 | thousands by filing date | |
| 38259p508 | COM | 1,420 | $753,000 | thousands by filing date | call | |
| MCGRATH RENTCORP | 580589109 | COM | 21,015 | $751,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 31,260 | $751,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 46,262 | $751,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 35,013 | $747,000 | thousands by filing date | put |
| COMPASS EMP FDS TR | 20452Y833 | US 500 VOL WT | 20,542 | $747,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 62,850 | $746,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 8,425 | $744,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 66,484 | $744,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 88,766 | $742,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 41,200 | $742,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 26,351 | $741,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 50,410 | $740,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 65,953 | $739,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 23,742 | $739,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 41,764 | $739,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 52,169 | $738,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 17,525 | $738,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 56,218 | $733,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,844 | $732,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 35,826 | $731,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 37,749 | $730,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 10,284 | $729,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 9,183 | $726,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A883 | VAL MKT LEG ET | 28,649 | $726,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 14,073 | $723,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 225,000 | $722,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 13,336 | $721,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 61,642 | $721,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 765,000 | $721,000 | thousands by filing date | principal |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 213,332 | $720,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 12,710 | $718,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 61,651 | $718,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 34,433 | $718,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 27,513 | $718,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 83,909 | $717,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 10,548 | $717,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 38,977 | $717,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AE1 | DBCV 5.500%10/1 | 200,000 | $714,000 | thousands by filing date | principal |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 401,231 | $713,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 32,533 | $713,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 307,603 | $712,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 26,258 | $712,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 190,634 | $712,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 29,480 | $711,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 45,459 | $710,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 42,840 | $710,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 640,000 | $710,000 | thousands by filing date | principal |
| MODEL N INC | 607525102 | COM | 66,921 | $710,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 475,000 | $710,000 | thousands by filing date | principal |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 47,772 | $709,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 101,593 | $709,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 52,580 | $708,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 10,001 | $707,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 91,347 | $707,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 237,800 | $706,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 62,096 | $704,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 9,096 | $704,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 48,896 | $702,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 11,239 | $701,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 9,971 | $701,000 | thousands by filing date | call |
| MYLAN INC | 628530107 | COM | 12,449 | $701,000 | thousands by filing date | call |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 51,011 | $700,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 16,136 | $698,000 | thousands by filing date | put |
| QUINSTREET INC | 74874Q100 | COM | 115,143 | $698,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 81,602 | $697,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 40,579 | $696,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 24,977 | $693,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 525,629 | $693,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 22,517 | $693,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 73,151 | $691,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 278,000 | $691,000 | thousands by filing date | principal |
| EPIZYME INC | 29428V104 | COM | 36,646 | $690,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 57,559 | $689,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 43,908 | $689,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,309 | $688,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 12,252 | $687,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 18,528 | $686,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 157,381 | $686,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,171 | $685,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 32,788 | $685,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,201 | $683,000 | thousands by filing date | call |
| iShares U.S. Technology ETF | 464287721 | SHS | 6,543 | $681,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 71,951 | $681,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 19,578 | $680,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 698,000 | $680,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 37,339 | $679,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 6,371 | $678,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 34,284 | $678,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 26,583 | $676,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 20,075 | $673,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 107,903 | $672,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 82,240 | $670,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 29,267 | $670,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 22,994 | $669,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 14,030 | $668,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 51,260 | $667,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 13,158 | $666,000 | thousands by filing date | put |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 810,000 | $666,000 | thousands by filing date | principal |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 47,727 | $665,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 16,725 | $664,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 85,386 | $663,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 27,456 | $663,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,420 | $662,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 30,072 | $662,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 22,825 | $660,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 614,000 | $660,000 | thousands by filing date | principal |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 71,009 | $660,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 6,024 | $658,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 921,000 | $657,000 | thousands by filing date | principal |
| COHU INC | 192576106 | COM | 55,082 | $654,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 22,679 | $652,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 8,061 | $651,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000015 | this filing | 2015-02-13 | acceptance time not in the bulk data set |