13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 6,317 holding rows worth $162,119,121,000.
- Accession
- 0000948046-15-000015
- Filer
- CIK 948046
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 18,850 entries on the cover page, a total value of $162,119,121,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $162,119,121,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOOTSIE ROLL INDS INC | 890516107 | COM | 4,583 | $140,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 3,500 | $140,000 | thousands by filing date | put |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 57,000 | $140,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 5,385 | $140,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,250 | $139,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 6,493 | $139,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 9,817 | $139,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 5,647 | $138,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 45,101 | $138,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 3,205 | $138,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,749 | $137,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 2,200 | $137,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 3,774 | $137,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,837 | $137,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 15,000 | $137,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 4,618 | $137,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,427 | $136,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,181 | $136,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 19,476 | $136,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 10,410 | $136,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,966 | $135,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,737 | $135,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,350 | $135,000 | thousands by filing date | put |
| ALLIENT INC | 019330109 | COM | 5,704 | $135,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 44,121 | $135,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 14,978 | $135,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 17,770 | $135,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 2,411 | $135,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 5,808 | $135,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 5,910 | $135,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 41,260 | $135,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 6,349 | $134,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639118 | *W EXP 12/06/201 | 183,600 | $134,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,418 | $133,000 | thousands by filing date | put |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,065 | $133,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 8,237 | $133,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 44,865 | $133,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 18,012 | $133,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 13,894 | $133,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 4,214 | $133,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 6,501 | $132,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 14,354 | $132,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 6,651 | $132,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 5,066 | $132,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,902 | $131,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 500 | $131,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,703 | $131,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 13,928 | $131,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,541 | $131,000 | thousands by filing date | put |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 41,696 | $131,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 34,376 | $131,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 17,624 | $131,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 250,000 | $131,000 | thousands by filing date | principal |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 10,800 | $130,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,746 | $130,000 | thousands by filing date | call |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 6,267 | $130,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 12,698 | $130,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 2,300 | $129,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 80,300 | $129,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 10,709 | $129,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 17,048 | $129,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 9,026 | $128,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,985 | $128,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 8,750 | $128,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 13,349 | $127,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 14,301 | $127,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,845 | $127,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 4,943 | $127,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 58,735 | $127,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 6,577 | $127,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,093 | $126,000 | thousands by filing date | put |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 6,489 | $126,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 7,500 | $126,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 85,000 | $126,000 | thousands by filing date | principal |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,128 | $125,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 18,603 | $125,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,000 | $125,000 | thousands by filing date | put |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 13,755 | $125,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 7,413 | $125,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 9,953 | $125,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 10,089 | $125,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 35,478 | $125,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 8,929 | $125,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 11,620 | $124,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 6,467 | $124,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 5,269 | $124,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 4,495 | $124,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 17,800 | $124,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 3,301 | $123,000 | thousands by filing date | call |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 5,000 | $123,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 5,276 | $123,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,925 | $123,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 124,896 | $123,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 13,060 | $123,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 705 | $122,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 1,867 | $122,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 1,025 | $122,000 | thousands by filing date | put |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 8,081 | $122,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,850 | $121,000 | thousands by filing date | call |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 5,075 | $121,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 3,056 | $121,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 4,289 | $121,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 16,600 | $120,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 25,273 | $120,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,417 | $120,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 5,525 | $120,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 35,684 | $120,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 5,430 | $120,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 4,869 | $120,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,000 | $119,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 1,646 | $119,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 5,430 | $119,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 5,360 | $119,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 7,506 | $119,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 2,397 | $119,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 5,566 | $119,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 5,000 | $119,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,500 | $118,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 1,565 | $118,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,648 | $118,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,151 | $118,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,810 | $118,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 24,833 | $118,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,960 | $118,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 9,948 | $118,000 | thousands by filing date | call |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 8,107 | $118,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 451,945 | $118,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,019 | $117,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 41,998 | $117,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 5,700 | $117,000 | thousands by filing date | put |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,698 | $117,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,580 | $116,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 7,129 | $116,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,750 | $116,000 | thousands by filing date | call |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,734 | $116,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 922 | $116,000 | thousands by filing date | call |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 31,373 | $116,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 4,303 | $115,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 4,867 | $115,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 6,200 | $115,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 4,560 | $115,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 9,971 | $115,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 13,147 | $115,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,032 | $115,000 | thousands by filing date | call |
| Female Health Company | 314462102 | COM | 29,572 | $115,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 113,000 | $115,000 | thousands by filing date | principal |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 43,000 | $115,000 | thousands by filing date | principal |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,524 | $114,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 25,763 | $114,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 27,605 | $114,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 208,523 | $114,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 6,930 | $113,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,644 | $113,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 4,152 | $113,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 24,933 | $113,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,510 | $112,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 430 | $112,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 2,375 | $112,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 5,232 | $112,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 10,842 | $112,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 75,790 | $112,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 11,240 | $112,000 | thousands by filing date | call |
| ZULILY INC | 989774104 | CL A | 4,864 | $112,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 3,806 | $111,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,084 | $111,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,468 | $111,000 | thousands by filing date | call |
| QUOTIENT LTD | G73268107 | SHS | 6,175 | $111,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,034 | $110,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 6,650 | $110,000 | thousands by filing date | call |
| 2U INC | 90214J101 | COM | 5,629 | $110,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 16,692 | $110,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 2,492 | $110,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 90,000 | $110,000 | thousands by filing date | principal |
| NEW YORK & CO INC | 649295102 | COM | 42,521 | $110,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 17,290 | $110,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 5,450 | $109,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 5,825 | $109,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 31,510 | $109,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 20,357 | $109,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 4,517 | $108,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 17,630 | $108,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 6,091 | $108,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 3,215 | $108,000 | thousands by filing date | call |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 2,400 | $108,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,867 | $107,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,199 | $107,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,202 | $107,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 170,000 | $107,000 | thousands by filing date | principal |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 4,299 | $107,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 30,000 | $107,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 6,300 | $107,000 | thousands by filing date | |
| SANCHEZ PRODTN PARTNERS LLC | 79971A106 | COM UNIT RP CL B ADDED | 76,700 | $107,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,150 | $106,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,800 | $106,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236103 | COM | 2,652 | $106,000 | thousands by filing date | call |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 48,929 | $106,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 4,275 | $105,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 4,525 | $105,000 | thousands by filing date | call |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 17,048 | $105,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,330 | $104,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 6,875 | $104,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 5,643 | $104,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 6,335 | $103,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 15,387 | $103,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 8,520 | $103,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 4,000 | $103,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 7,980 | $103,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 7,270 | $103,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 5,029 | $102,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 6,638 | $102,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,368 | $102,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 6,142 | $102,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 6,300 | $102,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 21,941 | $101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,415 | $101,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 14,257 | $101,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 2,000 | $101,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 7,880 | $101,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 8,540 | $101,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 16,129 | $100,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 13,689 | $100,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 21,947 | $100,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 9,176 | $100,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 8,839 | $100,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 376 | $99,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 4,141 | $99,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 67,416 | $99,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 3,391 | $99,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 35,936 | $99,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 7,569 | $99,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 6,093 | $99,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 9,149 | $99,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 7,200 | $99,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 8,892 | $99,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,500 | $98,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 941 | $98,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 4,920 | $98,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 2,288 | $98,000 | thousands by filing date | call |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 22,948 | $98,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 5,807 | $98,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 88,000 | $98,000 | thousands by filing date | principal |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 16,000 | $97,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 20,762 | $97,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 3,750 | $97,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 62,066 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 716 | $96,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 3,671 | $96,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 11,100 | $96,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,000 | $96,000 | thousands by filing date | put |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 3,800 | $96,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 9,726 | $96,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 15,134 | $96,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,500 | $95,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 7,041 | $95,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 2,050 | $95,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 15,920 | $94,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,561 | $94,000 | thousands by filing date | put |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 5,413 | $94,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 2,450 | $94,000 | thousands by filing date | call |
| Viacom Inc Cl A | 92553P102 | CL A | 1,250 | $94,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 33,238 | $94,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 130,000 | $94,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 58,996 | $94,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 6,115 | $94,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 5,280 | $94,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,000 | $93,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 3,300 | $93,000 | thousands by filing date | put |
| TRIANGLE CAP CORP | 895848109 | COM | 4,620 | $93,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 4,897 | $93,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 12,079 | $93,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 6,706 | $93,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 4,000 | $93,000 | thousands by filing date | |
| AMRN 3.5 1/32 | 220480AB3 | Bond 30/360P2 U | 150,000 | $93,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 1,300 | $92,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 10,188 | $92,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 10,107 | $92,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 4,823 | $92,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 14,328 | $92,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 3,000 | $91,000 | thousands by filing date | put |
| ADDUS HOMECARE CORP | 006739106 | COM | 3,778 | $91,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 7,000 | $91,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,143 | $91,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,270 | $91,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 3,276 | $91,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 5,000 | $91,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 2,556 | $91,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,500 | $90,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,940 | $90,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 4,721 | $90,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,997 | $90,000 | thousands by filing date | call |
| DESTINATION XL GROUP INC | 25065K104 | COM | 16,610 | $90,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 5,786 | $90,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 2,812 | $90,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 91,000 | $90,000 | thousands by filing date | principal |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 6,805 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 1,151 | $89,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 937 | $89,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 6,303 | $89,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 5,186 | $89,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 2,000 | $89,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 14,205 | $89,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 8,573 | $89,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 4,753 | $89,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 2,403 | $89,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 2,653 | $89,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 6,632 | $88,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 38,618 | $88,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 7,065 | $88,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 7,650 | $87,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 3,300 | $87,000 | thousands by filing date | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 2,000 | $87,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 4,179 | $87,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 6,000 | $87,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 19,086 | $87,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 17,197 | $87,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 5,524 | $87,000 | thousands by filing date | |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 1,640 | $87,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 215,000 | $87,000 | thousands by filing date | principal |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 6,748 | $86,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,400 | $86,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 2,744 | $86,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,095 | $86,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,201 | $86,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 23,504 | $86,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 16,691 | $86,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 1,625 | $86,000 | thousands by filing date | call |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 3,285 | $86,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 21,917 | $86,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 2,300 | $86,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 932 | $85,000 | thousands by filing date | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,425 | $85,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 600 | $85,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,436 | $85,000 | thousands by filing date | call |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 12,075 | $85,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 7,550 | $84,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 817 | $84,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 2,851 | $84,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 4,059 | $84,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 16,327 | $83,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 1,010 | $83,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 17,628 | $83,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 5,500 | $83,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 8,275 | $82,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 15,371 | $82,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 9,362 | $82,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 17,140 | $82,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 7,368 | $82,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 7,014 | $82,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,627 | $82,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 8,400 | $82,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 2,025 | $82,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 3,000 | $82,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,250 | $81,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 41,193 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 2,628 | $81,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,000 | $81,000 | thousands by filing date | call |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 5,022 | $81,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 3,430 | $81,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 77,586 | $81,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,100 | $80,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 12,700 | $80,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 3,002 | $80,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,940 | $80,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 21,167 | $80,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 33,000 | $80,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 5,939 | $80,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 10,000 | $80,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 239,453 | $80,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,755 | $79,000 | thousands by filing date | call |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 5,765 | $79,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 11,565 | $79,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 77,200 | $79,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 1,000 | $79,000 | thousands by filing date | put |
| FAMILY DLR STORES INC | 307000109 | COM | 1,000 | $79,000 | thousands by filing date | call |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 77,000 | $79,000 | thousands by filing date | principal |
| SHERWIN WILLIAMS CO | 824348106 | COM | 300 | $78,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 850 | $78,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 985 | $78,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 11,735 | $78,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 15,671 | $78,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 3,148 | $78,000 | thousands by filing date | put |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 1,582 | $78,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 7,000 | $78,000 | thousands by filing date | put |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 21,024 | $78,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 1,750 | $78,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 6,810 | $78,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 14,210 | $78,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,300 | $77,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 3,794 | $77,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,270 | $77,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,050 | $77,000 | thousands by filing date | put |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,200 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 3,100 | $77,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 13,014 | $77,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 6,847 | $77,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 9,180 | $77,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 20,000 | $77,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,050 | $76,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,659 | $76,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 650 | $76,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 3,000 | $76,000 | thousands by filing date | put |
| KVH INDS INC | 482738101 | COM | 6,089 | $76,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 4,200 | $76,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 3,797 | $76,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 3,500 | $76,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 500 | $75,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 550 | $75,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 1,000 | $75,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,400 | $75,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 949 | $75,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 6,127 | $75,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 5,083 | $75,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,133 | $75,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 2,898 | $75,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 2,934 | $75,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 29,524 | $75,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 11,629 | $74,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 8,206 | $74,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 8,952 | $74,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 14,277 | $74,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 5,500 | $74,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,921 | $73,000 | thousands by filing date | put |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 2,782 | $72,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 2,000 | $72,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 5,006 | $72,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 7,418 | $72,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 3,000 | $72,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 4,356 | $72,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 400 | $71,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 7,236 | $71,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 4,875 | $71,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,246 | $71,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,684 | $71,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 4,794 | $71,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 15,901 | $71,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 60,100 | $71,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 762 | $70,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 5,332 | $70,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 750 | $70,000 | thousands by filing date | put |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,800 | $70,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,000 | $70,000 | thousands by filing date | call |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 8,540 | $70,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 2,250 | $70,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 22,780 | $70,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 6,170 | $70,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 8,600 | $70,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 4,832 | $70,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 8,563 | $70,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,990 | $69,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 7,500 | $69,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 824 | $69,000 | thousands by filing date | put |
| ASTRONOVA INC | 04638F108 | COM | 4,217 | $69,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 3,000 | $69,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 8,922 | $69,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 609 | $68,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,681 | $68,000 | thousands by filing date | put |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 6,500 | $68,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 3,542 | $68,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 6,000 | $68,000 | thousands by filing date | put |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 20,000 | $68,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 6,500 | $68,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 700 | $67,000 | thousands by filing date | call |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 600 | $67,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,000 | $67,000 | thousands by filing date | put |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 3,250 | $67,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 3,432 | $67,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 7,726 | $67,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 8,626 | $67,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 1,328 | $67,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 1,298 | $67,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 2,733 | $67,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 7,125 | $66,000 | thousands by filing date | call |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 3,857 | $66,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 2,735 | $66,000 | thousands by filing date | call |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 6,602 | $66,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 3,558 | $66,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 16,735 | $66,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 10,729 | $66,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 6,318 | $66,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 2,000 | $66,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 557 | $65,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 3,797 | $65,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 4,804 | $65,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,484 | $65,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 43,703 | $65,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 1,582 | $65,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 2,423 | $65,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 4,600 | $65,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 499 | $64,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 784 | $64,000 | thousands by filing date | call |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 4,433 | $64,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,220 | $64,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 6,000 | $64,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,343 | $64,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 23,163 | $64,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 1,662 | $64,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 1,671 | $64,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 87,269 | $64,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 8,266 | $64,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 3,219 | $64,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000015 | this filing | 2015-02-13 | acceptance time not in the bulk data set |