13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 6,317 holding rows worth $162,119,121,000.
- Accession
- 0000948046-15-000015
- Filer
- CIK 948046
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 18,850 entries on the cover page, a total value of $162,119,121,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $162,119,121,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMERICAINC | 200340107 | COM | 50 | $2,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 200 | $2,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 20 | $2,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 50 | $2,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,175 | $2,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 136 | $2,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 602 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 90 | $2,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 98 | $2,000 | thousands by filing date | call |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 260 | $2,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 117 | $2,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 533 | $2,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 370 | $2,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 26 | $2,000 | thousands by filing date | call |
| ADVANTEST CORP. | 00762U200 | Common stock | 212 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 124 | $2,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 3,566 | $2,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 526 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 115 | $2,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 975 | $2,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 100 | $2,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 300 | $2,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 200 | $2,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 2,643 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 89 | $2,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 100 | $2,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 2,500 | $2,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 1,476 | $2,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 134 | $2,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 5,664 | $2,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 665 | $2,000 | thousands by filing date | call |
| JINPAN INTL LTD | G5138L100 | ORD | 346 | $2,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 5,151 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 83 | $2,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 6,772 | $2,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 263 | $2,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 341 | $2,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 505 | $2,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 761 | $2,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 90 | $2,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 1,500 | $2,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 1,691 | $2,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 340 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 487 | $2,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 131 | $2,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 10,911 | $2,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 115 | $2,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 240 | $2,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 190 | $2,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 10,600 | $2,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 55 | $2,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 196 | $2,000 | thousands by filing date | |
| CORMEDIX INC | 21900C118 | *W EXP 03/24/201 | 29,608 | $2,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 254 | $2,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 254 | $2,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 402 | $2,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 400 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 100 | $2,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 3,000 | $2,000 | thousands by filing date | principal |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 2,305 | $2,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 25 | $2,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 3,468 | $2,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 200 | $2,000 | thousands by filing date | |
| LEVY ACQUISITION CORP-CW18 | 52748T112 | W | 7,702 | $2,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 22 | $1,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 14 | $1,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 2,251 | $1,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 45 | $1,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 35 | $1,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 44 | $1,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 237 | $1,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 262 | $1,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 114 | $1,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 108 | $1,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 481 | $1,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 203 | $1,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 6,935 | $1,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 61 | $1,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 83 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 27 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 48 | $1,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 92 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 96 | $1,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 207 | $1,000 | thousands by filing date | call |
| READING INTL INC | 755408200 | CL B | 100 | $1,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,029 | $1,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 3,954 | $1,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 72 | $1,000 | thousands by filing date | put |
| PROPHASE LABS INC | 74345W108 | COM | 1,314 | $1,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 25 | $1,000 | thousands by filing date | put |
| EMAGIN CORP | 29076N206 | COM | 494 | $1,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,721 | $1,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,000 | $1,000 | thousands by filing date | put |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 105 | $1,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 1,051 | $1,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 934 | $1,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 500 | $1,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 200 | $1,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 15,653 | $1,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 8,078 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,300 | $1,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 212 | $1,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 675 | $1,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 167 | $1,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 29,152 | $1,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 4,932 | $1,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 91 | $1,000 | thousands by filing date | call |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 42 | $1,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 282 | $1,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 3,239 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A616 | PSHS ULCONSM NEW | 98 | $1,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 214 | $1,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 224 | $1,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 1,100 | $1,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 4,056 | $1,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 608 | $1,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 972 | $1,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 179 | $1,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 100 | $1,000 | thousands by filing date | |
| COLLABRIUM JAPAN ACQUISITN C | G2266G110 | *W EXP 99/99/999 | 23,264 | $1,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 1,500 | $1,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 1,429 | $1,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 100 | $1,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 316 | $1,000 | thousands by filing date | |
| AOXIN TIANLI GROUP INC | G0404E104 | Cmn | 1,100 | $1,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 1,729 | $1,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CSX Corporation | 126408103 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Danaher Corporation | 235851102 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Texas Instruments Incorporated | 882508104 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PULTE GROUP INC COM | 745867101 | Stock | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIAN GROUP INC COM | 750236101 | Stock | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CARNIVAL PLC ADS | 14365C103 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN UN CO COM | 959802109 | Stock | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 385 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMULATIONS PLUS INC | 829214105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAUCH CORP | 024061103 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 174 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YORK WATER CO | 987184108 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULL HSE RESORTS INC | 359678109 | COM | 499 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DLH HLDGS CORP | 23335Q100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIND C T I LTD | M70240102 | ORD | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSS CORP | 500692108 | COM | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP | 56400P201 | COM | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS RLTY MTG INC | 690828108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREXON CORP | 46122T102 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REIS INC | 75936P105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NW Biotherapeutics | 66737P600 | USD | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZION OIL & GAS INC | 989696109 | COM | 562 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEVRO CORP | 64157F103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Delta Apparel Inc | 247368103 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYBEROPTICS CORP COM | 232517102 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFFICE DEPOT INC | 676220106 | COM | 94 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENSCO PLC | G3157S106 | SHS CLASS A | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OTONOMY INC | 68906L105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IF BANCORP INC | 44951J105 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEARLAB CORP | 878193101 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD STD VENTURES CORP | 380738104 | COM | 1,856 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 420 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWERSTREAM CORP | 892000100 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DURECT CORP | 266605104 | COM | 588 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELSAT S A | L5140P101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE FOCUS TR | 78080N108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R302 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKERVISION INC | 701354102 | COM | 233 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THESTREET INC | 88368Q103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 126 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 325 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BSD MEDICAL CORP | 055662100 | COM | 355 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGI LABORATORIES INC | 449575109 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LMI AEROSPACE INC | 502079106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYAN INC | 23247W104 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIDEO DISPLAY CORP | 926555103 | COM | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM RESOURCES INC | 916901606 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADE BANCORP | 147154207 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POINTER TELOCATION LTD | M7946T104 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSEX RENT CORP COM | 297187106 | Common | 753 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOPFED BANCORP INC | 439734104 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSR PLC | 12640Y205 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTEVA | 02153V102 | COMM STK | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Polonia Bancorp, Inc. | 73158Q109 | Common Stock | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD REGISTER CO | 853887206 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUETT-HURST INC THST | 897871109 | COMMON | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 577 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DGSE COMPANIES INC | 23323G106 | COM | 475 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 243 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 743 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECTICA INC | 816288203 | COM | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVCON INC | 81783K108 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMARK MEDIA INC | 75954W107 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INTL INC | 64111R102 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 5,141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE RES INC DEL | 29206E100 | COM | 208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUTRON CORP | 869380105 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORL Auto Parts Inc | 78461U101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOSTEM INC | 640650404 | Common equity shares | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP | 70532Y204 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYCO INTL PLC | G91442106 | SHS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYREN LTD | M26895108 | SHS | 231 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OM ASSET MGMT PLC | G67506108 | SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBER ROAD INC | 02318Y108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW HOME CO INC COM | 645370107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA COML CR INC | 16891K103 | COM | 2,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGALET CORP | 28226B104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE NATIONAL. | 85711T305 | Common Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UCP INC - CL A | 90265Y106 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROKA BIOSCIENCE INC | 775431109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEMAND MEDIA INC | 24802N208 | Cmn | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLORI ENERGY INC | 379606106 | Cmn | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LILIS ENERGY INC | 532403102 | Cmn | 847 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORCRAFT COS INC | 65557Y105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINO MERCURY ACQUISITION COR | 82936K110 | RIGHT 08/26/2016 | 1,497 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131103 | COM | 688 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sphere 3D Corp. | 84841Q109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000015 | this filing | 2015-02-13 | acceptance time not in the bulk data set |