13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 6,317 holding rows worth $162,119,121,000.
- Accession
- 0000948046-15-000015
- Filer
- CIK 948046
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 18,850 entries on the cover page, a total value of $162,119,121,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $162,119,121,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENNS WOODS BANCORP INC | 708430103 | COM | 6,634 | $324,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1,049 | $324,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 15,204 | $324,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 26,666 | $324,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 89,335 | $323,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 7,071 | $323,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 101,309 | $323,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 21,813 | $322,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 20,241 | $322,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 13,627 | $322,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 203,276 | $321,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 12,014 | $320,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5,988 | $319,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 5,769 | $319,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 45,483 | $319,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 253,000 | $319,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 304,000 | $319,000 | thousands by filing date | principal |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 19,828 | $318,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 25,867 | $318,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,684 | $316,000 | thousands by filing date | call |
| SILICOM LTD | M84116108 | ORD | 9,000 | $316,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 26,376 | $316,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 7,926 | $315,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 321,554 | $315,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 150,103 | $315,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 16,368 | $314,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 16,608 | $313,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 43,033 | $312,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 15,566 | $312,000 | thousands by filing date | |
| 38259p508 | COM | 590 | $312,000 | thousands by filing date | put | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,200 | $311,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 35,537 | $311,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 3,600 | $311,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 9,244 | $310,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 5,354 | $310,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 174,751 | $310,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,035 | $309,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 26,901 | $309,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 20,533 | $309,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 419,208 | $309,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 11,959 | $309,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 9,410 | $309,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,199 | $308,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 7,050 | $308,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 10,034 | $308,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 10,000 | $308,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,939 | $307,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,424 | $306,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,895 | $306,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 19,424 | $306,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 7,039 | $305,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 11,921 | $304,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 18,544 | $304,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 3,104 | $304,000 | thousands by filing date | put |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 4,904 | $302,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 160,083 | $302,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 16,428 | $302,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 9,800 | $302,000 | thousands by filing date | put |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,903 | $301,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 46,300 | $300,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 21,510 | $300,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 7,541 | $299,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 235,000 | $299,000 | thousands by filing date | principal |
| STOCK YDS BANCORP INC | 861025104 | COM | 8,946 | $298,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,900 | $298,000 | thousands by filing date | call |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 44,494 | $298,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 8,115 | $297,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 65,673 | $297,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 22,544 | $296,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,500 | $295,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 288,000 | $295,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 11,350 | $295,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,547 | $294,000 | thousands by filing date | put |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 22,434 | $294,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 53,204 | $293,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 51,761 | $293,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 24,142 | $293,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 5,062 | $293,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 49,050 | $293,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 266,556 | $293,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 44,100 | $293,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 7,457 | $292,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 33,472 | $292,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 74,720 | $291,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 32,408 | $291,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 17,494 | $289,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 4,139 | $288,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 13,828 | $288,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 35,450 | $287,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 275,000 | $287,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 5,245 | $286,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 4,539 | $286,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 19,827 | $286,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 10,098 | $286,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 9,213 | $285,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 101,251 | $285,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,046 | $284,000 | thousands by filing date | put |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 20,560 | $283,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 17,713 | $283,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 253,000 | $283,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 8,400 | $282,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 8,000 | $282,000 | thousands by filing date | put |
| DBX ETF TR | 233051408 | FUND | 12,035 | $282,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 26,760 | $282,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 48,576 | $281,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS-CW19 | 425886116 | W | 805,386 | $281,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,009 | $280,000 | thousands by filing date | call |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 35,160 | $279,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 125,362 | $279,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 19,625 | $279,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 123,700 | $279,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 24,016 | $279,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,170 | $278,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,222 | $278,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 3,748 | $278,000 | thousands by filing date | call |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 11,524 | $277,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 76,567 | $277,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 54,830 | $276,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 195,962 | $276,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 41,994 | $276,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 37,585 | $275,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 14,281 | $274,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,858 | $274,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 13,312 | $274,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 22,802 | $273,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 13,031 | $273,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,568 | $272,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,081 | $271,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,385 | $270,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 8,580 | $270,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 12,755 | $270,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 15,068 | $269,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,069 | $268,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 14,658 | $268,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 26,369 | $268,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 13,351 | $268,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 18,119 | $266,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 29,349 | $266,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 12,128 | $264,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,556 | $264,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 105,662 | $264,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 7,800 | $263,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 5,549 | $263,000 | thousands by filing date | put |
| REX ENERGY CORPORATION | 761565100 | COM | 51,898 | $263,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,400 | $262,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 25,896 | $262,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 15,010 | $262,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 5,726 | $262,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 5,379 | $262,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 170,000 | $261,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 6,045 | $260,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 3,297 | $260,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 25,324 | $260,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 12,171 | $259,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 7,456 | $258,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,150 | $257,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 5,500 | $257,000 | thousands by filing date | put |
| CENTERSTATE BK CORP | 15201P109 | COM | 21,610 | $257,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 19,030 | $257,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 60,370 | $256,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 75,765 | $256,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 15,650 | $256,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,725 | $255,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 8,577 | $255,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 14,531 | $255,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,976 | $254,000 | thousands by filing date | call |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 14,589 | $254,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 13,744 | $253,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 11,478 | $253,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 8,570 | $253,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 15,619 | $253,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 14,502 | $253,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 8,113 | $253,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 7,668 | $251,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 21,705 | $251,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 221,000 | $251,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 239,000 | $251,000 | thousands by filing date | principal |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,961 | $250,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 79,635 | $250,000 | thousands by filing date | principal |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 11,322 | $250,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 12,577 | $249,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 34,687 | $249,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 29,944 | $248,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 13,320 | $248,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 12,200 | $248,000 | thousands by filing date | put |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 8,900 | $247,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 113,173 | $247,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,950 | $246,000 | thousands by filing date | put |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,422 | $246,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 24,278 | $246,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 5,500 | $246,000 | thousands by filing date | call |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 12,000 | $246,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,716 | $245,000 | thousands by filing date | call |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 10,581 | $245,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 11,318 | $245,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9,973 | $244,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,162,612 | $244,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,563 | $243,000 | thousands by filing date | put |
| QTS RLTY TR INC | 74736A103 | COM CL A | 7,215 | $243,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 32,217 | $243,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 31,186 | $242,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 23,641 | $242,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,968 | $241,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 34,499 | $241,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 10,395 | $239,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 67,093 | $239,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 190,050 | $239,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,500 | $238,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 2,390 | $238,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 5,312 | $238,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 10,313 | $238,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 77,885 | $238,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 10,136 | $238,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,473 | $237,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 8,159 | $237,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,450 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,000 | $235,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 2,400 | $235,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 14,022 | $234,000 | thousands by filing date | call |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 230,917 | $234,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 13,867 | $232,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 14,600 | $232,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 8,328 | $232,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,040 | $231,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 31,443 | $230,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 9,093 | $229,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 622,186 | $229,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 21,698 | $229,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 48,830 | $229,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 20,327 | $228,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 2,570 | $228,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 49,641 | $228,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 11,180 | $227,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 10,354 | $227,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 6,764 | $227,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P176 | ROGRS ENH ETNS | 12,120 | $227,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 306,000 | $227,000 | thousands by filing date | principal |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 13,194 | $226,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 3,139 | $226,000 | thousands by filing date | put |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 18,881 | $226,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 20,300 | $226,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 8,807 | $225,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 118,000 | $224,000 | thousands by filing date | principal |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,092 | $223,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 8,523 | $222,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 10,642 | $222,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 23,335 | $220,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 9,346 | $220,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 15,250 | $220,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 6,317 | $220,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 8,983 | $220,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 7,338 | $219,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,665 | $219,000 | thousands by filing date | put |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 9,401 | $219,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 85,432 | $219,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 236,300 | $219,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 13,770 | $219,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,899 | $218,000 | thousands by filing date | put |
| ISHARES INC | 464286368 | MSCI GL SL MET | 13,958 | $218,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 4,331 | $217,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013VAB4 | NOTE 7.000%12/1 | 212,000 | $217,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 5,602 | $216,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,587 | $216,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,127 | $216,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 51,261 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 7,200 | $216,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 9,041 | $215,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 41,253 | $215,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 6,001 | $215,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 11,000 | $215,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,771 | $214,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 24,894 | $214,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 51 | $213,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 139,429 | $213,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 42,070 | $212,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 40,117 | $211,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 8,522 | $211,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 9,787 | $210,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 3,401 | $210,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 15,179 | $210,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 12,135 | $210,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 23,237 | $210,000 | thousands by filing date | call |
| KOFAX LTD | G5307C105 | COM USD | 29,947 | $210,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 136,377 | $209,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,005 | $209,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,983 | $209,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 66,790 | $209,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 9,119 | $208,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 5,816 | $208,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 7,276 | $208,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 7,956 | $207,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 21,833 | $207,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 7,599 | $206,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 13,001 | $205,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 47,604 | $205,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,358 | $203,000 | thousands by filing date | call |
| INCONTACT INC | 45336E109 | COM | 23,238 | $203,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,587 | $202,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 6,671 | $202,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 7,821 | $202,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 222,816 | $202,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 3,854 | $202,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 6,100 | $201,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 10,367 | $201,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 5,933 | $200,000 | thousands by filing date | call |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 110,832 | $200,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,625 | $199,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 14,351 | $199,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 9,500 | $199,000 | thousands by filing date | put |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 13,748 | $199,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,050 | $198,000 | thousands by filing date | |
| LIBERTY BB-C RGH2014 | 530307115 | COM | 21,223 | $198,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 19,810 | $198,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,784 | $197,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,359 | $196,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 12,195 | $196,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 38,224 | $196,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 55,000 | $196,000 | thousands by filing date | principal |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 21,626 | $195,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $195,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 208,500 | $195,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 9,552 | $195,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 758 | $195,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 50,050 | $195,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,925 | $194,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 7,488 | $194,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 7,587 | $194,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,303 | $193,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 10,371 | $193,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 17,808 | $193,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 5,677 | $193,000 | thousands by filing date | call |
| ESB FINANCIAL CORP | 26884F102 | COM | 10,206 | $193,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,262 | $192,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 2,110 | $192,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 65,131 | $191,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 28,386 | $191,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 10,381 | $191,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,600 | $190,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,701 | $190,000 | thousands by filing date | put |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 15,030 | $190,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 46,153 | $190,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 31,797 | $189,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 13,748 | $188,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,016 | $188,000 | thousands by filing date | put |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 5,964 | $188,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 5,560 | $187,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 16,507 | $187,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 150,000 | $187,000 | thousands by filing date | principal |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 9,048 | $186,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 34,312 | $186,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 20,158 | $186,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $185,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,746 | $185,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 163,000 | $185,000 | thousands by filing date | principal |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 22,458 | $184,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 8,158 | $184,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 8,844 | $184,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 67,984 | $184,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,990 | $183,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,020 | $183,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,567 | $183,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,007 | $182,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 6,200 | $182,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 17,058 | $182,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,300 | $181,000 | thousands by filing date | call |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 4,926 | $181,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 17,383 | $180,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 10,120 | $180,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 5,459 | $179,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 11,256 | $179,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 4,617 | $179,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 40,403 | $179,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 18,250 | $178,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,158 | $178,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 4,607 | $178,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 9,945 | $178,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,000 | $177,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 59,304 | $176,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 26,487 | $176,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 110,632 | $176,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 202,050 | $175,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 3,651 | $175,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 10,752 | $175,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,836 | $173,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 5,256 | $173,000 | thousands by filing date | put |
| Heritage Commerce Corp | 426927109 | Common Stock | 19,707 | $173,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 4,150 | $173,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 2,500 | $172,000 | thousands by filing date | put |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 6,063 | $172,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 41,560 | $172,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 6,924,889 | $172,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,618 | $171,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 11,636 | $171,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 6,938 | $171,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 25,093 | $171,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 10,004 | $171,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,000 | $170,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 5,603 | $170,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 277,522 | $170,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 28,811 | $170,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $169,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 3,666 | $168,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 17,366 | $167,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 7,742 | $167,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 10,932 | $167,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 7,276 | $167,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 3,650 | $166,000 | thousands by filing date | put |
| AMREIT INC | 03216B208 | CL B | 6,269 | $166,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,363 | $165,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,438 | $165,000 | thousands by filing date | call |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 3,310 | $165,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 13,000 | $165,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 6,536 | $165,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,171 | $164,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 1,000 | $164,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 1,000 | $164,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 4,600 | $164,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 8,710 | $163,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 1,603 | $163,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 3,697 | $162,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,495 | $162,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 24,994 | $162,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 29,911 | $162,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 7,038 | $162,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 45,880 | $161,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 5,174 | $160,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 23,227 | $160,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 36,441 | $160,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 32,037 | $159,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 5,350 | $158,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 39,239 | $158,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 11,386 | $158,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,618 | $158,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 15,068 | $158,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 3,125 | $157,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 13,773 | $157,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 2,000 | $157,000 | thousands by filing date | call |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 41,863 | $157,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 9,797 | $156,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 4,500 | $156,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 85,496 | $156,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 5,699 | $155,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 11,794 | $155,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 90,232 | $155,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,376 | $154,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 108,780 | $154,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,507 | $154,000 | thousands by filing date | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 30,796 | $154,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 6,351 | $154,000 | thousands by filing date | put |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 6,191 | $153,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 5,618 | $153,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 17,010 | $152,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,121 | $152,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,083 | $152,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 3,350 | $152,000 | thousands by filing date | put |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 1,316 | $152,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 4,000 | $152,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,888 | $151,000 | thousands by filing date | call |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 4,314 | $151,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 18,150 | $151,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 4,171 | $150,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,174 | $149,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 2,117 | $149,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,950 | $149,000 | thousands by filing date | put |
| MARCHEX INC | 56624R108 | CMN | 32,705 | $149,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 12,715 | $149,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 2,250 | $149,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 7,714 | $149,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,055 | $148,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 2,200 | $148,000 | thousands by filing date | call |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 2,443 | $148,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,000 | $147,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 4,209 | $147,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 51,500 | $147,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 38,257 | $147,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 100,000 | $147,000 | thousands by filing date | principal |
| LEMAITRE VASCULAR INC | 525558201 | COM | 19,189 | $146,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 8,855 | $146,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 35,240 | $146,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,364 | $145,000 | thousands by filing date | call |
| FBR & CO | 30247C400 | COM NEW | 5,950 | $145,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 4,897 | $144,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 20,000 | $144,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 223,167 | $144,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,000 | $143,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 56,296 | $143,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 21,192 | $143,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 86,164 | $143,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,034 | $142,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 12,400 | $142,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 22,304 | $142,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 38,167 | $142,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 6,791 | $142,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAE4 | DEBT 5.000% 6/0 | 240,000 | $142,000 | thousands by filing date | principal |
| NEWMARKET CORP COM | 651587107 | Stock | 350 | $141,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 17,289 | $141,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 8,501 | $141,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 115,839 | $141,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 138,000 | $141,000 | thousands by filing date | principal |
| TUBEMOGUL INC COM | 898570106 | Stock | 6,274 | $141,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000015 | this filing | 2015-02-13 | acceptance time not in the bulk data set |