13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 6,223 holding rows worth $154,584,449,000.
- Accession
- 0000831001-21-000088
- Filer
- CIK 831001
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 13,509 entries on the cover page, a total value of $154,584,449,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,584,449,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AFFIMED N V | N01045108 | COM | 9,658 | $76,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 85,000 | $76,000 | thousands by filing date | principal |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,078 | $75,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 4,891 | $75,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 2,271 | $75,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 4,817 | $75,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,500 | $75,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1,619 | $75,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,313 | $74,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 13,666 | $74,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 467 | $74,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 892 | $74,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,500 | $74,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,196 | $74,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 5,104 | $74,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 3,846 | $74,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 2,437 | $73,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 2,019 | $73,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 3,269 | $73,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 3,108 | $73,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 114 | $73,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 491 | $72,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 8,179 | $72,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 30,000 | $71,000 | thousands by filing date | principal |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,000 | $70,000 | thousands by filing date | call |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 4,811 | $70,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 3,130 | $70,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 2,000 | $70,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 10,016 | $70,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,343 | $70,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 2,182 | $70,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 925 | $69,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,286 | $69,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 6,918 | $69,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 9,149 | $69,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 4,632 | $69,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,218 | $69,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,847 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,000 | $69,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 5,099 | $69,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,795 | $68,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 2,629 | $68,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,366 | $68,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 7,142 | $68,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 3,688 | $68,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,919 | $68,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 2,000 | $68,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 695 | $68,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 10,914 | $68,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 11,626 | $68,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 5,427 | $67,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 2,175 | $67,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,528 | $67,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 5,161 | $67,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,200 | $67,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 8,090 | $67,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6,900 | $66,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 3,000 | $66,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 12,609 | $66,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 697 | $66,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 571 | $66,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,956 | $66,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 1,050 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 602 | $65,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 2,734 | $65,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 2,554 | $65,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 4,239 | $65,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 8,466 | $65,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 671 | $64,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 3,709 | $64,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 12,565 | $64,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 1,944 | $64,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 827 | $64,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 3,861 | $64,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 2,879 | $64,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,104 | $64,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 388 | $64,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 962 | $64,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,056 | $63,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 7,384 | $63,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 3,298 | $63,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 1,259 | $63,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 4,272 | $63,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 3,910 | $63,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 4,615 | $63,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 2,373 | $63,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,274 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 685 | $63,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 6,933 | $63,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 1,338 | $63,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 5,916 | $63,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 4,487 | $63,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 14,177 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 1,184 | $63,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 2,261 | $62,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 6,885 | $62,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 1,760 | $62,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 432 | $62,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 8,559 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 518 | $62,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 9,180 | $62,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 1,457 | $62,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 2,877 | $61,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 5,700 | $61,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,287 | $60,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 4,514 | $60,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 4,251 | $60,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,682 | $59,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 1,338 | $59,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 4,836 | $59,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,422 | $59,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 1,368 | $59,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 3,318 | $59,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 517 | $59,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,074 | $59,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 2,009 | $59,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 27,000 | $59,000 | thousands by filing date | principal |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 784 | $58,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 4,434 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 1,250 | $58,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 327 | $58,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,769 | $58,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 2,854 | $58,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 487 | $58,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,283 | $58,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,574 | $58,000 | thousands by filing date | |
| MICROSECTORS U.S. BIG OIL INDEX -3X INVERSE LEVERAGED ETN | 063679633 | ETF | 3,000 | $58,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 3,160 | $57,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 2,836 | $57,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,317 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 355 | $57,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 2,420 | $57,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 5,050 | $57,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 4,834 | $57,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,217 | $57,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,752 | $57,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 7,485 | $57,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,263 | $57,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 58,000 | $57,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 1,509 | $56,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 1,106 | $56,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 4,273 | $56,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 1,547 | $56,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 2,916 | $56,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 8,071 | $56,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,832 | $56,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 2,693 | $56,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 2,408 | $56,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 15,672 | $56,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 2,030 | $56,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 4,700 | $56,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 1,100 | $55,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,653 | $55,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 3,755 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1,750 | $55,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,814 | $55,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,192 | $55,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 715 | $55,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,179 | $55,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,167 | $55,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 11,000 | $55,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 15,000 | $55,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 35,000 | $55,000 | thousands by filing date | principal |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 1,000 | $55,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 21,000 | $55,000 | thousands by filing date | principal |
| IBIO INC | 451033203 | COM NEW | 35,520 | $55,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 3,458 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,737 | $54,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 1,623 | $54,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 4,329 | $54,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,822 | $54,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 10,376 | $54,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 12,431 | $54,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,187 | $54,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 50,000 | $54,000 | thousands by filing date | principal |
| RELIANT BANCORP INC | 75956B101 | COM | 1,900 | $54,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,462 | $53,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 1,080 | $53,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 5,508 | $53,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 4,544 | $53,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 2,335 | $53,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1,058 | $53,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,198 | $53,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 5,399 | $53,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 2,938 | $53,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 27,000 | $53,000 | thousands by filing date | principal |
| iShares International Equity Factor ETF | 46434V274 | SHS | 1,812 | $52,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 8,648 | $52,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 9,109 | $52,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 1,000 | $52,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 1,300 | $52,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 3,140 | $52,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 4,846 | $52,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 4,900 | $52,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 10,293 | $51,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 3,036 | $51,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 1,090 | $51,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,775 | $51,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 4,672 | $51,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 994 | $51,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 37,469 | $51,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 917 | $51,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 12,521 | $51,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 544 | $51,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 17,000 | $51,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 764 | $50,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,533 | $50,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,450 | $50,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 2,190 | $50,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,104 | $50,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 1,389 | $50,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 4,684 | $50,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 5,476 | $50,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 27,503 | $50,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 8,382 | $50,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 4,977 | $50,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 3,644 | $50,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 2,130 | $50,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 2,123 | $49,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 100 | $49,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 100 | $49,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 662 | $49,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 3,727 | $49,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,176 | $49,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 5,392 | $49,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,513 | $49,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 1,200 | $49,000 | thousands by filing date | call |
| CBTX INC | 12481V104 | COM | 1,605 | $49,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 2,454 | $48,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 3,378 | $48,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,000 | $48,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 506 | $48,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 3,875 | $48,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,716 | $48,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 2,350 | $48,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,085 | $47,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1,313 | $47,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 925 | $47,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 1,488 | $47,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,000 | $47,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 5,082 | $47,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 4,000 | $47,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 300 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 710 | $47,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 5,941 | $47,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 1,000 | $47,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,509 | $47,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 2,100 | $47,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 1,298 | $46,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 3,762 | $46,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 2,290 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 1,000 | $46,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 907 | $46,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 1,800 | $46,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 10,000 | $46,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 1,650 | $45,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 6,790 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 500 | $45,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 1,435 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,000 | $45,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 500 | $45,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 23,882 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,000 | $44,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 4,556 | $44,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 4,435 | $44,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 3,774 | $44,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,430 | $44,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,202 | $44,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 240 | $44,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,455 | $44,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,433 | $44,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,000 | $44,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,002 | $44,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 22,006 | $44,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,610 | $44,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 333 | $43,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 537 | $43,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 2,806 | $43,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 27,769 | $43,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,788 | $43,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,179 | $43,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 888 | $43,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 1,000 | $43,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 1,733 | $43,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,599 | $43,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 1,486 | $43,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 6,101 | $43,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,400 | $43,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 1,700 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 826 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 155 | $42,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 1,179 | $42,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 4,035 | $42,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 3,000 | $42,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 3,367 | $42,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 906 | $42,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,258 | $42,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 475 | $42,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 1,749 | $42,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 750 | $42,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 18,447 | $42,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 3,535 | $42,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 1,475 | $42,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 2,514 | $42,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,102 | $42,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 1,726 | $41,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 689 | $41,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 17,102 | $41,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 2,170 | $41,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 3,004 | $41,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 1,092 | $41,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,039 | $41,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 2,432 | $41,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 954 | $41,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,825 | $41,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 1,392 | $41,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,000 | $41,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,992 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,200 | $41,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 14,274 | $41,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,935 | $41,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561109 | CL A | 2,286 | $41,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 5,820 | $41,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 750 | $40,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 4,258 | $40,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 3,058 | $40,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 2,100 | $40,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 1,497 | $40,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 2,190 | $40,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,436 | $40,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 2,300 | $40,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 1,009 | $40,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 259 | $40,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 3,998 | $40,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 31,000 | $40,000 | thousands by filing date | principal |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 5,550 | $40,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 6,062 | $40,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 1,187 | $39,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,650 | $39,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 2,916 | $39,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,601 | $39,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,406 | $39,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,103 | $39,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 4,518 | $39,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 1,797 | $39,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 3,896 | $39,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 2,001 | $39,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,768 | $39,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 2,150 | $39,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 3,853 | $39,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,096 | $38,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 2,640 | $38,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 1,450 | $38,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 3,096 | $38,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 1,228 | $38,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 3,931 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 2,100 | $38,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 2,505 | $38,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 16,855 | $38,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,189 | $38,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 2,636 | $38,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 711 | $38,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 923 | $38,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 3,409 | $38,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 3,519 | $38,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 5,746 | $38,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 638 | $38,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 2,016 | $38,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 5,636 | $38,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 19,000 | $38,000 | thousands by filing date | principal |
| W & T OFFSHORE INC | 92922P106 | COM | 10,398 | $37,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 841 | $37,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 1,000 | $37,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 489 | $37,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,257 | $37,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 501 | $37,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 600 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 371 | $37,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 941 | $37,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,230 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,700 | $37,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 11,432 | $37,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 700 | $36,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 895 | $36,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 5,482 | $36,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 2,000 | $36,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,207 | $36,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 2,617 | $36,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 949 | $36,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 2,405 | $36,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,220 | $36,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 1,529 | $36,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,813 | $36,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 400 | $36,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 6,736 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 570 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 1,218 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 721 | $36,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 885 | $36,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2,302 | $36,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 1,218 | $36,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 14,532 | $36,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 422 | $36,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 3,086 | $36,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 199 | $35,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 200 | $35,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 1,144 | $35,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,000 | $35,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 1,885 | $35,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,290 | $35,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 788 | $35,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 3,925 | $35,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 555 | $35,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 770 | $35,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 837 | $35,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,386 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 443 | $35,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,625 | $35,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 2,354 | $35,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 7,787 | $35,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 3,500 | $35,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L118 | UNIT 99/99/9999 | 3,446 | $35,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 240 | $34,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 2,716 | $34,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 510 | $34,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,782 | $34,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,686 | $34,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 1,566 | $34,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 2,617 | $34,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 4,451 | $34,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,418 | $34,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 1,731 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 302 | $34,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 7,565 | $34,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 5,186 | $34,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 2,042 | $34,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 2,356 | $34,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 12,940 | $34,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 4,582 | $34,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 7,350 | $34,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 2,421 | $34,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 33,000 | $34,000 | thousands by filing date | principal |
| CLARUS CORP NEW | 18270P109 | COM | 1,957 | $33,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 2,037 | $33,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 9,115 | $33,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 7,800 | $33,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 802 | $33,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,451 | $33,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 6,197 | $33,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 2,737 | $33,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 427 | $33,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,620 | $33,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,198 | $33,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 756 | $33,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 4,111 | $33,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 34,000 | $33,000 | thousands by filing date | principal |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 16,683 | $33,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,435 | $32,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 921 | $32,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,019 | $32,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 5,000 | $32,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 4,773 | $32,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 3,139 | $32,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 630 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 500 | $32,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 1,727 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 661 | $32,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,150 | $32,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,705 | $32,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 4,200 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1,500 | $32,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 5,819 | $32,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 1,688 | $32,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 3,373 | $32,000 | thousands by filing date | |
| THOMA BRAVO ADVANTAGE | G88272102 | COM CL A | 3,070 | $32,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 4,301 | $32,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 1,338 | $32,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T121 | UNIT 11/30/2027 | 3,000 | $32,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,119 | $31,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 677 | $31,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,158 | $31,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 4,611 | $31,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,509 | $31,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 1,277 | $31,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 600 | $31,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,105 | $31,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 2,559 | $31,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 600 | $31,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,229 | $31,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 1,000 | $31,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 2,005 | $31,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 4,899 | $31,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 5,563 | $31,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 6,007 | $31,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 2,690 | $31,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 995 | $31,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,065 | $31,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 34,000 | $31,000 | thousands by filing date | principal |
| GORES HOLDINGS VI INC | 38286R105 | COM CL A | 2,280 | $31,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 9,289 | $31,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000088 | this filing | 2021-05-13 | acceptance time not in the bulk data set |