13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 6,223 holding rows worth $154,584,449,000.
- Accession
- 0000831001-21-000088
- Filer
- CIK 831001
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 13,509 entries on the cover page, a total value of $154,584,449,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,584,449,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 2,500 | $3,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 765 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 60 | $3,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 400 | $3,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 600 | $3,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 398 | $3,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 2,200 | $3,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 5 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 200 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 50 | $3,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 465 | $3,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 915 | $3,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 234 | $3,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 237 | $3,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 3,000 | $3,000 | thousands by filing date | principal |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 133 | $3,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 306 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 100 | $3,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 61 | $3,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 2,000 | $3,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 540 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 93 | $3,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 2,000 | $3,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 310 | $3,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 2,293 | $3,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 500 | $3,000 | thousands by filing date | call |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 3,300 | $3,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 64 | $3,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 261 | $3,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 443 | $3,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 1,200 | $3,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 50 | $2,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 242 | $2,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 32 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 39 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 86 | $2,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 149 | $2,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 200 | $2,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 105 | $2,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 384 | $2,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 105 | $2,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 92 | $2,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 102 | $2,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 35 | $2,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 701 | $2,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 103 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 700 | $2,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 499 | $2,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 200 | $2,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 25 | $2,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 200 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 270 | $2,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 300 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 34 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 50 | $2,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 122 | $2,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 36 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 85 | $2,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 1,000 | $2,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 500 | $2,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 124 | $2,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 3,500 | $2,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 687 | $2,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 70 | $2,000 | thousands by filing date | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 1,600 | $2,000 | thousands by filing date | call |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,000 | $2,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 146 | $2,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 500 | $2,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 434 | $2,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,000 | $2,000 | thousands by filing date | principal |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 60 | $2,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 625 | $2,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 3,000 | $2,000 | thousands by filing date | principal |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 299 | $2,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 798 | $2,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 3,000 | $2,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 228 | $2,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 900 | $2,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 547 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 39 | $1,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 14 | $1,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 74 | $1,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 47 | $1,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 22 | $1,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 45 | $1,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 15 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 30 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 19 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 10 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 26 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 27 | $1,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 162 | $1,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 90 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 18 | $1,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 71 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 51 | $1,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 200 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 25 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 15 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 29 | $1,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 15 | $1,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 60 | $1,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 267 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 25 | $1,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 87 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 31 | $1,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 30 | $1,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 400 | $1,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 300 | $1,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 200 | $1,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 81 | $1,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 92 | $1,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 200 | $1,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 25 | $1,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 60 | $1,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 400 | $1,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 95 | $1,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 100 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 80 | $1,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 320 | $1,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 283 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 500 | $1,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 110 | $1,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 94 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,000 | $1,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 100 | $1,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9461D123 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 1,330 | $1,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 410 | $1,000 | thousands by filing date | call |
| VERICITY INC | 92347D100 | COM | 125 | $1,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $1,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 150 | $1,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 213 | $1,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 500 | $1,000 | thousands by filing date | call |
| SUPPORT COM INC | 86858W200 | COM NEW | 139 | $1,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 150 | $1,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 473 | $1,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 44 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G747 | ULTPRO SHT 2017 | 80 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 889 | $1,000 | thousands by filing date | principal |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 500 | $1,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEOPARK LTD USD SHS | G38327105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FURY GOLD MINES LTD | 36117T100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 1,267 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POTBELLY CORP | 73754Y100 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 93 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT PANTHER MINING | 39115V101 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN GA DIVID | 67072B107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 43 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART POWERR CORP | 168913309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSUS SYSTEMS INC | 92535P808 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 23 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAF GROUP LTD | 52177G102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHPOINT RESOURCES CORP COM | 43114K207 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MP MATERIALS CORP | 553368119 | *W EXP 05/04/202 | 330,314 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HISTOGEN INC | 43358Y103 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROMEO POWER INC | 776153116 | W EXP 02/21/202 | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000088 | this filing | 2021-05-13 | acceptance time not in the bulk data set |