13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 6,223 holding rows worth $154,584,449,000.
- Accession
- 0000831001-21-000088
- Filer
- CIK 831001
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 13,509 entries on the cover page, a total value of $154,584,449,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,584,449,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 325 | $13,000 | thousands by filing date | |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 370 | $13,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,948 | $13,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 225 | $13,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 552 | $13,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 4,016 | $13,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 3,433 | $13,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,100 | $13,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,026 | $13,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 780 | $13,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 371 | $13,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 2,572 | $13,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 220 | $13,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 637 | $13,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1,053 | $13,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,441 | $13,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 1,000 | $13,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 400 | $13,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 2,585 | $13,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 1,698 | $13,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,000 | $12,000 | thousands by filing date | call |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 607 | $12,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 333 | $12,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,452 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 298 | $12,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 635 | $12,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,445 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 100 | $12,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 2,688 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 300 | $12,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 441 | $12,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 2,129 | $12,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2,263 | $12,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 400 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 495 | $12,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 500 | $12,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,755 | $12,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 190 | $12,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 589 | $12,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 461 | $12,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 486 | $12,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 2,683 | $12,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 668 | $12,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 698 | $12,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 4,436 | $12,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 576 | $12,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 476 | $12,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 675 | $12,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 317 | $12,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 255 | $12,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 801 | $12,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 390 | $12,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 944 | $12,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,448 | $12,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 2,860 | $12,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 2,000 | $12,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 472 | $12,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 775 | $12,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 420 | $12,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 824 | $12,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 12,000 | $12,000 | thousands by filing date | principal |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 346 | $12,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,790 | $12,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,157 | $12,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 11,309 | $12,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 2,674 | $12,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 1,000 | $12,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 2,266 | $12,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 705 | $12,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 1,268 | $12,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,000 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 106 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 790 | $11,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 1,212 | $11,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 1,164 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 727 | $11,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 1,558 | $11,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 648 | $11,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 601 | $11,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 779 | $11,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 505 | $11,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 217 | $11,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 507 | $11,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 820 | $11,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 3,177 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 271 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 500 | $11,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 400 | $11,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 913 | $11,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 3,146 | $11,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,000 | $11,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 1,559 | $11,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 1,019 | $11,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,000 | $11,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,091 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,000 | $11,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,056 | $11,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 503 | $11,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 8,000 | $11,000 | thousands by filing date | principal |
| EVANS BANCORP INC | 29911Q208 | COM | 318 | $11,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,556 | $11,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 454 | $11,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 512 | $11,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 256 | $11,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,446 | $11,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 624 | $11,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 6,642 | $11,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 378 | $11,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,500 | $11,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 601 | $11,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 3,392 | $11,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 877 | $11,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 3,425 | $11,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 600 | $11,000 | thousands by filing date | |
| MOTORSPORT GAMES INC | 62011B102 | COM CL A | 465 | $11,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 1,154 | $11,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 10,000 | $11,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 100 | $10,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 1,371 | $10,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 2,239 | $10,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 482 | $10,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 2,700 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 178 | $10,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,378 | $10,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 2,220 | $10,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 183 | $10,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 455 | $10,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 200 | $10,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 548 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 676 | $10,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 347 | $10,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,100 | $10,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 1,482 | $10,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 77 | $10,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 538 | $10,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 386 | $10,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,273 | $10,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 335 | $10,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 416 | $10,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 230 | $10,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 528 | $10,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 231 | $10,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 716 | $10,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 392 | $10,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 400 | $10,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 802 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 65 | $10,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 363 | $10,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 359 | $10,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 576 | $10,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,191 | $10,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,700 | $10,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 840 | $10,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 812 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 260 | $10,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 2,940 | $10,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,114 | $10,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 3,444 | $10,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 1,200 | $10,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 562 | $10,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 597 | $10,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 8,000 | $10,000 | thousands by filing date | principal |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 718 | $10,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 746 | $10,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 3,114 | $10,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 6,934 | $10,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 2,037 | $10,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 10,000 | $10,000 | thousands by filing date | principal |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 4,590 | $10,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 3,492 | $10,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 1,386 | $10,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 963 | $10,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 4,374 | $10,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 610 | $10,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,616 | $9,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 402 | $9,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 742 | $9,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,793 | $9,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 543 | $9,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 638 | $9,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 220 | $9,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 655 | $9,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,272 | $9,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 651 | $9,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,000 | $9,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 1,432 | $9,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,429 | $9,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 657 | $9,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 605 | $9,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,441 | $9,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 476 | $9,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 356 | $9,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 310 | $9,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 278 | $9,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 185 | $9,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 768 | $9,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 3,859 | $9,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 414 | $9,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 396 | $9,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,267 | $9,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 150 | $9,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 500 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 100 | $9,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 651 | $9,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 227 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 400 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 360 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 200 | $9,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 1,068 | $9,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 1,500 | $9,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,024 | $9,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,300 | $9,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 1,169 | $9,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 5,692 | $9,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 681 | $9,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 2,488 | $9,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 125 | $9,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 2,312 | $9,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 3,097 | $9,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,156 | $9,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 1,796 | $9,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 457 | $9,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 504 | $9,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 1,132 | $9,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 797 | $9,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 325 | $9,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 1,131 | $9,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 1,474 | $9,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L114 | UNIT 03/09/2026 | 865 | $9,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 10,000 | $9,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 9,000 | $9,000 | thousands by filing date | principal |
| EXICURE INC | 30205M101 | COM | 4,023 | $9,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 337 | $9,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 1,000 | $9,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 2,847 | $9,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 680 | $9,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 10,000 | $9,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 732 | $9,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 263 | $9,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 895 | $9,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 200 | $8,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 4,532 | $8,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 318 | $8,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 509 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 135 | $8,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 399 | $8,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 1,405 | $8,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 700 | $8,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 322 | $8,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 303 | $8,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 471 | $8,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 388 | $8,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 512 | $8,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 453 | $8,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 800 | $8,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 195 | $8,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 456 | $8,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 450 | $8,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 269 | $8,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 3,700 | $8,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 122 | $8,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 444 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 185 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 85 | $8,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 985 | $8,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 314 | $8,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 4,206 | $8,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 899 | $8,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 452 | $8,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 1,477 | $8,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 8,000 | $8,000 | thousands by filing date | principal |
| FONAR CORP | 344437405 | COM NEW | 420 | $8,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 4,597 | $8,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 427 | $8,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 1,293 | $8,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 126 | $8,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 8,000 | $8,000 | thousands by filing date | principal |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 462 | $8,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 671 | $8,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 1,395 | $8,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 693 | $8,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,183 | $8,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 686 | $8,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 594 | $8,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,000 | $8,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 1,950 | $8,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 1,617 | $8,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 1,112 | $8,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 2,265 | $8,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 7,000 | $8,000 | thousands by filing date | principal |
| NEXIMMUNE INC | 65344D109 | COM | 425 | $8,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 622 | $8,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 2,914 | $8,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 319 | $8,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 1,315 | $7,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 200 | $7,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 271 | $7,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 287 | $7,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 482 | $7,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 224 | $7,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,731 | $7,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 3,186 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 529 | $7,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 598 | $7,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 614 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 135 | $7,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 3,659 | $7,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 577 | $7,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 488 | $7,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 328 | $7,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 263 | $7,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,095 | $7,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 296 | $7,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 455 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 200 | $7,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,155 | $7,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 398 | $7,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,178 | $7,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 402 | $7,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 356 | $7,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 892 | $7,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 3,131 | $7,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 2,000 | $7,000 | thousands by filing date | principal |
| MMA Capital Management LLC | 55315D105 | COM | 315 | $7,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 565 | $7,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 1,248 | $7,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 385 | $7,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 498 | $7,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,053 | $7,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 293 | $7,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 507 | $7,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 450 | $7,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 750 | $7,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C301 | FUTURE TECH ETF | 200 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 200 | $7,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 15,390 | $7,000 | thousands by filing date | call |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 447 | $7,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 416 | $7,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 2,000 | $7,000 | thousands by filing date | principal |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 459 | $7,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 682 | $7,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 100 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 300 | $6,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,445 | $6,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,276 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 202 | $6,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 873 | $6,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 300 | $6,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 318 | $6,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 122 | $6,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 300 | $6,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 300 | $6,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 616 | $6,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 381 | $6,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 500 | $6,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 634 | $6,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 1,784 | $6,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 477 | $6,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 275 | $6,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 1,500 | $6,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 106 | $6,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 253 | $6,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 158 | $6,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 500 | $6,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 1,072 | $6,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 200 | $6,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 1,083 | $6,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 612 | $6,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 311 | $6,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 154 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 223 | $6,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 312 | $6,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 1,764 | $6,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,784 | $6,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 1,315 | $6,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 1,938 | $5,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,793 | $5,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 755 | $5,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 500 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 142 | $5,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 140 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 200 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 50 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 100 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 339 | $5,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 478 | $5,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 450 | $5,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 469 | $5,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 827 | $5,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,462 | $5,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 204 | $5,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 449 | $5,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,756 | $5,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,374 | $5,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 434 | $5,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 233 | $5,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 188 | $5,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 30 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 100 | $5,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 603 | $5,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 267 | $5,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,194 | $5,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 1,319 | $5,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 806 | $5,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 400 | $5,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 277 | $5,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 609 | $5,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 351 | $5,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 733 | $5,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 486 | $5,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 474 | $5,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 450 | $5,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 654 | $5,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 500 | $5,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 4,612 | $5,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,339 | $5,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 508 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 436 | $5,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 801 | $5,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 2,073 | $5,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 1,126 | $5,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 901 | $5,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 2,415 | $5,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 416 | $5,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,000 | $5,000 | thousands by filing date | principal |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 3,941 | $5,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 165 | $4,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 172 | $4,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 200 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 39 | $4,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 290 | $4,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,402 | $4,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 257 | $4,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 864 | $4,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 272 | $4,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 630 | $4,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 556 | $4,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 651 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 31 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 134 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 103 | $4,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 365 | $4,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 541 | $4,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 243 | $4,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 525 | $4,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,500 | $4,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 383 | $4,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 1,004 | $4,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 202 | $4,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 147 | $4,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 750 | $4,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 819 | $4,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 300 | $4,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 1,065 | $4,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 354 | $4,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 329 | $4,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 1,042 | $4,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 610 | $4,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 2,032 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 125 | $4,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,283 | $4,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,336 | $4,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 3,570 | $4,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 906 | $4,000 | thousands by filing date | call |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 400 | $4,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,912 | $4,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 420 | $4,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 2,000 | $4,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 508 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 120 | $4,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 468 | $4,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 3,000 | $4,000 | thousands by filing date | principal |
| NEMAURA MED INC | 640442208 | COMMON | 491 | $4,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 3,000 | $4,000 | thousands by filing date | principal |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 200 | $4,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 681 | $4,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 1,285 | $4,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 363 | $4,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 419 | $4,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 1,467 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G713 | ULTSHT FINLS NEW | 325 | $4,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 1,440 | $4,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 272 | $4,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 362 | $4,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 100 | $3,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 103 | $3,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 60 | $3,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 100 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 64 | $3,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 339 | $3,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,800 | $3,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 291 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 100 | $3,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 168 | $3,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 250 | $3,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 453 | $3,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 384 | $3,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 513 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000088 | this filing | 2021-05-13 | acceptance time not in the bulk data set |