13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 6,223 holding rows worth $154,584,449,000.
- Accession
- 0000831001-21-000088
- Filer
- CIK 831001
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 13,509 entries on the cover page, a total value of $154,584,449,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,584,449,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCEANEERING INTL INC | 675232102 | COM | 41,101 | $469,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 47,008 | $469,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 4,498 | $468,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 89,122 | $468,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 26,038 | $467,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 398,000 | $466,000 | thousands by filing date | principal |
| OPENLANE INC | 48238T109 | COM | 31,019 | $465,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 31,793 | $465,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 24,706 | $464,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 12,151 | $464,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 21,108 | $462,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 16,764 | $460,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 22,632 | $460,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 26,318 | $459,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 45,983 | $459,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 2,478 | $457,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 3,642 | $457,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 14,253 | $457,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 11,916 | $457,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 86,001 | $457,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 5,858 | $456,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 72,955 | $456,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 5,508 | $455,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 8,886 | $454,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 8,698 | $453,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 14,631 | $452,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 11,140 | $452,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 8,421 | $451,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 10,511 | $451,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 11,002 | $450,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 34,111 | $449,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 32,172 | $448,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 5,638 | $447,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 99,900 | $447,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 354,709 | $447,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 35,285 | $446,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 5,443 | $444,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 27,717 | $444,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 10,773 | $444,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 20,896 | $443,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,812 | $442,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 13,563 | $440,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 36,734 | $439,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 450,000 | $439,000 | thousands by filing date | principal |
| VAPOTHERM INC | 922107107 | COM | 18,305 | $439,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 3,435 | $437,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 22,168 | $437,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 9,167 | $436,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 6,010 | $434,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 78,939 | $434,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 22,110 | $434,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,293 | $432,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 85,464 | $432,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 23,812 | $432,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 13,460 | $432,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 58,263 | $432,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 18,279 | $431,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 9,460 | $431,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 29,113 | $430,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 6,499 | $430,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 10,854 | $429,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 34,092 | $429,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 10,262 | $429,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 14,320 | $429,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 28,348 | $425,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 6,463 | $423,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 17,432 | $419,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 4,980 | $418,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 21,192 | $418,000 | thousands by filing date | call |
| ROMEO POWER INC | 776153108 | COM | 50,000 | $417,000 | thousands by filing date | call |
| ISHARES TR | 46435G243 | COM | 16,000 | $416,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 27,759 | $415,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 33,494 | $413,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 4,851 | $413,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 33,793 | $413,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 31,987 | $411,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 76,878 | $410,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 17,065 | $410,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 76,324 | $409,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 28,620 | $408,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 18,517 | $408,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 52,159 | $407,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 10,100 | $406,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 24,862 | $406,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 66,584 | $406,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 14,220 | $405,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 30,000 | $405,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 5,200 | $404,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 7,139 | $404,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 4,015 | $404,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 14,520 | $404,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,700 | $403,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 17,707 | $402,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 12,563 | $402,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 9,347 | $401,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 17,135 | $401,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 9,225 | $401,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 15,784 | $400,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 175,000 | $400,000 | thousands by filing date | principal |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 30,000 | $397,000 | thousands by filing date | call |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 26,546 | $397,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 22,297 | $396,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 26,825 | $396,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 300,000 | $396,000 | thousands by filing date | principal |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 22,199 | $395,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 13,840 | $395,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 10,773 | $395,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 372,000 | $394,000 | thousands by filing date | principal |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 19,073 | $394,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 13,049 | $393,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 5,168 | $392,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 479,000 | $391,000 | thousands by filing date | principal |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 10,700 | $390,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 37,468 | $390,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 432,000 | $390,000 | thousands by filing date | principal |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 5,942 | $390,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,998 | $389,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 16,855 | $389,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,803 | $388,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 27,032 | $388,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 13,240 | $387,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 6,871 | $387,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 50,000 | $386,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 19,705 | $386,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 3,052 | $386,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 42,640 | $386,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,001 | $385,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 11,787 | $385,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 7,280 | $384,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 35,899 | $383,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 8,258 | $382,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,378 | $382,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,567 | $382,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 27,132 | $382,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 326,000 | $382,000 | thousands by filing date | principal |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 37,500 | $382,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 20,625 | $381,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 7,553 | $381,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 39,416 | $380,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 22,159 | $380,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 28,727 | $380,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 38,000 | $378,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 5,647 | $377,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 14,119 | $377,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 33,407 | $377,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,509 | $377,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,879 | $377,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 49,800 | $376,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 26,581 | $375,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 8,119 | $375,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 3,680 | $375,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 27,824 | $375,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 26,307 | $375,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 320,576 | $375,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 5,736 | $374,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 8,400 | $374,000 | thousands by filing date | put |
| SELECTQUOTE INC | 816307300 | COM | 12,678 | $374,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 14,627 | $374,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 268,000 | $374,000 | thousands by filing date | principal |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 3,534 | $373,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 5,000 | $373,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 8,375 | $372,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 12,985 | $372,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 43,731 | $371,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 13,244 | $371,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 42,211 | $371,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 25,000 | $370,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 18,036 | $369,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,515 | $369,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 43,572 | $368,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 58,745 | $368,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 22,544 | $368,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 20,077 | $368,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707125 | UNIT 99/99/9999 | 36,000 | $368,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 3,986 | $367,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 63,086 | $366,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 15,883 | $366,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 6,622 | $365,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,000 | $364,000 | thousands by filing date | put |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 9,502 | $364,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 19,667 | $362,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 40,000 | $361,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 38,162 | $361,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 4,732 | $360,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 21,455 | $360,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 2,895 | $360,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 5,357 | $359,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 9,425 | $359,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,819 | $356,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,923 | $355,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 7,895 | $355,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 29,742 | $355,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 20,000 | $354,000 | thousands by filing date | call |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 6,692 | $353,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 90,079 | $353,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 18,648 | $352,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,366 | $352,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 12,520 | $352,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 12,130 | $351,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 26,143 | $351,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 13,492 | $351,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 8,885 | $350,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,950 | $349,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 26,292 | $348,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 3,915 | $348,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 3,726 | $348,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 48,755 | $348,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 308,000 | $348,000 | thousands by filing date | principal |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 10,570 | $347,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 4,524 | $347,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,146 | $347,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 6,001 | $347,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 17,935 | $346,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 15,949 | $345,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 23,480 | $345,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 20,672 | $345,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 8,652 | $344,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 23,349 | $342,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 14,309 | $339,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 28,710 | $339,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 309,000 | $339,000 | thousands by filing date | principal |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 5,974 | $338,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 6,340 | $338,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 2,967 | $338,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 4,760 | $338,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 26,034 | $338,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 20,142 | $338,000 | thousands by filing date | call |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 33,538 | $336,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 14,866 | $335,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 7,009 | $335,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 11,141 | $335,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 24,827 | $335,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 6,831 | $333,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,494 | $333,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 7,037 | $332,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 12,500 | $332,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 7,967 | $331,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 28,570 | $331,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 3,567 | $328,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 5,630 | $328,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 52,099 | $328,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 7,850 | $327,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 3,176 | $326,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,892 | $326,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 31,972 | $326,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 23,235 | $325,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 32,518 | $325,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 8,873 | $325,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 21,700 | $324,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 20,327 | $324,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 8,076 | $323,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 17,100 | $322,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 5,346 | $321,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,555 | $320,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 142,000 | $319,000 | thousands by filing date | principal |
| API GROUP CORP COM STK | 00187Y100 | Stock | 15,397 | $318,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,485 | $318,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,489 | $316,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 22,219 | $316,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 3,843 | $315,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 40,575 | $315,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,021 | $315,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 26,765 | $315,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 19,936 | $313,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 33,594 | $311,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 29,628 | $311,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 4,997 | $309,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 1,975 | $308,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 7,880 | $308,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 51,793 | $307,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 7,327 | $307,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 800 | $306,000 | thousands by filing date | put |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 10,352 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 5,508 | $304,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 82 | $303,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 5,602 | $302,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 12,780 | $302,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 14,303 | $302,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 25,752 | $302,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,727 | $301,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 36,480 | $300,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 5,935 | $299,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,960 | $299,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,706 | $299,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 22,064 | $299,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 14,370 | $299,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 5,737 | $298,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 27,063 | $298,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 52,329 | $298,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 20,598 | $298,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T112 | W EXP 07/31/202 | 50,000 | $298,000 | thousands by filing date | call |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 5,032 | $297,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 7,806 | $297,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 4,132 | $297,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 65,422 | $296,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 17,532 | $296,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 62,564 | $296,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 144,804 | $295,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 11,043 | $295,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 5,926 | $294,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 12,169 | $293,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,965 | $293,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 5,607 | $292,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 20,473 | $292,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 12,216 | $292,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 20,419 | $292,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 100,000 | $292,000 | thousands by filing date | call |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,350 | $291,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,392 | $291,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 9,669 | $291,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 13,007 | $291,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 10,472 | $290,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 26,911 | $290,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 8,092 | $288,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 4,390 | $288,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 31,655 | $287,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 13,654 | $287,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 310,000 | $286,000 | thousands by filing date | principal |
| BRF SA | 10552T107 | SPONSORED ADR | 63,508 | $285,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 19,212 | $282,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,788 | $279,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 10,615 | $278,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 10,469 | $278,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 28,000 | $277,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 14,270 | $276,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 6,767 | $276,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 34,987 | $275,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 7,606 | $275,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 5,581 | $273,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 6,261 | $273,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 241,823 | $273,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 11,624 | $272,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 6,059 | $272,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 13,013 | $272,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 26,855 | $272,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 25,369 | $271,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 9,717 | $271,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 44,565 | $270,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 15,797 | $270,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 19,306 | $270,000 | thousands by filing date | |
| SILVER CREST ACQUISITION CORP | G81355110 | COM | 27,100 | $269,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,993 | $268,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 5,369 | $268,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,769 | $268,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,707 | $268,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 25,564 | $268,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 4,785 | $267,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 6,285 | $267,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 16,693 | $267,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 8,285 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 17,980 | $265,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 7,663 | $265,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,790 | $264,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 13,850 | $264,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 36,586 | $264,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 5,405 | $264,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 8,063 | $263,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,580 | $263,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 26,869 | $263,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 27,950 | $263,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 18,121 | $262,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 45,959 | $262,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,253 | $262,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 7,680 | $262,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 3,464 | $261,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,536 | $261,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W128 | UNIT 99/99/9999 | 25,200 | $261,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 38,707 | $259,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 25,000 | $259,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 6,407 | $258,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 24,311 | $258,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 25,000 | $258,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,805 | $257,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,333 | $257,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 113,000 | $257,000 | thousands by filing date | principal |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 35,401 | $257,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 41,012 | $256,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 25,000 | $256,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 3,002 | $255,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 48,008 | $255,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 198,000 | $255,000 | thousands by filing date | principal |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 58,236 | $254,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 26,278 | $254,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 6,241 | $254,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,198 | $252,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 25,100 | $252,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 5,665 | $251,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 4,892 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 4,400 | $250,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 25,000 | $250,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 21,374 | $250,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 25,000 | $250,000 | thousands by filing date | |
| BESPOKE CAP ACQUISITION CORP | 086344108 | CL A REST VTG | 25,000 | $250,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 9,491 | $249,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K200 | UNIT 99/99/9999 | 25,000 | $249,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 24,700 | $249,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 25,000 | $249,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 25,000 | $249,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2,800 | $248,000 | thousands by filing date | put |
| BEAM GLOBAL | 07373B109 | COM | 5,731 | $248,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 3,350 | $247,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 41,558 | $247,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 4,748 | $247,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 6,339 | $247,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 25,000 | $247,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G200 | UNIT 99/99/9999 | 25,000 | $247,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228c200 | COM | 25,000 | $247,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 20,731 | $246,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L113 | UNIT 03/25/2028 | 25,000 | $246,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 7,164 | $246,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 3,780 | $245,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 25,567 | $245,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,367 | $244,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 15,731 | $244,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 8,316 | $243,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 24,192 | $242,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 3,334 | $242,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 6,724 | $242,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 5,343 | $242,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 18,850 | $241,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 4,822 | $240,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 17,696 | $240,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 9,538 | $239,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,847 | $239,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 4,255 | $239,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 7,977 | $238,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,365 | $236,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,692 | $236,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 8,400 | $235,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 9,433 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,300 | $235,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 14,865 | $235,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,401 | $234,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 11,007 | $234,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 14,128 | $233,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 14,173 | $233,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,257 | $233,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 12,687 | $233,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 9,763 | $233,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 20,744 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 1,110 | $232,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 71,056 | $231,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 3,075 | $231,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 15,100 | $229,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,043 | $228,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 7,168 | $228,000 | thousands by filing date | |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 11,798 | $228,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 10,396 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 896 | $226,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 10,775 | $225,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 18,681 | $225,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 2,465 | $225,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 13,808 | $225,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 2,943 | $225,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 12,542 | $224,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 12,298 | $224,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,514 | $223,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 12,997 | $223,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,264 | $223,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 13,397 | $223,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 3,813 | $222,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 8,348 | $222,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 27,075 | $220,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 16,517 | $219,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 3,264 | $219,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 11,765 | $219,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 33,839 | $219,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 75,000 | $219,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 199,877 | $218,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 2,456 | $218,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 21,126 | $218,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,983 | $217,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,000 | $215,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 24,284 | $215,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 6,165 | $215,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 13,629 | $213,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 17,191 | $213,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $212,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 5,549 | $212,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 16,213 | $211,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 27,649 | $211,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 2,164 | $210,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,308 | $209,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 5,230 | $209,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 10,733 | $209,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 11,987 | $208,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 21,309 | $208,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 10,642 | $208,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 20,960 | $207,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 3,420 | $207,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 21,598 | $207,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 15,154 | $207,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 6,733 | $206,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,000 | $205,000 | thousands by filing date | put |
| INMODE LTD SHS | M5425M103 | Stock | 2,830 | $205,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 16,216 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 5,100 | $205,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 32,683 | $204,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 3,913 | $203,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 12,260 | $203,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000088 | this filing | 2021-05-13 | acceptance time not in the bulk data set |