13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 6,223 holding rows worth $154,584,449,000.
- Accession
- 0000831001-21-000088
- Filer
- CIK 831001
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 13,509 entries on the cover page, a total value of $154,584,449,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,584,449,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 314,944 | $203,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 4,642 | $203,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 21,873 | $203,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 6,356 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,910 | $202,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 5,898 | $202,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 7,413 | $202,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 13,658 | $201,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 132,000 | $201,000 | thousands by filing date | principal |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 14,188 | $200,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,914 | $200,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 2,557 | $200,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 4,038 | $199,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 8,376 | $199,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 20,000 | $199,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 797 | $198,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 16,980 | $198,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 31,633 | $198,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 27,706 | $198,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 5,730 | $197,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 14,928 | $197,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,875 | $197,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 18,127 | $197,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 7,300 | $197,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 5,008 | $196,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 6,240 | $196,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 6,722 | $196,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 20,539 | $195,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 2,297 | $195,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 3,736 | $194,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 16,162 | $194,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 32,202 | $194,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 1,760 | $194,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 31,224 | $194,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 8,678 | $193,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 38,897 | $193,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 4,183 | $193,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 19,200 | $192,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 18,948 | $192,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 4,114 | $191,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,714 | $190,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,400 | $190,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 9,785 | $189,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 8,837 | $189,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 6,294 | $189,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 14,550 | $189,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 2,563 | $188,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 5,057 | $186,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 3,987 | $186,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 27,158 | $185,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 13,657 | $185,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 13,337 | $185,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,834 | $184,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,713 | $184,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 5,422 | $184,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 6,078 | $183,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 170,000 | $183,000 | thousands by filing date | principal |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 7,450 | $182,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,725 | $182,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 19,025 | $182,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 6,930 | $181,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 5,981 | $181,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,152 | $180,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 139,000 | $180,000 | thousands by filing date | principal |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 26,160 | $179,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,660 | $179,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 9,382 | $179,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 30,585 | $178,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 32,373 | $178,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 11,020 | $177,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 78,067 | $177,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,964 | $177,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,678 | $176,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,500 | $176,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 11,653 | $176,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 43,384 | $176,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 4,547 | $175,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 3,659 | $175,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 4,550 | $174,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 6,300 | $174,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,318 | $174,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 2,384 | $174,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 10,033 | $173,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,340 | $173,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 151,000 | $173,000 | thousands by filing date | principal |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 6,718 | $171,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,110 | $171,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 11,787 | $171,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 7,498 | $171,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 7,459 | $170,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 6,092 | $170,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 911 | $170,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 64,223 | $170,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 164,000 | $170,000 | thousands by filing date | principal |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 6,562 | $169,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 10,367 | $169,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 948 | $168,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 909 | $168,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 106,403 | $168,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 25,797 | $168,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 144,000 | $168,000 | thousands by filing date | principal |
| OMEROS CORP | 682143102 | COM | 9,381 | $167,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 3,199 | $167,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10,637 | $167,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 42,440 | $166,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 19,702 | $166,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 11,199 | $166,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 5,346 | $166,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 39,699 | $165,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 40,463 | $165,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 16,369 | $165,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 2,589 | $165,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,800 | $164,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 10,076 | $164,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,056 | $163,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 2,433 | $163,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 2,000 | $163,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 43,996 | $163,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 91,440 | $162,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 5,688 | $162,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 3,946 | $162,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 6,103 | $162,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 158,000 | $162,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,253 | $161,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 15,539 | $159,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 68,800 | $159,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 26,405 | $159,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 5,811 | $158,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 3,018 | $158,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,188 | $158,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 2,946 | $158,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 1,583 | $158,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,147 | $158,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 156,000 | $158,000 | thousands by filing date | principal |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 10,408 | $157,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 7,503 | $157,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 3,787 | $157,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,661 | $157,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 11,077 | $157,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 6,791 | $157,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 6,173 | $156,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 15,884 | $156,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 13,071 | $156,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 7,725 | $156,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 4,082 | $155,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 1,626 | $155,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 31,096 | $155,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 7,088 | $155,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 14,900 | $155,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 2,879 | $154,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 6,485 | $154,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 7,430 | $154,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 9,119 | $154,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 131,255 | $154,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 2,835 | $153,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 4,046 | $153,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,010 | $153,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 5,975 | $153,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 11,688 | $153,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 27,432 | $153,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 907 | $153,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 3,776 | $152,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 31,650 | $152,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 10,586 | $151,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 17,041 | $151,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,670 | $151,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 18,713 | $151,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,009 | $151,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 66,248 | $151,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 84,297 | $151,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 11,020 | $150,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 17,028 | $150,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 7,606 | $150,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 9,513 | $150,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 9,738 | $150,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,000 | $149,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 17,043 | $149,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,921 | $149,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 3,576 | $149,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 2,203 | $149,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 3,231 | $148,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 2,129 | $148,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,000 | $147,000 | thousands by filing date | call |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 2,412 | $147,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,078 | $147,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 1,518 | $147,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 4,803 | $147,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 2,230 | $147,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 12,266 | $147,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 2,740 | $147,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 68,798 | $147,000 | thousands by filing date | call |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,080 | $146,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 18,491 | $145,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 24,008 | $145,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,887 | $144,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,750 | $144,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,567 | $144,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 43,664 | $144,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 2,473 | $143,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 4,048 | $143,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 35,575 | $143,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 5,241 | $142,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 4,400 | $142,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 5,424 | $142,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 2,369 | $142,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 3,591 | $141,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 7,300 | $141,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 2,250 | $141,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 633 | $140,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 3,791 | $140,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 3,575 | $140,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 5,237 | $140,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 2,233 | $140,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 20,818 | $140,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 3,439 | $140,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 6,417 | $139,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 22,492 | $139,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 5,134 | $138,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 33,832 | $138,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 66,000 | $137,000 | thousands by filing date | principal |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 78,539 | $137,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 2,627 | $136,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 10,646 | $136,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 17,248 | $135,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 7,239 | $135,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 4,926 | $134,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 3,859 | $134,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 8,488 | $134,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,310 | $134,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 2,033 | $133,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 3,542 | $133,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 3,200 | $132,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 800 | $132,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 2,614 | $132,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 3,364 | $131,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,878 | $131,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 18,354 | $131,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 5,260 | $131,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 12,000 | $131,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 12,244 | $130,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 9,395 | $130,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 1,474 | $129,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 7,615 | $129,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 2,675 | $129,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 5,813 | $129,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 4,668 | $128,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 1,150 | $128,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 6,539 | $128,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 6,279 | $128,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 5,022 | $127,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 2,711 | $127,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 15,915 | $127,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 3,350 | $126,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 7,879 | $126,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 1,931 | $125,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 2,784 | $125,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 5,014 | $125,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 4,321 | $125,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 7,364 | $124,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 8,900 | $124,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 5,865 | $124,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,193 | $123,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 1,665 | $123,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 5,560 | $123,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,244 | $123,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 11,948 | $123,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 8,391 | $122,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 4,400 | $122,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 7,401 | $122,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,724 | $121,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 3,076 | $121,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 4,322 | $121,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,958 | $121,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 3,840 | $121,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,998 | $120,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 3,558 | $119,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 4,097 | $119,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,935 | $119,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 2,398 | $119,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 5,575 | $118,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 1,485 | $118,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 1,717 | $118,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 4,267 | $118,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 8,330 | $118,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 7,159 | $118,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 25,134 | $118,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 2,050 | $118,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,554 | $117,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 19,259 | $117,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 5,482 | $117,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,500 | $116,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,962 | $116,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 4,825 | $116,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 2,610 | $116,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 68,000 | $116,000 | thousands by filing date | principal |
| ARDAGH GROUP S A | L0223L101 | COM | 4,571 | $116,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 6,298 | $115,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,250 | $115,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 5,653 | $115,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,111 | $114,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 2,378 | $114,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 7,704 | $114,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 21,200 | $114,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,640 | $114,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 119,000 | $114,000 | thousands by filing date | principal |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 4,003 | $114,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 9,227 | $114,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 4,810 | $113,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 6,742 | $113,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 4,979 | $112,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 1,918 | $112,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 4,943 | $112,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 4,614 | $112,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,550 | $112,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 6,809 | $111,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 1,040 | $111,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 5,349 | $111,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 52,260 | $111,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 7,358 | $110,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 652 | $110,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 10,034 | $109,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 10,921 | $109,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 616 | $108,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 3,597 | $108,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 2,625 | $108,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 3,756 | $108,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 2,474 | $107,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 82,000 | $107,000 | thousands by filing date | principal |
| U S SILICA HLDGS INC | 90346E103 | COM | 8,616 | $106,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 4,000 | $106,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 9,829 | $105,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 9,034 | $105,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 21,982 | $105,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 9,179 | $104,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 8,175 | $104,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 2,450 | $104,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,500 | $104,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 9,870 | $104,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 7,267 | $103,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 7,620 | $103,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 2,470 | $103,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 5,711 | $103,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 6,852 | $103,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 3,048 | $103,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 15,980 | $103,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 3,247 | $103,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 9,826 | $103,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 23,897 | $103,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 87,000 | $103,000 | thousands by filing date | principal |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 29,400 | $103,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,607 | $102,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 6,000 | $102,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 1,889 | $102,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 12,096 | $102,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 8,250 | $102,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 30,390 | $101,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 5,529 | $101,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 8,402 | $101,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 8,282 | $101,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 1,300 | $101,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 3,631 | $101,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 7,000 | $101,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 8,359 | $100,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 3,922 | $100,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 6,703 | $100,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 6,603 | $100,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,485 | $100,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 6,635 | $100,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 30,787 | $100,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,366 | $99,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 5,805 | $99,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 2,985 | $99,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 4,680 | $99,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 15,962 | $99,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1,600 | $98,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 3,661 | $98,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 1,855 | $98,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 3,643 | $98,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 8,294 | $98,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 3,263 | $97,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 3,188 | $97,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 9,507 | $97,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 5,153 | $97,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 2,787 | $97,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 2,615 | $97,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 7,808 | $96,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 9,937 | $96,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 2,643 | $96,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,863 | $96,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 4,535 | $96,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 100,000 | $96,000 | thousands by filing date | call |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 11,208 | $95,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 5,242 | $95,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 6,300 | $95,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $95,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,933 | $94,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 2,950 | $94,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 3,755 | $94,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 2,137 | $94,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 4,125 | $94,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 12,834 | $94,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 2,468 | $93,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 2,851 | $93,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 2,608 | $93,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 32,101 | $92,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 6,676 | $92,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 5,469 | $92,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 4,082 | $92,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 5,511 | $92,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,070 | $91,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 3,279 | $91,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 4,564 | $91,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 6,714 | $91,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 3,317 | $90,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 9,408 | $90,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 15,332 | $90,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,992 | $90,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 882 | $90,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 4,683 | $90,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,000 | $89,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 4,894 | $89,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 11,350 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 1,900 | $89,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 72,000 | $89,000 | thousands by filing date | principal |
| NLIGHT INC | 65487K100 | COM | 2,705 | $88,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 8,262 | $88,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,906 | $88,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 7,181 | $88,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 12,926 | $87,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 10,150 | $87,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 7,223 | $87,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 490 | $87,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 6,510 | $87,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 4,413 | $87,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 8,579 | $87,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 3,500 | $87,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 6,482 | $86,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 4,462 | $86,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,412 | $86,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 5,749 | $86,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 3,248 | $86,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 7,594 | $86,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 56,874 | $86,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 385 | $85,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 8,754 | $85,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 2,825 | $85,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,914 | $85,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 803 | $85,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 83,000 | $84,000 | thousands by filing date | principal |
| PANDION THERAPEUTICS INC | 698340106 | COM | 1,396 | $84,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 11,659 | $84,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,805 | $83,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 850 | $83,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 2,223 | $83,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 4,390 | $83,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 4,045 | $83,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 1,643 | $82,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 852 | $82,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,346 | $82,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 6,495 | $81,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 2,409 | $81,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 3,695 | $81,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,218 | $81,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 1,618 | $81,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,659 | $81,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1,450 | $81,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 5,847 | $81,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 2,700 | $81,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,741 | $80,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 4,312 | $80,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 3,000 | $80,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,835 | $80,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,000 | $79,000 | thousands by filing date | call |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 2,371 | $79,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 8,263 | $79,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 2,373 | $79,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,131 | $79,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,344 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 979 | $78,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 6,026 | $78,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 3,993 | $78,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 4,455 | $78,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 6,323 | $78,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 4,284 | $78,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 4,237 | $78,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 775 | $77,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 2,500 | $77,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,359 | $77,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,772 | $77,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 7,195 | $77,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 4,859 | $77,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 2,206 | $77,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,347 | $77,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 1,437 | $77,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 26,563 | $77,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 1,343 | $76,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 1,222 | $76,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,085 | $76,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 4,173 | $76,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 30,879 | $76,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000088 | this filing | 2021-05-13 | acceptance time not in the bulk data set |