13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 6,223 holding rows worth $154,584,449,000.
- Accession
- 0000831001-21-000088
- Filer
- CIK 831001
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 13,509 entries on the cover page, a total value of $154,584,449,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,584,449,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab US REIT ETF | 808524847 | SHS | 728 | $30,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 2,879 | $30,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 1,400 | $30,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 895 | $30,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 5,401 | $30,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 1,165 | $30,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,000 | $30,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 2,612 | $30,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 435 | $30,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,000 | $30,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 4,978 | $30,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 2,261 | $30,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 1,272 | $30,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 1,363 | $30,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,751 | $30,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 7,590 | $30,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 22,000 | $30,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 601 | $30,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 2,099 | $30,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 1,645 | $30,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 590 | $29,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 842 | $29,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 870 | $29,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 411 | $29,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 980 | $29,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 1,170 | $29,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 684 | $29,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 609 | $29,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 935 | $29,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 1,703 | $29,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 1,619 | $29,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 1,670 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 360 | $29,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,234 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 400 | $29,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 3,662 | $29,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 7,356 | $29,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 2,130 | $29,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 28,000 | $29,000 | thousands by filing date | principal |
| QUANTUM CORP | 747906501 | COM | 3,475 | $29,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 3,000 | $29,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 13,168 | $29,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 13,703 | $29,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 1,158 | $28,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 1,585 | $28,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 560 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 300 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 500 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,100 | $28,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 1,214 | $28,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 573 | $28,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 5,606 | $28,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,368 | $28,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 627 | $28,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 773 | $28,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 880 | $28,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 373 | $28,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 946 | $28,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 2,237 | $28,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 21,000 | $28,000 | thousands by filing date | principal |
| GRITSTONE BIO INC | 39868T105 | COM | 2,993 | $28,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 841 | $28,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 2,732 | $28,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,000 | $28,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 2,600 | $28,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 6,534 | $28,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 2,600 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 609 | $27,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 288 | $27,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 1,468 | $27,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,829 | $27,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,561 | $27,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 96 | $27,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 400 | $27,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 534 | $27,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 585 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,500 | $27,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 884 | $27,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 3,219 | $27,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 13,011 | $27,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 8,000 | $27,000 | thousands by filing date | principal |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 1,204 | $27,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 2,104 | $27,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 540 | $27,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 2,971 | $27,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 525 | $26,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 2,399 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,166 | $26,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 456 | $26,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 83 | $26,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 5,671 | $26,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 300 | $26,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 507 | $26,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 4,810 | $26,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 1,061 | $26,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 2,685 | $26,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 1,622 | $26,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 1,018 | $26,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 940 | $26,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 1,686 | $26,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 1,329 | $26,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 600 | $25,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,150 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 368 | $25,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 2,729 | $25,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,500 | $25,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 7,476 | $25,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 1,014 | $25,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,024 | $25,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,484 | $25,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 625 | $25,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 456 | $25,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 1,230 | $25,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 600 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,276 | $25,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 21,000 | $25,000 | thousands by filing date | principal |
| INOZYME PHARMA INC | 45790W108 | COM | 1,245 | $25,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 4,864 | $25,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 16,000 | $25,000 | thousands by filing date | principal |
| MEI PHARMA INC | 55279B202 | COM NEW | 7,258 | $25,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,995 | $25,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 9,251 | $25,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 3,428 | $25,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 2,686 | $25,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 11,925 | $25,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 518 | $24,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 347 | $24,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 856 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 318 | $24,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 2,300 | $24,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 764 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 500 | $24,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,523 | $24,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 7,885 | $24,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 481 | $24,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 1,685 | $24,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 840 | $24,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 496 | $24,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 4,218 | $24,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,036 | $24,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 720 | $24,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 660 | $24,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,775 | $24,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 798 | $24,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,719 | $24,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 590 | $24,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 300 | $24,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 34,430 | $24,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 4,519 | $24,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 727 | $24,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 6,924 | $24,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 2,485 | $24,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 16,000 | $24,000 | thousands by filing date | principal |
| ONCOCYTE CORP | 68235C107 | COM | 4,716 | $24,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 2,912 | $24,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 21,000 | $24,000 | thousands by filing date | principal |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 13,000 | $24,000 | thousands by filing date | principal |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 3,753 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 388 | $23,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 276 | $23,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 462 | $23,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 2,166 | $23,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 128 | $23,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 2,309 | $23,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,049 | $23,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1,644 | $23,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 413 | $23,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,503 | $23,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 983 | $23,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 3,357 | $23,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 1,631 | $23,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 1,908 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 270 | $23,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,500 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 440 | $23,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 930 | $23,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 1,815 | $23,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 1,368 | $23,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,385 | $23,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 8,000 | $23,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,795 | $23,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 2,500 | $23,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 425 | $23,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 3,470 | $22,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 315 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 360 | $22,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 657 | $22,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 628 | $22,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,866 | $22,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 2,710 | $22,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,209 | $22,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 1,101 | $22,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 1,010 | $22,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 2,924 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 672 | $22,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 617 | $22,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 2,275 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,000 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 576 | $22,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 390 | $22,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 4,798 | $22,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 16,000 | $22,000 | thousands by filing date | principal |
| PG&E CORP | 69331C140 | CONV | 189 | $22,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 11,285 | $22,000 | thousands by filing date | |
| Decarbonization Plus Acquisition Corp | 242797207 | Unit | 2,033 | $22,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,989 | $21,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 700 | $21,000 | thousands by filing date | call |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 225 | $21,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,010 | $21,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 638 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 395 | $21,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 1,046 | $21,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 1,939 | $21,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 160 | $21,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,782 | $21,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,201 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 310 | $21,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 2,070 | $21,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 400 | $21,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 616 | $21,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1,024 | $21,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 237 | $21,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 1,741 | $21,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 885 | $21,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 5,186 | $21,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 2,121 | $21,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,628 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 485 | $21,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 262 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,804 | $21,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,323 | $21,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,068 | $21,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 10,000 | $21,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 2,010 | $21,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 1,123 | $21,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 4,399 | $21,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 2,233 | $21,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 900 | $21,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 1,435 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 800 | $21,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 4,669 | $21,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 2,000 | $21,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 5,641 | $21,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 8,000 | $21,000 | thousands by filing date | principal |
| RESONANT INC | 76118L102 | COM | 4,867 | $21,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 18,000 | $21,000 | thousands by filing date | principal |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 943 | $21,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 22,000 | $21,000 | thousands by filing date | principal |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 2,388 | $21,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 1,944 | $21,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 2,000 | $21,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,000 | $20,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 2,500 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 300 | $20,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,338 | $20,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 4,172 | $20,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,300 | $20,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 900 | $20,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,863 | $20,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 3,471 | $20,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 388 | $20,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 504 | $20,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 6,528 | $20,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,919 | $20,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 2,779 | $20,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 3,204 | $20,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,000 | $20,000 | thousands by filing date | principal |
| ONTRAK INC | 683373104 | COM | 601 | $20,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 6,132 | $20,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 11,018 | $20,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 18,000 | $20,000 | thousands by filing date | principal |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 749 | $20,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 3,140 | $20,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 2,000 | $20,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 800 | $19,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,434 | $19,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 732 | $19,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,678 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 367 | $19,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,444 | $19,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,042 | $19,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,090 | $19,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 456 | $19,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 548 | $19,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 8,136 | $19,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 250 | $19,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,443 | $19,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 509 | $19,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 1,025 | $19,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 668 | $19,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 2,066 | $19,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 597 | $19,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 1,005 | $19,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 5,393 | $19,000 | thousands by filing date | |
| DIGICEL GROUP 0.5 LIMITED | G2761YAC7 | DEBT 7.000%12/3 | 26,385 | $19,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 16,000 | $19,000 | thousands by filing date | principal |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 340 | $19,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 779 | $19,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 1,789 | $18,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 222 | $18,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,825 | $18,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 590 | $18,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 871 | $18,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,374 | $18,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 497 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 262 | $18,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,410 | $18,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 707 | $18,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 497 | $18,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 328 | $18,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 1,146 | $18,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 579 | $18,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 4,361 | $18,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 2,151 | $18,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 713 | $18,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 1,131 | $18,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 515 | $18,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,793 | $18,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 795 | $18,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 400 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 216 | $18,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 2,483 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 200 | $18,000 | thousands by filing date | call |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 200 | $18,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 6,266 | $18,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,212 | $18,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 4,000 | $18,000 | thousands by filing date | principal |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 26,400 | $18,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 6,585 | $18,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 2,320 | $18,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,058 | $18,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 4,768 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 600 | $18,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 577 | $18,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 7,638 | $18,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 961 | $17,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 1,068 | $17,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,567 | $17,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 700 | $17,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 3,112 | $17,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 626 | $17,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 257 | $17,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,281 | $17,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,285 | $17,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 450 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 300 | $17,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 997 | $17,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,469 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 639 | $17,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 4,209 | $17,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,065 | $17,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,200 | $17,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 11,000 | $17,000 | thousands by filing date | principal |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 1,467 | $17,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 5,756 | $17,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 687 | $17,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 1,700 | $17,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 3,138 | $17,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 17,495 | $17,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 600 | $16,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,244 | $16,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 1,298 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 306 | $16,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 603 | $16,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 702 | $16,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 772 | $16,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 1,745 | $16,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 445 | $16,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 561 | $16,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 4,692 | $16,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 262 | $16,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 721 | $16,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 2,156 | $16,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,314 | $16,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,822 | $16,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 399 | $16,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 625 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 350 | $16,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 500 | $16,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 407 | $16,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 1,098 | $16,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 1,606 | $16,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 5,126 | $16,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 1,525 | $16,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 4,841 | $16,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 797 | $16,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 865 | $16,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 3,236 | $16,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 13,000 | $16,000 | thousands by filing date | principal |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 1,185 | $16,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 1,147 | $15,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 4,818 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 484 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 300 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,510 | $15,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,623 | $15,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 293 | $15,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,010 | $15,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 425 | $15,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 1,315 | $15,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 583 | $15,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 413 | $15,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,871 | $15,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 513 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 779 | $15,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 2,462 | $15,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,694 | $15,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 521 | $15,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 2,202 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 176 | $15,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 1,361 | $15,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 5,000 | $15,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 1,893 | $15,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 4,007 | $15,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 962 | $15,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 931 | $15,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 5,000 | $15,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 500 | $15,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 13,000 | $15,000 | thousands by filing date | principal |
| HOOKIPA PHARMA INC | 43906K100 | COM | 1,152 | $15,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 1,000 | $15,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 865 | $15,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 2,058 | $15,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 2,420 | $15,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 6,254 | $15,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 16,000 | $15,000 | thousands by filing date | principal |
| SC HEALTH CORP | G78516203 | COM CL A | 1,481 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 124 | $14,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 8,000 | $14,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,620 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 106 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 200 | $14,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 806 | $14,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 200 | $14,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,003 | $14,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,201 | $14,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 700 | $14,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,696 | $14,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 495 | $14,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 783 | $14,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 684 | $14,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,130 | $14,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 508 | $14,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,130 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 300 | $14,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,533 | $14,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 2,000 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 300 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 200 | $14,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 825 | $14,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 521 | $14,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 503 | $14,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 1,762 | $14,000 | thousands by filing date | |
| OPTHEA LTD | 68386J208 | SPONSORED ADS | 1,500 | $14,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 12,000 | $14,000 | thousands by filing date | principal |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 753 | $14,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 764 | $14,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 13,000 | $14,000 | thousands by filing date | principal |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 3,086 | $14,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 1,043 | $14,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 873 | $14,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 562 | $14,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 1,887 | $14,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 5,535 | $14,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 8,200 | $14,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 4,431 | $14,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 3,650 | $14,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 1,100 | $14,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 603 | $14,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 3,297 | $14,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 308 | $13,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 229 | $13,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 377 | $13,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 358 | $13,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 578 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 158 | $13,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 457 | $13,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 721 | $13,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,000 | $13,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,907 | $13,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 760 | $13,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,000 | $13,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,050 | $13,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 784 | $13,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,000 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,000 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 100 | $13,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 714 | $13,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,489 | $13,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 1,742 | $13,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 509 | $13,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 2,129 | $13,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,060 | $13,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 540 | $13,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 656 | $13,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 1,719 | $13,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 858 | $13,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 413 | $13,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 550 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 200 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000088 | this filing | 2021-05-13 | acceptance time not in the bulk data set |