13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 7,410 holding rows worth $169,392,312,000.
- Accession
- 0000831001-21-000037
- Filer
- CIK 831001
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 15,887 entries on the cover page, a total value of $169,392,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,392,312,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 9,400 | $104,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 9,152 | $104,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 22,492 | $104,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,093 | $104,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,550 | $104,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 6,637 | $104,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 6,035 | $104,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 2,272 | $103,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 10,199 | $103,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 6,349 | $103,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 5,357 | $103,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 85,300 | $103,000 | thousands by filing date | put |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,700 | $102,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 600 | $102,000 | thousands by filing date | call |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 682 | $102,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 7,267 | $102,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 5,838 | $102,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 3,816 | $102,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 5,421 | $102,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 10,600 | $102,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 22,900 | $102,000 | thousands by filing date | call |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 8,134 | $102,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 16,698 | $102,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 11,801 | $102,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 4,763 | $102,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 3,500 | $102,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 8,524 | $101,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 15,555 | $101,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 8,073 | $101,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 3,400 | $101,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 4,193 | $101,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,810 | $101,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 16,300 | $101,000 | thousands by filing date | call |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 14,980 | $101,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,000 | $100,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,200 | $100,000 | thousands by filing date | put |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 6,300 | $100,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 68,000 | $100,000 | thousands by filing date | principal |
| ALTABANCORP | 021347109 | COM | 3,574 | $100,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 5,500 | $99,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,200 | $99,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 8,800 | $99,000 | thousands by filing date | put |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 5,103 | $99,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 2,607 | $99,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 6,224 | $99,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 4,922 | $98,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 7,881 | $98,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 4,907 | $98,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 6,577 | $98,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 46,000 | $98,000 | thousands by filing date | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 8,048 | $98,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 8,325 | $98,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 3,865 | $98,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 50,000 | $98,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,341 | $97,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 3,365 | $97,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 17,236 | $97,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,719 | $97,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 7,719 | $97,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 4,118 | $97,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,700 | $97,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 35,489 | $97,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 55,400 | $97,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 700 | $96,000 | thousands by filing date | call |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 6,576 | $96,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 644 | $96,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 7,456 | $96,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 10,375 | $96,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 13,051 | $95,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 4,283 | $95,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 3,532 | $95,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 21,863 | $95,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 10,900 | $95,000 | thousands by filing date | call |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,918 | $95,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 4,776 | $95,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 20,438 | $95,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 13,441 | $95,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 7,000 | $95,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,226 | $95,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 84,000 | $95,000 | thousands by filing date | principal |
| MORPHIC HLDG INC | 61775R105 | COM | 2,816 | $94,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 34,300 | $94,000 | thousands by filing date | call |
| NATURA &CO HLDG S A | 63884N108 | ADR | 4,664 | $94,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 5,646 | $94,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $94,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 231 | $93,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 1,710 | $93,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,000 | $93,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 3,039 | $93,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 3,001 | $93,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 2,463 | $93,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 5,657 | $93,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 4,587 | $93,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 8,504 | $93,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 5,192 | $93,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 4,200 | $92,000 | thousands by filing date | put |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,050 | $92,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 5,052 | $92,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 6,867 | $92,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 2,340 | $92,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2,462 | $92,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 18,890 | $92,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 3,000 | $92,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 5,800 | $92,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,100 | $92,000 | thousands by filing date | put |
| INTERSECT ENT INC | 46071F103 | COM | 4,000 | $92,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D106 | COM | 6,336 | $92,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 3,969 | $92,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7,572 | $91,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,070 | $91,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 1,700 | $91,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 3,652 | $91,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 2,532 | $91,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 1,550 | $91,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 13,200 | $90,000 | thousands by filing date | call |
| ICHOR HOLDINGS | G4740B105 | SHS | 3,000 | $90,000 | thousands by filing date | call |
| TALOS ENERGY INC | 87484T108 | COM | 10,969 | $90,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 13,935 | $90,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 21,430 | $90,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 12,550 | $90,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 22,900 | $90,000 | thousands by filing date | call |
| INOGEN INC | 45780L104 | COM | 2,000 | $89,000 | thousands by filing date | put |
| CLARUS CORP NEW | 18270P109 | COM | 5,762 | $89,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 3,579 | $89,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 5,161 | $89,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 5,072 | $89,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 7,028 | $89,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,450 | $88,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 17,493 | $88,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 4,100 | $88,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,421 | $88,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 2,505 | $88,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 9,712 | $88,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 22,947 | $88,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 20,277 | $88,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 5,140 | $88,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 8,495 | $88,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 2,500 | $87,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 3,700 | $87,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 3,500 | $87,000 | thousands by filing date | put |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 2,806 | $87,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 2,298 | $87,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 4,441 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,500 | $87,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 8,814 | $87,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 72,000 | $87,000 | thousands by filing date | principal |
| ISHARES TR | 46435G102 | CONV BD ETF | 895 | $86,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 29,003 | $86,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 6,667 | $86,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 7,542 | $86,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,878 | $86,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 3,783 | $86,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 36,143 | $86,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 41,572 | $86,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 2,506 | $85,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 9,876 | $85,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 1,693 | $85,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 1,704 | $85,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 3,063 | $85,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 3,836 | $85,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,491 | $85,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 21,459 | $85,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 4,304 | $85,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 651 | $84,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 7,718 | $84,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 4,610 | $84,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,906 | $84,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 700 | $84,000 | thousands by filing date | call |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 5,569 | $84,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 6,587 | $84,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1,450 | $84,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 466 | $84,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,900 | $84,000 | thousands by filing date | call |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 28,000 | $84,000 | thousands by filing date | principal |
| MCEWEN MNG INC | 58039P107 | COM | 85,100 | $84,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 72,000 | $84,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 21,450 | $84,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 16,962 | $84,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 30,000 | $84,000 | thousands by filing date | principal |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,675 | $83,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 1,286 | $83,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,200 | $83,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,700 | $83,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 8,335 | $83,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 3,373 | $83,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,991 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 1,900 | $83,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 15,953 | $83,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 6,539 | $83,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 1,194 | $83,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 10,953 | $83,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 5,120 | $83,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 13,335 | $83,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 21,300 | $83,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 1,000 | $82,000 | thousands by filing date | put |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 9,332 | $82,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,100 | $82,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 3,755 | $82,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 5,801 | $82,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 6,303 | $82,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 2,401 | $82,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 72,000 | $82,000 | thousands by filing date | principal |
| KRONOS BIO INC | 50107A104 | COM | 2,760 | $82,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 4,990 | $81,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6,900 | $81,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 3,700 | $81,000 | thousands by filing date | put |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 4,570 | $81,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,196 | $81,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 18,000 | $81,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 37,965 | $81,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 65,000 | $81,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,600 | $80,000 | thousands by filing date | call |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 3,505 | $80,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 5,965 | $80,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 4,426 | $80,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 57,800 | $80,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y319 | CMN | 3,139 | $80,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,000 | $80,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 31,685 | $80,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 13,399 | $80,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 28,000 | $80,000 | thousands by filing date | principal |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 850 | $79,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 2,437 | $79,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 2,028 | $79,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 3,680 | $79,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 4,924 | $79,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 11,655 | $79,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 65,400 | $79,000 | thousands by filing date | call |
| SILVERCREST METALS INC | 828363101 | COM | 7,097 | $79,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 10,076 | $79,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 7,267 | $79,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 385 | $78,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 4,038 | $78,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 803 | $78,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 8,753 | $78,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 24,144 | $78,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 3,914 | $78,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,800 | $77,000 | thousands by filing date | call |
| JAMF HLDG CORP COM | 47074L105 | Stock | 2,567 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 4,003 | $77,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 1,666 | $77,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 680 | $77,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,064 | $77,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 5,809 | $77,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 3,438 | $77,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 5,503 | $77,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 6,600 | $77,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 36,718 | $77,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 15,347 | $77,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 14,715 | $77,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,967 | $76,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 2,782 | $76,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 1,760 | $76,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 5,293 | $76,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,346 | $76,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 3,512 | $76,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 7,722 | $76,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 1,396 | $75,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 3,135 | $75,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,900 | $75,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 7,010 | $75,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 8,449 | $75,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 11,447 | $75,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 5,550 | $75,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 892 | $75,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 5,989 | $75,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 6,262 | $75,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 9,422 | $74,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 794 | $74,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 4,939 | $74,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 8,999 | $73,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,948 | $73,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,443 | $73,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 461 | $73,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 3,417 | $73,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 6,167 | $73,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 7,630 | $73,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,665 | $73,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 3,586 | $73,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 2,252 | $73,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,134 | $73,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 24,000 | $73,000 | thousands by filing date | principal |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 2,300 | $72,000 | thousands by filing date | put |
| CERTARA INC COM | 15687V109 | Stock | 2,131 | $72,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 9,109 | $72,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 2,500 | $72,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 8,100 | $72,000 | thousands by filing date | put |
| BAR HBR BANKSHARES | 066849100 | COM | 3,197 | $72,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,417 | $72,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 8,272 | $72,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 3,547 | $72,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,422 | $72,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 4,500 | $72,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 6,200 | $72,000 | thousands by filing date | put |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 9,465 | $72,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,000 | $71,000 | thousands by filing date | put |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 3,277 | $71,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 7,753 | $71,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 7,195 | $71,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 3,638 | $71,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 2,972 | $71,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 3,824 | $71,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 600 | $70,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 1,000 | $70,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 32,558 | $70,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 400 | $70,000 | thousands by filing date | put |
| Matrix Service Company | 576853105 | COM | 6,357 | $70,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 4,628 | $70,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,500 | $70,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 8,815 | $70,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 444 | $69,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 4,097 | $69,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 16,816 | $69,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 200 | $69,000 | thousands by filing date | call |
| JOINT CORP | 47973J102 | COM | 2,609 | $69,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 2,182 | $69,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 27,534 | $69,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 3,508 | $69,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 42,000 | $69,000 | thousands by filing date | principal |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 20,752 | $69,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 14,021 | $69,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 3,296 | $68,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 20,506 | $68,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,900 | $68,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 2,000 | $68,000 | thousands by filing date | call |
| GLADSTONE LAND CORP | 376549101 | REIT | 4,628 | $68,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 3,576 | $68,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 20,000 | $68,000 | thousands by filing date | principal |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 2,020 | $67,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 6,600 | $67,000 | thousands by filing date | call |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,286 | $67,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 6,700 | $67,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 1,152 | $67,000 | thousands by filing date | put |
| VALHI INC | 918905209 | COMMON STOCK | 4,420 | $67,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,819 | $67,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 4,812 | $67,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,880 | $67,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 1,499 | $67,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 13,262 | $66,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,800 | $66,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 5,332 | $66,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 4,632 | $66,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,675 | $66,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 6,583 | $66,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,000 | $66,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,500 | $66,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 3,136 | $66,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 7,949 | $66,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 14,139 | $66,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 2,500 | $66,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 4,952 | $66,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 37,211 | $65,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 5,200 | $65,000 | thousands by filing date | put |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 3,879 | $65,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,345 | $65,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 2,565 | $65,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 7,900 | $65,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,471 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 518 | $65,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 9,100 | $65,000 | thousands by filing date | put |
| DASEKE INC | 23753F107 | COM | 11,274 | $65,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 3,116 | $65,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 11,840 | $65,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 6,000 | $65,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 14,000 | $65,000 | thousands by filing date | principal |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 85,000 | $65,000 | thousands by filing date | principal |
| DOORDASH INC CL A | 25809K105 | Stock | 449 | $64,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,500 | $64,000 | thousands by filing date | put |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 2,427 | $64,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 1,021 | $64,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 2,448 | $64,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,279 | $64,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 2,696 | $64,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,745 | $64,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 11,672 | $64,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 2,677 | $64,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 4,031 | $64,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,056 | $63,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 800 | $63,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 4,792 | $63,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 2,148 | $63,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,369 | $63,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 14,100 | $63,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 447 | $63,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 1,660 | $63,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 2,200 | $63,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 35,728 | $63,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 7,198 | $62,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,317 | $62,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 9,254 | $62,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 13,470 | $62,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 4,633 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 768 | $62,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,100 | $62,000 | thousands by filing date | put |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,926 | $62,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 7,832 | $62,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 8,600 | $62,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 38,900 | $62,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 3,880 | $62,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 10,348 | $62,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 23,792 | $62,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 32,000 | $62,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 1,184 | $62,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,700 | $61,000 | thousands by filing date | call |
| HAPPEN INC COM NEW | 52603A208 | Stock | 5,760 | $61,000 | thousands by filing date | put |
| VISTRA CORP COM | 92840M102 | Stock | 3,100 | $61,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 283 | $61,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 12,617 | $61,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,720 | $61,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 3,156 | $61,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 2,615 | $61,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 5,099 | $61,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 3,738 | $60,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,323 | $60,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 2,774 | $60,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 3,842 | $60,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 6,820 | $60,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 13,909 | $60,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 2,827 | $60,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 35,000 | $60,000 | thousands by filing date | principal |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,590 | $59,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 1,483 | $59,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 4,088 | $59,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 4,117 | $59,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 3,074 | $59,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,736 | $59,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 6,901 | $59,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 3,319 | $59,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 642 | $59,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 22,300 | $59,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 13,300 | $59,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 3,688 | $58,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 2,420 | $58,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 2,697 | $58,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 10,087 | $58,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 4,456 | $58,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,767 | $58,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 20,376 | $58,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 18,772 | $58,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 2,250 | $57,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,300 | $57,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 5,184 | $57,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 10,200 | $57,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 4,603 | $57,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,810 | $57,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 675 | $57,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 3,300 | $57,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,338 | $57,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 6,101 | $57,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 9,503 | $57,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 15,587 | $57,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,263 | $57,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 2,659 | $56,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,476 | $56,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 1,402 | $56,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 3,925 | $56,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 30,897 | $56,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 55,000 | $56,000 | thousands by filing date | principal |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,119 | $56,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,100 | $55,000 | thousands by filing date | put |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 355 | $55,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 5,700 | $55,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 200 | $55,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 3,276 | $55,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 940 | $55,000 | thousands by filing date | call |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 2,539 | $55,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,000 | $55,000 | thousands by filing date | call |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 4,700 | $55,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,070 | $54,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 964 | $54,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 3,883 | $54,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 10,138 | $54,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 4,906 | $54,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,880 | $54,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,300 | $54,000 | thousands by filing date | put |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 487 | $54,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 665 | $54,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 2,427 | $54,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 4,808 | $54,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 4,364 | $54,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 3,054 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 685 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 2,405 | $54,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 5,680 | $54,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 1,632 | $54,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 20,275 | $54,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 19,845 | $54,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 7,167 | $54,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 14,704 | $54,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 50,000 | $54,000 | thousands by filing date | principal |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 3,809 | $53,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,859 | $53,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 5,218 | $53,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 1,962 | $53,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 4,026 | $53,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 3,732 | $53,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,828 | $53,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 800 | $53,000 | thousands by filing date | put |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 1,173 | $53,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 8,010 | $53,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000037 | this filing | 2021-02-11 | acceptance time not in the bulk data set |