13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 7,410 holding rows worth $169,392,312,000.
- Accession
- 0000831001-21-000037
- Filer
- CIK 831001
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 15,887 entries on the cover page, a total value of $169,392,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,392,312,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KT CORP SPONSORED ADR | 48268K101 | ADR | 742 | $8,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 917 | $8,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 100 | $8,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 200 | $8,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 100 | $8,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 164 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 135 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 200 | $8,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 322 | $8,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 1,489 | $8,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,619 | $8,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,839 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 143 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 100 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 360 | $8,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,024 | $8,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 2,685 | $8,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 8,000 | $8,000 | thousands by filing date | principal |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 460 | $8,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 7,000 | $8,000 | thousands by filing date | principal |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 704 | $8,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,497 | $8,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 1,770 | $8,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 300 | $8,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,000 | $8,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 5,000 | $8,000 | thousands by filing date | principal |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 5,518 | $8,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 600 | $8,000 | thousands by filing date | put |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 1,000 | $8,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 8,000 | $8,000 | thousands by filing date | principal |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 3,730 | $8,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 200 | $7,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 100 | $7,000 | thousands by filing date | call |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 2,473 | $7,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,276 | $7,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,800 | $7,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 100 | $7,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,000 | $7,000 | thousands by filing date | put |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 200 | $7,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 122 | $7,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 995 | $7,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 800 | $7,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 700 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 135 | $7,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 4,252 | $7,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 201 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 185 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 125 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 222 | $7,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 219 | $7,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 336 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 300 | $7,000 | thousands by filing date | call |
| INVESCO | 46090C305 | EXCHANGE TRADED | 125 | $7,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 400 | $7,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,200 | $7,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,200 | $7,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,262 | $7,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 450 | $7,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 5,252 | $7,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 5,393 | $7,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 4,100 | $7,000 | thousands by filing date | |
| DIGICEL GROUP 0.5 LIMITED | G2761YAC7 | DEBT 7.000%12/3 | 26,385 | $7,000 | thousands by filing date | principal |
| MICHAELS COS INC | 59408Q106 | COM | 500 | $7,000 | thousands by filing date | call |
| COHBAR INC COM NEW | 19249J109 | Stock | 5,190 | $7,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 1,208 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 125 | $6,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 100 | $6,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,088 | $6,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 200 | $6,000 | thousands by filing date | call |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 700 | $6,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 181 | $6,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 200 | $6,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 100 | $6,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 100 | $6,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 200 | $6,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 200 | $6,000 | thousands by filing date | put |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 300 | $6,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 576 | $6,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 500 | $6,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 233 | $6,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 2,046 | $6,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 275 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 200 | $6,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 200 | $6,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 205 | $6,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,206 | $6,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,604 | $6,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,150 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,000 | $6,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 3,200 | $6,000 | thousands by filing date | put |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 150 | $6,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 2,900 | $6,000 | thousands by filing date | put |
| DRAGONEER GROWTH OPPORTUN CO COM | G28302100 | CL A | 450 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 436 | $6,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 3,549 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 200 | $6,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 15,390 | $6,000 | thousands by filing date | call |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 300 | $6,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 586 | $6,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 200 | $5,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 414 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 300 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 271 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 156 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 202 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 140 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 81 | $5,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,000 | $5,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 700 | $5,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 200 | $5,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 300 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 100 | $5,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 504 | $5,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 125 | $5,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 100 | $5,000 | thousands by filing date | put |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 168 | $5,000 | thousands by filing date | call |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 185 | $5,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 328 | $5,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 504 | $5,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 1,004 | $5,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 750 | $5,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 13,300 | $5,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 400 | $5,000 | thousands by filing date | put |
| RH | 74967XAA1 | BOND | 2,000 | $5,000 | thousands by filing date | principal |
| ATHERSYS INC | 04744L106 | COM | 2,700 | $5,000 | thousands by filing date | put |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 203 | $5,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 508 | $5,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 214 | $5,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 1,000 | $5,000 | thousands by filing date | principal |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 5,000 | $5,000 | thousands by filing date | principal |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 309 | $5,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 300 | $5,000 | thousands by filing date | call |
| NEMAURA MED INC | 640442208 | COMMON | 1,391 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 650 | $5,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 786 | $5,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 968 | $5,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 100 | $4,000 | thousands by filing date | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 100 | $4,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 100 | $4,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 500 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 39 | $4,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 400 | $4,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 100 | $4,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,245 | $4,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 100 | $4,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 482 | $4,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 670 | $4,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 600 | $4,000 | thousands by filing date | call |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 50 | $4,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 100 | $4,000 | thousands by filing date | call |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 500 | $4,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 300 | $4,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 100 | $4,000 | thousands by filing date | call |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 436 | $4,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 600 | $4,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 363 | $4,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 103 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 103 | $4,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 205 | $4,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 202 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 55 | $4,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 188 | $4,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,200 | $4,000 | thousands by filing date | put |
| World Gold TR | 98149E204 | SPRD GLD Minis | 190 | $4,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 348 | $4,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 4,000 | $4,000 | thousands by filing date | principal |
| QIWI PLC | 74735M108 | SPON ADR REP B | 354 | $4,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 670 | $4,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 5,800 | $4,000 | thousands by filing date | call |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 906 | $4,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,912 | $4,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 2,000 | $4,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 3,936 | $4,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 370 | $4,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 3,000 | $4,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 3,000 | $4,000 | thousands by filing date | principal |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 250 | $4,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 621 | $4,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 121 | $3,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 242 | $3,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 200 | $3,000 | thousands by filing date | put |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 196 | $3,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 98 | $3,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 100 | $3,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 84 | $3,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 500 | $3,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 290 | $3,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 180 | $3,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 100 | $3,000 | thousands by filing date | put |
| ELUTIA INC | 05479K106 | CL A COM | 250 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 100 | $3,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 223 | $3,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 250 | $3,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 168 | $3,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 227 | $3,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 864 | $3,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 239 | $3,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 384 | $3,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 900 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 31 | $3,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 200 | $3,000 | thousands by filing date | call |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 60 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 100 | $3,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 200 | $3,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 400 | $3,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 160 | $3,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 629 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 101 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 30 | $3,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 8,105 | $3,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 200 | $3,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 453 | $3,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,800 | $3,000 | thousands by filing date | put |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 450 | $3,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,000 | $3,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 400 | $3,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 61 | $3,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 2,000 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 4,000 | $3,000 | thousands by filing date | principal |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 93 | $3,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,852 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 50 | $2,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 300 | $2,000 | thousands by filing date | call |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 111 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 39 | $2,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 235 | $2,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 303 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 66 | $2,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 700 | $2,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 146 | $2,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 200 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 71 | $2,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 50 | $2,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 102 | $2,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 500 | $2,000 | thousands by filing date | put |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 29 | $2,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 177 | $2,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 25 | $2,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 600 | $2,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 398 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 56 | $2,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 200 | $2,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 138 | $2,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 1,750 | $2,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 500 | $2,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 1,221 | $2,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 100 | $2,000 | thousands by filing date | call |
| MULTIPLAN CORPORATION | 62548M100 | COM | 200 | $2,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 1,319 | $2,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 36 | $2,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 284 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 85 | $2,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,000 | $2,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 133 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 390 | $2,000 | thousands by filing date | put |
| TINGO GROUP INC | 55328R109 | COM | 1,000 | $2,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 124 | $2,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 60 | $2,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 2,727 | $2,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 66 | $2,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 3,000 | $2,000 | thousands by filing date | principal |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 228 | $2,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 900 | $2,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 100 | $1,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 55 | $1,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 24 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 146 | $1,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 100 | $1,000 | thousands by filing date | call |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 39 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 27 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 62 | $1,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 19 | $1,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 21 | $1,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 69 | $1,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 82 | $1,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 100 | $1,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 200 | $1,000 | thousands by filing date | put |
| VEREIT INC | 92339V308 | COM | 20 | $1,000 | thousands by filing date | call |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 90 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 18 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 700 | $1,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 52 | $1,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 600 | $1,000 | thousands by filing date | call |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 51 | $1,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 200 | $1,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 15 | $1,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 60 | $1,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 500 | $1,000 | thousands by filing date | put |
| DLH HLDGS CORP | 23335Q100 | COM | 87 | $1,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 300 | $1,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 400 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 9 | $1,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 500 | $1,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 600 | $1,000 | thousands by filing date | put |
| AH BELO CORP | 001282102 | COMMON STOCK | 572 | $1,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 500 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 293 | $1,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 80 | $1,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 486 | $1,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 90 | $1,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,304 | $1,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 800 | $1,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 456 | $1,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 687 | $1,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 110 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 400 | $1,000 | thousands by filing date | put |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 1,600 | $1,000 | thousands by filing date | call |
| NULL | 68620A203 | NULL | 100 | $1,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,000 | $1,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 500 | $1,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,000 | $1,000 | thousands by filing date | principal |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $1,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 285 | $1,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 150 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 104 | $1,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 473 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 889 | $1,000 | thousands by filing date | principal |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 1,000 | $1,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 500 | $1,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 400 | $1,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHANEX CORP COM | 59151K108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEOPARK LTD USD SHS | G38327105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 274 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSB INDS INC | 502160104 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FURY GOLD MINES LTD | 36117T100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERBOW RES INC | 82836G102 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 606 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POTBELLY CORP | 73754Y100 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zagg, Inc. | 98884U108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN GA DIVID | 67072B107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 43 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART POWERR CORP | 168913309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIO GENE THERAPIES INC | 829399104 | COM | 24 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIO GENE THERAPIES INC | 829399104 | COM | 72 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RA MED SYS INC | 74933X203 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 23 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 352 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 184 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUNDANCE ENERGY INC | 86725N102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHPOINT RESOURCES CORP COM | 43114K207 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HISTOGEN INC | 43358Y103 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000037 | this filing | 2021-02-11 | acceptance time not in the bulk data set |