13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 7,410 holding rows worth $169,392,312,000.
- Accession
- 0000831001-21-000037
- Filer
- CIK 831001
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 15,887 entries on the cover page, a total value of $169,392,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,392,312,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HF FOODS GROUP INC | 40417F109 | COM | 7,000 | $53,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 14,449 | $53,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 6,364 | $53,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 5,716 | $53,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 5,627 | $53,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 7,786 | $53,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 6,500 | $53,000 | thousands by filing date | call |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 23,000 | $53,000 | thousands by filing date | principal |
| TEREX CORP NEW COM | 880779103 | Stock | 1,500 | $52,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,681 | $52,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 11,056 | $52,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 4,133 | $52,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 4,298 | $52,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 1,000 | $52,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 6,619 | $52,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,200 | $52,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 1,976 | $52,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 17,001 | $52,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 1,895 | $52,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,187 | $52,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 32,653 | $52,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,400 | $51,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 338 | $51,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 1,560 | $51,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,155 | $51,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 900 | $51,000 | thousands by filing date | call |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 1,402 | $51,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,449 | $51,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 4,936 | $51,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 2,579 | $51,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 2,020 | $51,000 | thousands by filing date | put |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 3,577 | $51,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 3,334 | $51,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 4,247 | $51,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 1,215 | $51,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 8,554 | $50,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 3,264 | $50,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,371 | $50,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 4,633 | $50,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 2,126 | $50,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 3,806 | $49,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 6,736 | $49,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 1,488 | $49,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,498 | $49,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 3,406 | $49,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 1,639 | $49,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 15,551 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 2,108 | $49,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 4,333 | $49,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 13,000 | $49,000 | thousands by filing date | principal |
| CHIASMA INC | 16706W102 | COM | 11,265 | $49,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 3,623 | $49,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 5,600 | $48,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 708 | $48,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 925 | $48,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,200 | $48,000 | thousands by filing date | call |
| NETSTREIT CORP | 64119V303 | COM | 2,439 | $48,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 8,900 | $48,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 4,481 | $48,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 1,319 | $48,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,769 | $48,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,422 | $48,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,746 | $48,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 746 | $48,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 1,151 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 464 | $48,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 6,653 | $48,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 6,025 | $48,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 18,189 | $48,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561109 | CL A | 4,350 | $48,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 4,405 | $48,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,194 | $48,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 5,500 | $47,000 | thousands by filing date | put |
| iShares International Equity Factor ETF | 46434V274 | SHS | 1,730 | $47,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 800 | $47,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,800 | $47,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 416 | $47,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 4,025 | $47,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 5,102 | $47,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 6,756 | $47,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 956 | $47,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 3,189 | $47,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 2,601 | $47,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 7,200 | $47,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 1,608 | $47,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 5,900 | $47,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 9,027 | $47,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 14,883 | $47,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 2,580 | $47,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 25,000 | $47,000 | thousands by filing date | call |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,000 | $46,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 4,600 | $46,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 1,300 | $46,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 6,758 | $46,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 1,922 | $46,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 5,043 | $46,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,367 | $46,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 4,793 | $46,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 8,216 | $46,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 12,479 | $46,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 2,236 | $46,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,856 | $46,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 100 | $45,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,202 | $45,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 4,000 | $45,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 3,295 | $45,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,481 | $45,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 292 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 1,898 | $45,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 1,733 | $45,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 10,000 | $45,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 35,500 | $45,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 9,314 | $45,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 13,775 | $45,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,751 | $45,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 3,054 | $45,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 4,059 | $45,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 16,234 | $45,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 45,000 | $45,000 | thousands by filing date | principal |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 537 | $44,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 1,261 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 826 | $44,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 3,771 | $44,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 2,107 | $44,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 7,543 | $44,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 857 | $44,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,915 | $44,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 1,932 | $44,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 1,150 | $44,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 7,051 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 710 | $44,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 27,501 | $44,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 6,964 | $44,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 3,605 | $44,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 8,555 | $44,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 2,636 | $44,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 600 | $43,000 | thousands by filing date | call |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,927 | $43,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 5,843 | $43,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 2,300 | $43,000 | thousands by filing date | call |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 12,617 | $43,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 3,188 | $43,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,000 | $43,000 | thousands by filing date | put |
| EMERALD HOLDING INC | 29103W104 | COM | 7,936 | $43,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 1,403 | $43,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,046 | $43,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 8,520 | $43,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 2,037 | $43,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 1,614 | $43,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,000 | $43,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 4,530 | $43,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 907 | $43,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 6,312 | $43,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 1,423 | $43,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 8,013 | $43,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,418 | $43,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 4,202 | $43,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 2,715 | $43,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 10,000 | $43,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 1,602 | $43,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 500 | $42,000 | thousands by filing date | put |
| TORM PLC SHS CL A | G89479102 | Stock | 5,717 | $42,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,500 | $42,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 8,999 | $42,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 1,450 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 200 | $42,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 8,967 | $42,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 800 | $42,000 | thousands by filing date | put |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,000 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1,750 | $42,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 240 | $42,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 3,592 | $42,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,746 | $42,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 300 | $42,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 1,220 | $42,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 6,515 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 280 | $42,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 46,249 | $42,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 3,440 | $42,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 400 | $41,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 300 | $41,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 155 | $41,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 5,179 | $41,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,459 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 1,000 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 1,435 | $41,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 1,000 | $41,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,004 | $41,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 17,715 | $41,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 9,163 | $41,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 9,000 | $41,000 | thousands by filing date | principal |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 1,209 | $40,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 300 | $40,000 | thousands by filing date | put |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 1,000 | $40,000 | thousands by filing date | put |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 3,058 | $40,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 560 | $40,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 578 | $40,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,611 | $40,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 3,600 | $40,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,459 | $40,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 3,496 | $40,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 500 | $40,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,000 | $40,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 22,000 | $40,000 | thousands by filing date | call |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 1,700 | $40,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 1,225 | $40,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 6,496 | $40,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 4,307 | $40,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 31,817 | $40,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 2,000 | $40,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 2,000 | $39,000 | thousands by filing date | put |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 684 | $39,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 715 | $39,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,258 | $39,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 5,215 | $39,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 2,713 | $39,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 5,276 | $39,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,000 | $39,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 5,684 | $39,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,900 | $39,000 | thousands by filing date | put |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 885 | $39,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 18,755 | $39,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,400 | $39,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 1,200 | $38,000 | thousands by filing date | call |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 1,200 | $38,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 12,200 | $38,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 2,640 | $38,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 7,886 | $38,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 1,988 | $38,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,100 | $38,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 767 | $38,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 632 | $38,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 1,571 | $38,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 5,668 | $38,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 603 | $38,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 25,000 | $38,000 | thousands by filing date | call |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 17,241 | $38,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 2,061 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 728 | $37,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 2,493 | $37,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 3,260 | $37,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 2,100 | $37,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 9,401 | $37,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,765 | $37,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,311 | $37,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 5,721 | $37,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 8,700 | $37,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 5,552 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,200 | $37,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 7,926 | $37,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 10,966 | $37,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 6,060 | $37,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 39,000 | $37,000 | thousands by filing date | principal |
| ISHARES TR | 464288372 | COM | 832 | $36,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 500 | $36,000 | thousands by filing date | put |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 1,721 | $36,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 788 | $36,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 5,640 | $36,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,756 | $36,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 900 | $36,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,207 | $36,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,170 | $36,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 2,446 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 386 | $36,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 2,066 | $36,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 2,252 | $36,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,129 | $36,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 5,046 | $36,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 3,005 | $36,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 1,273 | $36,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 2,351 | $36,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 6,007 | $36,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,389 | $36,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 3,818 | $36,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 9,497 | $36,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 33,946 | $36,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 21,700 | $35,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 108,881 | $35,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,800 | $35,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 4,000 | $35,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 1,000 | $35,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 14,720 | $35,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 3,798 | $35,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 2,124 | $35,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 18,362 | $35,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 12,739 | $35,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,179 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 570 | $35,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,315 | $35,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 4,270 | $35,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,463 | $35,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 2,624 | $35,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 2,345 | $35,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 9,067 | $35,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 1,211 | $35,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 6,464 | $35,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 967 | $35,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 14,609 | $35,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 11,781 | $35,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 10,699 | $35,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 33,000 | $35,000 | thousands by filing date | principal |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 3,942 | $34,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 3,900 | $34,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,012 | $34,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 700 | $34,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 600 | $34,000 | thousands by filing date | put |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 1,493 | $34,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 850 | $34,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 9,240 | $34,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,416 | $34,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 2,748 | $34,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 13,536 | $34,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 1,581 | $34,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 3,293 | $34,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,700 | $34,000 | thousands by filing date | call |
| PANDION THERAPEUTICS INC | 698340106 | COM | 2,307 | $34,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 3,750 | $33,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,800 | $33,000 | thousands by filing date | put |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 3,325 | $33,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,600 | $33,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 400 | $33,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 5,110 | $33,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,019 | $33,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 1,305 | $33,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,000 | $33,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 1,500 | $33,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 7,071 | $33,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 2,231 | $33,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 3,212 | $33,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,257 | $33,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 2,263 | $33,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 2,141 | $33,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,395 | $33,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 2,415 | $33,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 35,000 | $33,000 | thousands by filing date | principal |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,200 | $33,000 | thousands by filing date | put |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 2,407 | $33,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 2,207 | $33,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 16,000 | $33,000 | thousands by filing date | principal |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 1,024 | $33,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 1,463 | $32,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 2,300 | $32,000 | thousands by filing date | call |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 2,721 | $32,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 3,055 | $32,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,115 | $32,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 2,100 | $32,000 | thousands by filing date | put |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,065 | $32,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 3,900 | $32,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,541 | $32,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,950 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 798 | $32,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 475 | $32,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 896 | $32,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 1,723 | $32,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,915 | $32,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 3,186 | $32,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 15,000 | $32,000 | thousands by filing date | principal |
| RESONANT INC | 76118L102 | COM | 12,212 | $32,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 5,185 | $32,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 7,482 | $32,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 4,531 | $32,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 2,036 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 305 | $31,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 676 | $31,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 900 | $31,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 2,317 | $31,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,000 | $31,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 562 | $31,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 2,806 | $31,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 4,176 | $31,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 4,522 | $31,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 600 | $31,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,105 | $31,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 480 | $31,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,931 | $31,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 7,177 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 681 | $31,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,979 | $31,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 4,434 | $31,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,357 | $31,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 1,282 | $31,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 2,205 | $31,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 1,999 | $31,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 17,539 | $31,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,692 | $31,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,000 | $31,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 1,416 | $31,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 34,000 | $31,000 | thousands by filing date | principal |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 2,755 | $31,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 1,000 | $30,000 | thousands by filing date | put |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 447 | $30,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,561 | $30,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 4,141 | $30,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 4,946 | $30,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 3,158 | $30,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,792 | $30,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 4,200 | $30,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 3,325 | $30,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 6,477 | $30,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 2,257 | $30,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 1,500 | $30,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 4,216 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 100 | $29,000 | thousands by filing date | call |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 9,100 | $29,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 1,622 | $29,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,000 | $29,000 | thousands by filing date | call |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 400 | $29,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 945 | $29,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,825 | $29,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 4,211 | $29,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 1,938 | $29,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,776 | $29,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,116 | $29,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,339 | $29,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 1,557 | $29,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 1,934 | $29,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 435 | $29,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,120 | $29,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,223 | $29,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 2,659 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 400 | $29,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 1,171 | $29,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 4,538 | $29,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,033 | $29,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 3,042 | $29,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 29,000 | $29,000 | thousands by filing date | principal |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 2,495 | $29,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 2,181 | $29,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 561 | $29,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 4,228 | $29,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 2,484 | $29,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 2,330 | $29,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 8,794 | $29,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 728 | $28,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 791 | $28,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 240 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1,088 | $28,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 5,105 | $28,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,824 | $28,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 6,400 | $28,000 | thousands by filing date | put |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 5,425 | $28,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 3,991 | $28,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 4,960 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 298 | $28,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 1,950 | $28,000 | thousands by filing date | call |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,541 | $28,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,903 | $28,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 6,844 | $28,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 7,497 | $28,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 1,373 | $28,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 4,206 | $28,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 11,781 | $28,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,900 | $27,000 | thousands by filing date | put |
| ENDAVA PLC ADS | 29260V105 | ADR | 351 | $27,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 921 | $27,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 1,364 | $27,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 9,755 | $27,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,400 | $27,000 | thousands by filing date | put |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 4,665 | $27,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 1,329 | $27,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 661 | $27,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 600 | $27,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 2,384 | $27,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1,715 | $27,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 570 | $27,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 1,870 | $27,000 | thousands by filing date | put |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 1,069 | $27,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,217 | $27,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,803 | $27,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 15,000 | $27,000 | thousands by filing date | principal |
| EXONE CO | 302104104 | COM | 2,852 | $27,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,715 | $27,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 779 | $26,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 288 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 977 | $26,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 684 | $26,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 935 | $26,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 3,900 | $26,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 400 | $26,000 | thousands by filing date | put |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 300 | $26,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 6,699 | $26,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 11,319 | $26,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,196 | $26,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,875 | $26,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,502 | $26,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 2,549 | $26,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 5,894 | $26,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 2,026 | $26,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 1,000 | $26,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 884 | $26,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 9,209 | $26,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 7,000 | $26,000 | thousands by filing date | principal |
| EVANS BANCORP INC | 29911Q208 | COM | 956 | $26,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 2,335 | $26,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 2,112 | $26,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,104 | $26,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 5,960 | $26,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 2,037 | $26,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 500 | $25,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 528 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000037 | this filing | 2021-02-11 | acceptance time not in the bulk data set |