13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 7,410 holding rows worth $169,392,312,000.
- Accession
- 0000831001-21-000037
- Filer
- CIK 831001
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 15,887 entries on the cover page, a total value of $169,392,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,392,312,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 6,027 | $198,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 7,300 | $198,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 9,800 | $197,000 | thousands by filing date | put |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 20,320 | $197,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 27,400 | $197,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 55,270 | $196,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 9,707 | $196,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,020 | $196,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 17,360 | $196,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 9,910 | $196,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 7,683 | $196,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 6,513 | $195,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,100 | $195,000 | thousands by filing date | call |
| THIRD PT REINS LTD | G8827U100 | COM | 20,479 | $195,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 7,932 | $194,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 5,055 | $194,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 12,847 | $194,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 9,313 | $194,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,688 | $194,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 4,352 | $193,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 29,500 | $193,000 | thousands by filing date | put |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 15,050 | $193,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 13,000 | $193,000 | thousands by filing date | principal |
| ENERGY RECOVERY INC | 29270J100 | COM | 14,048 | $192,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 15,000 | $191,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 63 | $191,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,467 | $190,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 3,765 | $190,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 30,318 | $190,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 26,556 | $190,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 50,000 | $190,000 | thousands by filing date | principal |
| GREENSKY INC | 39572G100 | CL A | 41,141 | $190,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,192 | $189,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 17,878 | $189,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 500 | $189,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 8,200 | $188,000 | thousands by filing date | call |
| SELECTQUOTE INC | 816307300 | COM | 9,076 | $188,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 17,391 | $188,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 5,499 | $188,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 24,195 | $188,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,000 | $187,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 40,000 | $187,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 11,205 | $187,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 12,475 | $187,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 6,179 | $187,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 120,000 | $187,000 | thousands by filing date | principal |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 12,700 | $186,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 8,100 | $186,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 4,451 | $186,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,000 | $186,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 16,800 | $186,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 27,200 | $186,000 | thousands by filing date | call |
| DENNYS CORP | 24869P104 | COM | 12,673 | $186,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 13,719 | $185,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,841 | $185,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 54,052 | $184,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,851 | $183,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 22,709 | $183,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 4,764 | $183,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,503 | $183,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 13,901 | $183,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 6,900 | $182,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 5,000 | $182,000 | thousands by filing date | put |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 16,531 | $182,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 9,468 | $182,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,393 | $181,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 18,105 | $181,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 12,499 | $181,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 12,355 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 4,114 | $180,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 17,500 | $180,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,784 | $179,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 8,941 | $179,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 4,900 | $178,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 5,486 | $178,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 25,423 | $178,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 11,759 | $178,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 71,953 | $178,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 21,631 | $178,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 8,200 | $177,000 | thousands by filing date | call |
| KADMON HLDGS INC | 48283N106 | COM | 42,585 | $177,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 4,416 | $176,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,230 | $176,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 4,062 | $176,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 7,675 | $176,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC | 11135E104 | CL A COM | 9,031 | $176,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 16,600 | $175,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 17,183 | $175,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 5,135 | $175,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,700 | $174,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 4,296 | $174,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 3,378 | $174,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 12,719 | $173,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 11,459 | $173,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 4,300 | $173,000 | thousands by filing date | call |
| CHASE CORP | 16150R104 | COM | 1,711 | $173,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,300 | $172,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,800 | $172,000 | thousands by filing date | put |
| FULGENT GENETICS INC | 359664109 | COM | 3,292 | $172,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,249 | $172,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 14,743 | $172,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 2,500 | $172,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 142,000 | $172,000 | thousands by filing date | principal |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 3,861 | $171,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 11,531 | $171,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 6,161 | $171,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 57,300 | $171,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 25,633 | $171,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 5,392 | $170,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 17,556 | $170,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,518 | $170,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 6,036 | $170,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 3,119 | $169,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 3,239 | $169,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 9,618 | $169,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 8,430 | $169,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 40,114 | $168,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 5,063 | $168,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,563 | $168,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 9,757 | $168,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,104 | $167,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 22,273 | $167,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 15,120 | $167,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 10,721 | $167,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 8,301 | $167,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 4,773 | $167,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 8,694 | $167,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 14,719 | $167,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,665 | $166,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,950 | $165,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 20,000 | $165,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 7,636 | $165,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 4,183 | $165,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 6,254 | $165,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 17,880 | $165,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 147,000 | $164,000 | thousands by filing date | principal |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 7,660 | $164,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 12,646 | $164,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 5,909 | $164,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 162,000 | $164,000 | thousands by filing date | principal |
| SIERRA WIRELESS INC | 826516106 | COM | 11,291 | $164,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 11,585 | $163,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 4,588 | $163,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 4,028 | $162,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 932 | $162,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 16,046 | $162,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 4,672 | $162,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 6,350 | $162,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,300 | $161,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 51,462 | $161,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,929 | $161,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,452 | $161,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,762 | $161,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 12,549 | $161,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 15,000 | $161,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 6,262 | $160,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 8,000 | $160,000 | thousands by filing date | put |
| Prologis,Inc. | 74340W103 | COM | 1,600 | $159,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 26,000 | $159,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 1,500 | $159,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 40,824 | $159,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 11,008 | $159,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 2,575 | $158,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,116 | $158,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 158,000 | $158,000 | thousands by filing date | principal |
| ISHARES TR | 46435G243 | COM | 6,000 | $157,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 33,600 | $157,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4,153 | $157,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 2,486 | $157,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 122,000 | $157,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 4,533 | $156,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 8,605 | $156,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 8,831 | $156,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,350 | $156,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,000 | $155,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 14,765 | $155,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 6,984 | $155,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 9,743 | $155,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 3,142 | $155,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 6,400 | $155,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 42,100 | $154,000 | thousands by filing date | put |
| ARCOSA INC COM | 039653100 | Stock | 2,800 | $154,000 | thousands by filing date | put |
| PROPETRO HLDG CORP | 74347M108 | COM | 20,780 | $154,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,658 | $154,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,200 | $153,000 | thousands by filing date | put |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 9,060 | $153,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,188 | $153,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 8,563 | $153,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 5,428 | $153,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 8,461 | $153,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 9,166 | $153,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,941 | $153,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,000 | $153,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,000 | $152,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,600 | $152,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 848 | $152,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 7,604 | $152,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,253 | $152,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 7,086 | $152,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 26,700 | $152,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 6,600 | $151,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,117 | $151,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 4,806 | $151,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 2,186 | $151,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 19,025 | $151,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 5,313 | $151,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 3,469 | $151,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 218,995 | $151,000 | thousands by filing date | call |
| Pimco Income Oppty Fund | 72202B100 | COM | 5,974 | $151,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 151,000 | $151,000 | thousands by filing date | principal |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 7,700 | $150,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 8,109 | $150,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,391 | $150,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 4,700 | $150,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 9,937 | $150,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 2,648 | $149,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 5,064 | $149,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 4,830 | $149,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 19,900 | $148,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 7,061 | $148,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 9,679 | $148,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 7,790 | $148,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 4,000 | $148,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 58,900 | $148,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 19,700 | $147,000 | thousands by filing date | call |
| CLEARPOINT NEURO INC | 18507C103 | COM | 9,255 | $147,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 8,161 | $147,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 12,191 | $147,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 11,547 | $147,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,200 | $146,000 | thousands by filing date | put |
| IMPINJ INC | 453204109 | COM | 3,476 | $146,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 35,117 | $146,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,751 | $146,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 5,828 | $146,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 3,600 | $146,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 2,483 | $146,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,334 | $145,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 10,261 | $145,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 5,630 | $145,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 7,889 | $145,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,000 | $144,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 1,200 | $144,000 | thousands by filing date | put |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 4,508 | $144,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 3,885 | $144,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 16,163 | $143,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 12,853 | $143,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 8,130 | $143,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 9,584 | $143,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 12,700 | $142,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 12,164 | $142,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 5,466 | $141,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 6,481 | $141,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 8,224 | $141,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 7,917 | $141,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 24,234 | $141,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 891 | $140,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 5,270 | $140,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 26,200 | $140,000 | thousands by filing date | call |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 14,355 | $140,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,901 | $140,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 17,100 | $140,000 | thousands by filing date | put |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 11,980 | $140,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 7,361 | $139,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,700 | $139,000 | thousands by filing date | call |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 7,782 | $139,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,471 | $139,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,800 | $139,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 14,883 | $139,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 22,449 | $139,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 11,662 | $139,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 91,440 | $138,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 6,715 | $138,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 3,164 | $138,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 9,260 | $138,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 5,545 | $138,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 4,239 | $137,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 9,513 | $137,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 7,229 | $137,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,532 | $137,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,499 | $137,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 85,624 | $136,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,000 | $136,000 | thousands by filing date | call |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 8,365 | $136,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 11,695 | $136,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 9,296 | $136,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 3,610 | $136,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 9,977 | $136,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 12,036 | $135,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 2,577 | $135,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 31,914 | $135,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 4,668 | $135,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 32,133 | $135,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,009 | $134,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 4,391 | $134,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 19,018 | $134,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 16,201 | $134,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 15,079 | $134,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 33,670 | $134,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 5,260 | $134,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,000 | $133,000 | thousands by filing date | put |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 13,500 | $133,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,078 | $133,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 2,618 | $133,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 12,400 | $133,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 2,877 | $133,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 10,542 | $132,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 7,000 | $132,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 7,931 | $132,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 4,461 | $132,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 9,794 | $132,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 151,994 | $132,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,300 | $131,000 | thousands by filing date | call |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 5,125 | $131,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 2,500 | $131,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,399 | $131,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 17,839 | $131,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 2,365 | $131,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 7,895 | $131,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 4,361 | $131,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 12,048 | $131,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 6,000 | $130,000 | thousands by filing date | call |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 28,319 | $130,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 4,400 | $130,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 2,473 | $130,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 12,465 | $130,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 3,454 | $130,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 19,000 | $130,000 | thousands by filing date | put |
| AVID BIOSERVICES INC | 05368M106 | COM | 11,265 | $130,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 6,861 | $130,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 3,100 | $129,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 6,300 | $129,000 | thousands by filing date | put |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,258 | $129,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 2,784 | $129,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 11,100 | $129,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 27,845 | $129,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 46,624 | $129,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 3,431 | $129,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 7,568 | $128,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 4,112 | $128,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 4,506 | $128,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 15,021 | $127,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,800 | $127,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 7,271 | $127,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 7,273 | $127,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 4,791 | $127,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 11,937 | $127,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 7,448 | $127,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 5,100 | $126,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 3,156 | $126,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 2,032 | $126,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 860 | $126,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,160 | $126,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 894 | $126,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 59,000 | $126,000 | thousands by filing date | principal |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,763 | $125,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 8,025 | $125,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 4,040 | $125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 2,612 | $125,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 800 | $125,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 20,369 | $124,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 7,100 | $124,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 8,293 | $124,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,568 | $124,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,616 | $124,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 12,254 | $124,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 1,731 | $124,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 10,800 | $124,000 | thousands by filing date | call |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 5,140 | $124,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 49,200 | $124,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 800 | $123,000 | thousands by filing date | put |
| INMODE LTD SHS | M5425M103 | Stock | 2,600 | $123,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 4,800 | $123,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,907 | $123,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,700 | $123,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 1,700 | $123,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 43,827 | $123,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 4,400 | $123,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 131,000 | $123,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 4,822 | $122,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,082 | $122,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 3,689 | $122,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 6,760 | $122,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 9,254 | $122,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,100 | $121,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 615 | $121,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 800 | $121,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 18,528 | $121,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 8,817 | $121,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 7,638 | $121,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 23,029 | $121,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 1,598 | $120,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 9,814 | $120,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 1,951 | $120,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,008 | $120,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 16,833 | $120,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 2,189 | $120,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 4,981 | $120,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 7,719 | $119,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 37,363 | $119,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 3,047 | $118,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,717 | $118,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 11,600 | $118,000 | thousands by filing date | put |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 2,815 | $118,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 4,374 | $118,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 8,484 | $118,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 4,240 | $118,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 23,989 | $118,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 4,212 | $117,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 6,600 | $117,000 | thousands by filing date | put |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,400 | $117,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 693 | $117,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,754 | $117,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 15,819 | $117,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,997 | $117,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 15,811 | $117,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 4,943 | $117,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 83,000 | $117,000 | thousands by filing date | principal |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,490 | $116,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 3,498 | $116,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 3,514 | $116,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,638 | $116,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 24,104 | $116,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 84,100 | $116,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 9,521 | $116,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 14,100 | $116,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 4,700 | $115,000 | thousands by filing date | call |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 2,747 | $115,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 4,188 | $115,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 6,505 | $115,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 2,398 | $115,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 13,000 | $114,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 3,736 | $114,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,500 | $114,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 14,337 | $114,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 2,332 | $114,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 4,878 | $114,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 13,112 | $114,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 57,496 | $114,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 6,354 | $113,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 7,651 | $113,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 7,127 | $113,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 3,362 | $113,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 4,365 | $113,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 2,721 | $113,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 82,000 | $113,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 5,298 | $112,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 7,380 | $112,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 1,798 | $112,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 3,954 | $112,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 6,158 | $112,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 3,304 | $112,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 8,896 | $112,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 3,643 | $112,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 15,089 | $112,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 6,200 | $111,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 10,300 | $111,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 2,300 | $111,000 | thousands by filing date | call |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,467 | $111,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 4,104 | $111,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 2,100 | $111,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 12,790 | $111,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 3,817 | $111,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,000 | $110,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,200 | $110,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 3,891 | $110,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 2,951 | $110,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 4,000 | $110,000 | thousands by filing date | put |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 3,294 | $110,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,836 | $110,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 7,829 | $110,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,109 | $110,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 8,926 | $109,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,000 | $109,000 | thousands by filing date | call |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 7,519 | $109,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,451 | $109,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 6,741 | $109,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 18,743 | $109,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,554 | $108,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 4,843 | $108,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 15,070 | $108,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 4,290 | $107,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 14,100 | $107,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 6,920 | $107,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 518 | $107,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 1,885 | $107,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,796 | $107,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 5,704 | $106,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,600 | $106,000 | thousands by filing date | call |
| USA TODAY CO INC | 36472T109 | COM | 31,502 | $106,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 6,201 | $106,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 3,896 | $106,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 5,300 | $106,000 | thousands by filing date | call |
| LUTHER BURBANK CORP | 550550107 | COM | 10,790 | $106,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 5,494 | $106,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 400 | $105,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 24,793 | $105,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 2,898 | $105,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 15,138 | $105,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 7,955 | $105,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 6,599 | $105,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000037 | this filing | 2021-02-11 | acceptance time not in the bulk data set |