13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 7,410 holding rows worth $169,392,312,000.
- Accession
- 0000831001-21-000037
- Filer
- CIK 831001
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 15,887 entries on the cover page, a total value of $169,392,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,392,312,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 7,150 | $360,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 23,589 | $360,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 15,827 | $358,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 43,400 | $358,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 18,656 | $358,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 66,049 | $358,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 26,964 | $356,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 16,200 | $355,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 5,352 | $355,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 33,198 | $355,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,764 | $355,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 24,054 | $355,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 31,779 | $354,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 9,683 | $354,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 10,998 | $354,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 9,384 | $353,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 16,338 | $353,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 13,215 | $352,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 7,058 | $352,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 9,348 | $351,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 40,000 | $351,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 15,200 | $351,000 | thousands by filing date | call |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 7,965 | $350,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 5,963 | $350,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 87,768 | $350,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 50,663 | $349,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,892 | $349,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 22,424 | $349,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 25,047 | $349,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 64,766 | $346,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 22,800 | $345,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 319,000 | $345,000 | thousands by filing date | principal |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 9,650 | $344,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 8,234 | $343,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 42,499 | $343,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 4,495 | $343,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 22,474 | $343,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 3,892 | $343,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 23,295 | $343,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 8,314 | $342,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 4,597 | $342,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 41,839 | $342,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 19,873 | $342,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 14,008 | $342,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 10,334 | $342,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,400 | $341,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 17,000 | $341,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 16,200 | $341,000 | thousands by filing date | put |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 19,085 | $341,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 55,900 | $340,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 37,684 | $340,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 7,305 | $340,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 20,000 | $340,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 18,873 | $339,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 8,395 | $339,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 19,231 | $338,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 2,710 | $338,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 21,419 | $337,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 6,327 | $337,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 74,508 | $337,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 19,268 | $337,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 15,500 | $336,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,794 | $336,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 10,514 | $336,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 80,000 | $336,000 | thousands by filing date | principal |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 12,130 | $335,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 79,704 | $335,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 16,700 | $335,000 | thousands by filing date | put |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 10,214 | $335,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 38,253 | $335,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 31,520 | $333,000 | thousands by filing date | call |
| S & T BANCORP INC COM | 783859101 | Stock | 13,383 | $333,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 71,200 | $333,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 13,500 | $333,000 | thousands by filing date | call |
| AVAYA HLDGS CORP | 05351X101 | COM | 17,400 | $333,000 | thousands by filing date | call |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 6,912 | $332,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 32,852 | $332,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 53,300 | $332,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,400 | $330,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 4,300 | $330,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 38,158 | $330,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 8,443 | $328,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 19,296 | $328,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 13,000 | $327,000 | thousands by filing date | call |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 11,970 | $326,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 9,000 | $326,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 4,448 | $326,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 18,350 | $326,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 31,800 | $326,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 16,525 | $325,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 8,052 | $325,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 192,540 | $325,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 59,800 | $324,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 72,434 | $324,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 10,429 | $323,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 9,287 | $322,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 7,500 | $322,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 49,716 | $322,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 7,091 | $321,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 24,758 | $321,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 13,563 | $321,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 5,294 | $321,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 46,477 | $321,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 21,770 | $321,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 45,265 | $320,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 121,400 | $319,000 | thousands by filing date | put |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 21,814 | $318,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 32,563 | $318,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,800 | $318,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 71,731 | $318,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 30,051 | $317,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 9,261 | $317,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 42,600 | $315,000 | thousands by filing date | put |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 34,621 | $315,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 23,949 | $315,000 | thousands by filing date | call |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 319,000 | $315,000 | thousands by filing date | principal |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 6,461 | $314,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 91,887 | $314,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 1,460 | $314,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 22,773 | $314,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 8,306 | $313,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 21,690 | $313,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,800 | $312,000 | thousands by filing date | call |
| NEWMARK GROUP INC | 65158N102 | CL A | 42,815 | $312,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,871 | $312,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 4,195 | $312,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 7,117 | $311,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 4,240 | $310,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 9,500 | $310,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 15,700 | $310,000 | thousands by filing date | call |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 21,700 | $310,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 4,461 | $310,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 4,500 | $309,000 | thousands by filing date | put |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 21,564 | $309,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 18,200 | $308,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 23,404 | $308,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 23,359 | $308,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 14,858 | $308,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,100 | $307,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 8,000 | $306,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 2,400 | $306,000 | thousands by filing date | call |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 7,045 | $306,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 90,000 | $304,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,860 | $304,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 88,235 | $304,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,494 | $303,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 39,856 | $303,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 22,100 | $303,000 | thousands by filing date | call |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 44,193 | $303,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 26,500 | $303,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 13,245 | $302,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 6,228 | $302,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 46,418 | $302,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 25,000 | $301,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 2,600 | $301,000 | thousands by filing date | call |
| EPLUS INC | 294268107 | COM | 3,428 | $301,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 6,919 | $301,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 5,000 | $300,000 | thousands by filing date | call |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 23,562 | $300,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 4,806 | $300,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 62,500 | $300,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,900 | $299,000 | thousands by filing date | call |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 28,163 | $299,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 4,100 | $299,000 | thousands by filing date | call |
| INOGEN INC | 45780L104 | COM | 6,703 | $299,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 42,095 | $299,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,272 | $298,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 43,183 | $298,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 38,241 | $297,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 36,852 | $297,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 4,887 | $296,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,100 | $296,000 | thousands by filing date | call |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 24,494 | $296,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 4,338 | $296,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 37,557 | $296,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 5,661 | $295,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 35,448 | $295,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 17,532 | $294,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,037 | $294,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 13,802 | $294,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 9,800 | $294,000 | thousands by filing date | put |
| Shopify Inc | 82509LAA5 | Convertible bond | 250,000 | $294,000 | thousands by filing date | principal |
| HANGER INC | 41043F208 | COMMON STOCK | 13,355 | $294,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 6,400 | $293,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,500 | $293,000 | thousands by filing date | put |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 8,643 | $293,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 18,261 | $292,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 4,205 | $292,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 14,526 | $292,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 9,908 | $292,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 47,200 | $291,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 14,296 | $291,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,406 | $291,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 50,548 | $291,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 8,294 | $290,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 25,678 | $290,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,950 | $289,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 15,988 | $289,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 34,598 | $289,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 11,062 | $288,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 6,066 | $288,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 10,650 | $288,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 36,677 | $288,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 45,307 | $287,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 14,772 | $287,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,420 | $286,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 71,521 | $286,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 47,187 | $285,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 21,700 | $285,000 | thousands by filing date | call |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 18,766 | $285,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 84,017 | $284,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 25,000 | $284,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 29,000 | $284,000 | thousands by filing date | principal |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 9,459 | $283,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 11,182 | $283,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 15,000 | $283,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 15,286 | $283,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 7,608 | $283,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 6,608 | $282,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,388 | $282,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 13,077 | $282,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,763 | $282,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 10,000 | $280,000 | thousands by filing date | put |
| SEAGEN INC | 81181C104 | COM | 1,600 | $280,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 131,057 | $280,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 18,354 | $279,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 17,300 | $279,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,965 | $279,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8,600 | $279,000 | thousands by filing date | put |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 3,128 | $278,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 70,500 | $278,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 23,900 | $278,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 30,642 | $278,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 23,400 | $277,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,198 | $277,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 30,419 | $277,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 29,800 | $276,000 | thousands by filing date | put |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 19,473 | $276,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 42,300 | $276,000 | thousands by filing date | put |
| NATURA &CO HLDG S A | 63884N108 | ADR | 13,800 | $276,000 | thousands by filing date | put |
| DPCM CAPITAL, INC. | 23344P200 | COM | 25,000 | $276,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 42,475 | $275,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 4,332 | $275,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 13,589 | $275,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 3,191 | $275,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 41,801 | $274,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 5,876 | $274,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,500 | $273,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 1,873 | $273,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 4,437 | $272,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 17,587 | $272,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,230 | $271,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 11,386 | $269,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 16,878 | $269,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 9,726 | $269,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 23,535 | $269,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 50,795 | $268,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 8,473 | $268,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 60,066 | $267,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 40,312 | $267,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 17,134 | $267,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 26,172 | $267,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 3,671 | $266,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 10,502 | $265,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 12,356 | $265,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 54,566 | $265,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 28,000 | $265,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 13,817 | $264,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 7,825 | $264,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,600 | $264,000 | thousands by filing date | call |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 25,000 | $264,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 5,200 | $263,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 4,274 | $263,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 29,910 | $262,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,700 | $262,000 | thousands by filing date | call |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 8,825 | $262,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 5,634 | $262,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 10,697 | $262,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 9,380 | $261,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 48,503 | $261,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 7,179 | $261,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 25,000 | $261,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,247 | $260,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 2,326 | $260,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 7,684 | $260,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,667 | $259,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 24,000 | $259,000 | thousands by filing date | call |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 6,200 | $259,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 1,686 | $259,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 213,855 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,578 | $258,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 24,350 | $258,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 25,000 | $258,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 12,800 | $257,000 | thousands by filing date | call |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 4,000 | $257,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 3,316 | $257,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 32,647 | $257,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,305 | $256,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 19,253 | $256,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 22,187 | $256,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 11,300 | $254,000 | thousands by filing date | call |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 21,131 | $254,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,800 | $253,000 | thousands by filing date | call |
| NELNET INC | 64031N108 | CL A | 3,553 | $253,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 28,835 | $253,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 13,850 | $253,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 22,300 | $253,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 18,200 | $253,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 2,373 | $252,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 14,723 | $252,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 4,351 | $252,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 8,760 | $252,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,500 | $251,000 | thousands by filing date | put |
| AMERICAN WELL CORP | 03044L105 | CL A | 9,893 | $251,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 38,259 | $251,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 200,000 | $251,000 | thousands by filing date | principal |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 13,077 | $251,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328109 | COM CL A | 16,657 | $251,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 17,493 | $250,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 31,388 | $250,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 13,414 | $250,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 16,326 | $250,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,463 | $249,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 14,716 | $249,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 9,805 | $248,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,600 | $248,000 | thousands by filing date | put |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 4,561 | $248,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 79,204 | $248,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 7,805 | $248,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4,932 | $247,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 13,743 | $247,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 8,308 | $247,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,856 | $246,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,400 | $246,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 18,213 | $246,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 6,458 | $246,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 9,500 | $246,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 39,094 | $245,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 6,444 | $245,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 13,557 | $245,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 3,640 | $244,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 4,512 | $244,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 20,500 | $244,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 17,369 | $243,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 3,922 | $243,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 2,995 | $243,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,900 | $242,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,500 | $242,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 19,541 | $242,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 61,427 | $242,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 34,500 | $242,000 | thousands by filing date | put |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,838 | $241,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 23,526 | $241,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,893 | $241,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 36,700 | $241,000 | thousands by filing date | put |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 15,111 | $241,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 236,000 | $241,000 | thousands by filing date | principal |
| Apollo Global Management Inc | 03768E105 | COM CL A | 4,900 | $240,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 23,214 | $239,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 7,470 | $239,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 26,500 | $239,000 | thousands by filing date | put |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 15,894 | $239,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 20,820 | $238,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 8,400 | $238,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 20,000 | $238,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 16,515 | $236,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 4,943 | $236,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 10,098 | $236,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 3,073 | $236,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 4,264 | $236,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,781 | $235,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 7,165 | $234,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 6,707 | $234,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 11,765 | $234,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 6,099 | $234,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 27,270 | $234,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,700 | $233,000 | thousands by filing date | put |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 3,306 | $233,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 7,200 | $230,000 | thousands by filing date | put |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 16,054 | $230,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 4,866 | $230,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 13,530 | $230,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 16,422 | $229,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 15,691 | $229,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 107,631 | $228,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 355 | $228,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 100,000 | $228,000 | thousands by filing date | principal |
| Progressive Corporation | 743315103 | COM | 2,300 | $227,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,800 | $227,000 | thousands by filing date | call |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 9,803 | $227,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 1,982 | $227,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 5,335 | $226,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,636 | $226,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 37,200 | $226,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 3,002 | $226,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,600 | $225,000 | thousands by filing date | call |
| SPROTT INC | 852066208 | COM NEW | 7,744 | $225,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 4,791 | $225,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 9,093 | $225,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 11,400 | $224,000 | thousands by filing date | put |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 11,165 | $224,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 5,215 | $224,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,762 | $223,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 101,300 | $223,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,300 | $223,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 1,600 | $222,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 24,213 | $222,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 7,105 | $222,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 7,600 | $222,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 29,900 | $222,000 | thousands by filing date | call |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 7,341 | $222,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 164,000 | $222,000 | thousands by filing date | principal |
| APOGEE ENTERPRISES INC | 037598109 | COM | 6,976 | $221,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 49,899 | $221,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 14,608 | $221,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 6,160 | $220,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 35,820 | $219,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 16,602 | $219,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 26,479 | $219,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,500 | $219,000 | thousands by filing date | put |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 15,100 | $219,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 18,300 | $218,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 4,895 | $218,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,176 | $218,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 6,176 | $218,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 20,000 | $218,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 24,824 | $217,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 7,199 | $217,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 20,600 | $217,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,647 | $217,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 12,452 | $217,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 2,744 | $217,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 11,033 | $216,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 2,300 | $215,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 16,619 | $215,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 5,800 | $215,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 32,629 | $215,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 47,982 | $214,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 7,203 | $214,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 56,218 | $214,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 14,600 | $213,000 | thousands by filing date | call |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 6,846 | $213,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 44,300 | $213,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,730 | $212,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 27,794 | $212,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,020 | $211,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,000 | $211,000 | thousands by filing date | put |
| LAKELAND BANCORP INC | 511637100 | COM | 16,590 | $211,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 214,600 | $211,000 | thousands by filing date | call |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 13,775 | $210,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 13,612 | $210,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 12,407 | $210,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 14,215 | $209,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 8,600 | $209,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 24,712 | $209,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 5,730 | $208,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 28,099 | $208,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 5,882 | $208,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 10,559 | $208,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,346 | $207,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 18,500 | $207,000 | thousands by filing date | put |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 10,460 | $207,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 69,400 | $207,000 | thousands by filing date | put |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 12,800 | $207,000 | thousands by filing date | put |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 7,093 | $206,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 6,442 | $206,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 11,540 | $206,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 12,934 | $206,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 12,200 | $205,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 4,333 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 7,300 | $204,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 4,067 | $204,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 11,363 | $204,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 8,197 | $204,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 14,324 | $204,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 19,400 | $203,000 | thousands by filing date | call |
| SmileDirectClub Inc | 83192H106 | COM | 17,000 | $203,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 50,124 | $202,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,000 | $201,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 33,564 | $201,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 14,916 | $201,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 13,293 | $201,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 4,860 | $201,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 18,205 | $201,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 3,007 | $200,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 3,139 | $200,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 20,000 | $200,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,200 | $199,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 5,188 | $199,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,300 | $199,000 | thousands by filing date | call |
| U S CONCRETE INC | 90333L201 | COM | 4,980 | $199,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 12,528 | $199,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 14,159 | $199,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 15,633 | $199,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 6,999 | $199,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 11,988 | $199,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 20,000 | $199,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 2,940 | $198,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 4,887 | $198,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 20,577 | $198,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000037 | this filing | 2021-02-11 | acceptance time not in the bulk data set |