13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 7,410 holding rows worth $169,392,312,000.
- Accession
- 0000831001-21-000037
- Filer
- CIK 831001
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 15,887 entries on the cover page, a total value of $169,392,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,392,312,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIPTREE INC | 88822Q103 | COM | 4,968 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,166 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 300 | $25,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,300 | $25,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 1,325 | $25,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 428 | $25,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 8,825 | $25,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 666 | $25,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,100 | $25,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 15,000 | $25,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 10,000 | $25,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 20,000 | $25,000 | thousands by filing date | principal |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 2,502 | $25,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 943 | $25,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 3,100 | $25,000 | thousands by filing date | put |
| BG STAFFING INC | 05544A109 | COM | 1,820 | $25,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 13,000 | $25,000 | thousands by filing date | principal |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 3,339 | $25,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 9,331 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 388 | $24,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 12,468 | $24,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 560 | $24,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 1,258 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 500 | $24,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 413 | $24,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 1,165 | $24,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 1,674 | $24,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 4,632 | $24,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,597 | $24,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 3,155 | $24,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,669 | $24,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 10,507 | $24,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,995 | $24,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 660 | $24,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,006 | $24,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,802 | $24,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 300 | $24,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 8,417 | $24,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,926 | $24,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 2,765 | $24,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 820 | $24,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 3,220 | $24,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 4,112 | $24,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 3,339 | $24,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,862 | $24,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 2,000 | $24,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 1,749 | $24,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 500 | $23,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,150 | $23,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2,261 | $23,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 1,441 | $23,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 300 | $23,000 | thousands by filing date | call |
| VERTEX INC | 92538J106 | CL A | 648 | $23,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 208 | $23,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 1,530 | $23,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,410 | $23,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 849 | $23,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 690 | $23,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 2,183 | $23,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,600 | $23,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,056 | $23,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 500 | $23,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,359 | $23,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 930 | $23,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,518 | $23,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,285 | $23,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 900 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 200 | $23,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 6,420 | $23,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 6,300 | $23,000 | thousands by filing date | put |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 352 | $23,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 22,636 | $23,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,516 | $23,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 5,623 | $23,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 4,583 | $23,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 3,247 | $23,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 14,700 | $23,000 | thousands by filing date | call |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 891 | $23,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 702 | $23,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 1,406 | $22,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 2,480 | $22,000 | thousands by filing date | call |
| ARCOSA INC COM | 039653100 | Stock | 400 | $22,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 200 | $22,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 6,752 | $22,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,600 | $22,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,489 | $22,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 200 | $22,000 | thousands by filing date | put |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,504 | $22,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 889 | $22,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 1,103 | $22,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,756 | $22,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,038 | $22,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,283 | $22,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 720 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 440 | $22,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 4,123 | $22,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 9,300 | $22,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 300 | $22,000 | thousands by filing date | call |
| KBR INC | 48242WAB2 | BOND | 16,000 | $22,000 | thousands by filing date | principal |
| PG&E CORP | 69331C140 | CONV | 177 | $22,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 16,000 | $22,000 | thousands by filing date | principal |
| PC TEL INC | 69325Q105 | COM | 3,383 | $22,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 6,330 | $22,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 5,696 | $21,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 100 | $21,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 400 | $21,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 360 | $21,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 6,425 | $21,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 1,800 | $21,000 | thousands by filing date | put |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,264 | $21,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 1,512 | $21,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 5,354 | $21,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 9,366 | $21,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 2,948 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 576 | $21,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 3,907 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,804 | $21,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 8,367 | $21,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 1,050 | $21,000 | thousands by filing date | put |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 16,000 | $21,000 | thousands by filing date | principal |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 10,586 | $21,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 853 | $21,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 573 | $21,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 11,500 | $21,000 | thousands by filing date | call |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 1,368 | $21,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 3,260 | $21,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 750 | $21,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 11,128 | $21,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 2,184 | $21,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 1,963 | $21,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,526 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,275 | $20,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 499 | $20,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 4,648 | $20,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,837 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 361 | $20,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,720 | $20,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 1,296 | $20,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 1,202 | $20,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 900 | $20,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,600 | $20,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 261 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 2,509 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,350 | $20,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,500 | $20,000 | thousands by filing date | put |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 1,505 | $20,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 975 | $20,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 944 | $20,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 862 | $20,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,300 | $20,000 | thousands by filing date | put |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 859 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,000 | $20,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,775 | $20,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 12,700 | $20,000 | thousands by filing date | put |
| TELLURIAN INC NEW | 87968A104 | COM | 15,600 | $20,000 | thousands by filing date | put |
| FONAR CORP | 344437405 | COM NEW | 1,147 | $20,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 2,831 | $20,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 4,805 | $20,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 5,089 | $20,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 13,100 | $20,000 | thousands by filing date | put |
| EXICURE INC | 30205M101 | COM | 11,178 | $20,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 995 | $20,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 22,000 | $20,000 | thousands by filing date | principal |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 8,100 | $20,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 2,704 | $20,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,219 | $19,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 237 | $19,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 654 | $19,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,946 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 225 | $19,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 500 | $19,000 | thousands by filing date | call |
| OHIO VY BANC CORP | 677719106 | COM | 823 | $19,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 2,598 | $19,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,200 | $19,000 | thousands by filing date | put |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 300 | $19,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 4,225 | $19,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 1,071 | $19,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 3,601 | $19,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 7,314 | $19,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,713 | $19,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 2,574 | $19,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 2,436 | $19,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,256 | $19,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 667 | $19,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 1,294 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 270 | $19,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 714 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 971 | $19,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 250 | $19,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,628 | $19,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 444 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 485 | $19,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 3,023 | $19,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 390 | $19,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,043 | $19,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 7,621 | $19,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 4,951 | $19,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 10,000 | $19,000 | thousands by filing date | principal |
| O'Shares Global Internet | 67110P704 | COM | 345 | $19,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 531 | $19,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,700 | $19,000 | thousands by filing date | call |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 4,639 | $19,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 2,644 | $19,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 2,889 | $19,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 15,085 | $19,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 2,000 | $19,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 1,445 | $19,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 869 | $19,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,000 | $18,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 100 | $18,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,900 | $18,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 6,000 | $18,000 | thousands by filing date | put |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 2,500 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 367 | $18,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 640 | $18,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 871 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 595 | $18,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,300 | $18,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,101 | $18,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,800 | $18,000 | thousands by filing date | call |
| PAMT CORP | 693149106 | COMMON STOCK | 366 | $18,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 943 | $18,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 1,190 | $18,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 11,790 | $18,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,133 | $18,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 768 | $18,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 7,756 | $18,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 800 | $18,000 | thousands by filing date | call |
| CITIZENS HLDG CO MISS | 174715102 | COM | 846 | $18,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 8,000 | $18,000 | thousands by filing date | principal |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 2,160 | $18,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 5,447 | $18,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,000 | $17,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 112 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 300 | $17,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 714 | $17,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,521 | $17,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 1,194 | $17,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 550 | $17,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 2,389 | $17,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 7,454 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,001 | $17,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 2,737 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 300 | $17,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 8,104 | $17,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 1,677 | $17,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 2,896 | $17,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,200 | $17,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 1,614 | $17,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 1,576 | $17,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,403 | $17,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,300 | $17,000 | thousands by filing date | put |
| ATLAS CORP | Y0436Q109 | COM | 1,533 | $17,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 5,802 | $17,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 3,677 | $17,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 4,437 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 2,440 | $17,000 | thousands by filing date | put |
| CERECOR INC | 15671L109 | COM | 6,451 | $17,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 577 | $17,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 180 | $16,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 600 | $16,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,200 | $16,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 100 | $16,000 | thousands by filing date | call |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 1,320 | $16,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 200 | $16,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 2,300 | $16,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 200 | $16,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 500 | $16,000 | thousands by filing date | put |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 500 | $16,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 4,100 | $16,000 | thousands by filing date | call |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,281 | $16,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 685 | $16,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 624 | $16,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 3,257 | $16,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 5,000 | $16,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 400 | $16,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 13,399 | $16,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 570 | $16,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 15,000 | $16,000 | thousands by filing date | principal |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 928 | $16,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 2,000 | $16,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 539 | $15,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 230 | $15,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 300 | $15,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 300 | $15,000 | thousands by filing date | call |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 5,080 | $15,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 700 | $15,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 100 | $15,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 700 | $15,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 600 | $15,000 | thousands by filing date | put |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,096 | $15,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 773 | $15,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 500 | $15,000 | thousands by filing date | put |
| CENTRAL SECURITIES CORP | 155123102 | COM | 467 | $15,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,295 | $15,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 525 | $15,000 | thousands by filing date | put |
| IMMATICS N.V | N44445109 | SHS | 1,421 | $15,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 800 | $15,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 399 | $15,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,327 | $15,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 26 | $15,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 6,866 | $15,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,000 | $15,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 566 | $15,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,720 | $15,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 3,414 | $15,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 1,825 | $15,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 7,202 | $15,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 1,254 | $15,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,000 | $15,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 2,817 | $15,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 11,865 | $15,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 16,000 | $15,000 | thousands by filing date | principal |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 1,019 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 122 | $14,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 1,228 | $14,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 100 | $14,000 | thousands by filing date | put |
| BRP INC COM SUN VTG | 05577W200 | Stock | 215 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 298 | $14,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,000 | $14,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 6,837 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 375 | $14,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,600 | $14,000 | thousands by filing date | call |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 1,310 | $14,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 784 | $14,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 200 | $14,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 3,200 | $14,000 | thousands by filing date | call |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,630 | $14,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 4,999 | $14,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,867 | $14,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,130 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 200 | $14,000 | thousands by filing date | call |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 807 | $14,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 2,000 | $14,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 3,622 | $14,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 675 | $14,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 3,159 | $14,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 3,067 | $14,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 5,700 | $14,000 | thousands by filing date | call |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 20,000 | $14,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,100 | $14,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 1,265 | $14,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 2,586 | $14,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 13,603 | $14,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 2,930 | $14,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 1,300 | $14,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 12,000 | $14,000 | thousands by filing date | principal |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1,094 | $14,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q208 | UNIT 05/15/2026 | 700 | $14,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,189 | $13,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 107 | $13,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 100 | $13,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,064 | $13,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 150 | $13,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 900 | $13,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 158 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 200 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 106 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 477 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 911 | $13,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,000 | $13,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 760 | $13,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,000 | $13,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 2,674 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,000 | $13,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 1,352 | $13,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,314 | $13,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 9,826 | $13,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 476 | $13,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 1,226 | $13,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 255 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 17,000 | $13,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 300 | $13,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,912 | $13,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 2,324 | $13,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 5,508 | $13,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 5,665 | $13,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 4,288 | $13,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 227 | $12,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 200 | $12,000 | thousands by filing date | call |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 400 | $12,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 783 | $12,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 3,900 | $12,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,452 | $12,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 776 | $12,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,445 | $12,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 916 | $12,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 637 | $12,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 10,016 | $12,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 300 | $12,000 | thousands by filing date | put |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,000 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 500 | $12,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 500 | $12,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,117 | $12,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 600 | $12,000 | thousands by filing date | call |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 3,920 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 100 | $12,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 550 | $12,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 764 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 100 | $12,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 8,726 | $12,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 770 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 325 | $12,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 10,000 | $12,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 5,692 | $12,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 4,400 | $12,000 | thousands by filing date | put |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 11,000 | $12,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 3,000 | $12,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 10,000 | $12,000 | thousands by filing date | principal |
| GAMIDA CELL LTD | M47364100 | SHS | 1,487 | $12,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 1,000 | $12,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 1,268 | $12,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 2,158 | $11,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 300 | $11,000 | thousands by filing date | call |
| FS KKR CAP CORP | 302635206 | COM | 635 | $11,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 213 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 364 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 262 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 250 | $11,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 1,228 | $11,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,000 | $11,000 | thousands by filing date | call |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 3,419 | $11,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 4,024 | $11,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,694 | $11,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 3,900 | $11,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 200 | $11,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 8,000 | $11,000 | thousands by filing date | principal |
| BIOVIE INC | 09074F207 | COM | 625 | $11,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 1,650 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 1,640 | $11,000 | thousands by filing date | call |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 4,988 | $11,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 1,426 | $11,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 600 | $10,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 4,400 | $10,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 543 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 100 | $10,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 200 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 176 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 188 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 148 | $10,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 200 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 206 | $10,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 500 | $10,000 | thousands by filing date | put |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,100 | $10,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,705 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 720 | $10,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 1,358 | $10,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 2,113 | $10,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 5,891 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 271 | $10,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,247 | $10,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,510 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 13,000 | $10,000 | thousands by filing date | principal |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 358 | $10,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,521 | $10,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 1,500 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 253 | $10,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 1,147 | $10,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,000 | $10,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 812 | $10,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 408 | $10,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 1,241 | $10,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 7,000 | $10,000 | thousands by filing date | principal |
| Ampio Pharmaceuticals | 03209T109 | COM | 6,500 | $10,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 5,400 | $10,000 | thousands by filing date | call |
| CALYXT INC | 13173L107 | COM | 2,374 | $10,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 20,000 | $10,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 7,000 | $10,000 | thousands by filing date | principal |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 1,057 | $10,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 3,130 | $10,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 10,000 | $10,000 | thousands by filing date | principal |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 5,870 | $9,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 218 | $9,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 100 | $9,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 300 | $9,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,793 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 645 | $9,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,590 | $9,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 400 | $9,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 567 | $9,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 227 | $9,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,000 | $9,000 | thousands by filing date | call |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 1,017 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 65 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 116 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 200 | $9,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,300 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 260 | $9,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 620 | $9,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 7,000 | $9,000 | thousands by filing date | principal |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 801 | $9,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 1,163 | $9,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 10,000 | $9,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 9,000 | $9,000 | thousands by filing date | principal |
| GREENLANE HLDGS INC | 395330103 | CL A | 2,234 | $9,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 910 | $9,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 200 | $8,000 | thousands by filing date | call |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 281 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000037 | this filing | 2021-02-11 | acceptance time not in the bulk data set |