13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 7,410 holding rows worth $169,392,312,000.
- Accession
- 0000831001-21-000037
- Filer
- CIK 831001
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 15,887 entries on the cover page, a total value of $169,392,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,392,312,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 246,287 | $628,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 5,300 | $628,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 3,200 | $628,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 6,300 | $627,000 | thousands by filing date | put |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 12,020 | $625,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 23,570 | $625,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 35,591 | $624,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 33,820 | $623,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 19,881 | $623,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 20,189 | $622,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 70,086 | $621,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 10,295 | $619,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 14,858 | $618,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,000 | $616,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 29,739 | $616,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 46,500 | $616,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 9,800 | $615,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 279,200 | $614,000 | thousands by filing date | call |
| NCINO INC | 63947U107 | COM | 8,476 | $614,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 40,961 | $614,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 89,751 | $613,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 99,400 | $612,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 18,277 | $612,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 23,518 | $611,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 10,366 | $611,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 19,519 | $609,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,141 | $608,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 106,500 | $608,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 126,500 | $607,000 | thousands by filing date | call |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 15,263 | $607,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 9,700 | $605,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 14,715 | $605,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 24,500 | $604,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 3,962 | $603,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 33,860 | $601,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 45,300 | $600,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,200 | $599,000 | thousands by filing date | call |
| PLEXUS CORP COM | 729132100 | Stock | 7,646 | $598,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 126,802 | $596,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 8,284 | $596,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 6,553 | $595,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 25,600 | $594,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 19,949 | $594,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 28,753 | $594,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 50,000 | $593,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 40,762 | $592,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 14,729 | $592,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 15,299 | $591,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 29,575 | $591,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 54,659 | $590,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 21,610 | $590,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 23,823 | $589,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,982 | $589,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 22,277 | $588,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 13,575 | $588,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 40,314 | $588,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 33,749 | $587,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 70,100 | $585,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 27,177 | $585,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 36,344 | $584,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 8,800 | $584,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 39,220 | $583,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 11,207 | $581,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 83,800 | $581,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 24,800 | $580,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 29,800 | $580,000 | thousands by filing date | put |
| READY CAPITAL CORP | 75574U101 | COM | 46,453 | $579,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 8,000 | $578,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 32,882 | $578,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 19,169 | $577,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 37,295 | $577,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,000 | $575,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 2,700 | $574,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 34,200 | $574,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 8,770 | $574,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 69,458 | $574,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 19,374 | $573,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 8,237 | $572,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 19,643 | $572,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 19,600 | $571,000 | thousands by filing date | call |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 21,322 | $571,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 7,403 | $571,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 22,571 | $570,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,900 | $569,000 | thousands by filing date | put |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,634 | $568,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 47,722 | $568,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 18,987 | $568,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 13,400 | $566,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 50,711 | $566,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 50,094 | $566,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 8,300 | $565,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 17,450 | $565,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 30,231 | $565,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 19,330 | $564,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 28,102 | $564,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 17,400 | $564,000 | thousands by filing date | call |
| UPWORK INC | 91688F104 | COM | 16,300 | $563,000 | thousands by filing date | put |
| XPERI HLDG CORP | 98390M103 | COM | 26,950 | $563,000 | thousands by filing date | put |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 4,813 | $563,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 184,100 | $562,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 19,775 | $561,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 108,400 | $560,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 17,718 | $560,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 24,900 | $560,000 | thousands by filing date | put |
| VAPOTHERM INC | 922107107 | COM | 20,848 | $560,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 30,665 | $559,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 31,133 | $557,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 7,688 | $557,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 47,229 | $556,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 21,883 | $556,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 4,200 | $555,000 | thousands by filing date | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 37,590 | $555,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 220,767 | $555,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 74,261 | $554,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 19,800 | $554,000 | thousands by filing date | call |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 7,843 | $553,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 57,200 | $553,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 32,073 | $553,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 7,876 | $552,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 52,762 | $552,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 22,422 | $551,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 5,975 | $551,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 50,000 | $551,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 83,669 | $548,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 13,500 | $547,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 34,500 | $547,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 18,487 | $547,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 138,000 | $545,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,480 | $545,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 50,179 | $545,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 8,534 | $544,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 24,712 | $544,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 19,800 | $543,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 27,778 | $543,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 50,000 | $543,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 34,654 | $542,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 19,889 | $542,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 20,230 | $542,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 8,786 | $542,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 9,250 | $541,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 5,800 | $540,000 | thousands by filing date | put |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 48,700 | $540,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 23,300 | $538,000 | thousands by filing date | put |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 49,653 | $538,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 50,000 | $538,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 13,545 | $537,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 27,985 | $537,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 32,011 | $537,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 493,000 | $535,000 | thousands by filing date | principal |
| INTERSECT ENT INC | 46071F103 | COM | 23,323 | $534,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 28,410 | $533,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,100 | $532,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 27,343 | $531,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 250,600 | $531,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 7,431 | $531,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 12,245 | $530,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 30,630 | $529,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 19,777 | $528,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 98,548 | $525,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 50,000 | $525,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 50,000 | $525,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 14,023 | $524,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 61,800 | $524,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 11,416 | $523,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 39,719 | $523,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,800 | $522,000 | thousands by filing date | put |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 49,925 | $522,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 35,678 | $522,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 21,026 | $521,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 16,176 | $521,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 50,000 | $521,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 10,216 | $520,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 32,654 | $520,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 40,600 | $519,000 | thousands by filing date | call |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 31,741 | $518,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,200 | $517,000 | thousands by filing date | put |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 8,306 | $516,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,774 | $516,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 15,339 | $516,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 17,878 | $516,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 50,000 | $516,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 62,500 | $515,000 | thousands by filing date | call |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 6,478 | $515,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 50,000 | $515,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 14,293 | $514,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 69,400 | $513,000 | thousands by filing date | call |
| STRATEGIC ED INC COM | 86272C103 | Stock | 5,384 | $513,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 50,000 | $513,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 28,515 | $512,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 34,249 | $512,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 6,964 | $511,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 39,895 | $511,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 12,155 | $510,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 5,930 | $510,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 16,535 | $510,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 3,294 | $508,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 40,922 | $508,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 3,600 | $507,000 | thousands by filing date | call |
| HAMILTON LANE INC | 407497106 | CL A | 6,480 | $506,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 13,993 | $505,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 63,200 | $505,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 13,485 | $505,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 6,369 | $504,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 5,800 | $504,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 444,000 | $504,000 | thousands by filing date | principal |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 57,375 | $503,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,200 | $501,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 10,119 | $500,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 8,586 | $500,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,900 | $499,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,300 | $499,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 32,955 | $499,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 16,982 | $499,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 87,400 | $499,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 11,872 | $498,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 28,347 | $497,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 12,204 | $497,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 5,358 | $497,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 16,960 | $497,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 18,800 | $496,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 3,900 | $496,000 | thousands by filing date | put |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 16,900 | $495,000 | thousands by filing date | put |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 24,600 | $494,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 12,300 | $494,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 7,600 | $492,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 4,000 | $490,000 | thousands by filing date | call |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 5,104 | $490,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,400 | $489,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 15,400 | $489,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 7,353 | $488,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 89,100 | $486,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 6,884 | $486,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 21,225 | $486,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 16,204 | $485,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 76,120 | $485,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 21,711 | $485,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 42,500 | $485,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 158,300 | $483,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 20,567 | $483,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 13,328 | $482,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 46,958 | $482,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 7,700 | $480,000 | thousands by filing date | call |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 14,683 | $480,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 10,629 | $478,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 25,022 | $477,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 21,636 | $476,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 35,336 | $474,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 400 | $474,000 | thousands by filing date | put |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 14,030 | $474,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 70,400 | $472,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 6,800 | $472,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 98,356 | $472,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 52,400 | $472,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 19,591 | $471,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 14,253 | $471,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 37,327 | $471,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 15,700 | $471,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 30,775 | $470,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 26,000 | $469,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 55,423 | $469,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 26,298 | $469,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 38,748 | $468,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 10,444 | $468,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 82,251 | $468,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 10,923 | $467,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 62,900 | $467,000 | thousands by filing date | put |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 28,520 | $467,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 253,000 | $467,000 | thousands by filing date | principal |
| ARCHROCK INC | 03957W106 | COM | 53,683 | $465,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 13,532 | $465,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 18,000 | $465,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 13,304 | $465,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 9,031 | $464,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 22,244 | $462,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 21,000 | $462,000 | thousands by filing date | put |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 83,758 | $461,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 25,040 | $461,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 29,395 | $460,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 87,793 | $459,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 16,064 | $459,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 84,502 | $459,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 9,849 | $458,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 25,833 | $458,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 12,200 | $458,000 | thousands by filing date | put |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,509 | $457,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 9,524 | $457,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 10,842 | $456,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 90,384 | $456,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 12,200 | $456,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 40,833 | $456,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 8,530 | $455,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 27,900 | $454,000 | thousands by filing date | put |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 3,416 | $454,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 17,300 | $453,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 55,568 | $452,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 40,266 | $452,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 27,194 | $452,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 20,647 | $451,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 29,102 | $450,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 8,542 | $448,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 203,650 | $448,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 21,124 | $447,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 40,161 | $447,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4,434 | $447,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 11,762 | $447,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 7,095 | $447,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 15,300 | $446,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 21,483 | $445,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 4,851 | $444,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 14,400 | $443,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 13,987 | $442,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 14,965 | $441,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 35,471 | $439,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 11,494 | $439,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 441,000 | $439,000 | thousands by filing date | principal |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 100,000 | $439,000 | thousands by filing date | call |
| ELASTIC N V ORD SHS | N14506104 | Stock | 3,000 | $438,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 182,835 | $438,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 40,000 | $438,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 21,533 | $437,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 29,439 | $437,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,600 | $436,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 42,100 | $436,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 5,866 | $436,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 139,700 | $436,000 | thousands by filing date | call |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 249,139 | $436,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 15,933 | $435,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 29,566 | $434,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707125 | UNIT 99/99/9999 | 36,000 | $434,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 10,735 | $432,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 33,850 | $431,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 91,500 | $430,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 14,299 | $430,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 23,928 | $430,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 17,600 | $430,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152208 | CL A | 20,825 | $428,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 22,037 | $428,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 57,598 | $428,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 6,179 | $428,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 20,500 | $428,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 46,100 | $427,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 9,432 | $427,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 5,237 | $427,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 76,600 | $427,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 21,224 | $426,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 22,001 | $426,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 16,981 | $425,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 23,353 | $425,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 22,345 | $424,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 115,100 | $422,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 51,000 | $422,000 | thousands by filing date | put |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 10,100 | $422,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,400 | $421,000 | thousands by filing date | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 4,500 | $421,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 60,600 | $420,000 | thousands by filing date | call |
| HEXO CORP | 428304307 | COM NEW | 114,550 | $420,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 23,539 | $420,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 3,993 | $419,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,933 | $419,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 64,700 | $419,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X101 | COM | 22,420 | $419,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 21,000 | $419,000 | thousands by filing date | put |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,623 | $418,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 41,002 | $418,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 6,714 | $416,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 26,700 | $416,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L124 | UNIT 99/99/9999 | 31,998 | $416,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 10,477 | $415,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 11,393 | $414,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 13,900 | $414,000 | thousands by filing date | call |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 37,500 | $414,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 11,297 | $413,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 20,500 | $412,000 | thousands by filing date | call |
| ALAMO GROUP INC | 011311107 | COM | 2,986 | $412,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 10,257 | $412,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 52,345 | $411,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 7,462 | $410,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 9,225 | $410,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 13,889 | $409,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 42,400 | $409,000 | thousands by filing date | put |
| SCANSOURCE INC | 806037107 | COM | 15,486 | $409,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 27,800 | $409,000 | thousands by filing date | put |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 9,818 | $408,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 15,700 | $408,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 11,515 | $408,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 20,713 | $407,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 29,617 | $407,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 15,808 | $406,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 44,766 | $406,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 58,722 | $405,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 28,987 | $405,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 38,791 | $405,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 12,353 | $404,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 86,100 | $403,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 5,107 | $403,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 9,994 | $403,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 30,164 | $403,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 8,141 | $403,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 56,100 | $403,000 | thousands by filing date | call |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 37,500 | $403,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 13,809 | $402,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,600 | $401,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 10,200 | $401,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 8,947 | $401,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 37,500 | $401,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 37,500 | $401,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 7,204 | $398,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 8,940 | $398,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 11,712 | $398,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 61,584 | $398,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 16,245 | $398,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 18,000 | $395,000 | thousands by filing date | call |
| PENNANT GROUP INC | 70805E109 | COM | 6,797 | $395,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 67,339 | $395,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 7,215 | $395,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 2,516 | $394,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,637 | $393,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 7,311 | $392,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 31,786 | $392,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 30,467 | $392,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,900 | $391,000 | thousands by filing date | put |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 3,950 | $391,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 7,122 | $391,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 15,614 | $391,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 17,800 | $390,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 55,500 | $390,000 | thousands by filing date | put |
| SmileDirectClub Inc | 83192H106 | COM | 32,700 | $390,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 10,400 | $390,000 | thousands by filing date | call |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,873 | $388,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 5,574 | $387,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 17,350 | $387,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 29,031 | $387,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 19,275 | $386,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 138,000 | $386,000 | thousands by filing date | principal |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 25,000 | $385,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 35,537 | $385,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,024 | $384,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 9,039 | $384,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 98,843 | $384,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 300,428 | $384,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 5,089 | $384,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 19,600 | $382,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 27,097 | $382,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 26,655 | $382,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 31,500 | $381,000 | thousands by filing date | put |
| OAK STR HEALTH INC | 67181A107 | COM | 6,220 | $381,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,083 | $380,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 164,100 | $379,000 | thousands by filing date | call |
| CLARIVATE PLC | G21810109 | ORD SHS | 12,743 | $379,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 8,220 | $378,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 3,707 | $378,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 20,999 | $378,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 16,146 | $378,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 11,764 | $377,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 112,333 | $377,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 9,136 | $377,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 14,126 | $376,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 41,136 | $376,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 42,300 | $375,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 25,962 | $375,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 12,094 | $375,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,879 | $375,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 479,000 | $374,000 | thousands by filing date | principal |
| ORION S.A. | L72967109 | COM | 21,775 | $373,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 16,783 | $373,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,101 | $372,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 5,973 | $372,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,600 | $371,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 6,000 | $371,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 20,868 | $371,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 16,240 | $371,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 39,411 | $371,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 37,233 | $370,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 7,811 | $370,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 14,798 | $370,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 6,760 | $369,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 17,398 | $369,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 11,942 | $369,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 12,508 | $368,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 53,220 | $368,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 17,624 | $368,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,587 | $367,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 5,226 | $367,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 12,549 | $367,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 16,191 | $367,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 16,782 | $366,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 19,100 | $366,000 | thousands by filing date | put |
| PHREESIA INC | 71944F106 | COM | 6,730 | $365,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 64,800 | $365,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 14,385 | $364,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 2,579 | $364,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 15,931 | $364,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 26,176 | $364,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,900 | $363,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 30,900 | $362,000 | thousands by filing date | call |
| KAMAN CORP | 483548AF0 | BOND | 314,000 | $362,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701107 | COM | 8,300 | $361,000 | thousands by filing date | call |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 9,616 | $361,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 84,785 | $360,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 20,600 | $360,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000037 | this filing | 2021-02-11 | acceptance time not in the bulk data set |