13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 7,113 holding rows worth $107,017,134,000.
- Accession
- 0000831001-16-000370
- Filer
- CIK 831001
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 15,060 entries on the cover page, a total value of $107,017,134,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $107,017,134,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 120,805 | $443,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 65,200 | $443,000 | thousands by filing date | call |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,662 | $442,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 20,900 | $441,000 | thousands by filing date | put |
| TCP CAP CORP | 87238Q103 | COM | 26,915 | $441,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 17,414 | $440,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 29,855 | $440,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 159,138 | $439,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 22,300 | $439,000 | thousands by filing date | put |
| Q | 74876Y101 | Stock | 5,411 | $439,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 16,700 | $438,000 | thousands by filing date | put |
| LUMOS NETWORKS CORP | 550283105 | COM | 31,260 | $438,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 37,500 | $437,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 11,369 | $437,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 14,273 | $437,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 19,110 | $437,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 17,500 | $437,000 | thousands by filing date | call |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,346 | $436,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 27,791 | $435,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 17,091 | $435,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 4,361 | $434,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 22,002 | $434,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 28,498 | $434,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 49,800 | $433,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 23,200 | $433,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 161,564 | $433,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 40,800 | $432,000 | thousands by filing date | call |
| WESTERN REFNG INC | 959319104 | COM | 16,321 | $432,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 28,766 | $432,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,300 | $431,000 | thousands by filing date | call |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 20,551 | $430,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 25,332 | $430,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 394,000 | $429,000 | thousands by filing date | principal |
| TEGNA INC COM | 87901J105 | Stock | 19,600 | $428,000 | thousands by filing date | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 22,319 | $428,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 26,649 | $428,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 405,000 | $428,000 | thousands by filing date | principal |
| SEATTLE GENETICS INC | 812578102 | COM | 7,900 | $427,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 59,291 | $427,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 6,236 | $426,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 23,667 | $426,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 7,500 | $426,000 | thousands by filing date | put |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 17,762 | $426,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 16,917 | $424,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,273 | $424,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 237,100 | $424,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 27,000 | $423,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 12,636 | $423,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 14,800 | $423,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 72,222 | $422,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 416,000 | $422,000 | thousands by filing date | principal |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 58,400 | $421,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 16,632 | $420,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 6,701 | $420,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 5,620 | $419,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 13,920 | $419,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,914 | $418,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 247,400 | $418,000 | thousands by filing date | call |
| ULTRATECH INC | 904034105 | COM | 18,118 | $418,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 14,900 | $417,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 13,952 | $416,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 15,037 | $416,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 11,497 | $416,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,677 | $415,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 33,449 | $415,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,554,433 | $415,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 11,685 | $414,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 7,490 | $414,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 32,962 | $414,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 27,300 | $413,000 | thousands by filing date | put |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 5,487 | $412,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 4,400 | $412,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 43,028 | $412,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 61,000 | $412,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 44,000 | $412,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 27,400 | $411,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 35,586 | $411,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 49,364 | $409,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 36,996 | $409,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 10,676 | $409,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,900 | $408,000 | thousands by filing date | put |
| KONGZHONG CORP | 50047P104 | CMN | 60,495 | $408,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,173 | $407,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 9,218 | $407,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 50,085 | $407,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 8,598 | $406,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 37,970 | $406,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 23,402 | $406,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 30,208 | $405,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 42,143 | $405,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 17,817 | $405,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 7,100 | $404,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 31,000 | $404,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 7,538 | $403,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 29,273 | $403,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 3,650 | $403,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 6,800 | $403,000 | thousands by filing date | call |
| INTEGER HLDGS CORP | 45826H109 | COM | 18,521 | $402,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 39,831 | $402,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 17,789 | $402,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 7,500 | $401,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 54,300 | $401,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 4,000 | $401,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 475,000 | $401,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 50,300 | $400,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 36,369 | $400,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 43,482 | $400,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 35,922 | $400,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 112,100 | $400,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 8,560 | $400,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 4,013 | $399,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 28,637 | $399,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5,300 | $397,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 37,166 | $397,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 10,800 | $397,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 49,240 | $397,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 16,184 | $396,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,600 | $396,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 11,200 | $395,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 11,360 | $393,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 18,800 | $393,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 14,787 | $393,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 80,700 | $391,000 | thousands by filing date | call |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 30,069 | $391,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 37,328 | $390,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 19,469 | $389,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 73,560 | $389,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 12,268 | $388,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 7,654 | $388,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 61,063 | $388,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 39,471 | $384,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 37,993 | $384,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 6,225 | $384,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 11,456 | $383,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 68,500 | $382,000 | thousands by filing date | put |
| MARINEMAX INC | 567908108 | COM | 18,218 | $382,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 17,048 | $382,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 69,300 | $382,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 12,800 | $381,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 35,995 | $381,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 18,683 | $381,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 30,000 | $381,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 17,455 | $380,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 78,100 | $379,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 105,100 | $379,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,067 | $378,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 11,936 | $378,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 17,981 | $378,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 3,000 | $378,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,000 | $377,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 44,349 | $376,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 16,763 | $376,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 78,500 | $376,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 6,400 | $375,000 | thousands by filing date | call |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 45,866 | $375,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 66,100 | $374,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 43,242 | $373,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 375,000 | $373,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 30,800 | $372,000 | thousands by filing date | call |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 49,800 | $372,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 4,527 | $372,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 6,221 | $372,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 8,087 | $371,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 5,354 | $371,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 13,317 | $371,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 178,500 | $371,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 38,293 | $369,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 14,136 | $369,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 11,675 | $368,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 17,600 | $368,000 | thousands by filing date | put |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 34,205 | $368,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 12,220 | $368,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 7,000 | $367,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 26,900 | $367,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 18,999 | $367,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,370 | $366,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 32,035 | $365,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 34,500 | $365,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 9,643 | $365,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 9,600 | $365,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 30,950 | $365,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 24,700 | $365,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 19,227 | $365,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K513 | DLY CYB SEC BULL | 9,680 | $365,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 6,200 | $364,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L109 | COM | 39,741 | $364,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 32,293 | $363,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 10,066 | $363,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 7,167 | $361,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 35,000 | $361,000 | thousands by filing date | call |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,345 | $360,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 18,166 | $360,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 28,427 | $360,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 13,855 | $360,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 4,100 | $359,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 12,120 | $359,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 7,316 | $359,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 26,101 | $359,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 30,537 | $359,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 8,930 | $358,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 7,134 | $358,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 8,300 | $357,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 14,800 | $357,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 17,805 | $357,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 25,556 | $357,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,100 | $356,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 7,100 | $356,000 | thousands by filing date | put |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 24,600 | $356,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 31,811 | $356,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 49,412 | $355,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 25,278 | $355,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 220,000 | $354,000 | thousands by filing date | principal |
| CAREER EDUCATION CORP | 141665109 | COM | 52,059 | $354,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 27,975 | $354,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 5,036 | $353,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 59,607 | $353,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 10,000 | $352,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 21,155 | $351,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 13,100 | $351,000 | thousands by filing date | call |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 22,341 | $351,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 26,067 | $351,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 27,400 | $350,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 6,363 | $350,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 124,016 | $350,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 43,160 | $348,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 34,400 | $348,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 27,590 | $348,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 14,909 | $348,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 9,529 | $348,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 9,059 | $347,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,688 | $347,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 13,229 | $347,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 20,639 | $346,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 24,671 | $345,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 10,102 | $345,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 30,275 | $345,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,337 | $344,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 61,331 | $344,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 95,279 | $344,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 18,781 | $343,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 7,464 | $343,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 12,000 | $343,000 | thousands by filing date | call |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 21,799 | $343,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 26,000 | $342,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887109 | COM | 1,900 | $341,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 72,642 | $340,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 18,616 | $340,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 42,045 | $340,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 28,309 | $340,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,600 | $339,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 31,619 | $339,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 7,631 | $338,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 4,395 | $338,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 40,637 | $337,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 23,368 | $336,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,731 | $335,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 21,200 | $335,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 6,700 | $335,000 | thousands by filing date | call |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,152 | $334,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 32,500 | $334,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 7,000 | $334,000 | thousands by filing date | put |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 11,508 | $333,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 96,500 | $332,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 267,600 | $332,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 9,023 | $331,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,700 | $331,000 | thousands by filing date | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 8,638 | $331,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 13,207 | $331,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 40,900 | $331,000 | thousands by filing date | call |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 36,760 | $331,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 28,600 | $330,000 | thousands by filing date | put |
| CSW INDUSTRIALS INC | 126402106 | COM | 10,148 | $329,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,899 | $329,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,200 | $328,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 47,351 | $328,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 31,800 | $328,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 13,538 | $328,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 22,434 | $327,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 23,635 | $327,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 88,624 | $326,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 8,333 | $325,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 33,400 | $325,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 18,828 | $325,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 8,612 | $325,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 5,748 | $324,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 24,971 | $324,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 260,700 | $324,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 3,379 | $323,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 5,039 | $323,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 13,100 | $323,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 3,000 | $322,000 | thousands by filing date | call |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 47,371 | $322,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 29,690 | $322,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 15,930 | $321,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 7,451 | $321,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 21,100 | $320,000 | thousands by filing date | put |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,533 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 3,205 | $320,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,588 | $319,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 6,500 | $319,000 | thousands by filing date | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 8,771 | $319,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 9,579 | $319,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,728 | $319,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 12,993 | $319,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 13,450 | $318,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 42,900 | $318,000 | thousands by filing date | call |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 4,864 | $316,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 53,574 | $315,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 341,000 | $315,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 13,015 | $314,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 9,116 | $314,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 13,187 | $313,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 16,000 | $313,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 12,900 | $312,000 | thousands by filing date | put |
| PANERA BREAD CO | 69840W108 | CL A | 1,600 | $312,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 5,079 | $311,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 26,700 | $311,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 79,300 | $311,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 17,300 | $311,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 5,300 | $310,000 | thousands by filing date | put |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 7,236 | $310,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,142 | $309,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 19,664 | $309,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 48,104 | $309,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 6,700 | $309,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 35,900 | $308,000 | thousands by filing date | call |
| COMPUTER SCIENCES CORP | 205363104 | COM | 5,900 | $308,000 | thousands by filing date | call |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 308,000 | $308,000 | thousands by filing date | principal |
| AEP INDUSTRIES INC | 001031103 | COM | 2,805 | $307,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 8,843 | $307,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 11,491 | $306,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 12,500 | $306,000 | thousands by filing date | call |
| RENASANT CORP | 75970E107 | COM | 9,097 | $306,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 17,383 | $305,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 10,186 | $305,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 5,611 | $305,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 7,129 | $305,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 5,500 | $304,000 | thousands by filing date | put |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 12,113 | $304,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,127 | $302,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 176,900 | $302,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 19,000 | $302,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 29,197 | $302,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,652 | $301,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,800 | $301,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 175,946 | $301,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 29,222 | $301,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 17,187 | $301,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,311 | $301,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 53,400 | $301,000 | thousands by filing date | call |
| XENCOR INC | 98401F105 | COMMON STOCK | 12,241 | $300,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 144,300 | $300,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 10,700 | $299,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 19,696 | $299,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 2,674 | $299,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 14,085 | $298,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 43,190 | $298,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 28,155 | $298,000 | thousands by filing date | |
| ISHARES TR | 46435G854 | MSCI ACWI ETF | 12,400 | $298,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 33,957 | $297,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 28,723 | $296,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 6,700 | $296,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 7,440 | $296,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 16,396 | $295,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 21,880 | $293,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 21,499 | $293,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,587 | $292,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,300 | $292,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 5,900 | $292,000 | thousands by filing date | call |
| ELLIS PERRY INTL INC | 288853104 | COM | 15,128 | $292,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 6,542 | $291,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 17,323 | $291,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 10,671 | $291,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 25,215 | $291,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 83,200 | $290,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 11,174 | $290,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,500 | $289,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 7,431 | $289,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 31,071 | $289,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 80,100 | $289,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 3,847 | $288,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 7,431 | $288,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 8,400 | $287,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K103 | COM | 29,651 | $287,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 6,873 | $286,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 6,032 | $286,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 20,121 | $286,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 38,215 | $286,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 17,000 | $286,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 20,512 | $285,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 14,838 | $285,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 53,759 | $284,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,600 | $284,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,294 | $284,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 26,714 | $282,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 7,234 | $281,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,000 | $280,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 3,860 | $280,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 15,200 | $280,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 34,793 | $280,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 18,119 | $279,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 11,338 | $278,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 23,116 | $278,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 17,135 | $278,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 9,803 | $277,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,998 | $276,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,700 | $276,000 | thousands by filing date | call |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 20,162 | $276,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 18,282 | $276,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 17,845 | $276,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 13,172 | $276,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 10,000 | $275,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,853 | $275,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 50,000 | $275,000 | thousands by filing date | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,100 | $274,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,012 | $274,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,066 | $274,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 6,288 | $274,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,169 | $274,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 30,922 | $273,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 17,208 | $273,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 33,917 | $272,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 15,891 | $272,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K497 | DLY CYB SEC BEAR | 9,478 | $272,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,100 | $271,000 | thousands by filing date | put |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 13,915 | $271,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 43,860 | $271,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,500 | $270,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 7,800 | $270,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,498 | $270,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 6,899 | $270,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 39,381 | $270,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 24,069 | $270,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 272,000 | $270,000 | thousands by filing date | principal |
| INVESCO LTD SHS | G491BT108 | Stock | 8,600 | $269,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 13,566 | $269,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 48,910 | $269,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,703 | $268,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 33,475 | $267,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 25,000 | $267,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 29,710 | $266,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 19,000 | $266,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 10,582 | $266,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 91,300 | $266,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 24,869 | $266,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 20,500 | $265,000 | thousands by filing date | call |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 18,097 | $264,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 6,369 | $264,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 27,125 | $262,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 3,100 | $262,000 | thousands by filing date | put |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 202,000 | $262,000 | thousands by filing date | principal |
| MAGNA INTL INC COM | 559222401 | Stock | 6,100 | $261,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 12,844 | $260,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 17,147 | $260,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,585 | $260,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 58,100 | $260,000 | thousands by filing date | call |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 4,381 | $260,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,900 | $259,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 7,164 | $259,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 18,400 | $258,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044105 | COM | 3,939 | $258,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 17,791 | $258,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 13,800 | $257,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 10,561 | $257,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 16,028 | $256,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 16,990 | $256,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 53,500 | $256,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,000 | $255,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 20,953 | $255,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 11,564 | $255,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 27,600 | $255,000 | thousands by filing date | call |
| SPARTON CORP | 847235108 | COM | 9,705 | $255,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 16,600 | $255,000 | thousands by filing date | put |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,000 | $254,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 40,677 | $253,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 47,700 | $253,000 | thousands by filing date | call |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 16,802 | $252,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 27,476 | $252,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 6,500 | $251,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 3,100 | $251,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 73 | $251,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 24,900 | $250,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 104,192 | $250,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 9,262 | $250,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 13,998 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 8,494 | $249,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 12,808 | $249,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 61,576 | $249,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 16,462 | $248,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 11,100 | $248,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,788 | $248,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 15,430 | $248,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,300 | $248,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,569 | $248,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 16,253 | $248,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 46,926 | $248,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 8,591 | $248,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 45,764 | $248,000 | thousands by filing date | put |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 11,825 | $248,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,383 | $247,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000370 | this filing | 2016-11-10 | acceptance time not in the bulk data set |