13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 7,113 holding rows worth $107,017,134,000.
- Accession
- 0000831001-16-000370
- Filer
- CIK 831001
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 15,060 entries on the cover page, a total value of $107,017,134,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $107,017,134,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAFISA S A | 362607301 | SPONS ADR | 400 | $1,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 2,010 | $1,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 1,400 | $1,000 | thousands by filing date | put |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 290 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 31 | $1,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 700 | $1,000 | thousands by filing date | put |
| HHGREGG INC | 42833L108 | COM | 443 | $1,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 2,000 | $1,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 30 | $1,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 665 | $1,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 1,000 | $1,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 3,240 | $1,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 500 | $1,000 | thousands by filing date | put |
| GTX INC | 40052B108 | COM | 800 | $1,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 900 | $1,000 | thousands by filing date | put |
| COSI INC | 22122P200 | COM | 19,739 | $1,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 1,558 | $1,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 23 | $1,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 20 | $1,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 250 | $1,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 173 | $1,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 67 | $1,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 1,000 | $1,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 45 | $1,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 35 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 783 | $1,000 | thousands by filing date | call |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 300 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 202 | $1,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 2,000 | $1,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 467 | $1,000 | thousands by filing date | |
| CGG | 12531Q204 | SPON ADR NEW | 38 | $1,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 145 | $1,000 | thousands by filing date | |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 1,850 | $1,000 | thousands by filing date | call |
| XTNT | 98420P100 | Common | 506 | $1,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 1,000 | $1,000 | thousands by filing date | principal |
| FXCM INC | 302693205 | Common Stock | 100 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 159 | $1,000 | thousands by filing date | call |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WERNER ENTERPRISES INC | 950755108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AARONS INC | 002535300 | COM PAR $0.50 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEREDITH CORP | 589433101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X849 | INDX FD | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FONAR CORP | 344437405 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares Short S&P | 74347B425 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANTRONICS INC NEW | 727493108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JIVE SOFTWARE INC | 47760A108 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ORAGENICS INC | 684023203 | COM NEW | 330 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEI PHARMA INC | 55279B202 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTREE GOLD INC | 29383G100 | COM | 848 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS CALIF MUN FD | 59318C106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 7,772 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNYTA INC | 451731103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| StemCells, Inc. | 85857R303 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 861 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 161 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 1,270 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCULUS INNOVATIVE SCIENCES I | 67575P306 | COM PAR | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR INC | 75601N302 | CL A NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPACE DIAGNOSTICS GROUP | 46062X105 | Cmn | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000370 | this filing | 2016-11-10 | acceptance time not in the bulk data set |