13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 7,113 holding rows worth $107,017,134,000.
- Accession
- 0000831001-16-000370
- Filer
- CIK 831001
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 15,060 entries on the cover page, a total value of $107,017,134,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $107,017,134,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 7,300 | $133,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K106 | COM | 3,653 | $133,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 16,453 | $133,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,755 | $133,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 10,994 | $133,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 10,180 | $133,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,477 | $132,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 8,215 | $132,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 17,900 | $132,000 | thousands by filing date | put |
| INFOBLOX INC | 45672H104 | COM | 5,000 | $132,000 | thousands by filing date | put |
| TALEN ENERGY CORP | 87422J105 | COM | 9,500 | $132,000 | thousands by filing date | call |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 145,000 | $132,000 | thousands by filing date | principal |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 48,300 | $131,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 687 | $131,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 48,822 | $131,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 4,700 | $131,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 15,875 | $131,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 17,044 | $130,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 4,832 | $130,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 22,999 | $130,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 9,857 | $130,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 7,078 | $130,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 37,460 | $129,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,900 | $129,000 | thousands by filing date | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 5,362 | $129,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 6,448 | $129,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 13,653 | $129,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,400 | $128,000 | thousands by filing date | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,205 | $128,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,952 | $128,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 4,958 | $128,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 10,500 | $128,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 9,898 | $128,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 10,056 | $128,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 5,090 | $128,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 4,092 | $127,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 6,500 | $127,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 7,583 | $127,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 9,006 | $127,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,300 | $127,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 8,600 | $127,000 | thousands by filing date | put |
| Real Industry Inc | 75601w104 | CS | 20,833 | $127,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,900 | $126,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 11,366 | $126,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,509 | $126,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,900 | $125,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,300 | $124,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 2,300 | $124,000 | thousands by filing date | put |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 5,203 | $124,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 2,825 | $124,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 24,265 | $124,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,100 | $124,000 | thousands by filing date | put |
| HESKA CORP | 42805E306 | COM | 2,267 | $124,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,293 | $123,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 8,903 | $123,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,800 | $123,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 12,992 | $123,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 3,178 | $123,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 11,000 | $123,000 | thousands by filing date | call |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 1,084 | $122,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,900 | $122,000 | thousands by filing date | put |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 800 | $122,000 | thousands by filing date | call |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 4,315 | $122,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 4,400 | $122,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 4,753 | $122,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 7,293 | $122,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,516 | $121,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 3,517 | $121,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 7,513 | $121,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 2,800 | $121,000 | thousands by filing date | put |
| Lion Biotechnologies | 53619R102 | COM | 14,691 | $121,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 8,500 | $120,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,500 | $120,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 6,507 | $120,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 3,600 | $120,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 3,637 | $120,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 27,783 | $120,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 5,621 | $120,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 8,600 | $119,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,400 | $119,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 367 | $119,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 7,811 | $119,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,113 | $119,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 2,987 | $119,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,500 | $119,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 52,392 | $118,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,200 | $118,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,200 | $118,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 3,311 | $118,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 4,525 | $118,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 14,017 | $118,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,496 | $117,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 3,264 | $117,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 7,939 | $117,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 7,243 | $117,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,353 | $117,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 4,809 | $117,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 21,950 | $117,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 13,000 | $117,000 | thousands by filing date | put |
| NANTKWEST INC | 63016Q102 | COM | 14,991 | $117,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,413 | $116,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,140 | $116,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 6,064 | $116,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,084 | $115,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 3,323 | $115,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 9,848 | $115,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 45,982 | $115,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 107,400 | $115,000 | thousands by filing date | call |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 2,374 | $115,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 7,300 | $115,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 41,800 | $114,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 4,881 | $114,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 8,397 | $114,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,400 | $114,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 14,814 | $114,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 4,393 | $114,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 13,783 | $114,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 5,471 | $113,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,296 | $113,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 4,143 | $113,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 8,032 | $113,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 7,799 | $113,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 3,029 | $113,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 22,049 | $113,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,700 | $112,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 2,496 | $112,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 8,560 | $112,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 181,454 | $112,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 36,511 | $112,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 23,250 | $112,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $112,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 100,000 | $112,000 | thousands by filing date | principal |
| CMB.TECH NV SHS | B38564108 | Stock | 14,506 | $111,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,113 | $111,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,651 | $111,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 4,977 | $111,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 14,860 | $111,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 2,223 | $111,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 6,400 | $110,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 3,000 | $110,000 | thousands by filing date | call |
| NORBORD INC | 65548P403 | COM NEW | 4,284 | $110,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 22,277 | $110,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,700 | $109,000 | thousands by filing date | call |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,429 | $109,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 5,700 | $109,000 | thousands by filing date | put |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 9,421 | $109,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 11,800 | $109,000 | thousands by filing date | put |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 80,558 | $109,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 2,390 | $108,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,748 | $108,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 2,961 | $108,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,949 | $108,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 13,391 | $108,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 117,000 | $108,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343X100 | COM | 2,839 | $107,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,563 | $107,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 7,947 | $107,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 14,095 | $107,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 7,702 | $107,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 2,200 | $107,000 | thousands by filing date | call |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 89,000 | $107,000 | thousands by filing date | principal |
| RICE ENERGY INC | 762760106 | COM | 4,100 | $107,000 | thousands by filing date | put |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 6,726 | $106,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,756 | $106,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 14,117 | $106,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 5,139 | $106,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,883 | $106,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 118,000 | $106,000 | thousands by filing date | principal |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 4,251 | $105,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 22,619 | $105,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 7,967 | $105,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 2,711 | $105,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 4,454 | $105,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 8,271 | $105,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 13,900 | $104,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,090 | $104,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 6,669 | $104,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 9,042 | $104,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 6,051 | $104,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 4,229 | $104,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 9,532 | $104,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 20,795 | $104,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,400 | $103,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,735 | $103,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 800 | $103,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 31,741 | $103,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 20,465 | $103,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 32,293 | $103,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 5,077 | $103,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 5,639 | $103,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 12,052 | $103,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 4,711 | $102,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,600 | $102,000 | thousands by filing date | put |
| SPARK ENERGY INC | 846511103 | CL A COM | 3,522 | $102,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 2,400 | $102,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 5,835 | $102,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 800 | $101,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 4,300 | $101,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 5,592 | $101,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 11,345 | $101,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,100 | $101,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 35,250 | $101,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 42,000 | $101,000 | thousands by filing date | put |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 8,198 | $101,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 106,000 | $101,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 923 | $99,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,400 | $99,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 3,757 | $99,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 4,841 | $99,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 45,594 | $99,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 2,600 | $99,000 | thousands by filing date | put |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 5,864 | $99,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 16,423 | $99,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 800 | $98,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 8,891 | $98,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 12,171 | $98,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 5,115 | $98,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,013 | $98,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 8,291 | $98,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 7,478 | $98,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,813 | $98,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,426 | $98,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 14,500 | $98,000 | thousands by filing date | put |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 2,184 | $98,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 16,655 | $98,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 231 | $97,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,060 | $97,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 4,392 | $97,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 1,900 | $97,000 | thousands by filing date | put |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 35,000 | $97,000 | thousands by filing date | principal |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,500 | $96,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,304 | $96,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 6,857 | $96,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 2,067 | $96,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,200 | $95,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,497 | $95,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 7,051 | $95,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,019 | $95,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 3,791 | $95,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 15,035 | $95,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 9,849 | $94,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,900 | $93,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 804 | $93,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 2,250 | $93,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 2,440 | $93,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 30,256 | $93,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 2,678 | $93,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 7,311 | $93,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 4,200 | $93,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 16,500 | $93,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 5,690 | $93,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 6,137 | $93,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 6,915 | $93,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 6,468 | $92,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 5,000 | $92,000 | thousands by filing date | call |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 8,648 | $92,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 3,600 | $92,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 147,900 | $92,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 42,280 | $92,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 16,700 | $92,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 10,300 | $92,000 | thousands by filing date | call |
| USA TRUCK INC | 902925106 | COM | 9,035 | $92,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 6,500 | $91,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,354 | $91,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 5,135 | $91,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 10,345 | $91,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 3,807 | $91,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 75,400 | $91,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266S106 | COM | 7,139 | $91,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 45,400 | $91,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 21,209 | $90,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 5,400 | $90,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 5,229 | $90,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 9,951 | $90,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 3,490 | $90,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 51,500 | $90,000 | thousands by filing date | call |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 3,535 | $90,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 8,768 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,800 | $90,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 5,131 | $90,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 9,200 | $89,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 56,568 | $89,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 8,986 | $89,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,600 | $88,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 20,929 | $88,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 3,000 | $88,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,246 | $88,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 5,047 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 2,123 | $88,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 8,723 | $88,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 5,038 | $88,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 700 | $88,000 | thousands by filing date | put |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 4,415 | $88,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 12,602 | $88,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 13,800 | $88,000 | thousands by filing date | call |
| PowerShares CEF Income Composite | 73936Q843 | Com | 3,848 | $88,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 10,500 | $87,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,800 | $87,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 5,385 | $87,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 5,214 | $87,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 4,158 | $87,000 | thousands by filing date | call |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 2,221 | $87,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 2,274 | $86,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 3,207 | $86,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 6,155 | $85,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 4,163 | $85,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 15,676 | $85,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 700 | $85,000 | thousands by filing date | call |
| TIER REIT COM | 88650V208 | COM NEW | 5,521 | $85,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 2,392 | $85,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 3,649 | $85,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 7,835 | $85,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 4,403 | $85,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 5,338 | $85,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 1,515 | $85,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 3,708 | $84,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,365 | $84,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 8,249 | $84,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 13,212 | $84,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 3,200 | $84,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 9,967 | $83,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,600 | $83,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 3,000 | $83,000 | thousands by filing date | call |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,100 | $83,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 11,600 | $83,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 5,690 | $83,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 21,800 | $83,000 | thousands by filing date | call |
| HUBSPOTINC | 443573100 | STOK | 1,407 | $82,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 3,053 | $82,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 3,100 | $82,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 800 | $82,000 | thousands by filing date | put |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 2,012 | $82,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 11,100 | $82,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 27,278 | $82,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 3,546 | $82,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 8,887 | $82,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 2,541 | $82,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 21,477 | $82,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,000 | $81,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,300 | $81,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 4,322 | $81,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 3,490 | $81,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 7,285 | $81,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,700 | $81,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,543 | $81,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 2,800 | $81,000 | thousands by filing date | put |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 29,388 | $81,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 725 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 2,729 | $80,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,632 | $80,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 3,618 | $80,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 3,056 | $80,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 5,300 | $80,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 3,000 | $80,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 9,000 | $80,000 | thousands by filing date | call |
| BMC STK HLDGS INC | 05591B109 | COM | 4,495 | $80,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,518 | $79,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,000 | $79,000 | thousands by filing date | call |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 4,135 | $79,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 4,993 | $79,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 8,567 | $79,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,960 | $79,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,600 | $79,000 | thousands by filing date | put |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 7,790 | $79,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 11,784 | $79,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 20,900 | $79,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 4,300 | $78,000 | thousands by filing date | put |
| TRIMAS CORP | 896215209 | COM NEW | 4,189 | $78,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 2,500 | $78,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 11,683 | $78,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 6,820 | $78,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 46,540 | $78,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 10,800 | $78,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 5,478 | $78,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,600 | $78,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 30,049 | $78,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 5,453 | $78,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,453 | $78,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 13,278 | $78,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,100 | $77,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 5,068 | $77,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 3,083 | $77,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 5,419 | $77,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 7,000 | $77,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 900 | $77,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 900 | $77,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 1,800 | $77,000 | thousands by filing date | put |
| Gilat Satellite Network | M51474118 | COM | 15,738 | $77,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 5,817 | $77,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 26,900 | $77,000 | thousands by filing date | put |
| TOWER INTL INC | 891826109 | COM | 3,197 | $77,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 23,212 | $77,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 6,455 | $77,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 500 | $76,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,600 | $76,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 6,721 | $76,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 4,400 | $76,000 | thousands by filing date | call |
| RIGNET INC | 766582100 | COM | 5,020 | $76,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 77,000 | $76,000 | thousands by filing date | principal |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 556 | $75,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 28,635 | $75,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 4,300 | $75,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 3,326 | $75,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 3,595 | $75,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 24,897 | $75,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 2,327 | $75,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,101 | $75,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 3,165 | $75,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,920 | $74,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 2,758 | $74,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 13,367 | $74,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 2,500 | $74,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 7,570 | $74,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 9,100 | $74,000 | thousands by filing date | put |
| WEST MARINE INC | 954235107 | COM | 9,032 | $74,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 1,228 | $73,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 6,675 | $73,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 5,590 | $73,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,000 | $72,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 495 | $72,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 5,700 | $72,000 | thousands by filing date | put |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 3,168 | $72,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 11,400 | $72,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 6,100 | $71,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 6,509 | $71,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,291 | $71,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 2,500 | $71,000 | thousands by filing date | put |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 2,588 | $71,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 2,700 | $71,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 39,800 | $71,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 7,349 | $71,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 2,775 | $71,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 4,500 | $70,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 3,600 | $70,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,900 | $70,000 | thousands by filing date | call |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,652 | $70,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,169 | $70,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 4,050 | $70,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 5,389 | $70,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 2,834 | $70,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 800 | $70,000 | thousands by filing date | call |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 6,833 | $70,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,880 | $69,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 4,529 | $69,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 5,600 | $69,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 2,935 | $69,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,843 | $69,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 3,705 | $69,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 525 | $69,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,700 | $69,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 4,518 | $69,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 6,646 | $69,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 2,982 | $69,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,715 | $69,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 3,300 | $68,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 4,300 | $68,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 4,300 | $68,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 9,334 | $68,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 4,300 | $68,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,347 | $68,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 5,782 | $68,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,700 | $68,000 | thousands by filing date | call |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,330 | $68,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 13,148 | $67,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 4,086 | $67,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,024 | $67,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 4,950 | $67,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 2,829 | $67,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 157 | $67,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 8,436 | $67,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 5,184 | $67,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 7,891 | $67,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 2,606 | $67,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,100 | $66,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,503 | $66,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,470 | $66,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,000 | $66,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,096 | $66,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 4,381 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,800 | $66,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 5,396 | $66,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 16,300 | $66,000 | thousands by filing date | put |
| BNC Bancorp | 05566T101 | Com | 2,708 | $66,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 705 | $65,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 6,033 | $65,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,200 | $65,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 3,900 | $65,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,100 | $65,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,800 | $65,000 | thousands by filing date | put |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,082 | $65,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 2,604 | $65,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1,500 | $65,000 | thousands by filing date | call |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,974 | $65,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,500 | $65,000 | thousands by filing date | call |
| NATIONAL COMM CORP | 63546L102 | COM | 2,414 | $65,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 3,492 | $65,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 22,000 | $65,000 | thousands by filing date | principal |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 5,766 | $64,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 700 | $64,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 7,500 | $64,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000370 | this filing | 2016-11-10 | acceptance time not in the bulk data set |