13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 7,113 holding rows worth $107,017,134,000.
- Accession
- 0000831001-16-000370
- Filer
- CIK 831001
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 15,060 entries on the cover page, a total value of $107,017,134,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $107,017,134,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 12,357 | $1,225,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 25,140 | $1,225,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 69,424 | $1,223,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 107,488 | $1,223,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 24,467 | $1,221,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 92,900 | $1,221,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 275,155 | $1,221,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 1,460,000 | $1,221,000 | thousands by filing date | principal |
| NBT BANCORP INC COM | 628778102 | Stock | 37,073 | $1,219,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 48,000 | $1,219,000 | thousands by filing date | call |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 72,071 | $1,219,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 26,942 | $1,215,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 33,036 | $1,213,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 40,717 | $1,212,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 22,911 | $1,212,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 50,484 | $1,210,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 32,926 | $1,207,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 19,821 | $1,206,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 55,100 | $1,204,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 29,436 | $1,199,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 26,960 | $1,199,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 66,300 | $1,198,000 | thousands by filing date | put |
| CATHAY GEN BANCORP | 149150104 | COM | 38,915 | $1,198,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 25,244 | $1,198,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 18,714 | $1,196,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 82,252 | $1,195,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 94,804 | $1,195,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 36,677 | $1,194,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 76,430 | $1,192,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 85,772 | $1,191,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 100,600 | $1,190,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 76,442 | $1,190,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 11,221 | $1,189,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 89,600 | $1,189,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 230,734 | $1,189,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 332,900 | $1,188,000 | thousands by filing date | put |
| HMS HLDGS CORP | 40425J101 | COM | 53,564 | $1,187,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 34,725 | $1,187,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 15,801 | $1,186,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 99,108 | $1,185,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 56,900 | $1,185,000 | thousands by filing date | call |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 273,432 | $1,178,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 18,195 | $1,177,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 51,046 | $1,176,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 22,581 | $1,176,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 70,000 | $1,176,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 45,500 | $1,176,000 | thousands by filing date | put |
| ACTUANT CORP | 00508X203 | CL A NEW | 50,475 | $1,174,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 9,121 | $1,173,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 46,573 | $1,173,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 23,241 | $1,173,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 99,895 | $1,172,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 33,167 | $1,171,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 20,125 | $1,170,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 133,588 | $1,170,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 111,304 | $1,169,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 17,699 | $1,168,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 25,200 | $1,168,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 85,219 | $1,166,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 136,100 | $1,164,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 79,300 | $1,163,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 15,992 | $1,161,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 135,800 | $1,161,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 62,400 | $1,161,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 52,015 | $1,159,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 84,600 | $1,158,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 42,000 | $1,157,000 | thousands by filing date | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 87,289 | $1,156,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 31,389 | $1,156,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 50,090 | $1,155,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 27,700 | $1,152,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 73,466 | $1,148,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 205,444 | $1,148,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 80,474 | $1,146,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 84,732 | $1,144,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 274,600 | $1,142,000 | thousands by filing date | put |
| APIGEE CORP COM | 03765N108 | Stock | 65,666 | $1,142,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 91,200 | $1,140,000 | thousands by filing date | put |
| VANGUARD MALVERN FDS | 922020805 | SHS | 22,934 | $1,139,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 34,667 | $1,138,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 93,300 | $1,135,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 62,653 | $1,133,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 31,707 | $1,133,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 15,590 | $1,133,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 65,791 | $1,133,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 37,200 | $1,131,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 43,000 | $1,131,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 22,326 | $1,131,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 37,700 | $1,131,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 17,436 | $1,130,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 44,233 | $1,129,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 65,900 | $1,128,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 194,700 | $1,127,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 15,494 | $1,126,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 14,558 | $1,125,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 51,890 | $1,125,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 54,000 | $1,124,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 85,420 | $1,124,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 41,724 | $1,122,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 46,811 | $1,120,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 20,691 | $1,119,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,321 | $1,117,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 3,100 | $1,117,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 101,491 | $1,117,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 94,143 | $1,117,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 21,200 | $1,116,000 | thousands by filing date | call |
| ROGERS CORP COM | 775133101 | Stock | 18,236 | $1,114,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 49,397 | $1,113,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 87,666 | $1,113,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 27,221 | $1,110,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 21,918 | $1,109,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 60,300 | $1,109,000 | thousands by filing date | put |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 34,392 | $1,107,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 16,056 | $1,106,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E109 | DAILY SLR BULL | 55,000 | $1,106,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 48,180 | $1,103,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 64,524 | $1,102,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 106,321 | $1,102,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 43,523 | $1,101,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 264,100 | $1,101,000 | thousands by filing date | call |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 34,538 | $1,100,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 46,745 | $1,098,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 226,182 | $1,097,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 7,962 | $1,094,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 8,719 | $1,091,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 24,628 | $1,091,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 44,448 | $1,091,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 56,305 | $1,091,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 14,100 | $1,090,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 27,326 | $1,090,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 22,292 | $1,087,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 15,229 | $1,087,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 21,264 | $1,086,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 56,430 | $1,086,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 16,027 | $1,085,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 76,658 | $1,082,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 25,506 | $1,082,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 28,418 | $1,081,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 24,144 | $1,078,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 75,214 | $1,078,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 48,074 | $1,077,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 95,930 | $1,076,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 135,455 | $1,076,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 13,128 | $1,074,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 82,725 | $1,074,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 21,530 | $1,071,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 15,389 | $1,071,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 50,350 | $1,069,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 6,486 | $1,068,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 68,897 | $1,068,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 129,801 | $1,063,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 40,000 | $1,063,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 10,900 | $1,059,000 | thousands by filing date | put |
| SPARTANNASH CO | 847215100 | COM | 36,544 | $1,057,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 13,495 | $1,055,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 13,460 | $1,053,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 57,998 | $1,053,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 51,284 | $1,053,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 43,279 | $1,052,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 260,443 | $1,051,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 37,953 | $1,051,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 1,075,000 | $1,051,000 | thousands by filing date | principal |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 58,063 | $1,050,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 34,860 | $1,050,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 28,731 | $1,049,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 61,200 | $1,048,000 | thousands by filing date | put |
| KAMAN CORP-CLASS A | 483548103 | COM | 23,852 | $1,047,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 73,045 | $1,043,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 206,210 | $1,043,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 24,085 | $1,042,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 19,135 | $1,042,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 23,735 | $1,039,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 60,500 | $1,039,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 146,555 | $1,039,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 31,251 | $1,038,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 114,577 | $1,038,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 17,718 | $1,037,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 27,455 | $1,035,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 32,651 | $1,035,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 101,173 | $1,034,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 30,530 | $1,033,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 36,155 | $1,033,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 6,681 | $1,032,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 16,652 | $1,032,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 83,737 | $1,031,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 35,180 | $1,031,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 27,900 | $1,030,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 36,747 | $1,030,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 988,000 | $1,028,000 | thousands by filing date | principal |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 59,900 | $1,026,000 | thousands by filing date | call |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,023,000 | $1,026,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 37,961 | $1,023,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 9,252 | $1,022,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 42,893 | $1,022,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 22,295 | $1,022,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 85,800 | $1,021,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 30,500 | $1,020,000 | thousands by filing date | call |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 21,139 | $1,020,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 68,201 | $1,019,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 921,000 | $1,018,000 | thousands by filing date | principal |
| AAR CORP | 000361105 | COM | 32,478 | $1,017,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 7,400 | $1,017,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 16,888 | $1,015,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 18,180 | $1,015,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 15,123 | $1,013,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,800 | $1,013,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 33,997 | $1,013,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 127,213 | $1,010,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 11,958 | $1,009,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 14,000 | $1,008,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 67,385 | $1,008,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 33,815 | $1,008,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 39,606 | $1,006,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 13,476 | $1,006,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 87,941 | $1,006,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 75,777 | $1,005,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 35,267 | $1,004,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 51,690 | $1,002,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 36,696 | $1,002,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 24,090 | $999,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 24,919 | $998,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 15,842 | $998,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 79,894 | $998,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 86,886 | $995,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 26,175 | $995,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 47,250 | $993,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 100,700 | $993,000 | thousands by filing date | call |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 49,114 | $993,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 37,151 | $992,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 19,425 | $992,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 307,100 | $992,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 10,126 | $990,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 24,800 | $990,000 | thousands by filing date | put |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 20,300 | $989,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 306,282 | $989,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 4,600 | $987,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 28,000 | $987,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 8,766 | $986,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 22,084 | $984,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 31,257 | $982,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 22,556 | $982,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 34,831 | $981,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 106,475 | $981,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 23,105 | $979,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 36,817 | $979,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 73,878 | $978,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 39,622 | $978,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 15,595 | $977,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 53,900 | $977,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 135,347 | $976,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 22,761 | $975,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15,018 | $973,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 34,700 | $972,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 232,800 | $971,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 135,480 | $971,000 | thousands by filing date | call |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 80,074 | $970,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 8,138 | $968,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 20,677 | $968,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7,293 | $968,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 25,263 | $967,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 19,235 | $963,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,538 | $962,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 102,264 | $959,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 57,374 | $957,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 44,900 | $956,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768106 | CL A | 21,725 | $953,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 11,537 | $953,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 100,976 | $952,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 126,617 | $952,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 42,038 | $952,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 1,000,000 | $952,000 | thousands by filing date | principal |
| ARCHROCK INC | 03957W106 | COM | 72,720 | $951,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 964,000 | $950,000 | thousands by filing date | principal |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 14,000 | $949,000 | thousands by filing date | call |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 20,433 | $949,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 24,800 | $947,000 | thousands by filing date | call |
| INTERSIL CORP | 46069S109 | CL A | 43,200 | $947,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 20,366 | $945,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 24,550 | $944,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 21,420 | $942,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 35,718 | $941,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 16,545 | $940,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 64,800 | $940,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 10,107 | $939,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 145,617 | $939,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 53,332 | $938,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 28,000 | $937,000 | thousands by filing date | put |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 6,200 | $935,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 5,764 | $934,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 145,773 | $934,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 19,800 | $932,000 | thousands by filing date | put |
| AMERICAN WOODMARK CORP | 030506109 | COM | 11,565 | $932,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 12,225 | $931,000 | thousands by filing date | |
| ISHARES TR | 46435G805 | MSCI MEXICO | 40,000 | $930,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 159,779 | $929,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 25,662 | $928,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 18,745 | $927,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 14,556 | $927,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 40,760 | $926,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 8,399 | $922,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 20,400 | $920,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 13,600 | $919,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 136,042 | $919,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 62,136 | $919,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L201 | UNIT 07/29/2020 | 90,000 | $918,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 26,500 | $916,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 16,080 | $915,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 31,568 | $915,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 83,122 | $914,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 39,520 | $913,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 16,377 | $912,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 682,000 | $912,000 | thousands by filing date | principal |
| AMERISAFE INC | 03071H100 | COM | 15,510 | $911,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 19,206 | $911,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 703,000 | $910,000 | thousands by filing date | principal |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 80,457 | $909,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 65,629 | $908,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 12,600 | $908,000 | thousands by filing date | call |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 900,000 | $907,000 | thousands by filing date | principal |
| RE MAX HLDGS INC | 75524W108 | CL A | 20,681 | $906,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 33,200 | $905,000 | thousands by filing date | call |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $905,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 35,000 | $905,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 11,400 | $904,000 | thousands by filing date | put |
| HARMAN INTL INDS INC | 413086109 | COM | 10,700 | $904,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 55,100 | $904,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 29,903 | $903,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 87,700 | $902,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 21,848 | $901,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 13,502 | $900,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 35,093 | $900,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 9,194 | $900,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 18,093 | $899,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 44,500 | $897,000 | thousands by filing date | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 32,899 | $896,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 48,350 | $896,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 33,656 | $896,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 31,381 | $895,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 657,000 | $895,000 | thousands by filing date | principal |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 9,261 | $894,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 25,778 | $894,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 69,644 | $893,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 33,479 | $892,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 12,266 | $891,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 14,127 | $890,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 1,000,000 | $889,000 | thousands by filing date | principal |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 12,490 | $886,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 26,449 | $886,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 30,517 | $885,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 14,767 | $884,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 82,537 | $883,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 11,101 | $881,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 23,710 | $881,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 58,023 | $881,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 43,707 | $880,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 40,841 | $880,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 45,918 | $879,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 40,100 | $879,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 9,600 | $878,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 239,200 | $878,000 | thousands by filing date | put |
| CARE CAP PPTYS INC | 141624106 | COM | 30,781 | $878,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 1,541,000 | $878,000 | thousands by filing date | principal |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 38,341 | $876,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 23,200 | $876,000 | thousands by filing date | put |
| CHEMTURA CORP | 163893209 | COM NEW | 26,715 | $876,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 156,683 | $876,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 52,189 | $874,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 41,851 | $874,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 46,552 | $872,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 34,549 | $870,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 53,298 | $870,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 8,000 | $866,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 152,082 | $866,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 24,684 | $865,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 25,400 | $865,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 21,560 | $864,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 76,500 | $864,000 | thousands by filing date | put |
| COMMERCEHUB INC | 20084V306 | COM SER C | 54,306 | $864,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 205,200 | $863,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 32,747 | $862,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 45,601 | $861,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 54,480 | $861,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 21,904 | $861,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 147,600 | $861,000 | thousands by filing date | call |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 28,700 | $861,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 9,300 | $859,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 29,800 | $859,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 35,687 | $858,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 14,744 | $858,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 21,520 | $857,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 23,300 | $856,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 27,355 | $854,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 27,100 | $854,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 198,600 | $854,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 10,664 | $852,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 21,250 | $852,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 18,343 | $851,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 15,063 | $851,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 135,517 | $850,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 39,300 | $848,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 62,547 | $848,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 21,200 | $848,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 81,700 | $848,000 | thousands by filing date | call |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 26,915 | $848,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 22,434 | $847,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 72,903 | $846,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 16,612 | $846,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 39,188 | $846,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 19,892 | $846,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 29,550 | $845,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 82,015 | $844,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 45,174 | $843,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 16,035 | $842,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 42,844 | $841,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 39,377 | $840,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 41,670 | $840,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 83,847 | $833,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 24,900 | $833,000 | thousands by filing date | put |
| CDW CORP COM | 12514G108 | Stock | 18,181 | $832,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 28,669 | $832,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 8,574 | $831,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 26,338 | $830,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 28,484 | $830,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 31,845 | $830,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 48,016 | $828,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 38,556 | $826,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 38,807 | $824,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 38,566 | $823,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 19,784 | $822,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 785,000 | $822,000 | thousands by filing date | principal |
| MASCO CORP | 574599106 | COM | 23,900 | $820,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 12,223 | $820,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 56,002 | $819,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 593,000 | $819,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 858,000 | $818,000 | thousands by filing date | principal |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 207,841 | $816,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 23,600 | $816,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 21,333 | $815,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 29,376 | $815,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 27,872 | $812,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 22,744 | $810,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 49,400 | $810,000 | thousands by filing date | call |
| LA QUINTA HLDGS INC | 50420D108 | COM | 72,447 | $810,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 53,627 | $808,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,722 | $806,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 11,567 | $806,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 27,700 | $806,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 295,798 | $805,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 219,400 | $805,000 | thousands by filing date | call |
| OM ASSET MGMT PLC | G67506108 | SHS | 57,882 | $805,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 22,300 | $804,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 35,100 | $804,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 61,300 | $802,000 | thousands by filing date | put |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 34,359 | $801,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 15,200 | $800,000 | thousands by filing date | put |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 73,893 | $798,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 132,100 | $798,000 | thousands by filing date | call |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 9,128 | $796,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 19,949 | $796,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 11,700 | $795,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 24,818 | $794,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 73,394 | $792,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 13,642 | $792,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 16,409 | $791,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 31,867 | $790,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 49,636 | $790,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 96,072 | $790,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 57,071 | $790,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 9,645 | $789,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 63,065 | $788,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 181,800 | $787,000 | thousands by filing date | put |
| MERCURY SYS INC COM | 589378108 | Stock | 31,980 | $786,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 25,126 | $786,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 18,735 | $783,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 57,405 | $782,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 17,549 | $780,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 24,057 | $780,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 13,076 | $779,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 85,769 | $779,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 27,702 | $778,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 20,000 | $777,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 14,005 | $777,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 23,161 | $776,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 61,394 | $776,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 76,962 | $776,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 723,000 | $771,000 | thousands by filing date | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 191,000 | $770,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 42,926 | $769,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 62,200 | $768,000 | thousands by filing date | put |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 23,897 | $768,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 82,753 | $768,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 38,003 | $766,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 7,744 | $764,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 53,836 | $764,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 23,100 | $764,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 44,526 | $763,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 23,046 | $761,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 19,504 | $761,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 57,600 | $760,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 752,000 | $760,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000370 | this filing | 2016-11-10 | acceptance time not in the bulk data set |