13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 7,113 holding rows worth $107,017,134,000.
- Accession
- 0000831001-16-000370
- Filer
- CIK 831001
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 15,060 entries on the cover page, a total value of $107,017,134,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $107,017,134,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KAYNE ANDERSON ENERGY | 486606106 | COM | 36,789 | $759,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 32,926 | $758,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 52,300 | $757,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 7,870 | $756,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 19,643 | $755,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 43,053 | $755,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 11,503 | $753,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 48,761 | $753,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 61,768 | $753,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 21,727 | $752,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 54,844 | $752,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 40,390 | $752,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 22,070 | $750,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 19,708 | $749,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 23,600 | $748,000 | thousands by filing date | put |
| S & T BANCORP INC COM | 783859101 | Stock | 25,785 | $748,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 18,187 | $748,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 58,100 | $747,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 30,493 | $747,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 14,683 | $746,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 5,300 | $746,000 | thousands by filing date | call |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,591 | $745,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 51,241 | $745,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 43,727 | $744,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 49,600 | $744,000 | thousands by filing date | put |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 26,312 | $744,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 1,958,000 | $744,000 | thousands by filing date | principal |
| ABAXIS INC | 002567105 | COM | 14,389 | $743,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 128,200 | $742,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 30,000 | $742,000 | thousands by filing date | put |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 5,958 | $742,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 13,651 | $741,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 5,600 | $740,000 | thousands by filing date | call |
| US ECOLOGY INC COM | 91732J102 | COM | 16,462 | $738,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 6,661 | $737,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 6,487 | $737,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 99,700 | $737,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 12,660 | $737,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 20,017 | $736,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 38,535 | $735,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 55,300 | $734,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 14,146 | $734,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 15,935 | $734,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 9,639 | $733,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 21,900 | $733,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 9,319 | $732,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 6,421 | $732,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 17,865 | $731,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 38,900 | $731,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 18,831 | $730,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 44,461 | $730,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 8,589 | $730,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 128,174 | $729,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 17,220 | $729,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 8,231 | $729,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 32,741 | $728,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 99,404 | $728,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 51,100 | $727,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 56,811 | $727,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 62,495 | $726,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 36,065 | $726,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 16,284 | $725,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 30,800 | $725,000 | thousands by filing date | call |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 23,665 | $722,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 5,433 | $721,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 13,500 | $721,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 76,934 | $717,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 30,460 | $717,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 21,919 | $717,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 27,716 | $717,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 72,500 | $715,000 | thousands by filing date | put |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 13,633 | $714,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 35,651 | $714,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 112,600 | $714,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 7,800 | $713,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 60,909 | $712,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 20,140 | $712,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 57,500 | $710,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 19,700 | $710,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 54,750 | $708,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 11,155 | $707,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 13,857 | $706,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 32,258 | $706,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 400,000 | $706,000 | thousands by filing date | principal |
| DRIL-QUIP INC | 262037104 | COM | 12,627 | $704,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 23,735 | $704,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 3,500 | $702,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 12,500 | $701,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 20,800 | $701,000 | thousands by filing date | put |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 666,000 | $701,000 | thousands by filing date | principal |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 57,586 | $699,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 10,555 | $697,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 13,188 | $697,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 8,134 | $696,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 7,346 | $694,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 164,900 | $694,000 | thousands by filing date | put |
| iShares Global Healthcare ETF | 464287325 | SHS | 6,876 | $693,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 17,734 | $690,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 26,729 | $686,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 16,578 | $685,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 6,191 | $685,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 38,617 | $685,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 39,400 | $684,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 34,500 | $682,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 91,600 | $682,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 60,267 | $682,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 24,911 | $681,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 24,611 | $681,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 8,667 | $680,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 17,100 | $680,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 14,600 | $680,000 | thousands by filing date | put |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 672,000 | $680,000 | thousands by filing date | principal |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 11,317 | $680,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 17,307 | $679,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 21,383 | $678,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 79,026 | $678,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 64,500 | $677,000 | thousands by filing date | call |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 15,300 | $677,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 45,600 | $677,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 10,917 | $676,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 13,996 | $676,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 20,975 | $675,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 17,500 | $674,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 19,900 | $674,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 17,341 | $673,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 23,852 | $672,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 27,819 | $672,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 806,000 | $670,000 | thousands by filing date | principal |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 51,300 | $669,000 | thousands by filing date | call |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 35,172 | $667,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 61,832 | $667,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 41,300 | $666,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 19,300 | $665,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 8,971 | $664,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 618,000 | $664,000 | thousands by filing date | principal |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 13,901 | $664,000 | thousands by filing date | call |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 28,587 | $662,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 4,332 | $662,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 25,947 | $662,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 15,000 | $661,000 | thousands by filing date | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 44,725 | $661,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 20,103 | $661,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 32,800 | $661,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152208 | CL A | 34,336 | $660,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 21,500 | $658,000 | thousands by filing date | call |
| KEMPER CORP COM | 488401100 | Stock | 16,730 | $658,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 13,745 | $657,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 80,376 | $657,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 14,017 | $656,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 17,372 | $656,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 30,300 | $654,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 12,791 | $654,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 22,653 | $653,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 419,000 | $653,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 14,025 | $652,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 67,652 | $652,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 27,458 | $651,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 8,736 | $650,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 22,729 | $650,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 60,515 | $648,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 18,400 | $647,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 43,600 | $647,000 | thousands by filing date | put |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 24,300 | $646,000 | thousands by filing date | put |
| MATERION CORP | 576690101 | COM | 21,010 | $645,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 24,106 | $645,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 109,198 | $644,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 67,275 | $642,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 13,000 | $641,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 40,980 | $639,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 32,658 | $639,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 6,530 | $638,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 25,871 | $638,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 38,065 | $638,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 23,953 | $637,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 21,250 | $637,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 33,755 | $635,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 127,500 | $633,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 36,612 | $632,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 10,074 | $631,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,828 | $630,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 9,400 | $630,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 105,761 | $629,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 23,127 | $629,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 6,551 | $627,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 4,892 | $627,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 48,472 | $627,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 17,914 | $626,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 85,140 | $626,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 15,879 | $625,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 14,589 | $625,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 25,800 | $624,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 76,900 | $623,000 | thousands by filing date | put |
| OVASCIENCE INC | 69014Q101 | COM | 86,997 | $623,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 154,300 | $622,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 34,200 | $621,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 108,900 | $621,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 78,031 | $621,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 109,800 | $621,000 | thousands by filing date | call |
| RLJ LODGING TR COM | 74965L101 | REIT | 29,486 | $620,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 8,356 | $620,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 28,373 | $620,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 27,400 | $620,000 | thousands by filing date | call |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 13,339 | $619,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 43,698 | $618,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 10,303 | $617,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 23,521 | $616,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 21,426 | $616,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 10,543 | $615,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 9,179 | $614,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 76,586 | $614,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 7,172 | $613,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 15,171 | $613,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 10,211 | $612,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 13,000 | $611,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 28,453 | $611,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 15,173 | $610,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 12,348 | $609,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 14,991 | $609,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 10,500 | $607,000 | thousands by filing date | call |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,917 | $607,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 25,697 | $606,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 16,844 | $606,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 30,502 | $606,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 6,726 | $605,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 22,497 | $603,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 47,100 | $602,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 27,004 | $601,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 11,214 | $601,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 9,037 | $600,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 4,100 | $600,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 8,900 | $599,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 18,000 | $598,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 16,200 | $598,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 7,300 | $598,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 106,940 | $598,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 99,526 | $598,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 11,300 | $597,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 48,141 | $597,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 9,200 | $596,000 | thousands by filing date | put |
| LHC GROUP | 50187A107 | COM | 16,164 | $596,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 12,500 | $596,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 7,700 | $595,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 14,745 | $595,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 23,800 | $595,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 204,097 | $594,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 21,500 | $594,000 | thousands by filing date | put |
| REGAL ENTMT GROUP | 758766109 | CL A | 27,281 | $594,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 48,700 | $593,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 24,400 | $590,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 53,960 | $590,000 | thousands by filing date | call |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 19,683 | $590,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 9,211 | $589,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 32,828 | $589,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 19,000 | $589,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 22,263 | $589,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 39,291 | $588,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 6,700 | $587,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 65,632 | $586,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 11,094 | $585,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 22,000 | $585,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 10,877 | $584,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 19,384 | $583,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 45,900 | $582,000 | thousands by filing date | put |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 23,005 | $581,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 103,893 | $580,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,442 | $580,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 13,576 | $578,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 114,192 | $577,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 61,588 | $577,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 40,500 | $576,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 42,978 | $574,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 12,766 | $573,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 23,861 | $573,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 41,588 | $573,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 60,040 | $572,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 32,474 | $572,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 40,500 | $571,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 15,486 | $571,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 17,470 | $571,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,460 | $570,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 15,960 | $570,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 7,976 | $570,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 7,728 | $569,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 10,721 | $568,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 31,152 | $568,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 8,467 | $568,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 51,785 | $567,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 27,587 | $566,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 39,700 | $566,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 6,737 | $565,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 24,700 | $565,000 | thousands by filing date | call |
| GLOBAL NET LEASE INC | 379378102 | COM | 69,082 | $564,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 12,192 | $563,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 29,900 | $563,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 29,575 | $562,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 5,800 | $560,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 14,848 | $560,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 19,407 | $560,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 20,823 | $560,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 61,854 | $560,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 12,783 | $559,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 7,976 | $559,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 25,000 | $559,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 24,900 | $558,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 42,500 | $556,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 266,982 | $555,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 17,592 | $554,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 32,700 | $553,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 9,900 | $552,000 | thousands by filing date | put |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 37,101 | $551,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 50,070 | $551,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 27,188 | $551,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 26,621 | $551,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 12,400 | $550,000 | thousands by filing date | call |
| PROVIDENCE SVC CORP | 743815102 | COM | 11,316 | $550,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 6,758 | $549,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 18,060 | $548,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 4,909 | $548,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 18,791 | $548,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 8,500 | $547,000 | thousands by filing date | put |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 30,167 | $547,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 15,591 | $547,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 89,252 | $545,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 4,034 | $545,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 29,201 | $543,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 84,800 | $543,000 | thousands by filing date | put |
| STAG INDUSTRIAL INC | 85254J102 | COM | 22,126 | $542,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 14,600 | $541,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 27,875 | $540,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 26,300 | $538,000 | thousands by filing date | put |
| KIRBY CORP | 497266106 | COM | 8,660 | $538,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 12,507 | $538,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,406 | $538,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 38,000 | $538,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 13,305 | $537,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 7,923 | $537,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 28,854 | $536,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 34,009 | $536,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 9,100 | $535,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 10,760 | $534,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 52,611 | $532,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 18,042 | $532,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 11,024 | $532,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 30,206 | $531,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 43,808 | $530,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 18,366 | $530,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 16,163 | $530,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 45,042 | $529,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,000 | $529,000 | thousands by filing date | put |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 36,366 | $529,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 22,416 | $528,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 63,653 | $527,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 13,800 | $527,000 | thousands by filing date | put |
| COMPUTER SCIENCES CORP | 205363104 | COM | 10,100 | $527,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 34,704 | $526,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 22,801 | $526,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 35,000 | $526,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 31,699 | $525,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 34,969 | $525,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 27,551 | $524,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 82,091 | $522,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 8,701 | $521,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 6,600 | $521,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 30,800 | $521,000 | thousands by filing date | call |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 13,730 | $520,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 7,000 | $518,000 | thousands by filing date | put |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 9,600 | $516,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,787 | $516,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 10,321 | $516,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 288,960 | $516,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,751 | $515,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 37,800 | $515,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 11,964 | $515,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 26,200 | $515,000 | thousands by filing date | call |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 16,790 | $514,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 12,059 | $513,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 22,957 | $513,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 24,300 | $512,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 4,181 | $512,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 43,800 | $511,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 49,029 | $511,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 16,940 | $508,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,400 | $507,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 21,980 | $507,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 7,600 | $506,000 | thousands by filing date | call |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 43,590 | $506,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 49,376 | $506,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 15,949 | $505,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 37,000 | $504,000 | thousands by filing date | call |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 9,698 | $503,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 16,875 | $502,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 18,100 | $502,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 56,700 | $502,000 | thousands by filing date | put |
| Matrix Service Company | 576853105 | COM | 26,670 | $500,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 14,137 | $499,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 15,477 | $498,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 13,100 | $498,000 | thousands by filing date | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 3,192 | $495,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 25,416 | $495,000 | thousands by filing date | put |
| TRANSUNION COM | 89400J107 | Stock | 14,272 | $493,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3,891 | $493,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 19,400 | $493,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 28,039 | $492,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 29,785 | $492,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 12,360 | $492,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 53,998 | $492,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 13,400 | $491,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 10,266 | $491,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 29,068 | $490,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 14,391 | $490,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 80,236 | $489,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 11,001 | $489,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 366,000 | $489,000 | thousands by filing date | principal |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 24,813 | $488,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 43,176 | $487,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 51,378 | $487,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 31,046 | $487,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 9,200 | $486,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 25,900 | $484,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 23,556 | $483,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 26,709 | $483,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 22,443 | $482,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 5,100 | $482,000 | thousands by filing date | call |
| ADVAXIS INC | 007624208 | COM NEW | 45,039 | $482,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 40,400 | $481,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 41,844 | $480,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 26,400 | $479,000 | thousands by filing date | put |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 46,617 | $479,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 12,902 | $479,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 12,500 | $479,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 56,886 | $478,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 30,992 | $478,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 47,848 | $476,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 57,200 | $475,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 5,020 | $474,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 120,800 | $474,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 17,107 | $473,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 4,180 | $472,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 4,200 | $472,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 59,400 | $472,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 11,838 | $471,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 12,538 | $471,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 19,285 | $471,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 16,167 | $470,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 31,300 | $470,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 42,500 | $469,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 17,632 | $469,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 54,900 | $469,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 7,109 | $468,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 25,186 | $468,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 19,380 | $468,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 18,837 | $467,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 18,100 | $467,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 13,025 | $466,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 23,156 | $466,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 34,000 | $465,000 | thousands by filing date | call |
| STATE NATIONAL. | 85711T305 | Common Stock | 41,759 | $464,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 11,207 | $463,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 9,692 | $463,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,600 | $462,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 15,678 | $462,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 95,606 | $462,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 5,431 | $460,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 18,513 | $459,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 30,233 | $459,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 13,000 | $459,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 51,137 | $459,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 46,423 | $459,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 88,130 | $458,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 4,351 | $458,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 6,179 | $457,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 39,600 | $457,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 57,959 | $457,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 9,107 | $457,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 22,150 | $456,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 30,000 | $455,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 9,486 | $455,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 58,241 | $454,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 140,500 | $454,000 | thousands by filing date | put |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 9,824 | $453,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 24,362 | $453,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 28,105 | $452,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 7,925 | $450,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 24,018 | $450,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 34,138 | $450,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 58,650 | $450,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 24,195 | $449,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 27,122 | $449,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 27,749 | $448,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 15,743 | $447,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 29,643 | $447,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 28,334 | $446,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 24,000 | $446,000 | thousands by filing date | call |
| ADVAXIS INC | 007624208 | COM NEW | 41,700 | $446,000 | thousands by filing date | put |
| DIGITALGLOBE INC | 25389M877 | COM | 16,167 | $445,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 43,873 | $444,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 56,201 | $444,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 88,900 | $444,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 13,495 | $443,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 18,400 | $443,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000370 | this filing | 2016-11-10 | acceptance time not in the bulk data set |