13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 7,113 holding rows worth $107,017,134,000.
- Accession
- 0000831001-16-000370
- Filer
- CIK 831001
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 15,060 entries on the cover page, a total value of $107,017,134,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $107,017,134,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVG TECHNOLOGIES | N07831105 | SHS | 9,863 | $247,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,504 | $246,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,848 | $246,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 61,079 | $246,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 14,480 | $246,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 3,465 | $245,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,083 | $245,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 43,800 | $244,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 18,025 | $244,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,191 | $244,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 5,300 | $244,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 6,900 | $243,000 | thousands by filing date | put |
| China Yuchai Intl Ltd | G21082105 | COM | 22,433 | $243,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 33,900 | $243,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 31,722 | $242,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 20,610 | $242,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,800 | $242,000 | thousands by filing date | put |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 16,765 | $242,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 7,605 | $241,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 12,635 | $241,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 19,077 | $240,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 31,362 | $240,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 16,300 | $237,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 5,400 | $237,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,967 | $237,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 32,700 | $236,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 5,798 | $236,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 20,000 | $236,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 10,772 | $236,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 6,121 | $236,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 8,400 | $235,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 20,936 | $235,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 14,900 | $234,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 5,564 | $234,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 30,416 | $234,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,559 | $233,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 17,852 | $233,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,067 | $233,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 13,054 | $233,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 19,800 | $233,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 45,200 | $233,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 15,831 | $233,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 13,073 | $233,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,200 | $232,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 5,838 | $231,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 8,728 | $231,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 8,103 | $231,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 20,100 | $230,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 6,600 | $229,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 2,398 | $229,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 8,848 | $229,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,392 | $228,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,199 | $228,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 20,378 | $228,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 8,900 | $227,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 3,890 | $227,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 4,554 | $226,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,131 | $226,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 17,167 | $226,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 6,965 | $226,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 9,200 | $224,000 | thousands by filing date | call |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $224,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 10,000 | $224,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 8,100 | $223,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 21,588 | $223,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 31,148 | $223,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 21,789 | $223,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 13,273 | $223,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 6,926 | $222,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,553 | $222,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 6,482 | $222,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 3,360 | $222,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 24,900 | $222,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,800 | $221,000 | thousands by filing date | call |
| EPAM SYS INC COM | 29414B104 | Stock | 3,180 | $220,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,797 | $220,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 11,500 | $220,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 40,485 | $220,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,972 | $219,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 9,690 | $219,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 25,915 | $219,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 29,418 | $218,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,900 | $217,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 7,500 | $217,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 22,619 | $217,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 11,100 | $217,000 | thousands by filing date | call |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 31,810 | $217,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 17,674 | $217,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 16,159 | $215,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 12,500 | $215,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 18,431 | $215,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 9,500 | $214,000 | thousands by filing date | call |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 6,991 | $214,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 33,400 | $214,000 | thousands by filing date | put |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 226,000 | $214,000 | thousands by filing date | principal |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 9,714 | $213,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 5,893 | $213,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,273 | $213,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 20,600 | $213,000 | thousands by filing date | put |
| IXYS CORP | 46600W106 | COMMON STOCK | 17,641 | $213,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 14,711 | $213,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 11,511 | $212,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 12,846 | $212,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 48,700 | $211,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 28,493 | $211,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 6,442 | $211,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 13,500 | $210,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 21,509 | $210,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 3,171 | $210,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 15,237 | $209,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,181 | $208,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 5,998 | $208,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 8,249 | $208,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 44,929 | $208,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 16,100 | $208,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,315 | $207,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 4,400 | $207,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 5,909 | $207,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 8,300 | $207,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 14,029 | $207,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 16,000 | $206,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 9,862 | $206,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,389 | $205,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 13,788 | $205,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,700 | $205,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 17,530 | $205,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,959 | $205,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 26,864 | $205,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 8,580 | $205,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 3,250 | $205,000 | thousands by filing date | principal |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 3,979 | $204,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,131 | $203,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,322 | $203,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 30,053 | $203,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 34,038 | $203,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 4,000 | $202,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,370 | $202,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 8,000 | $202,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 6,815 | $202,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 14,522 | $201,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 23,968 | $201,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 12,185 | $201,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 7,777 | $201,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 3,964 | $201,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 11,478 | $201,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,900 | $201,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 6,200 | $201,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 91,100 | $200,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 4,100 | $200,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,696 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 10,100 | $200,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 5,795 | $200,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,448 | $200,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 14,632 | $199,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 15,802 | $199,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,900 | $199,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,043 | $199,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 13,804 | $199,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 6,844 | $199,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 6,447 | $199,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 67,100 | $199,000 | thousands by filing date | put |
| CRA INTL INC | 12618T105 | COM | 7,454 | $198,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 68,200 | $198,000 | thousands by filing date | call |
| JAMES RIV GROUP LTD | G5005R107 | COM | 5,467 | $198,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 14,100 | $198,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 13,220 | $198,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 7,600 | $198,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 31,700 | $197,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 14,600 | $197,000 | thousands by filing date | put |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 8,655 | $197,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 174,000 | $197,000 | thousands by filing date | principal |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 15,891 | $197,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 7,456 | $196,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 8,284 | $196,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,894 | $196,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 212,000 | $196,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 4,680 | $196,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,500 | $195,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 5,496 | $195,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 11,890 | $195,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,900 | $194,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,270 | $194,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 3,500 | $194,000 | thousands by filing date | call |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 25,202 | $194,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 32,894 | $194,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 14,603 | $194,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 30,914 | $194,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 4,521 | $193,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 5,434 | $193,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 9,319 | $192,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 15,940 | $192,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 13,132 | $192,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 14,427 | $192,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,169 | $191,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 6,111 | $191,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 13,393 | $191,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,400 | $190,000 | thousands by filing date | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 6,411 | $190,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,400 | $189,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,686 | $189,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,222 | $189,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 6,035 | $189,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 5,000 | $189,000 | thousands by filing date | call |
| RADIAN GROUP INC | 750236AK7 | BOND | 152,000 | $189,000 | thousands by filing date | principal |
| TRECORA RES | 894648104 | COM | 16,548 | $189,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 30,433 | $189,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 5,100 | $187,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 2,385 | $187,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 15,895 | $187,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,100 | $186,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,900 | $186,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 5,128 | $186,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 42,848 | $186,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 14,040 | $186,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 2,300 | $186,000 | thousands by filing date | put |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 15,106 | $186,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 55,523 | $186,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 12,100 | $186,000 | thousands by filing date | call |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,364 | $185,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 2,419 | $185,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 62,622 | $185,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 7,974 | $185,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 3,754 | $184,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 16,248 | $184,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 13,280 | $184,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 3,680 | $183,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 6,846 | $183,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 7,906 | $183,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 10,000 | $183,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,700 | $182,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 7,207 | $182,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,528 | $182,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 15,951 | $182,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 10,500 | $181,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 34,100 | $181,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,197 | $180,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 4,800 | $180,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 5,032 | $180,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 22,200 | $180,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 13,254 | $179,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,845 | $179,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,000 | $179,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 25,227 | $179,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 7,008 | $179,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 4,993 | $178,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,905 | $178,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 3,679 | $178,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,323 | $177,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 16,697 | $177,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,313 | $176,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,497 | $176,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,446 | $176,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 11,387 | $176,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 14,522 | $176,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 100,000 | $176,000 | thousands by filing date | principal |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 21,332 | $175,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,300 | $175,000 | thousands by filing date | call |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,511 | $175,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 3,701 | $175,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 7,758 | $175,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 4,525 | $175,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 17,477 | $175,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 58,529 | $174,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 8,497 | $174,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 13,941 | $174,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 6,300 | $173,000 | thousands by filing date | call |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 9,264 | $173,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 7,245 | $173,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 8,703 | $173,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 8,008 | $173,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 5,898 | $173,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 8,400 | $173,000 | thousands by filing date | call |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,088 | $172,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,574 | $172,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 9,990 | $172,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 294 | $172,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 5,500 | $172,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 6,598 | $172,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 3,500 | $171,000 | thousands by filing date | call |
| THL CREDIT INC | 872438106 | COM | 17,867 | $171,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 7,572 | $171,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 6,827 | $171,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 9,991 | $171,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 1,538 | $171,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 13,981 | $171,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 14,300 | $170,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 6,500 | $170,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 16,400 | $170,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,786 | $169,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 25,973 | $169,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 8,776 | $169,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 6,362 | $169,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 13,020 | $169,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 4,870 | $169,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 9,281 | $169,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 7,248 | $168,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 8,890 | $168,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 6,551 | $168,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 33,500 | $168,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 10,197 | $168,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 7,207 | $168,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 170,000 | $168,000 | thousands by filing date | principal |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 2,300 | $168,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 13,447 | $168,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 6,850 | $167,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,420 | $167,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 4,300 | $167,000 | thousands by filing date | put |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 8,960 | $167,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 7,300 | $166,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 22,285 | $166,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,800 | $165,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 20,700 | $165,000 | thousands by filing date | call |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 16,480 | $165,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 3,814 | $165,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 19,186 | $165,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,300 | $164,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 20,576 | $164,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,400 | $164,000 | thousands by filing date | put |
| HRG GROUP INC COM | 40434J100 | Stock | 10,464 | $164,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 18,117 | $163,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 15,535 | $163,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 6,049 | $162,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 500 | $162,000 | thousands by filing date | put |
| GLOBANT S A | L44385109 | COM | 3,855 | $162,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 6,000 | $162,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 10,505 | $162,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 8,163 | $162,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 13,131 | $162,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 156,000 | $162,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 8,606 | $162,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 135,000 | $162,000 | thousands by filing date | principal |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 84,000 | $162,000 | thousands by filing date | principal |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 8,145 | $161,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 13,807 | $161,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 116,000 | $161,000 | thousands by filing date | principal |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 24,708 | $160,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,300 | $160,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,300 | $160,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 11,998 | $160,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 24,577 | $160,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 8,828 | $160,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 8,200 | $160,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 92,100 | $160,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 11,885 | $160,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,458 | $159,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 6,942 | $159,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 2,402 | $159,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 14,400 | $159,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 2,000 | $159,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 6,943 | $159,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 11,405 | $159,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,995 | $158,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 11,267 | $158,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 11,405 | $158,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,464 | $158,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 10,022 | $158,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 9,056 | $157,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 3,092 | $157,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 4,000 | $157,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 3,523 | $157,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 23,300 | $157,000 | thousands by filing date | put |
| TICC CAPITAL CORP | 87244T109 | COM | 27,124 | $157,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 34,619 | $157,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 5,545 | $156,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 19,021 | $156,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 6,354 | $156,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 6,598 | $156,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,200 | $156,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 9,904 | $156,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 7,274 | $156,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 2,451 | $156,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 13,480 | $155,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 5,321 | $155,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 28,466 | $155,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 4,600 | $154,000 | thousands by filing date | put |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,374 | $154,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 17,600 | $154,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,295 | $154,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,567 | $154,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 7,516 | $154,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 11,257 | $153,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 24,600 | $153,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 7,041 | $153,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10,337 | $153,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 18,487 | $153,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 12,404 | $153,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 27,287 | $152,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 10,000 | $152,000 | thousands by filing date | put |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 16,261 | $152,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 10,542 | $151,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 3,340 | $151,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 21,000 | $151,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 10,728 | $150,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 23,519 | $150,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 16,912 | $150,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 6,883 | $150,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 31,294 | $150,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 25,366 | $150,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 24,812 | $149,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 18,151 | $149,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,143 | $149,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 26,239 | $149,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 5,465 | $149,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 20,970 | $149,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,027 | $148,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 3,805 | $148,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 5,911 | $148,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 16,603 | $148,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 87,300 | $148,000 | thousands by filing date | put |
| INTEROIL CORP | 460951106 | COM | 2,907 | $148,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 19,054 | $148,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 14,142 | $147,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,158 | $147,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 29,400 | $147,000 | thousands by filing date | call |
| TERRENO RLTY CORP | 88146M101 | COM | 5,333 | $146,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 5,800 | $146,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 1,720 | $146,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 19,059 | $146,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,950 | $145,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 11,300 | $145,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,500 | $145,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 10,382 | $145,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,317 | $145,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 25,208 | $145,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 7,600 | $145,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 7,986 | $144,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 1,569 | $144,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,500 | $144,000 | thousands by filing date | put |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,538 | $144,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 5,778 | $144,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,400 | $144,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 2,734 | $144,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1,400 | $143,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,548 | $143,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 5,466 | $143,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 11,952 | $143,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,939 | $143,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 2,800 | $143,000 | thousands by filing date | call |
| RSP PERMIAN INC | 74978Q105 | COM | 3,696 | $143,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 4,720 | $142,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 19,200 | $142,000 | thousands by filing date | put |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 33,000 | $142,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,600 | $141,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 19,200 | $141,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 5,407 | $141,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 5,963 | $141,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 12,222 | $141,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 5,600 | $141,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 1,100 | $141,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 5,266 | $141,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 11,200 | $141,000 | thousands by filing date | call |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 10,640 | $141,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 2,600 | $140,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 4,865 | $140,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 20,713 | $140,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 15,664 | $140,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 7,642 | $140,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 7,877 | $140,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 12,419 | $139,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 5,120 | $139,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12,702 | $139,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 2,839 | $139,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 14,329 | $139,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 9,293 | $138,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 10,700 | $138,000 | thousands by filing date | put |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 3,075 | $138,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 3,812 | $138,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 6,167 | $138,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,500 | $137,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 1,223 | $137,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,600 | $137,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 8,700 | $137,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 10,625 | $137,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 6,102 | $137,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 8,318 | $137,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 125,000 | $137,000 | thousands by filing date | principal |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 19,252 | $136,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,100 | $136,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,740 | $136,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 10,739 | $136,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 12,216 | $136,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 20,584 | $136,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 9,610 | $136,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 13,713 | $136,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 61,400 | $135,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 14,817 | $135,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 3,800 | $135,000 | thousands by filing date | put |
| MONROE CAPITAL CORP | 610335101 | COM | 8,600 | $135,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,000 | $135,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,816 | $135,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 4,000 | $135,000 | thousands by filing date | put |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 110,000 | $135,000 | thousands by filing date | principal |
| MANULIFE FINL CORP | 56501R106 | COM | 9,500 | $134,000 | thousands by filing date | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 5,056 | $134,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 7,724 | $134,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 15,583 | $134,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 5,665 | $134,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 5,304 | $134,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 3,623 | $133,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 7,700 | $133,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-16-000370 | this filing | 2016-11-10 | acceptance time not in the bulk data set |