13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 7,225 holding rows worth $104,277,909,000.
- Accession
- 0000831001-14-000125
- Filer
- CIK 831001
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 16,706 entries on the cover page, a total value of $104,277,909,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,277,909,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KEMET CORP | 488360207 | COM NEW | 21,965 | $127,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 6,461 | $127,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 942 | $127,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 5,925 | $127,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 1,976 | $126,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,220 | $126,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 6,099 | $126,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 5,650 | $126,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 41,400 | $126,000 | thousands by filing date | call |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 1,500 | $126,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 76,000 | $126,000 | thousands by filing date | principal |
| EP ENERGY CORP | 268785102 | CL A | 5,481 | $126,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 3,365 | $125,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 8,664 | $125,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 29,598 | $125,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,000 | $124,000 | thousands by filing date | call |
| HEALTHCARE RLTY TR | 421946104 | COM | 4,843 | $124,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 5,533 | $124,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 5,912 | $124,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,129 | $124,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 86,000 | $124,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,424 | $123,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,864 | $123,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 10,005 | $123,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,887 | $123,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 3,728 | $123,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 6,123 | $123,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 9,358 | $123,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,272 | $123,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 120,000 | $123,000 | thousands by filing date | principal |
| PARK NATL CORP COM | 700658107 | Stock | 1,590 | $122,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,226 | $122,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 4,550 | $122,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 2,937 | $122,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,433 | $122,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 1,567 | $122,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 71,000 | $122,000 | thousands by filing date | principal |
| EVOGENE LTD | M4119S104 | SHS | 7,457 | $122,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 7,705 | $121,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 24,712 | $121,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 12,258 | $121,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 1,518 | $120,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 6,341 | $120,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,304 | $120,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 7,091 | $120,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 4,094 | $120,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,100 | $120,000 | thousands by filing date | call |
| SWS GROUP INC | 78503N107 | COM | 16,398 | $120,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 4,857 | $119,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 2,201 | $119,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,291 | $119,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 3,515 | $119,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 4,795 | $119,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 9,386 | $119,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 4,005 | $119,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 7,035 | $119,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 8,086 | $118,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 7,429 | $118,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,413 | $118,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 23,341 | $118,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 4,954 | $118,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 2,209 | $118,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 89,383 | $118,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 10,884 | $118,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 8,465 | $117,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,192 | $117,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 10,601 | $117,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 5,245 | $117,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 4,400 | $116,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 2,029 | $116,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 7,948 | $116,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,665 | $116,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 24,700 | $116,000 | thousands by filing date | put |
| GP STRATEGIES CORP | 36225V104 | COM | 4,489 | $116,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 8,974 | $115,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,118 | $115,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 6,307 | $115,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,538 | $115,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 7,452 | $115,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 2,500 | $114,000 | thousands by filing date | call |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,200 | $114,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2,298 | $114,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 2,761 | $114,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,826 | $113,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,543 | $113,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 3,402 | $113,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 4,009 | $113,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 2,951 | $112,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 2,743 | $112,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 5,627 | $112,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 3,114 | $112,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 17,083 | $112,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 6,264 | $112,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 2,000 | $112,000 | thousands by filing date | call |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 3,192 | $111,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 787 | $111,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 13,519 | $111,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 16,632 | $111,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,507 | $110,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 5,300 | $110,000 | thousands by filing date | put |
| MOVE INC | 62458M207 | COM NEW | 7,454 | $110,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 3,782 | $110,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 2,414 | $110,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,466 | $109,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 3,567 | $109,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 23,679 | $109,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 3,981 | $109,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 1,842 | $109,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 18,331 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 5,500 | $109,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,644 | $108,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 4,820 | $108,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 4,075 | $108,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 12,723 | $108,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 8,728 | $107,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,656 | $107,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,030 | $107,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,510 | $107,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 8,692 | $107,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 14,771 | $107,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 2,520 | $107,000 | thousands by filing date | call |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 6,867 | $107,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 5,414 | $107,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 13,847 | $107,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 6,067 | $106,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 4,337 | $106,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 12,517 | $106,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 3,704 | $106,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 4,190 | $106,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 4,679 | $106,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 106,000 | $106,000 | thousands by filing date | principal |
| TRULIA INC | 897888103 | COM | 2,223 | $106,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 1,526 | $106,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 5,189 | $106,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 32,715 | $106,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 10,392 | $106,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 905 | $105,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,191 | $105,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 8,418 | $105,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,515 | $105,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 2,751 | $104,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 2,126 | $104,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 1,909 | $104,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 2,082 | $104,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,480 | $104,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 6,759 | $103,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 3,870 | $103,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,654 | $103,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 1,949 | $103,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 5,708 | $103,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 11,225 | $103,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 7,100 | $103,000 | thousands by filing date | call |
| ASGN INC | 682159108 | COM | 2,903 | $103,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 27,771 | $103,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,837 | $102,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 2,507 | $102,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 9,137 | $102,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 3,446 | $102,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,840 | $102,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 3,311 | $102,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 2,490 | $102,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 6,806 | $101,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 4,199 | $101,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,883 | $101,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,293 | $101,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 46,000 | $101,000 | thousands by filing date | put |
| GREATBATCH INC | 39153L106 | COM | 2,053 | $101,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 4,354 | $101,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $101,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 6,361 | $100,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,061 | $100,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 2,602 | $100,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 4,961 | $100,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 7,603 | $100,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 5,741 | $100,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 20,803 | $100,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 7,225 | $100,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 7,830 | $100,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 6,004 | $99,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,813 | $99,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 10,959 | $99,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,291 | $99,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 8,104 | $99,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,500 | $99,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 7,500 | $99,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 7,418 | $99,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 4,300 | $99,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 3,933 | $99,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,648 | $98,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 17,200 | $98,000 | thousands by filing date | call |
| BEBE STORES INC | 075571109 | COM | 31,828 | $98,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,377 | $97,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,279 | $97,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,245 | $97,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 2,207 | $97,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 2,035 | $97,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,275 | $96,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 5,267 | $96,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,117 | $96,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 6,930 | $96,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 3,810 | $96,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 2,024 | $96,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 5,330 | $96,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 1,811 | $96,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 28,861 | $96,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 21,065 | $96,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 90,000 | $96,000 | thousands by filing date | principal |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 111,000 | $96,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 4,002 | $95,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 16,301 | $95,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 3,399 | $95,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 4,464 | $95,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 1,052 | $95,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 3,940 | $95,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 5,620 | $95,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 3,090 | $94,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,048 | $94,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 730 | $94,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 5,500 | $94,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 17,251 | $94,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,659 | $94,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 89,000 | $94,000 | thousands by filing date | principal |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,517 | $93,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 9,371 | $93,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,133 | $93,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 4,491 | $93,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 5,417 | $93,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 31,608 | $93,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 7,580 | $93,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 6,730 | $92,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 3,738 | $92,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 3,231 | $92,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 6,508 | $92,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 32,236 | $92,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,350 | $91,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 2,067 | $91,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 247 | $91,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 1,924 | $91,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,659 | $91,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 10,911 | $91,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 51,443 | $91,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 3,372 | $91,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 6,338 | $91,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 5,671 | $90,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 5,028 | $90,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 1,991 | $90,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 2,753 | $90,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 69,000 | $90,000 | thousands by filing date | principal |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 1,151 | $90,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 6,441 | $90,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 6,600 | $89,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 6,607 | $89,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 3,195 | $89,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 3,538 | $89,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 7,200 | $89,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 1,070 | $89,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 1,295 | $89,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 3,623 | $89,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 3,467 | $88,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,360 | $88,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 4,296 | $88,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,669 | $88,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 3,488 | $88,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 5,040 | $88,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 1,648 | $88,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 5,497 | $88,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 3,292 | $88,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,260 | $87,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 2,455 | $87,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 3,586 | $87,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,762 | $87,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,902 | $87,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 6,475 | $87,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 7,600 | $87,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 5,653 | $86,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 4,320 | $86,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 23,122 | $86,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 1,060 | $86,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 19,511 | $86,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 20,653 | $85,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 2,625 | $85,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 4,308 | $85,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 10,597 | $85,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 5,517 | $85,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 5,802 | $85,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 959 | $85,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 837 | $85,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,724 | $85,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 7,643 | $85,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 5,847 | $85,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 14,513 | $85,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,400 | $84,000 | thousands by filing date | call |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,153 | $84,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 4,665 | $84,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,712 | $84,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,868 | $84,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 3,732 | $84,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 3,004 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,554 | $84,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 7,780 | $84,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 24,278 | $84,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 11,000 | $84,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 13,313 | $84,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,300 | $84,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 6,092 | $84,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 92,134 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 984 | $83,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,975 | $83,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 2,665 | $83,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 3,418 | $83,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 9,891 | $83,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 68,000 | $83,000 | thousands by filing date | principal |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 5,445 | $83,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,732 | $83,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 9,788 | $82,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 1,798 | $82,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,190 | $82,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,764 | $82,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 9,100 | $82,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 9,109 | $82,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 2,974 | $82,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 2,384 | $82,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 58,000 | $82,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 2,659 | $82,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 1,605 | $82,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,605 | $81,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 16,166 | $81,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 2,238 | $81,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 6,295 | $81,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,100 | $81,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 2,773 | $81,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 1,473 | $81,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 5,579 | $81,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 80,000 | $81,000 | thousands by filing date | principal |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 2,906 | $81,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,396 | $81,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 23,607 | $80,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 9,600 | $80,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 2,389 | $80,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3,006 | $80,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 3,449 | $80,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,264 | $80,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 7,403 | $80,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 2,865 | $80,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 5,851 | $80,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,782 | $80,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 12,016 | $80,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 2,195 | $80,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 4,226 | $80,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,466 | $79,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,782 | $79,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 9,522 | $79,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,229 | $79,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 6,328 | $79,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 2,867 | $79,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 2,696 | $79,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 29,500 | $79,000 | thousands by filing date | put |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 1,229 | $79,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,630 | $79,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 6,981 | $79,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 7,170 | $79,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 3,298 | $78,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 3,878 | $78,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 2,430 | $78,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 72,000 | $78,000 | thousands by filing date | principal |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,597 | $77,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 2,615 | $77,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 5,215 | $77,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 3,729 | $77,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,000 | $77,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 25,105 | $77,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 2,712 | $77,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 8,797 | $76,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 5,967 | $76,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 6,172 | $76,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 3,497 | $76,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 6,337 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 3,676 | $76,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 3,217 | $76,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 4,971 | $75,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,231 | $75,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 8,872 | $75,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 61,331 | $75,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,129 | $75,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 1,701 | $74,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 3,213 | $74,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,698 | $74,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 135,300 | $74,000 | thousands by filing date | put |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 5,405 | $74,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 7,344 | $74,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,721 | $74,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 3,162 | $74,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 1,965 | $73,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 806 | $73,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 4,257 | $73,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 5,132 | $73,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 8,103 | $73,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 6,499 | $73,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 6,166 | $73,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 5,713 | $73,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 6,400 | $72,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 3,396 | $72,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,962 | $72,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 6,866 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,469 | $72,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 4,994 | $72,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 2,425 | $72,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 836 | $72,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 3,934 | $72,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 6,383 | $72,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 9,224 | $72,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 4,389 | $71,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,185 | $71,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,950 | $71,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 12,849 | $71,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 2,009 | $71,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 4,805 | $71,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 9,506 | $71,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 11,347 | $71,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 5,399 | $71,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,542 | $70,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,039 | $70,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 19,246 | $70,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 4,929 | $70,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 1,242 | $70,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 7,115 | $70,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 4,682 | $70,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 3,014 | $70,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 5,080 | $70,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 2,412 | $70,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,611 | $69,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,688 | $69,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 5,703 | $69,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 2,021 | $69,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 5,324 | $69,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 12,561 | $69,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,495 | $69,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 3,124 | $69,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 2,599 | $69,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 4,070 | $69,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 2,238 | $69,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 26,941 | $69,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 677 | $69,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 2,871 | $68,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 3,300 | $68,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 4,401 | $68,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,688 | $68,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 4,351 | $68,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 5,867 | $68,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,646 | $67,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 7,687 | $67,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 9,376 | $67,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,143 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 2,981 | $67,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 227,350 | $67,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 7,576 | $67,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 10,000 | $67,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 8,156 | $67,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,437 | $66,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,724 | $66,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 4,669 | $66,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 7,435 | $66,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 4,688 | $66,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 4,157 | $66,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1,807 | $66,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 2,108 | $66,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 2,721 | $66,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 2,488 | $66,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 67,000 | $66,000 | thousands by filing date | principal |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 1,444 | $66,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 3,414 | $66,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 11,301 | $65,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,000 | $65,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,182 | $65,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 1,672 | $65,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 1,681 | $65,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 2,995 | $65,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 4,822 | $65,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 2,500 | $65,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,055 | $65,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,660 | $65,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1,317 | $65,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 4,928 | $65,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 11,146 | $65,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,012 | $65,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 1,341 | $65,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,132 | $65,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 8,444 | $65,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 3,819 | $65,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,910 | $65,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 684 | $64,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 2,106 | $64,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 5,995 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,829 | $64,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 216,100 | $64,000 | thousands by filing date | put |
| LO JACK CORP | 539451104 | COMMON STOCK | 11,700 | $64,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,922 | $64,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 27,566 | $64,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 10,970 | $64,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 22,000 | $64,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000125 | this filing | 2014-08-14 | acceptance time not in the bulk data set |