13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 7,225 holding rows worth $104,277,909,000.
- Accession
- 0000831001-14-000125
- Filer
- CIK 831001
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 16,706 entries on the cover page, a total value of $104,277,909,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,277,909,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEST MARINE INC | 954235107 | COM | 23,210 | $238,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,583 | $237,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,308 | $237,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 19,324 | $237,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 4,079 | $237,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 21,362 | $237,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 7,392 | $237,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 13,030 | $237,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 10,952 | $237,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 5,227 | $236,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 6,250 | $236,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 7,973 | $235,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 18,700 | $235,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 5,063 | $235,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 24,904 | $235,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 13,751 | $235,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,500 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 6,763 | $234,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 4,772 | $234,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 11,132 | $234,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 6,422 | $234,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 30,856 | $234,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 5,781 | $233,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 28,468 | $233,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,572 | $232,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 3,081 | $232,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 10,000 | $232,000 | thousands by filing date | put |
| LORAL SPACE & COM INC | 543881106 | COM | 3,197 | $232,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 10,297 | $231,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,844 | $231,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,000 | $230,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,778 | $230,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 6,893 | $230,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 2,196 | $230,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 29,555 | $229,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 85,800 | $229,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 23,742 | $228,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 13,021 | $227,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 99,700 | $227,000 | thousands by filing date | call |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 12,134 | $227,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 9,767 | $227,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 10,548 | $226,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 7,848 | $225,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 7,900 | $225,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 8,260 | $225,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 19,148 | $224,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 11,065 | $224,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 5,183 | $224,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 5,306 | $223,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 12,366 | $223,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 13,217 | $223,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 60,264 | $223,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,778 | $223,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,000 | $222,000 | thousands by filing date | call |
| ASTEC INDS INC | 046224101 | COM | 5,047 | $222,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 4,967 | $221,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,458 | $220,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 18,503 | $220,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 4,074 | $220,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 16,837 | $219,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 10,858 | $218,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 8,784 | $218,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 13,002 | $218,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 20,176 | $218,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 13,029 | $218,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 15,423 | $218,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,086 | $217,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,634 | $217,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,370 | $217,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 11,410 | $217,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 4,023 | $217,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 59,000 | $217,000 | thousands by filing date | principal |
| RPC INC | 749660106 | COMMON STOCK | 9,220 | $216,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 147,000 | $216,000 | thousands by filing date | principal |
| MULTI-COLOR | 625383104 | COM | 5,373 | $215,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 9,137 | $215,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 6,443 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,443 | $214,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,246 | $214,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 3,981 | $214,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 9,854 | $214,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 12,785 | $214,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 56,845 | $213,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 4,630 | $212,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 14,231 | $212,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 5,891 | $211,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 8,227 | $211,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 6,543 | $211,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 9,035 | $211,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 21,334 | $210,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 5,191 | $210,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 6,094 | $210,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,458 | $210,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 4,758 | $209,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 12,089 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,476 | $209,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 12,422 | $209,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 30,000 | $209,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 6,277 | $208,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,363 | $208,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 6,474 | $208,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 14,425 | $208,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 144,000 | $208,000 | thousands by filing date | principal |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,870 | $207,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 4,018 | $207,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 22,458 | $207,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 22,574 | $207,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 15,602 | $207,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 6,173 | $206,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 6,989 | $206,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 8,364 | $206,000 | thousands by filing date | put |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 10,320 | $206,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,400 | $205,000 | thousands by filing date | put |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,284 | $205,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,604 | $205,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 9,993 | $205,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 5,729 | $205,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 4,607 | $204,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,386 | $204,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 96,760 | $204,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 21,732 | $204,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 12,160 | $203,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 24,244 | $203,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 6,687 | $203,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,147 | $202,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,717 | $202,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 57,335 | $202,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 17,887 | $202,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 4,850 | $201,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 10,406 | $201,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,475 | $201,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 36,264 | $201,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 4,580 | $200,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 7,387 | $200,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 8,724 | $200,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 4,517 | $200,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 10,849 | $200,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,233 | $199,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 3,032 | $199,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 15,951 | $199,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 12,317 | $199,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 2,471 | $199,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 8,315 | $198,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 67,946 | $198,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,835 | $198,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 7,076 | $198,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 193,000 | $198,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 27,235 | $198,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 3,372 | $198,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 162,000 | $198,000 | thousands by filing date | principal |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 10,000 | $198,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 4,249 | $197,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 5,432 | $197,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 10,117 | $197,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 7,781 | $197,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 4,417 | $196,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,173 | $196,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 197,800 | $196,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,451 | $195,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 7,558 | $195,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 22,829 | $195,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 10,806 | $195,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 6,311 | $193,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 3,465 | $193,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 13,400 | $193,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,184 | $192,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,606 | $192,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 62,833 | $192,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 7,223 | $192,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 13,440 | $191,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 12,621 | $191,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 7,641 | $191,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 3,962 | $191,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 2,897 | $191,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 38,730 | $191,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 47,361 | $191,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 7,652 | $191,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,870 | $190,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,370 | $190,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 7,899 | $190,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 6,526 | $189,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,601 | $189,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 5,821 | $189,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 10,857 | $189,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 12,327 | $189,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 27,453 | $188,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 7,311 | $188,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 5,900 | $188,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 22,225 | $188,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 11,054 | $188,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 7,288 | $188,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 4,265 | $187,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,342 | $187,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,500 | $187,000 | thousands by filing date | put |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 9,891 | $187,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 6,622 | $187,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 88,500 | $187,000 | thousands by filing date | put |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 5,916 | $187,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 439 | $186,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 46,300 | $186,000 | thousands by filing date | call |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 15,701 | $186,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 16,273 | $186,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 2,831 | $185,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 3,942 | $185,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 4,330 | $185,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,305 | $184,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,494 | $184,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 63 | $184,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 7,036 | $184,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 333,467 | $184,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,745 | $184,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 22,232 | $184,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 51,518 | $184,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 7,195 | $183,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 10,880 | $183,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 7,353 | $182,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 5,370 | $182,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 21,487 | $182,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 5,794 | $181,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,202 | $181,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 6,772 | $181,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 183,100 | $181,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 6,864 | $181,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,613 | $180,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 4,100 | $179,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 6,097 | $179,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 8,658 | $179,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 7,126 | $179,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 24,861 | $179,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 42,227 | $179,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,225 | $178,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 12,640 | $178,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 14,022 | $178,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,072 | $178,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 7,643 | $178,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 30,000 | $177,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 5,086 | $177,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 15,601 | $177,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,685 | $176,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 6,975 | $176,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,900 | $176,000 | thousands by filing date | call |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 19,737 | $176,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 13,369 | $175,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 11,329 | $175,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 24,321 | $175,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 12,124 | $174,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 4,203 | $174,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,492 | $174,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 19,249 | $174,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 40,400 | $173,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 12,900 | $173,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 17,022 | $173,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 3,334 | $172,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 7,729 | $172,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 147 | $172,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 18,568 | $172,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 6,074 | $172,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 18,352 | $172,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 10,682 | $171,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 16,258 | $171,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,000 | $171,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 9,132 | $171,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 9,562 | $171,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 3,303 | $171,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 5,892 | $171,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 10,960 | $171,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 22,364 | $171,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 805 | $170,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,846 | $170,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 14,043 | $170,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 24,690 | $170,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 148,000 | $170,000 | thousands by filing date | principal |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 2,464 | $169,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 6,691 | $169,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 28,362 | $169,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,374 | $169,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 2,063 | $169,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,727 | $169,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 4,399 | $169,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,970 | $168,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 2,184 | $168,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 4,736 | $167,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 11,864 | $167,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 2,365 | $167,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 15,778 | $167,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 8,291 | $167,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 3,252 | $167,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 9,398 | $167,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 4,902 | $167,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 4,912 | $166,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 5,323 | $166,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 94,600 | $166,000 | thousands by filing date | call |
| INTERSIL CORP | 46069S109 | CL A | 11,100 | $166,000 | thousands by filing date | put |
| MKS INC. COM | 55306N104 | Stock | 5,263 | $165,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5,000 | $165,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 19,060 | $165,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 39,723 | $164,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 3,894 | $164,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,735 | $164,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 11,300 | $164,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 10,731 | $164,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 15,360 | $164,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 8,838 | $164,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 14,749 | $164,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 5,662 | $163,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 10,018 | $163,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 14,027 | $163,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 12,310 | $163,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 13,256 | $162,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 10,513 | $162,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 3,201 | $162,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 6,083 | $162,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 43,300 | $162,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 5,566 | $161,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 120,000 | $161,000 | thousands by filing date | principal |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,501 | $161,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 82,000 | $161,000 | thousands by filing date | principal |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,897 | $160,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 9,103 | $160,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 2,094 | $160,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 25,572 | $160,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 7,800 | $160,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 165,000 | $160,000 | thousands by filing date | principal |
| NUTRI SYS INC NEW | 67069D108 | COM | 9,349 | $160,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 61,686 | $160,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 42,900 | $160,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,065 | $159,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 16,275 | $159,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 6,645 | $159,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 7,529 | $159,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,912 | $158,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 13,605 | $158,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 4,479 | $158,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,967 | $157,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 2,137 | $157,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 8,191 | $157,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 5,174 | $157,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 4,700 | $157,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 5,198 | $157,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 6,256 | $157,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 36,152 | $157,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 7,973 | $157,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,842 | $156,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,438 | $156,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 627 | $156,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 31,295 | $156,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 2,735 | $155,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 2,469 | $154,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 12,037 | $154,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 6,148 | $154,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 7,334 | $154,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 6,498 | $153,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,082 | $153,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 27,189 | $153,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 4,303 | $152,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 2,850 | $152,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 5,723 | $152,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 10,826 | $152,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 51,900 | $152,000 | thousands by filing date | put |
| GSI GROUP INC | 36191C205 | COM | 11,934 | $152,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 9,794 | $152,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 6,619 | $151,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 2,000 | $151,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 7,992 | $151,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 19,946 | $150,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,780 | $150,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 3,755 | $150,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 5,509 | $150,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,728 | $149,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,600 | $149,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,400 | $149,000 | thousands by filing date | call |
| CYBERONICS | 23251P102 | COMMON STOCK | 2,379 | $149,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 4,666 | $149,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 150,000 | $149,000 | thousands by filing date | principal |
| U HAUL HOLDING COMPANY | 023586100 | COM | 512 | $148,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 6,958 | $148,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,582 | $148,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 4,631 | $148,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 50,000 | $148,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 13,300 | $147,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 3,540 | $147,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,389 | $147,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 5,507 | $147,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 2,541 | $146,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,150 | $146,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 11,838 | $146,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 15,874 | $146,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 10,893 | $146,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 45,004 | $145,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 3,900 | $145,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 24,660 | $145,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 4,418 | $145,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 4,663 | $145,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 12,126 | $144,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,237 | $144,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,743 | $144,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 13,386 | $144,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 2,476 | $144,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 22,560 | $144,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 10,219 | $144,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,555 | $143,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 9,174 | $143,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 7,712 | $143,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 14,455 | $143,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 34,400 | $142,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 3,672 | $142,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,292 | $142,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 4,629 | $142,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 2,893 | $142,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 3,953 | $142,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 5,599 | $142,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 16,005 | $141,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 14,284 | $141,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,706 | $140,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,719 | $140,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 4,513 | $140,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 16,315 | $140,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 4,963 | $140,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 6,173 | $140,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,426 | $139,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 9,467 | $139,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,078 | $139,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 2,982 | $139,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,769 | $139,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 9,070 | $139,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 131,000 | $139,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133B409 | COM | 5,287 | $139,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,740 | $138,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,680 | $138,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,471 | $138,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 2,784 | $138,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 9,536 | $137,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 2,930 | $137,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 1,840 | $137,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 3,190 | $137,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 12,666 | $137,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 2,405 | $137,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 100,000 | $137,000 | thousands by filing date | call |
| TRINET GROUP INC COM | 896288107 | Stock | 5,649 | $136,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,282 | $136,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,346 | $136,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 6,320 | $136,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,374 | $135,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,099 | $135,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 12,211 | $135,000 | thousands by filing date | |
| DEUTSCHE BK AG RT | D17698107 | RIGHT 06/24/2014 | 102,465 | $135,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 5,820 | $134,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 11,743 | $134,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 7,627 | $134,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 59,506 | $134,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 7,491 | $133,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 6,194 | $133,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,000 | $133,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 5,592 | $133,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 8,915 | $133,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 3,957 | $133,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 5,118 | $133,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 3,390 | $133,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 7,169 | $132,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 5,000 | $132,000 | thousands by filing date | call |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 4,689 | $132,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 22,600 | $132,000 | thousands by filing date | put |
| ROVI CORP | 779376102 | COM | 5,511 | $132,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 10,577 | $132,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 3,631 | $132,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 145,000 | $132,000 | thousands by filing date | principal |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 16,500 | $132,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,250 | $132,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 6,866 | $131,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,500 | $131,000 | thousands by filing date | call |
| G & K SVCS INC | 361268105 | CL A | 2,502 | $131,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 3,923 | $131,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 16,435 | $131,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 35,508 | $131,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 6,829 | $130,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 5,000 | $130,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,303 | $130,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 7,029 | $130,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 17,472 | $130,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,667 | $130,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,642 | $130,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 3,546 | $130,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 81,774 | $130,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 10,253 | $130,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 121,000 | $130,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 3,018 | $130,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,562 | $129,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 7,900 | $129,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 17,340 | $129,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 7,083 | $129,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 31,609 | $129,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,622 | $128,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,690 | $128,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 6,100 | $128,000 | thousands by filing date | call |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 133,000 | $128,000 | thousands by filing date | principal |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,717 | $127,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,000 | $127,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,598 | $127,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 2,694 | $127,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 5,652 | $127,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000125 | this filing | 2014-08-14 | acceptance time not in the bulk data set |