13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 7,225 holding rows worth $104,277,909,000.
- Accession
- 0000831001-14-000125
- Filer
- CIK 831001
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 16,706 entries on the cover page, a total value of $104,277,909,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,277,909,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 25,500 | $476,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 7,916 | $476,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 25,600 | $476,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 36,694 | $475,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 7,821 | $475,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 4,504 | $475,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 126,258 | $475,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 510,000 | $475,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096508 | COM | 29,345 | $474,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 53,565 | $473,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 4,331 | $473,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 23,382 | $473,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 5,701 | $471,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 7,644 | $471,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 16,246 | $470,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 20,583 | $470,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 3,538 | $470,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 11,632 | $468,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 16,521 | $467,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 7,474 | $466,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 116,915 | $466,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 17,131 | $466,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 5,252 | $465,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 6,200 | $461,000 | thousands by filing date | call |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 6,700 | $461,000 | thousands by filing date | call |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 9,500 | $460,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 14,200 | $455,000 | thousands by filing date | call |
| BOULEVARD ACQUISITION CORP | 10157P203 | UNIT 02/19/2019 | 45,000 | $455,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 31,021 | $454,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 83,637 | $454,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 41,093 | $453,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 20,074 | $453,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 5,349 | $452,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 146,252 | $452,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 19,100 | $450,000 | thousands by filing date | put |
| COMSTOCK RESOURCES INC | 205768203 | COM | 15,581 | $449,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 9,779 | $449,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 36,158 | $447,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 14,968 | $447,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 11,298 | $446,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 11,500 | $444,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 51,431 | $443,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 4,091 | $442,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 9,995 | $442,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 31,318 | $440,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 13,000 | $440,000 | thousands by filing date | call |
| SONOCO PRODS CO | 835495102 | COM | 9,992 | $439,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 29,126 | $439,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 9,589 | $438,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,270 | $436,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 11,548 | $436,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,982 | $435,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760106 | COM | 14,282 | $435,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 48,968 | $434,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 18,626 | $433,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 9,178 | $432,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 18,500 | $431,000 | thousands by filing date | put |
| HOME BANCSHARES INC COM | 436893200 | Stock | 13,106 | $431,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 75,746 | $431,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 17,603 | $430,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 14,401 | $430,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 13,976 | $429,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 6,381 | $428,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 8,013 | $428,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 13,136 | $428,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 27,426 | $428,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 66,622 | $428,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 33,232 | $427,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 16,375 | $427,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 19,662 | $427,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 36,937 | $427,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 15,785 | $426,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 25,000 | $426,000 | thousands by filing date | call |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 10,035 | $425,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 9,996 | $425,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 26,558 | $424,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 7,469 | $423,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 10,091 | $423,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 4,510 | $423,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 30,778 | $423,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 6,284 | $421,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 6,418 | $420,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 11,200 | $420,000 | thousands by filing date | put |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 9,478 | $420,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 18,457 | $419,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 26,713 | $419,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 9,031 | $418,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 248,000 | $416,000 | thousands by filing date | principal |
| QUALITY SYS INC | 747582104 | COM | 25,960 | $416,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 30,466 | $416,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 10,267 | $415,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 8,167 | $415,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,926 | $413,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 11,826 | $413,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,636 | $412,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 25,154 | $412,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,774 | $412,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 10,055 | $412,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 30,608 | $412,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 16,968 | $411,000 | thousands by filing date | call |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 50,000 | $410,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 13,322 | $410,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 8,183 | $409,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6,600 | $408,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 26,544 | $407,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 19,005 | $404,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 94,380 | $404,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 4,529 | $403,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 31,382 | $403,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 50,000 | $403,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 15,152 | $400,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 52,707 | $400,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 9,318 | $399,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 15,000 | $399,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 19,823 | $398,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 15,422 | $398,000 | thousands by filing date | call |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,775 | $397,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 11,566 | $397,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 4,264 | $396,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 5,075 | $396,000 | thousands by filing date | |
| JGWPT HLDGS INC | 46617m109 | CL A | 35,099 | $395,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 24,649 | $394,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 8,229 | $394,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 26,396 | $394,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 32,297 | $393,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 18,087 | $393,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 23,486 | $393,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 26,300 | $393,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 19,000 | $392,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 10,000 | $391,000 | thousands by filing date | put |
| NORTHEAST UTILS | 664397106 | COM | 8,227 | $390,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 18,034 | $389,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 12,658 | $388,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 41,903 | $388,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 22,037 | $387,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 34,641 | $385,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 14,861 | $384,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 49,113 | $384,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 10,699 | $382,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 9,154 | $382,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 18,497 | $382,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 4,416 | $380,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 26,264 | $380,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 50,355 | $379,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 27,071 | $378,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 13,961 | $377,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 15,260 | $377,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 14,624 | $377,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 57,700 | $377,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 6,418 | $376,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 6,212 | $376,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 5,888 | $375,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 13,632 | $375,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 23,700 | $375,000 | thousands by filing date | call |
| RSP PERMIAN INC | 74978Q105 | COM | 11,567 | $375,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,813 | $373,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 7,625 | $373,000 | thousands by filing date | put |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,264 | $373,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 4,494 | $371,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 16,380 | $370,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,528 | $369,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 24,159 | $368,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 14,675 | $368,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 15,672 | $367,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 5,567 | $367,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 13,795 | $367,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 4,703 | $366,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,326 | $366,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 7,125 | $366,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 8,367 | $366,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 15,644 | $365,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 99,953 | $365,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 179,000 | $364,000 | thousands by filing date | principal |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 56,386 | $363,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 6,278 | $363,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 8,144 | $363,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 15,167 | $362,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 12,458 | $362,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 8,828 | $361,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 30,085 | $361,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 6,966 | $361,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 27,418 | $360,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 13,424 | $360,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 7,471 | $359,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 5,209 | $359,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 35,666 | $359,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 56,000 | $359,000 | thousands by filing date | principal |
| INTREPID POTASH INC | 46121Y102 | COM | 21,207 | $356,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 20,000 | $355,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 85,600 | $354,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,895 | $354,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 6,579 | $354,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 83,600 | $353,000 | thousands by filing date | call |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 323,000 | $353,000 | thousands by filing date | principal |
| MYRIAD GENETICS INC | 62855J104 | COM | 9,045 | $352,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,390 | $352,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 22,764 | $352,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 146,800 | $352,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 6,472 | $350,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 10,554 | $349,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 33,237 | $349,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 3,839 | $349,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 24,109 | $348,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 25,360 | $348,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 3,304 | $347,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 11,050 | $346,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 10,126 | $346,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 4,902 | $345,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 25,346 | $345,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 12,070 | $345,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 50,000 | $343,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 15,952 | $343,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 58,700 | $343,000 | thousands by filing date | call |
| ENGILITY HLDGS INC | 29285W104 | COM | 8,944 | $343,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151113 | *W EXP 12/19/201 | 594,000 | $343,000 | thousands by filing date | call |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 19,000 | $342,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 14,151 | $341,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 12,550 | $341,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 10,000 | $341,000 | thousands by filing date | call |
| RENESOLA LTD | 75971T103 | SPONS ADS | 115,672 | $341,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 9,138 | $339,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 36,793 | $338,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 10,474 | $338,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 19,249 | $338,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 15,004 | $337,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 16,200 | $337,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 18,090 | $337,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,595 | $336,000 | thousands by filing date | put |
| USA MOBILITY INC | 90341G103 | COM | 21,814 | $336,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 12,309 | $333,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,304 | $333,000 | thousands by filing date | call |
| TECO ENERGY INC | 872375100 | COM | 17,991 | $333,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 12,997 | $333,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 16,588 | $333,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 39,530 | $333,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 5,920 | $332,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 8,640 | $332,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 10,348 | $332,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,000 | $331,000 | thousands by filing date | call |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 8,651 | $330,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 6,745 | $330,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 10,508 | $330,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 49,571 | $329,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 23,667 | $329,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 6,620 | $328,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 7,647 | $328,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 6,558 | $328,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 20,100 | $327,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 7,900 | $327,000 | thousands by filing date | put |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 14,191 | $326,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 6,200 | $325,000 | thousands by filing date | put |
| MGE ENERGY INC | 55277P104 | COM | 8,189 | $324,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 27,652 | $324,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 3,400 | $323,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 7,799 | $323,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 13,283 | $322,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 22,910 | $322,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 4,329 | $322,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 3,539 | $320,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,870 | $320,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 23,061 | $320,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 8,265 | $319,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 5,702 | $319,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 7,993 | $318,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 3,858 | $318,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,461 | $317,000 | thousands by filing date | call |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 18,007 | $317,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 55,700 | $317,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 28,650 | $317,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 7,485 | $316,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 12,402 | $316,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 7,099 | $316,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 5,329 | $316,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 13,207 | $315,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 9,200 | $314,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 10,932 | $313,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 19,864 | $312,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 24,600 | $311,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,000 | $310,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 11,728 | $310,000 | thousands by filing date | call |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 24,639 | $310,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 286,000 | $310,000 | thousands by filing date | principal |
| INSPERITY INC | 45778Q107 | COM | 9,335 | $309,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 8,854 | $308,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 5,959 | $307,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 14,295 | $307,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 14,438 | $306,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 5,747 | $306,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 2,800 | $306,000 | thousands by filing date | put |
| DREW INDS INC | 26168L205 | COM NEW | 6,105 | $306,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,505 | $305,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 9,293 | $305,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 10,638 | $305,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 25,756 | $304,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 11,450 | $304,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 50,395 | $304,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 19,138 | $303,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 18,091 | $303,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 36,851 | $302,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 6,000 | $302,000 | thousands by filing date | call |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 5,935 | $301,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 101,500 | $301,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,673 | $301,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 3,876 | $301,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 6,327 | $301,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 17,650 | $301,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 9,689 | $301,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 13,272 | $301,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 10,338 | $300,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 14,707 | $300,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 6,041 | $298,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 7,282 | $297,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,431 | $297,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 7,178 | $297,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 6,003 | $297,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 10,000 | $296,000 | thousands by filing date | call |
| DEMANDWARE INC | 24802Y105 | COM | 4,257 | $296,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 28,606 | $296,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 4,528 | $296,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 217,000 | $296,000 | thousands by filing date | principal |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 10,276 | $294,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,553 | $294,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 24,866 | $294,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 12,105 | $293,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,853 | $293,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,700 | $292,000 | thousands by filing date | put |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 26,984 | $292,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 11,270 | $292,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 5,804 | $292,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 78,001 | $291,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,305 | $291,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 11,600 | $290,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152208 | CL A | 16,833 | $289,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 8,948 | $288,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 27,972 | $288,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 4,170 | $287,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 3,900 | $287,000 | thousands by filing date | put |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 15,329 | $287,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 10,270 | $287,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 10,486 | $287,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 10,883 | $287,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 6,755 | $286,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 20,986 | $286,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 27,629 | $286,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,377 | $284,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,777 | $284,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 2,840 | $284,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 7,255 | $283,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 9,433 | $283,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 223,000 | $283,000 | thousands by filing date | principal |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 14,784 | $283,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 2,913 | $282,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 5,838 | $281,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 11,941 | $281,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 6,361 | $281,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 10,829 | $281,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 13,282 | $280,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 3,746 | $279,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 10,700 | $278,000 | thousands by filing date | call |
| TETRA TECH INC NEW | 88162G103 | COM | 10,124 | $278,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 29,352 | $278,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 15,009 | $278,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 17,327 | $278,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 5,481 | $278,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 14,584 | $277,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 8,085 | $277,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 221,000 | $277,000 | thousands by filing date | principal |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 2,200 | $276,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 6,900 | $275,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,629 | $275,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 8,358 | $275,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 11,131 | $275,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 10,889 | $274,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 17,342 | $274,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 3,897 | $273,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 2,714 | $273,000 | thousands by filing date | put |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 12,831 | $273,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 5,740 | $273,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 8,758 | $273,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 14,421 | $273,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 20,725 | $272,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 8,812 | $272,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 179,747 | $272,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 17,180 | $271,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 20,929 | $271,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 3,508 | $271,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 5,000 | $271,000 | thousands by filing date | put |
| KEURIG GREEN MTN INC | 49271M100 | COM | 2,176 | $271,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 6,611 | $270,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 5,656 | $270,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 24,804 | $270,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 21,472 | $270,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 12,385 | $270,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,961 | $269,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 9,781 | $269,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 152,635 | $269,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 3,124 | $268,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 48,484 | $268,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 15,357 | $267,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 10,865 | $267,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 11,491 | $266,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 7,743 | $266,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 11,546 | $266,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 4,243 | $265,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 11,143 | $265,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,503 | $264,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 11,620 | $264,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 9,787 | $263,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 177,777 | $263,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 18,245 | $262,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 4,691 | $262,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 8,437 | $261,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 36,813 | $261,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 9,447 | $261,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 30,342 | $261,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 174,000 | $261,000 | thousands by filing date | principal |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,492 | $260,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,111 | $259,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,905 | $259,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 25,454 | $259,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,066 | $258,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 13,617 | $258,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 10,466 | $258,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 6,002 | $257,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 28,972 | $257,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 140,000 | $257,000 | thousands by filing date | principal |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 10,303 | $257,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 95,986 | $256,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 27,099 | $255,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 6,912 | $255,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,032 | $255,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 40,752 | $255,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 16,439 | $255,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 22,287 | $255,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 106,316 | $255,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 10,586 | $254,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 7,335 | $254,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 31,687 | $253,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 22,554 | $253,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 21,270 | $253,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 1,200 | $252,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 7,300 | $252,000 | thousands by filing date | call |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 9,827 | $252,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 5,000 | $252,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 2,776 | $251,000 | thousands by filing date | put |
| KAMAN CORP-CLASS A | 483548103 | COM | 5,884 | $251,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 7,873 | $251,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 11,734 | $251,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,247 | $250,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 12,849 | $250,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 67,475 | $250,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 7,173 | $249,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 196,532 | $249,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,800 | $249,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 8,469 | $249,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 3,000 | $249,000 | thousands by filing date | call |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 23,835 | $249,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 7,940 | $248,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,334 | $248,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 9,250 | $248,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 11,853 | $247,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5,000 | $247,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 9,453 | $247,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 2,543 | $247,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 13,348 | $247,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 11,500 | $246,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 11,724 | $246,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,238 | $245,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,336 | $245,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 8,681 | $245,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 9,700 | $245,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 8,600 | $244,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 139,000 | $244,000 | thousands by filing date | principal |
| Del Taco Restaurants | 52748T104 | COM | 25,000 | $244,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 83,070 | $243,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 6,846 | $242,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 16,154 | $242,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 11,694 | $242,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 3,232 | $241,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 3,500 | $241,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 8,050 | $240,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 981 | $240,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 6,278 | $240,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 24,150 | $240,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 250,000 | $240,000 | thousands by filing date | principal |
| ISHARES TR | 464288620 | SHS | 2,149 | $239,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,828 | $239,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,880 | $239,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 8,650 | $239,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 12,812 | $239,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 19,353 | $239,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 4,783 | $239,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 4,892 | $238,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 18,269 | $238,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 16,658 | $238,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,900 | $238,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 10,664 | $238,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 4,857 | $238,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 95,309 | $238,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 27,998 | $238,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000125 | this filing | 2014-08-14 | acceptance time not in the bulk data set |