13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 7,225 holding rows worth $104,277,909,000.
- Accession
- 0000831001-14-000125
- Filer
- CIK 831001
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 16,706 entries on the cover page, a total value of $104,277,909,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,277,909,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 2,069 | $32,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 20,000 | $32,000 | thousands by filing date | principal |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 1,305 | $32,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 477 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,033 | $31,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 3,712 | $31,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 432 | $31,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,050 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 281 | $31,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,910 | $31,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,577 | $31,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 513 | $31,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,097 | $31,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,439 | $31,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 5,000 | $31,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,362 | $31,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,163 | $31,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 1,140 | $31,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 5,654 | $31,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 16,013 | $31,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,184 | $31,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 4,802 | $31,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 9,691 | $31,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 2,832 | $31,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,921 | $31,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 10,000 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,100 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 510 | $30,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,147 | $30,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 706 | $30,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,813 | $30,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 2,211 | $30,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 2,096 | $30,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 2,081 | $30,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,665 | $30,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,751 | $30,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,410 | $30,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 995 | $30,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 2,451 | $30,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 237 | $30,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 3,557 | $30,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 655 | $30,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 554 | $30,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 638 | $30,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 33,582 | $30,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 3,005 | $30,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 1,229 | $30,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 1,684 | $30,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 1,748 | $30,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 853 | $30,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 1,050 | $30,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 2,176 | $30,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 4,959 | $30,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 5,946 | $30,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,888 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 1,185 | $30,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 1,222 | $30,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 1,192 | $30,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 24,000 | $30,000 | thousands by filing date | principal |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 1,155 | $30,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 522 | $30,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 1,300 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 510 | $30,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 20,000 | $30,000 | thousands by filing date | principal |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,966 | $30,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 332 | $29,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 3,268 | $29,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 3,174 | $29,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 648 | $29,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 2,055 | $29,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 602 | $29,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 792 | $29,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 3,451 | $29,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,821 | $29,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 1,760 | $29,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 4,214 | $29,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 1,221 | $29,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,865 | $29,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 2,100 | $29,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,852 | $29,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 639 | $29,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 4,963 | $29,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,700 | $29,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,407 | $29,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 247 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 629 | $29,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,347 | $29,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 1,450 | $29,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 13,211 | $29,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 2,156 | $29,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 2,118 | $29,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 2,414 | $29,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,103 | $29,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 1,350 | $29,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 2,118 | $29,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 1,071 | $29,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 10,385 | $29,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 2,154 | $29,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 2,001 | $29,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 1,700 | $29,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 3,315 | $29,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 1,968 | $29,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 1,990 | $29,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 1,611 | $29,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,396 | $28,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 2,586 | $28,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,691 | $28,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 838 | $28,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 339 | $28,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,535 | $28,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,547 | $28,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 578 | $28,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 4,985 | $28,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 2,160 | $28,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,152 | $28,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,073 | $28,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,726 | $28,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 28,000 | $28,000 | thousands by filing date | principal |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 837 | $28,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 634 | $28,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 679 | $28,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,090 | $28,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 920 | $28,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 2,217 | $28,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 2,055 | $28,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 3,675 | $28,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 5,134 | $28,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 2,380 | $28,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 19,000 | $28,000 | thousands by filing date | principal |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 4,363 | $28,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 1,088 | $28,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 797 | $28,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,750 | $28,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 742 | $28,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 2,027 | $28,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,181 | $27,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,478 | $27,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,252 | $27,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 436 | $27,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,753 | $27,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,943 | $27,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 883 | $27,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,165 | $27,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 8,484 | $27,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 2,135 | $27,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 5,500 | $27,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 1,851 | $27,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 1,473 | $27,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 970 | $27,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 574 | $27,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 1,413 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 449 | $27,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 1,339 | $27,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 639 | $26,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 1,953 | $26,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 633 | $26,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,663 | $26,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,766 | $26,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 1,935 | $26,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,776 | $26,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,390 | $26,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,208 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 828 | $26,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 1,151 | $26,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 220 | $26,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 391 | $26,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 1,384 | $26,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 87,000 | $26,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,388 | $26,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,038 | $26,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 578 | $26,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 3,162 | $26,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 7,755 | $26,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 2,765 | $26,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 3,878 | $26,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 2,131 | $26,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 2,710 | $26,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,288 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 485 | $25,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 2,483 | $25,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 414 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 439 | $25,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,839 | $25,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 2,040 | $25,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 900 | $25,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 1,995 | $25,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 1,061 | $25,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 2,355 | $25,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 1,750 | $25,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 2,272 | $25,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 1,113 | $25,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 1,038 | $25,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 787 | $25,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 746 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 750 | $25,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 7,303 | $25,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 25,000 | $25,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 24,000 | $25,000 | thousands by filing date | principal |
| ENVENTIS CORP | 29402J101 | COM | 1,602 | $25,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,671 | $24,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,699 | $24,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,871 | $24,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,647 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 1,650 | $24,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 789 | $24,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,916 | $24,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,256 | $24,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,587 | $24,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 360 | $24,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,230 | $24,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 923 | $24,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 3,018 | $24,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 1,720 | $24,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 4,800 | $24,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 577 | $24,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 500 | $24,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 900 | $24,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 3,093 | $24,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,633 | $24,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,362 | $24,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 841 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 1,127 | $24,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 5,635 | $24,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 12,188 | $24,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 475 | $23,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,759 | $23,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,800 | $23,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,575 | $23,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,211 | $23,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,648 | $23,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,272 | $23,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 4,567 | $23,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 2,210 | $23,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,033 | $23,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,779 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 482 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 200 | $23,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 735 | $23,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 2,392 | $23,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 957 | $23,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,059 | $23,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 230 | $23,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,888 | $23,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,822 | $23,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 6,724 | $23,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 10,071 | $23,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 472 | $23,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,314 | $23,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 5,883 | $23,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 870 | $23,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 1,069 | $23,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 4,410 | $23,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 1,679 | $23,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 974 | $23,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 2,723 | $23,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 2,000 | $23,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,718 | $23,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 474 | $22,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,693 | $22,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 572 | $22,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 489 | $22,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1,256 | $22,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,665 | $22,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 2,096 | $22,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 9,054 | $22,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 532 | $22,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 200 | $22,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 844 | $22,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 2,837 | $22,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 3,844 | $22,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 5,802 | $22,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 347 | $22,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 814 | $22,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 15,173 | $22,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 700 | $22,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 11,536 | $22,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 1,600 | $22,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 500 | $22,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 853 | $22,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,640 | $21,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,239 | $21,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,000 | $21,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,876 | $21,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 650 | $21,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,520 | $21,000 | thousands by filing date | call |
| MEDASSETS INC | 584045108 | COM | 948 | $21,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 507 | $21,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 550 | $21,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 1,518 | $21,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 419 | $21,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 932 | $21,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 20,000 | $21,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 24,000 | $21,000 | thousands by filing date | principal |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 1,381 | $21,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 832 | $21,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 14,000 | $21,000 | thousands by filing date | principal |
| NEOSTEM INC | 640650404 | Common equity shares | 3,213 | $21,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 230 | $20,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 593 | $20,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 350 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 197 | $20,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,070 | $20,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 500 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 434 | $20,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 700 | $20,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 664 | $20,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 902 | $20,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 15 | $20,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 15,450 | $20,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,200 | $20,000 | thousands by filing date | put |
| ICG GROUP INC | 44928D108 | COM | 954 | $20,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 3,619 | $20,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,286 | $20,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 2,000 | $20,000 | thousands by filing date | put |
| REX ENERGY CORPORATION | 761565100 | COM | 1,122 | $20,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 11,340 | $20,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 1,759 | $20,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 318 | $20,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 1,802 | $20,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 1,477 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 1,401 | $20,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 3,235 | $20,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 1,556 | $20,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 21,000 | $20,000 | thousands by filing date | principal |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 842 | $20,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 268 | $20,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 500 | $20,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 20,000 | $20,000 | thousands by filing date | principal |
| WEYCO GROUP INC COM | 962149100 | Stock | 663 | $19,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 88 | $19,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 7,542 | $19,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,835 | $19,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 291 | $19,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 918 | $19,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,266 | $19,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,000 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 375 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 405 | $19,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,349 | $19,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 2,187 | $19,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 5,162 | $19,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 720 | $19,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 300 | $19,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,383 | $19,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 2,113 | $19,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 5,159 | $19,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 1,589 | $19,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 2,520 | $19,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 1,471 | $19,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 11,339 | $19,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,439 | $19,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 364 | $19,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 996 | $19,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 539 | $19,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 2,022 | $19,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 1,183 | $19,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 12,699 | $19,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,052 | $19,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 4,978 | $19,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 572 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 339 | $18,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 2,350 | $18,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 728 | $18,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 351 | $18,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 716 | $18,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,755 | $18,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 5,878 | $18,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 1,285 | $18,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 9,038 | $18,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 2,295 | $18,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 14,605 | $18,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 1,291 | $18,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 9,418 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 800 | $18,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 14,104 | $18,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 3,244 | $18,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 827 | $18,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 919 | $18,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 1,052 | $18,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,447 | $17,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 255 | $17,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 830 | $17,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 6,074 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 124 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 237 | $17,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 966 | $17,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,106 | $17,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 863 | $17,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,184 | $17,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 2,116 | $17,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,292 | $17,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 169 | $17,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,716 | $17,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,092 | $17,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,084 | $17,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 935 | $17,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 13,000 | $17,000 | thousands by filing date | principal |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 803 | $17,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,788 | $17,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,453 | $17,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 900 | $17,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 1,389 | $17,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 790 | $17,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 322 | $17,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 9,439 | $17,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 3,967 | $17,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 1,051 | $17,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 206 | $17,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90268A667 | MTH 2X DJ INTL | 465 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 692 | $17,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 1,430 | $17,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605108 | ORD SHS | 95,173 | $17,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 1,419 | $17,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 257,993 | $17,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 693 | $17,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,360 | $17,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 190 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 540 | $16,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 308 | $16,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 691 | $16,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 128 | $16,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 713 | $16,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,292 | $16,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,676 | $16,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 321 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 167 | $16,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,359 | $16,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 942 | $16,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 322 | $16,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 315 | $16,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,763 | $16,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 521 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 300 | $16,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 4,950 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 522 | $16,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 260 | $16,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 15,000 | $16,000 | thousands by filing date | principal |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 355 | $16,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,885 | $16,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 747 | $16,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 343 | $16,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 2,465 | $16,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 713 | $16,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 1,884 | $16,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 2,000 | $16,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 837 | $16,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 900 | $16,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 1,813 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 716 | $16,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 506 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 934 | $16,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 6,463 | $16,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 1,361 | $16,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 544 | $16,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 1,488 | $16,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 200 | $15,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 565 | $15,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 500 | $15,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 986 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 125 | $15,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 164 | $15,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,047 | $15,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 303 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 971 | $15,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 1,035 | $15,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 236 | $15,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 1,076 | $15,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 988 | $15,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 644 | $15,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,513 | $15,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 1,039 | $15,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 650 | $15,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 590 | $15,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 973 | $15,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 371 | $15,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 2,280 | $15,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 959 | $15,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 1,049 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 500 | $15,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 2,607 | $15,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 2,985 | $15,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 19,009 | $15,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 391 | $15,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 1,599 | $15,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 1,099 | $15,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 906 | $15,000 | thousands by filing date | call |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 2,395 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 500 | $15,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 900 | $15,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 1,245 | $15,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,296 | $15,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 3,817 | $15,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 1,107 | $15,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 10,744 | $15,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 3,636 | $15,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 806 | $15,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 1,646 | $15,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 2,188 | $15,000 | thousands by filing date | call |
| GAS NAT INC | 367204104 | COM | 1,402 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 190 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000125 | this filing | 2014-08-14 | acceptance time not in the bulk data set |