13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 7,225 holding rows worth $104,277,909,000.
- Accession
- 0000831001-14-000125
- Filer
- CIK 831001
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 16,706 entries on the cover page, a total value of $104,277,909,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,277,909,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHEROKEE INC | 16444H102 | COM | 41 | $1,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 151 | $1,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 53 | $1,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 51 | $1,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 200 | $1,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 232 | $1,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 451 | $1,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 138 | $1,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 81 | $1,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 123 | $1,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 352 | $1,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 31 | $1,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 171 | $1,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 54 | $1,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 32 | $1,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 264 | $1,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 200 | $1,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 100 | $1,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 71 | $1,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 58 | $1,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 76 | $1,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 425 | $1,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 50 | $1,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 503 | $1,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 431 | $1,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 494 | $1,000 | thousands by filing date | |
| POKERTEK INC | 730864204 | COM | 1,000 | $1,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 157 | $1,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 1,890 | $1,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 616 | $1,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 180 | $1,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 85 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 33 | $1,000 | thousands by filing date | |
| ZIPREALTY INC | 98974V107 | COM | 400 | $1,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 1,198 | $1,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 44 | $1,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 546 | $1,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 1,417 | $1,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 934 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E234 | GBX PUREGOLD NEW | 65 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 100 | $1,000 | thousands by filing date | |
| New Century Bancorp, Inc. | 64353M100 | Common Stock | 100 | $1,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 484 | $1,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 96 | $1,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 140 | $1,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 1,110 | $1,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 50 | $1,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 1,736 | $1,000 | thousands by filing date | |
| TELIK INC | 87959M208 | COM NEW | 526 | $1,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 500 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 27 | $1,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 1,000 | $1,000 | thousands by filing date | principal |
| ELTEK LTD | M40184109 | ORD | 950 | $1,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 693 | $1,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 341 | $1,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 168 | $1,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 761 | $1,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 38 | $1,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 223 | $1,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 69 | $1,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 44 | $1,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 71 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 242 | $1,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 41 | $1,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 251 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 96 | $1,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 339 | $1,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 48 | $1,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 50 | $1,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 149 | $1,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 68 | $1,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 181 | $1,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 138 | $1,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 75 | $1,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 75 | $1,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 59 | $1,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 45 | $1,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 386 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 167 | $1,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 1,000 | $1,000 | thousands by filing date | principal |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 135 | $1,000 | thousands by filing date | call |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 135 | $1,000 | thousands by filing date | call |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 200 | $1,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 68 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 108 | $1,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 103 | $1,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 521 | $1,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 63 | $1,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 413 | $1,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 130 | $1,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 179 | $1,000 | thousands by filing date | |
| CELSUS THERAPEUTICS PLC | 15119A202 | COM | 209 | $1,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310305 | COM NO PAR | 109 | $1,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMTEK LTD ORD | M20791105 | Stock | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODEXIS INC | 192005106 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULL HSE RESORTS INC | 359678109 | COM | 171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gilat Satellite Network | M51474118 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON HLDGS CORP | 05343P109 | CL A | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDEX CORP | 462684101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| READING INTL INC | 755408200 | CL B | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE ENERGY CORP F | 97717W174 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 569 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXA CORP | 300614500 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELA SCIENCES INC | 55277R100 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIFC CORP | 12547R105 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LRAD CORP | 50213V109 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDI INC | 69329V100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTREE GOLD INC | 29383G100 | COM | 848 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUGUSTA RES CORP | 050912203 | COM NEW | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORT CHALET INC | 849163209 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC Worldwide Inc | 984249AB8 | Note 10.000% 3/3 | 13 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNSHINE HEART INC | 86782u106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL CINEMA DESTINATIONS | 25383B109 | CL A CO | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lihua International Inc. | 532352101 | COM | 2,954 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 22 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GYRODYNE CO AMER INC | 403820103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIPOSCIENCE INC | 53630M108 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST | 33733G109 | COM BEN INTR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIVIO INC | 29413T106 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESPONSE GENETICS INC | 76123U105 | COM | 272 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DGSE COMPANIES INC | 23323G106 | COM | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POINT 360 | 730507100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 223 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISINT CORP | 22357R103 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVENA INC | 89532E109 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOBILEIRON INC | 60739U204 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNYTA INC | 451731103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 194 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGALET CORP | 28226B104 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAR ST FINL INC | 073844102 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LILIS ENERGY INC | 532403102 | Cmn | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECUMSEH PRODS CO | 878895309 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI HLTHCARE & WELLNESS TRUST | 36246K137 | RTS | 801 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLEAD HOLDINGS LTD | G64626164 | SHS PAR $0.50 | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000125 | this filing | 2014-08-14 | acceptance time not in the bulk data set |