13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 7,225 holding rows worth $104,277,909,000.
- Accession
- 0000831001-14-000125
- Filer
- CIK 831001
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 16,706 entries on the cover page, a total value of $104,277,909,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,277,909,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Capital Partners Mexico, S. de R.L. de C.V.028-16170
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Investments Inc.028-10295
- included managerCiti Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
- included managerNAMGK Mexico Holding, S. de R.L. de C.V.028-16172
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 17,274 | $64,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 3,163 | $64,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 3,458 | $64,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 682 | $63,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,195 | $63,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 3,172 | $63,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 2,231 | $63,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,196 | $63,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 4,200 | $63,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,930 | $63,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 3,593 | $63,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 2,126 | $63,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,911 | $63,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 13,717 | $63,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 4,174 | $63,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 24,460 | $63,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 3,622 | $62,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 2,443 | $62,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 9,358 | $62,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 5,586 | $62,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,209 | $62,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 6,100 | $62,000 | thousands by filing date | call |
| DYAX CORP | 26746E103 | COM | 6,480 | $62,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 2,991 | $62,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 908 | $62,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 14,933 | $62,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 3,091 | $61,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 2,320 | $61,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 3,352 | $61,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 3,803 | $61,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 5,545 | $61,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 35,411 | $61,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 8,033 | $61,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 8,909 | $61,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 9,342 | $61,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,350 | $60,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 2,777 | $60,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 1,764 | $60,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 4,490 | $60,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 5,166 | $60,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 4,283 | $60,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 4,463 | $60,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 6,772 | $60,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 410 | $60,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 17,753 | $60,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 4,735 | $60,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 527 | $59,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 1,373 | $59,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,277 | $59,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 1,323 | $59,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 1,229 | $59,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 2,856 | $59,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 9,488 | $59,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 11,521 | $59,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 4,061 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,054 | $59,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 3,424 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 2,148 | $59,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 5,507 | $59,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 2,243 | $59,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 4,569 | $59,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 4,327 | $59,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 1,875 | $59,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 1,202 | $58,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,028 | $58,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,775 | $58,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 464 | $58,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 982 | $58,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,190 | $58,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,005 | $58,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,000 | $58,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 4,396 | $58,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,441 | $58,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 4,129 | $58,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 8,691 | $58,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 600 | $57,000 | thousands by filing date | call |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 2,891 | $57,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,752 | $57,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 985 | $57,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 3,370 | $57,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 3,000 | $57,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 4,661 | $57,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 5,520 | $57,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,527 | $57,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 8,724 | $57,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 18,600 | $57,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,593 | $57,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 2,165 | $57,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 10,806 | $57,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4,293 | $56,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 904 | $56,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4,968 | $56,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 4,100 | $56,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,709 | $56,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 3,032 | $56,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 9,702 | $56,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,545 | $56,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 1,013 | $56,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 2,827 | $56,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 2,678 | $56,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 14,007 | $56,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 4,400 | $56,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 3,705 | $56,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,754 | $56,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 3,011 | $55,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 2,821 | $55,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,059 | $55,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 684 | $55,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 834 | $55,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 2,390 | $55,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2,140 | $55,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 2,124 | $55,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 997 | $55,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 12,856 | $55,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 1,689 | $55,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,568 | $55,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 1,515 | $55,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 50,000 | $55,000 | thousands by filing date | principal |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 3,240 | $54,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,871 | $54,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,547 | $54,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 2,573 | $54,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 2,051 | $54,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 5,377 | $54,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 1,669 | $54,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 7,100 | $54,000 | thousands by filing date | call |
| QUANTUM CORP | 747906204 | COM DSSG | 44,568 | $54,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 4,813 | $54,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 52,000 | $54,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 708 | $53,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 4,461 | $53,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 2,572 | $53,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 2,687 | $53,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,800 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,804 | $53,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 2,548 | $53,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 2,000 | $53,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 9,225 | $53,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 2,145 | $53,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 2,432 | $53,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 3,687 | $53,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 3,227 | $53,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 13,342 | $53,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 4,145 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,176 | $52,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,609 | $52,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,046 | $52,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,374 | $52,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 3,922 | $52,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,550 | $52,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 2,354 | $52,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 4,992 | $52,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 3,396 | $52,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 8,423 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 2,037 | $52,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,040 | $52,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 15,000 | $52,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 18,148 | $52,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 6,193 | $51,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 965 | $51,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 953 | $51,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 1,928 | $51,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 2,200 | $51,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,473 | $51,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 3,281 | $51,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 2,619 | $51,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 4,192 | $51,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,359 | $51,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 2,237 | $51,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 5,330 | $50,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 9,200 | $50,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,325 | $50,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,742 | $50,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,473 | $50,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 2,379 | $50,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 1,570 | $50,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,338 | $50,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 2,380 | $50,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 5,113 | $50,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,457 | $50,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 1,283 | $50,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 3,169 | $50,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 4,150 | $50,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 13,732 | $50,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 1,789 | $50,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 3,700 | $50,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 1,934 | $50,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 3,000 | $50,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 2,946 | $49,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,769 | $49,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,840 | $49,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 32,000 | $49,000 | thousands by filing date | principal |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 4,885 | $49,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 2,589 | $49,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,943 | $49,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 3,192 | $49,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 2,462 | $49,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 3,422 | $48,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 741 | $48,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,178 | $48,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 2,631 | $48,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 2,804 | $48,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 2,985 | $48,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 30,035 | $48,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 1,965 | $48,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,178 | $47,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,426 | $47,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 4,677 | $47,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 1,575 | $47,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 2,465 | $47,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 44,000 | $47,000 | thousands by filing date | principal |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 4,645 | $47,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 3,859 | $47,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 9,487 | $47,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,699 | $46,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,963 | $46,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 2,665 | $46,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 5,665 | $46,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 2,527 | $46,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 2,155 | $46,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 20,000 | $46,000 | thousands by filing date | principal |
| NEONODE INC | 64051M402 | COM NEW | 14,639 | $46,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,903 | $46,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 3,478 | $46,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 4,337 | $46,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 519 | $46,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,698 | $46,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 871 | $45,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,768 | $45,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,698 | $45,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,728 | $45,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,503 | $45,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,161 | $45,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 2,390 | $45,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 2,053 | $45,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,069 | $45,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 6,725 | $45,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 6,659 | $45,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 318 | $45,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 2,536 | $45,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 4,477 | $45,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 7,691 | $45,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 19,006 | $45,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 1,609 | $45,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 1,927 | $45,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 2,615 | $45,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,966 | $44,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,188 | $44,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,585 | $44,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 5,479 | $44,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,470 | $44,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 2,789 | $44,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 1,144 | $44,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 3,286 | $44,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 9,609 | $44,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 1,268 | $44,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 1,701 | $44,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 43,000 | $44,000 | thousands by filing date | principal |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 3,038 | $44,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 1,711 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 2,823 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 1,242 | $44,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,200 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 374 | $43,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 4,807 | $43,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 6,370 | $43,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 1,530 | $43,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 628 | $43,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,786 | $43,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,009 | $43,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 3,734 | $43,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,938 | $43,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 2,417 | $43,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 7,897 | $43,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 7,192 | $43,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 595 | $43,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,500 | $42,000 | thousands by filing date | put |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 1,776 | $42,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,348 | $42,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,001 | $42,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,623 | $42,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 4,028 | $42,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,696 | $42,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 4,215 | $42,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 994 | $42,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 2,974 | $42,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,467 | $42,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 2,298 | $42,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 621 | $42,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 12,479 | $42,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 1,516 | $42,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,456 | $42,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 1,634 | $42,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 765 | $41,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,253 | $41,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,238 | $41,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 2,883 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 2,665 | $41,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,515 | $41,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,302 | $41,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 2,878 | $41,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,181 | $41,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 908 | $41,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 840 | $41,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 7,617 | $41,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 1,898 | $41,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 42,000 | $41,000 | thousands by filing date | principal |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 1,797 | $41,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1,445 | $40,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 5,394 | $40,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 812 | $40,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 535 | $40,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 4,091 | $40,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,578 | $40,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 420 | $40,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,133 | $40,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 2,172 | $40,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 2,529 | $40,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 72,100 | $40,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 38,000 | $40,000 | thousands by filing date | principal |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,868 | $40,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 1,415 | $40,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 8,610 | $40,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,465 | $40,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 621 | $40,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 2,824 | $40,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 2,311 | $40,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 3,097 | $39,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,091 | $39,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 909 | $39,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 1,277 | $39,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 2,620 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,875 | $39,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 1,653 | $39,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,078 | $39,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 7,208 | $39,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 860 | $39,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 4,401 | $39,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 1,089 | $39,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 4,426 | $39,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 16,300 | $39,000 | thousands by filing date | call |
| PLX TECHNOLOGY INC | 693417107 | COM | 6,084 | $39,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 2,551 | $39,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 2,148 | $39,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 2,325 | $39,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 4,975 | $39,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 3,300 | $39,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 309 | $38,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 750 | $38,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,442 | $38,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,103 | $38,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 2,954 | $38,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,151 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,296 | $38,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 7,707 | $38,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 2,616 | $38,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 750 | $38,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,303 | $38,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 6,481 | $38,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 497 | $38,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,611 | $38,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 5,362 | $38,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 2,775 | $38,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 360 | $38,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,111 | $38,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 1,000 | $38,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,000 | $38,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 1,410 | $38,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 2,635 | $38,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 2,807 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 530 | $37,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 385 | $37,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 924 | $37,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 875 | $37,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,680 | $37,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,481 | $37,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 3,172 | $37,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,891 | $37,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 671 | $37,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 4,876 | $37,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,120 | $37,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,812 | $37,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,980 | $37,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 1,813 | $37,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 3,330 | $37,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 5,451 | $37,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,595 | $37,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 2,311 | $37,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 2,620 | $37,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 2,148 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 1,500 | $37,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 563 | $37,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 1,108 | $37,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 17,590 | $37,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 7,865 | $37,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,417 | $36,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 4,548 | $36,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 3,624 | $36,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,202 | $36,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 3,137 | $36,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 2,392 | $36,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 48,000 | $36,000 | thousands by filing date | principal |
| ELLIE MAE INC | 28849P100 | COM | 1,157 | $36,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,334 | $36,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 5,837 | $36,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 2,754 | $36,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 1,395 | $36,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 4,550 | $36,000 | thousands by filing date | |
| MECOX LANE LIMITED | 58403M201 | SPON ADR REP 35 | 9,000 | $36,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 8,124 | $36,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 976 | $35,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 4,969 | $35,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,297 | $35,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,005 | $35,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 1,177 | $35,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,686 | $35,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 719 | $35,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 804 | $35,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 3,296 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,700 | $35,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,382 | $35,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,331 | $35,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 3,898 | $35,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 3,347 | $35,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 630 | $35,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 35,000 | $35,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 756 | $35,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,304 | $35,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 2,266 | $35,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 1,355 | $35,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 1,342 | $35,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,653 | $35,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 2,378 | $35,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 5,035 | $35,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 2,299 | $35,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 5,739 | $35,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 4,010 | $35,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 31,221 | $35,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 2,100 | $35,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 1,125 | $35,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 3,512 | $35,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 24,000 | $35,000 | thousands by filing date | principal |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 2,647 | $35,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 1,615 | $34,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 362 | $34,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,768 | $34,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 352 | $34,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 6,237 | $34,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,734 | $34,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 975 | $34,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,188 | $34,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,762 | $34,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,560 | $34,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,570 | $34,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 27,000 | $34,000 | thousands by filing date | principal |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 3,110 | $34,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 1,870 | $34,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,000 | $34,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 684 | $33,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 5,478 | $33,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 746 | $33,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,413 | $33,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 3,072 | $33,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 2,214 | $33,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,479 | $33,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,855 | $33,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,780 | $33,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,301 | $33,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 10,000 | $33,000 | thousands by filing date | principal |
| POZEN INC | 73941U102 | COMMON STOCK | 3,911 | $33,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 395 | $33,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 1,952 | $33,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 6,661 | $33,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 115,639 | $33,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 476 | $33,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 681 | $33,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 840 | $33,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 4,113 | $33,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 1,370 | $32,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,014 | $32,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 7,110 | $32,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,115 | $32,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,169 | $32,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 604 | $32,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,724 | $32,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 3,194 | $32,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,241 | $32,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,613 | $32,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 2,151 | $32,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 4,276 | $32,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 1,136 | $32,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 3,353 | $32,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 3,267 | $32,000 | thousands by filing date | put |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 918 | $32,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 2,143 | $32,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 2,495 | $32,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 7,740 | $32,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 7,612 | $32,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 1,318 | $32,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 3,101 | $32,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-14-000125 | this filing | 2014-08-14 | acceptance time not in the bulk data set |