13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,966 holding rows worth $106,789,686,000.
- Accession
- 0000831001-13-000240
- Filer
- CIK 831001
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 16,803 entries on the cover page, a total value of $106,789,686,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,789,686,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Global Markets Luxembourg028-15306
- included managerCitigroup Global Markets U.K. Equity Ltd028-06229
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Trust - Delaware, National Association028-12981
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIEBOLD NXDF INC | 253651103 | COM | 15,697 | $461,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 6,336 | $459,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 57,400 | $459,000 | thousands by filing date | call |
| KEY ENERGY SVCS INC | 492914106 | COM | 62,900 | $459,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 12,125 | $458,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 11,742 | $458,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 24,180 | $458,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,225 | $457,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 36,715 | $457,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 9,995 | $455,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 30,122 | $455,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 7,538 | $454,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 11,444 | $454,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,900 | $452,000 | thousands by filing date | call |
| CVB FINL CORP COM | 126600105 | Stock | 33,489 | $452,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 7,017 | $451,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 57,500 | $450,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 34,012 | $449,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 18,266 | $448,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 59,018 | $448,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 34,293 | $448,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 17,883 | $448,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 51,618 | $448,000 | thousands by filing date | put |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 66,967 | $447,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 14,671 | $447,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 6,114 | $446,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 10,326 | $446,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 17,175 | $445,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 13,671 | $444,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 33,823 | $443,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 10,811 | $443,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 29,356 | $443,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 21,247 | $442,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 139,745 | $439,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 9,596 | $438,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 17,460 | $438,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 24,445 | $438,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 6,815 | $438,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 20,647 | $437,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 21,695 | $436,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,153 | $436,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 4,471 | $435,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 68,900 | $435,000 | thousands by filing date | put |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 8,633 | $434,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 15,597 | $434,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 71,530 | $434,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 16,181 | $431,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 7,361 | $431,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 6,833 | $430,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 3,657 | $430,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 7,162 | $430,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 6,573 | $430,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 9,207 | $430,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 10,594 | $429,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 10,655 | $429,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 7,900 | $429,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 15,082 | $428,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 11,414 | $426,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 29,582 | $426,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 11,300 | $425,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 13,466 | $425,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 45,475 | $425,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 75,300 | $425,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,178 | $424,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 16,963 | $424,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 41,275 | $424,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 13,703 | $423,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,361 | $422,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 17,982 | $422,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 25,407 | $422,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 13,000 | $421,000 | thousands by filing date | put |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 24,079 | $421,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,010 | $421,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 13,818 | $421,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 8,470 | $420,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 25,240 | $420,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 116,933 | $420,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 73,398 | $419,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 13,600 | $419,000 | thousands by filing date | call |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 72,362 | $418,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 8,581 | $417,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 10,000 | $416,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 3,000 | $416,000 | thousands by filing date | call |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 49,232 | $416,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 6,148 | $415,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 13,517 | $415,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 86,000 | $415,000 | thousands by filing date | put |
| ICU MED INC | 44930G107 | COM | 6,087 | $414,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 3,610 | $414,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 10,954 | $414,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 20,944 | $414,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 52,875 | $413,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 30,618 | $413,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 24,828 | $413,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 5,000 | $412,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 15,683 | $412,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 3,847 | $411,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 104,500 | $411,000 | thousands by filing date | call |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 20,687 | $409,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 14,922 | $409,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 14,196 | $408,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 32,568 | $408,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 17,541 | $407,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 5,316 | $406,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 12,136 | $406,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 84,100 | $406,000 | thousands by filing date | call |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 10,983 | $405,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 15,011 | $404,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 5,385 | $403,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 10,592 | $403,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 26,924 | $403,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 98,821 | $402,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 32,480 | $401,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 8,849 | $399,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 20,700 | $399,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 106,484 | $399,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 36,209 | $398,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 9,072 | $397,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 43,469 | $397,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 9,403 | $397,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,128 | $396,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 16,663 | $396,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 9,900 | $395,000 | thousands by filing date | put |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 64,057 | $395,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 7,222 | $394,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 6,832 | $394,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 8,154 | $393,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 5,187 | $391,000 | thousands by filing date | call |
| QLOGIC CORP | 747277101 | COM | 35,700 | $391,000 | thousands by filing date | put |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 9,076 | $390,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 7,566 | $389,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 8,844 | $388,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 8,255 | $388,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 5,347 | $388,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 4,598 | $387,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 20,000 | $386,000 | thousands by filing date | put |
| SANTARUS INC | 802817304 | COM | 17,076 | $386,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 12,689 | $385,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 113,998 | $385,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 13,330 | $385,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 12,306 | $384,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 30,620 | $384,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 17,000 | $383,000 | thousands by filing date | call |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 7,427 | $382,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 12,176 | $382,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 7,049 | $381,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 9,151 | $381,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 8,152 | $381,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 12,300 | $381,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 9,513 | $380,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 11,838 | $380,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 22,771 | $380,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 8,871 | $380,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 9,268 | $379,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 36,570 | $379,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 343,000 | $379,000 | thousands by filing date | principal |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 30,700 | $379,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 27,783 | $378,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 46,900 | $378,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 6,900 | $377,000 | thousands by filing date | call |
| KEY ENERGY SVCS INC | 492914106 | COM | 51,700 | $377,000 | thousands by filing date | put |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 95,900 | $377,000 | thousands by filing date | put |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,825 | $375,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 14,347 | $375,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 10,057 | $375,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 11,152 | $374,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 5,408 | $373,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 12,190 | $373,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 56,212 | $373,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 19,905 | $372,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 18,015 | $372,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 27,900 | $371,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 16,503 | $371,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 11,323 | $370,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 18,700 | $368,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 13,887 | $368,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 4,200 | $367,000 | thousands by filing date | put |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 6,544 | $367,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 9,387 | $367,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 4,853 | $367,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 12,000 | $367,000 | thousands by filing date | put |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 19,000 | $367,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 9,287 | $366,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 11,312 | $366,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 59,463 | $366,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,000 | $365,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 99,967 | $365,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 12,718 | $364,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 19,251 | $364,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 46,900 | $364,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,786 | $363,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 18,666 | $363,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 19,219 | $362,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 15,160 | $362,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 15,633 | $361,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 13,599 | $361,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 12,065 | $361,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 19,103 | $361,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 12,672 | $360,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 15,904 | $360,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 82,130 | $360,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 24,489 | $360,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 48,300 | $359,000 | thousands by filing date | put |
| SAUL CTRS INC COM | 804395101 | REIT | 7,748 | $358,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 8,627 | $357,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 15,000 | $357,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 11,202 | $356,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 209,406 | $356,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,455 | $355,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 17,308 | $355,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 5,881 | $355,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 6,311 | $354,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 18,684 | $354,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 7,711 | $354,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 12,784 | $353,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 14,804 | $353,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 10,270 | $353,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 12,398 | $353,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 20,875 | $353,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,457 | $351,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 4,313 | $351,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 50,662 | $351,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 347,000 | $351,000 | thousands by filing date | principal |
| SCANSOURCE INC | 806037107 | COM | 10,112 | $350,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 5,811 | $349,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,457 | $349,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 158,890 | $349,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 12,464 | $348,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 13,851 | $348,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 5,098 | $347,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 27,253 | $347,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 321,000 | $347,000 | thousands by filing date | principal |
| PARK NATL CORP COM | 700658107 | Stock | 4,367 | $345,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 5,733 | $345,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 13,793 | $345,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 34,337 | $345,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 7,995 | $345,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 8,020 | $344,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 21,950 | $344,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 6,627 | $344,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 9,811 | $344,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 8,499 | $343,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 19,670 | $342,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 10,800 | $342,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,200 | $341,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 5,986 | $341,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 46,216 | $341,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 5,393 | $341,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 128,500 | $341,000 | thousands by filing date | put |
| PACWEST BANCORP DEL | 695263103 | COM | 9,882 | $340,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 15,701 | $340,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151113 | *W EXP 12/19/201 | 594,000 | $339,000 | thousands by filing date | call |
| Vanguard Total World Stock ETF | 922042742 | SHS | 6,089 | $338,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 6,865 | $338,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 12,733 | $337,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,303 | $337,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 20,000 | $337,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 10,016 | $336,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 10,500 | $336,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 21,865 | $335,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 36,798 | $335,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 16,628 | $335,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 11,289 | $334,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 11,980 | $334,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 2,100 | $333,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 31,900 | $333,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 21,730 | $332,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 14,377 | $332,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 13,440 | $331,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 59,361 | $331,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 9,200 | $331,000 | thousands by filing date | call |
| DREW INDS INC | 26168L205 | COM NEW | 7,220 | $329,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 12,629 | $329,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 21,837 | $328,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,233 | $327,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 5,322 | $327,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 10,414 | $327,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 3,611 | $327,000 | thousands by filing date | |
| INSULET CORP | 45784PAC5 | CNV | 226,000 | $327,000 | thousands by filing date | principal |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 27,002 | $325,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 9,608 | $325,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 54,200 | $324,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 40,214 | $324,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 43,500 | $324,000 | thousands by filing date | call |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 20,911 | $324,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 5,262 | $323,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,128 | $323,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 37,926 | $323,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 5,500 | $322,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 66,715 | $322,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 64,918 | $322,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 8,142 | $322,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 4,400 | $321,000 | thousands by filing date | call |
| FEDERAL MOGUL CORP | 313549404 | COM | 19,126 | $321,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 14,201 | $320,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 10,323 | $319,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 3,644 | $319,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 7,436 | $319,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,500 | $318,000 | thousands by filing date | put |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 10,000 | $318,000 | thousands by filing date | put |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 7,223 | $318,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,587 | $317,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 4,066 | $317,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 17,295 | $317,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 16,154 | $317,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 5,680 | $316,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 27,331 | $316,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 12,444 | $315,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,272 | $314,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 9,075 | $313,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 3,874 | $312,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 244,000 | $311,000 | thousands by filing date | principal |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 5,100 | $310,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,010 | $310,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 5,297 | $308,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 11,116 | $307,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 6,223 | $307,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 5,535 | $305,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 10,340 | $305,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 14,222 | $304,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 10,601 | $304,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 10,534 | $304,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 4,500 | $303,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 17,654 | $303,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 24,031 | $303,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 9,949 | $303,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 22,958 | $303,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 10,019 | $302,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 4,075 | $302,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 3,696 | $301,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,443 | $301,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 12,051 | $301,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 266,000 | $301,000 | thousands by filing date | principal |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 5,633 | $301,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 5,332 | $300,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 3,928 | $299,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 108,592 | $299,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 5,478 | $298,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 10,985 | $298,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 16,957 | $297,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 26,400 | $296,000 | thousands by filing date | put |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 28,806 | $296,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 50,795 | $295,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 7,372 | $295,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 15,572 | $295,000 | thousands by filing date | call |
| G & K SVCS INC | 361268105 | CL A | 4,889 | $295,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 12,769 | $294,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 41,214 | $294,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 33,930 | $294,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 36,843 | $293,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 5,400 | $292,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 41,252 | $292,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 9,736 | $292,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 19,883 | $291,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 274,000 | $291,000 | thousands by filing date | principal |
| GATX CORP COM | 361448103 | Stock | 6,107 | $290,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 38,700 | $289,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 39,945 | $289,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 37,200 | $289,000 | thousands by filing date | call |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 22,909 | $289,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 17,741 | $288,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 27,600 | $288,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 14,143 | $287,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 3,400 | $287,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 3,383 | $287,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 23,279 | $287,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 7,293 | $286,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 20,922 | $286,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 6,232 | $286,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 30,779 | $286,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 7,023 | $285,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 12,300 | $284,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 50,224 | $284,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 18,475 | $284,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 10,133 | $283,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,458 | $282,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,663 | $282,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 6,171 | $282,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 24,382 | $282,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 4,545 | $282,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 17,694 | $282,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,842 | $281,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 11,630 | $281,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 21,070 | $281,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 17,831 | $280,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 11,476 | $280,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 9,555 | $280,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 9,706 | $279,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 53,061 | $279,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 9,319 | $278,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 23,500 | $278,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 23,500 | $278,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 29,424 | $278,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 72,800 | $278,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 24,952 | $277,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 8,072 | $277,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,092 | $276,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 14,000 | $276,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 14,000 | $276,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 68,828 | $276,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 17,702 | $275,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 4,414 | $275,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 12,548 | $275,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 48,239 | $275,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 6,400 | $274,000 | thousands by filing date | call |
| DIGITAL RIV INC | 25388B104 | COM | 15,290 | $274,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 15,351 | $273,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 19,667 | $273,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 5,820 | $271,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 15,281 | $271,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 2,691 | $271,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,619 | $270,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 24,611 | $270,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 5,800 | $270,000 | thousands by filing date | call |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 31,057 | $270,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 42,977 | $269,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 13,338 | $269,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 98,918 | $269,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 14,282 | $269,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 27,283 | $269,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 18,303 | $268,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 5,186 | $268,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 21,443 | $267,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 43,099 | $267,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 24,119 | $266,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,485 | $266,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AG0 | NOTE 2.625%12/1 | 265,000 | $266,000 | thousands by filing date | principal |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 22,389 | $266,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,703 | $265,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 44,484 | $265,000 | thousands by filing date | |
| MGC | 921910873 | COM | 4,590 | $264,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,509 | $264,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 30,126 | $264,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 4,112 | $263,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 3,775 | $263,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 128,074 | $263,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 39,556 | $262,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 20,525 | $262,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 14,106 | $261,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 8,081 | $261,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,300 | $260,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 3,050 | $260,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 6,861 | $260,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 12,458 | $260,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 9,056 | $260,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 113,618 | $260,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 10,514 | $258,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 28,372 | $258,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 25,395 | $258,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 14,940 | $258,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,289 | $257,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 7,158 | $257,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 18,654 | $257,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 5,041 | $257,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R209 | PF ISE MINING | 15,137 | $257,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 7,138 | $256,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 16,588 | $256,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 5,579 | $256,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 27,370 | $255,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 44,361 | $255,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 15,759 | $254,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 7,414 | $254,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 5,270 | $253,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 3,000 | $253,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 33,753 | $253,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 128,200 | $253,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,596 | $252,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 9,772 | $252,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 8,439 | $251,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 5,540 | $251,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 63,906 | $251,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 22,473 | $251,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 5,327 | $250,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 16,245 | $250,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 10,061 | $249,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 10,070 | $249,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 13,157 | $248,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 7,264 | $248,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 18,430 | $248,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 29,560 | $248,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 39,256 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,308 | $247,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 3,114 | $247,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,300 | $246,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 10,300 | $246,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 7,289 | $246,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 4,655 | $246,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 9,488 | $246,000 | thousands by filing date | call |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 3,621 | $246,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 4,339 | $245,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 10,448 | $245,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 14,520 | $245,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,000 | $244,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 102,588 | $244,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 9,738 | $244,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 34,948 | $244,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 8,941 | $243,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,770 | $243,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,479 | $242,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 7,578 | $242,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-13-000240 | this filing | 2013-11-14 | acceptance time not in the bulk data set |