13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,966 holding rows worth $106,789,686,000.
- Accession
- 0000831001-13-000240
- Filer
- CIK 831001
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 16,803 entries on the cover page, a total value of $106,789,686,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,789,686,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Global Markets Luxembourg028-15306
- included managerCitigroup Global Markets U.K. Equity Ltd028-06229
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Trust - Delaware, National Association028-12981
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| B/E AEROSPACE INC | 073302101 | COM | 11,785 | $871,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 37,269 | $871,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 25,646 | $867,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 806,000 | $867,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 13,608 | $866,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 72,900 | $865,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 26,005 | $864,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 17,000 | $863,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 24,963 | $861,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 129,005 | $860,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 45,710 | $860,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 37,602 | $860,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 19,192 | $860,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 119,489 | $859,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 10,888 | $858,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 21,888 | $857,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 13,655 | $856,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 18,918 | $855,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 36,352 | $853,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 14,189 | $851,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 145,129 | $851,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 20,580 | $848,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 33,020 | $848,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 33,425 | $845,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 136,600 | $844,000 | thousands by filing date | put |
| ALLETE INC | 018522300 | COM NEW | 17,466 | $843,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 31,597 | $842,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 126,200 | $840,000 | thousands by filing date | put |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 19,907 | $838,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 27,400 | $838,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 79,230 | $837,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 21,514 | $837,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 9,084 | $836,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 69,880 | $836,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 41,536 | $836,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 28,036 | $836,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 41,754 | $834,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 14,037 | $832,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 8,142 | $831,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 124,800 | $831,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 119,800 | $831,000 | thousands by filing date | call |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 65,975 | $828,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 19,093 | $827,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 22,199 | $826,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 48,376 | $826,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 5,597 | $825,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 33,118 | $823,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 8,375 | $822,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 13,172 | $822,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 30,300 | $819,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 156,400 | $818,000 | thousands by filing date | put |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 133,814 | $816,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 13,696 | $812,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 44,497 | $809,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 35,020 | $808,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 9,345 | $808,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 25,555 | $808,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 23,942 | $807,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 47,476 | $807,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 48,500 | $807,000 | thousands by filing date | call |
| VODAFONE GP PLC | 92857W209 | ADR | 22,900 | $806,000 | thousands by filing date | call |
| PROTECTIVE LIFE CORP | 743674103 | COM | 18,938 | $806,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 23,952 | $804,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 18,736 | $804,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 25,840 | $804,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 41,171 | $804,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 85,200 | $801,000 | thousands by filing date | put |
| BLACK HILLS CORP COM | 092113109 | Stock | 16,082 | $801,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 118,800 | $801,000 | thousands by filing date | put |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 13,466 | $801,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 350,100 | $800,000 | thousands by filing date | put |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 47,800 | $799,000 | thousands by filing date | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 17,347 | $798,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 55,368 | $796,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 16,185 | $795,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 46,668 | $795,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 54,500 | $794,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 65,076 | $792,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 70,612 | $790,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 28,503 | $790,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 32,497 | $788,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 150,400 | $787,000 | thousands by filing date | call |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 15,000 | $785,000 | thousands by filing date | put |
| SELECT COMFORT CORP | 81616X103 | COM | 32,094 | $782,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 7,072 | $781,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 41,481 | $778,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 241,827 | $776,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 31,276 | $773,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 34,160 | $773,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 39,600 | $773,000 | thousands by filing date | put |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 21,844 | $771,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 13,279 | $771,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 8,762 | $766,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 20,113 | $766,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 12,069 | $765,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 16,624 | $765,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 63,357 | $764,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 17,320 | $762,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 12,973 | $762,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 102,500 | $762,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 9,582 | $761,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 36,896 | $761,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 53,300 | $760,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 27,600 | $760,000 | thousands by filing date | put |
| PRIMERICA INC | 74164M108 | COM | 18,764 | $757,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 50,959 | $755,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 36,493 | $755,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 15,800 | $755,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 49,029 | $755,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 34,405 | $754,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 56,900 | $751,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 51,500 | $750,000 | thousands by filing date | call |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 33,998 | $750,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 32,075 | $748,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 25,091 | $746,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 10,000 | $743,000 | thousands by filing date | put |
| TECHNE CORP | 878377100 | COM | 9,284 | $743,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 39,079 | $743,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 18,600 | $742,000 | thousands by filing date | call |
| EQUITY ONE | 294752100 | COM | 33,862 | $740,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 8,220 | $739,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 38,252 | $739,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 11,807 | $738,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 8,610 | $738,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 802 | $737,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 64,900 | $737,000 | thousands by filing date | call |
| POLYPORE INTL INC | 73179V103 | COM | 18,000 | $737,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 17,193 | $736,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 19,475 | $735,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AH1 | NOTE 3.125% 3/1 | 3,510,000 | $735,000 | thousands by filing date | principal |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 25,714 | $734,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10,240 | $733,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 15,141 | $733,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 64,197 | $733,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 25,920 | $731,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 12,443 | $730,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 6,800 | $727,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 15,454 | $726,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 9,903 | $726,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 43,589 | $726,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 18,503 | $726,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 27,652 | $725,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 46,508 | $725,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 6,351 | $725,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 57,551 | $724,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 16,911 | $722,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 51,900 | $722,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 23,538 | $721,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 20,845 | $721,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 568,000 | $721,000 | thousands by filing date | principal |
| VODAFONE GP PLC | 92857W209 | ADR | 20,500 | $721,000 | thousands by filing date | put |
| EMULEX CORP | 292475209 | COM NEW | 92,857 | $721,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 14,401 | $720,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 65,834 | $720,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 33,545 | $720,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 7,553 | $719,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 15,815 | $719,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 13,022 | $717,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 18,888 | $716,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 28,429 | $715,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 16,257 | $714,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 14,568 | $713,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 36,900 | $711,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 12,000 | $711,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 55,742 | $710,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 12,780 | $710,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 72,875 | $709,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 97,335 | $708,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 8,528 | $708,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 25,277 | $707,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 11,834 | $707,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 9,335 | $706,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 22,072 | $706,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 164,200 | $704,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 89,385 | $702,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 85,200 | $701,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 85,933 | $700,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 25,913 | $700,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 41,235 | $699,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 85,778 | $699,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 58,800 | $698,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 27,626 | $698,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 95,404 | $697,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 15,489 | $697,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 22,771 | $697,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 9,321 | $696,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 40,900 | $695,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 100,000 | $695,000 | thousands by filing date | put |
| STEINER LEISURE LTD | P8744Y102 | ORD | 11,863 | $694,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 18,020 | $692,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 35,200 | $691,000 | thousands by filing date | call |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 24,009 | $689,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 39,486 | $689,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 10,043 | $688,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 10,956 | $687,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 18,990 | $685,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 12,454 | $685,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 20,372 | $684,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 14,837 | $683,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 130,542 | $683,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 26,688 | $682,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 14,112 | $682,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 329,459 | $682,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 13,864 | $682,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 22,100 | $681,000 | thousands by filing date | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 28,963 | $680,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 43,519 | $680,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 49,483 | $680,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 23,006 | $680,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 20,830 | $679,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 44,508 | $679,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 28,313 | $679,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 14,700 | $677,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 50,000 | $677,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 114,131 | $673,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 39,720 | $673,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 12,158 | $672,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 15,700 | $672,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 90,000 | $671,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 90,000 | $671,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 118,830 | $671,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 51,034 | $670,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 16,542 | $670,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 12,589 | $669,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 160,500 | $669,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 9,586 | $668,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 14,841 | $667,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 70,566 | $664,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 60,200 | $662,000 | thousands by filing date | put |
| ZALECORPNEW | 988858106 | COM | 43,443 | $661,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 12,501 | $659,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 19,367 | $658,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 24,721 | $652,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 8,929 | $652,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,715 | $652,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 57,860 | $650,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 50,000 | $647,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 56,900 | $646,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 6,326 | $641,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,552 | $640,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 63,319 | $638,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 10,025 | $637,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 24,350 | $636,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 22,555 | $635,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 13,550 | $634,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 88,000 | $632,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 38,393 | $631,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 19,874 | $631,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 15,000 | $630,000 | thousands by filing date | call |
| HEARTWARE INTL INC | 422368100 | COM | 8,594 | $630,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 150,000 | $630,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 150,000 | $630,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 27,672 | $628,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 66,624 | $627,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 11,866 | $627,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 28,512 | $626,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 14,273 | $625,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 9,429 | $625,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 84,800 | $625,000 | thousands by filing date | put |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 5,000 | $625,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 5,776 | $624,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 190,561 | $624,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 16,670 | $623,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 11,520 | $623,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 69,368 | $623,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 500,000 | $623,000 | thousands by filing date | principal |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 652,000 | $622,000 | thousands by filing date | principal |
| FAIR ISAAC CORP COM | 303250104 | Stock | 11,241 | $621,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 15,648 | $621,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 29,008 | $620,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 5,024 | $619,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 10,271 | $619,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 67,900 | $617,000 | thousands by filing date | call |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 116,230 | $617,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 14,861 | $616,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 12,400 | $615,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,400 | $615,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 46,333 | $613,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 45,200 | $613,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 36,827 | $613,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 17,498 | $611,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 30,117 | $611,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 37,430 | $610,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 28,556 | $609,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 7,688 | $608,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 5,465 | $608,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 19,897 | $607,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 9,000 | $607,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 50,300 | $607,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 55,200 | $607,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 22,246 | $604,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 53,671 | $603,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 18,498 | $602,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 26,000 | $601,000 | thousands by filing date | put |
| OPENLANE INC | 48238T109 | COM | 21,323 | $601,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 25,893 | $599,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 7,652 | $599,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 27,227 | $598,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 27,348 | $597,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 9,477 | $597,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 72,110 | $596,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 14,263 | $595,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 8,036 | $595,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 31,968 | $595,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 38,893 | $593,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 33,983 | $592,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 26,443 | $592,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 46,739 | $592,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 48,529 | $592,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 30,000 | $591,000 | thousands by filing date | call |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 9,855 | $590,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 6,106 | $589,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 13,360 | $588,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 133,000 | $588,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 29,931 | $587,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 52,451 | $586,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 48,198 | $585,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 11,650 | $584,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 18,003 | $584,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 145,195 | $584,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10,000 | $583,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 7,500 | $583,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 9,350 | $583,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 72,100 | $580,000 | thousands by filing date | call |
| STANCORP FINL GROUP INC | 852891100 | COM | 10,551 | $580,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 13,546 | $579,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 7,900 | $579,000 | thousands by filing date | put |
| UNS ENERGY CORP | 903119105 | COM | 12,387 | $578,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 5,445 | $577,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 43,779 | $577,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 32,088 | $575,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 14,972 | $572,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 155,200 | $571,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 56,088 | $569,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 108,280 | $569,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 19,985 | $569,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 20,689 | $569,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 9,203 | $568,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 43,803 | $568,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 14,764 | $567,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 19,309 | $567,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 11,136 | $567,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 7,194 | $564,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 6,398 | $564,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 9,451 | $563,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 14,502 | $563,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 28,722 | $562,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 9,843 | $561,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 22,950 | $559,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 23,700 | $559,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 18,153 | $559,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 13,000 | $558,000 | thousands by filing date | call |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 19,226 | $557,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 44,467 | $556,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 28,600 | $556,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 162,519 | $555,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 25,847 | $553,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,077 | $552,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 14,520 | $552,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 30,321 | $552,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 20,697 | $551,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 17,975 | $551,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 17,364 | $551,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 10,490 | $551,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 18,120 | $550,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 22,143 | $549,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 13,600 | $549,000 | thousands by filing date | put |
| HEICO CORP NEW COM | 422806109 | Stock | 8,063 | $547,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 14,476 | $546,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 46,241 | $545,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 24,013 | $545,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 109,251 | $545,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 89,688 | $544,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 11,762 | $542,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 18,224 | $541,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,300 | $541,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 31,850 | $541,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 6,772 | $541,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 150,000 | $539,000 | thousands by filing date | put |
| VCA ANTECH INC | 918194101 | COM | 19,610 | $539,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 24,542 | $539,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 10,345 | $538,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,505 | $538,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 29,778 | $537,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 17,168 | $536,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 29,950 | $535,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 12,132 | $535,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 18,855 | $535,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 12,753 | $535,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 18,252 | $534,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 25,990 | $533,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 35,496 | $533,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 162,300 | $531,000 | thousands by filing date | put |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 7,887 | $528,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 54,074 | $528,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 13,766 | $527,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,000 | $527,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 16,005 | $526,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 39,218 | $526,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 7,513 | $525,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 12,000 | $523,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 10,982 | $523,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 15,359 | $523,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 20,940 | $523,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363AL3 | NOTE 4.000% | 100,000 | $523,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657101 | COM | 21,143 | $522,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 11,900 | $522,000 | thousands by filing date | put |
| VANGUARD | 92205F106 | Domestic Common | 18,654 | $522,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 264,851 | $521,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 24,573 | $521,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 569,000 | $520,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 30,065 | $520,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 377,000 | $519,000 | thousands by filing date | principal |
| KAYDON CORP | 486587108 | COM | 14,555 | $516,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 160,300 | $515,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 22,494 | $514,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 5,846 | $513,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 15,317 | $513,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 40,000 | $512,000 | thousands by filing date | put |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 65,266 | $512,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 8,067 | $512,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 13,513 | $511,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 7,816 | $510,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 8,177 | $510,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 28,000 | $509,000 | thousands by filing date | call |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 17,700 | $509,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 431,000 | $508,000 | thousands by filing date | principal |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 9,391 | $507,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 11,038 | $507,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 18,400 | $507,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 18,167 | $506,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 27,997 | $506,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,184 | $505,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 14,920 | $505,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 16,420 | $505,000 | thousands by filing date | put |
| TELLABS INC | 879664100 | COM | 221,759 | $504,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 12,217 | $503,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 34,645 | $503,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 21,758 | $503,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 10,249 | $503,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 19,941 | $502,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 4,706 | $502,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 62,220 | $502,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 35,123 | $499,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 22,005 | $498,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 8,199 | $497,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 9,100 | $497,000 | thousands by filing date | put |
| SAPPI LTD | 803069202 | SPON ADR NEW | 200,000 | $496,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 10,257 | $496,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10,494 | $495,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 23,100 | $495,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 29,100 | $494,000 | thousands by filing date | put |
| SYNTEL INC | 87162H103 | COM | 6,169 | $494,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 26,130 | $491,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 19,600 | $491,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 9,221 | $490,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 66,844 | $487,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 14,033 | $486,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 8,456 | $484,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 40,411 | $483,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 6,539 | $482,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 12,008 | $481,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 10,870 | $480,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 15,004 | $480,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,914 | $479,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 30,603 | $478,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 12,106 | $477,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 52,500 | $477,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 17,313 | $477,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 12,329 | $475,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 43,100 | $475,000 | thousands by filing date | put |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 10,853 | $475,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 46,168 | $475,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 33,653 | $474,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 20,606 | $474,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 13,673 | $471,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 11,420 | $470,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 68,551 | $470,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 15,163 | $470,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 18,720 | $469,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 911,000 | $469,000 | thousands by filing date | principal |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 54,946 | $468,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 24,250 | $468,000 | thousands by filing date | put |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 320,000 | $467,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416T100 | COM | 13,516 | $467,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 16,645 | $466,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 24,827 | $466,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 27,400 | $465,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 11,532 | $465,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 4,288 | $465,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 8,382 | $465,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,761 | $464,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 10,860 | $464,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 6,352 | $463,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 22,400 | $463,000 | thousands by filing date | call |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 12,200 | $463,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 138,451 | $463,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 10,379 | $462,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 6,300 | $462,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 7,959 | $461,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-13-000240 | this filing | 2013-11-14 | acceptance time not in the bulk data set |