13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,966 holding rows worth $106,789,686,000.
- Accession
- 0000831001-13-000240
- Filer
- CIK 831001
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 16,803 entries on the cover page, a total value of $106,789,686,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,789,686,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Global Markets Luxembourg028-15306
- included managerCitigroup Global Markets U.K. Equity Ltd028-06229
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Trust - Delaware, National Association028-12981
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 16,200 | $132,000 | thousands by filing date | call |
| WAUSAU PAPER CORP | 943315101 | COM | 10,129 | $132,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 519,000 | $132,000 | thousands by filing date | principal |
| AEROVIRONMENT INC COM | 008073108 | Stock | 5,655 | $131,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 6,663 | $131,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,369 | $131,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 120,000 | $131,000 | thousands by filing date | principal |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 6,721 | $131,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 5,593 | $131,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 124,000 | $131,000 | thousands by filing date | principal |
| AVG TECHNOLOGIES | N07831105 | SHS | 5,445 | $131,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 111,000 | $131,000 | thousands by filing date | principal |
| VIRTUS TOTAL | 92829A103 | COM | 33,312 | $131,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,750 | $130,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 5,157 | $130,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 36,574 | $130,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 4,943 | $130,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 20,550 | $130,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 35,410 | $130,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 4,900 | $130,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 11,770 | $129,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 5,338 | $129,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 3,447 | $129,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 29,465 | $129,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 24,690 | $129,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,516 | $128,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 7,699 | $128,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,175 | $128,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,817 | $128,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 2,816 | $128,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 6,091 | $128,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 4,968 | $127,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 7,070 | $127,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 5,133 | $127,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 17,833 | $127,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,200 | $127,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,887 | $126,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 4,928 | $126,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 5,265 | $126,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 16,067 | $126,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 3,300 | $126,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 4,648 | $126,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 4,366 | $126,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 17,200 | $126,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 18,120 | $125,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 4,227 | $125,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 6,103 | $125,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 9,627 | $125,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 4,123 | $124,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,566 | $124,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 4,324 | $124,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 3,959 | $124,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 6,515 | $124,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 48,153 | $124,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 4,468 | $124,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 9,558 | $124,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 24,226 | $124,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 9,031 | $124,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 4,395 | $124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 3,812 | $123,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 5,259 | $123,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 8,491 | $123,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 8,165 | $122,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 23,417 | $122,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 2,361 | $122,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 5,847 | $122,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 7,892 | $122,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 11,186 | $122,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 53,000 | $122,000 | thousands by filing date | principal |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 3,180 | $122,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 9,581 | $122,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 4,296 | $122,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 6,233 | $122,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 3,573 | $121,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 3,801 | $121,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 5,037 | $121,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 20,335 | $121,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 8,180 | $121,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,813 | $121,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 7,261 | $121,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 8,908 | $120,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 17,894 | $120,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 9,702 | $120,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,135 | $120,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 4,305 | $120,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 5,510 | $120,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 21,507 | $119,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,890 | $119,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,279 | $119,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 13,933 | $119,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 13,996 | $119,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 10,729 | $119,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 2,816 | $119,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 9,250 | $119,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,352 | $118,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 4,380 | $118,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 7,032 | $118,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 16,200 | $118,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 15,870 | $118,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 6,285 | $118,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 4,408 | $118,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 5,618 | $118,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 2,747 | $118,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 1,752 | $117,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,860 | $117,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 9,550 | $116,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,877 | $116,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 4,833 | $116,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 3,538 | $116,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 7,400 | $116,000 | thousands by filing date | put |
| HAYNES INTL INC | 420877201 | COM NEW | 2,552 | $116,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 5,629 | $116,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 3,482 | $116,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 2,528 | $115,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 11,549 | $115,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 4,980 | $115,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 4,813 | $115,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 9,545 | $115,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 5,464 | $115,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 22,126 | $115,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,415 | $114,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 4,642 | $114,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,721 | $114,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 16,206 | $114,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 6,331 | $114,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 4,953 | $114,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 4,900 | $114,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 50,000 | $114,000 | thousands by filing date | put |
| PLANET PAYMENT INC | U72603118 | SHS | 45,865 | $114,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 5,648 | $114,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 8,500 | $113,000 | thousands by filing date | put |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 13,290 | $113,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 7,879 | $113,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 4,232 | $113,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 9,234 | $113,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 5,259 | $113,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 61,606 | $113,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 8,356 | $113,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 5,316 | $112,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 3,342 | $112,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 13,080 | $111,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 18,374 | $111,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 26,667 | $111,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 2,623 | $110,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 3,348 | $110,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,234 | $110,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 4,529 | $110,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 4,761 | $110,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 5,690 | $110,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 6,158 | $109,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 4,941 | $109,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 3,586 | $109,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 37,173 | $109,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 4,011 | $109,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 8,448 | $109,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,460 | $108,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,367 | $108,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 3,358 | $108,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 7,410 | $108,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 7,622 | $108,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 78,554 | $108,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 10,755 | $107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,545 | $107,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 3,972 | $107,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 1,614 | $107,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 16,983 | $107,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 35,406 | $107,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 4,086 | $107,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 5,953 | $107,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 59,000 | $107,000 | thousands by filing date | principal |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 7,379 | $106,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,693 | $106,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 18,706 | $106,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,836 | $106,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 3,254 | $106,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 4,123 | $106,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 4,601 | $106,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 8,340 | $106,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 4,934 | $105,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 48,000 | $105,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 12,540 | $105,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 2,866 | $105,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 92,000 | $105,000 | thousands by filing date | principal |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 3,140 | $105,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 5,378 | $105,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 16,165 | $105,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 16,851 | $105,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 4,562 | $104,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 3,967 | $104,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 6,633 | $104,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 5,935 | $104,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,240 | $103,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 7,955 | $103,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 5,000 | $103,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,259 | $103,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 4,273 | $103,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 685 | $103,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 4,399 | $103,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 876 | $103,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 6,652 | $103,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 27,330 | $103,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 3,657 | $102,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 9,311 | $102,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 5,832 | $102,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 5,770 | $102,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 6,371 | $102,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 3,129 | $102,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 13,565 | $102,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 9,142 | $102,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 3,700 | $102,000 | thousands by filing date | call |
| BANK MUTUAL CORP | 063750103 | COM | 16,262 | $102,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 5,437 | $102,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 8,623 | $101,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 2,396 | $101,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 111,000 | $101,000 | thousands by filing date | principal |
| BEBE STORES INC | 075571109 | COM | 16,769 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,285 | $100,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 3,991 | $100,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 5,800 | $100,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 9,810 | $100,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 4,657 | $100,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 3,364 | $100,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 2,194 | $100,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 5,620 | $100,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 3,860 | $100,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,565 | $99,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 2,424 | $99,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 8,149 | $99,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 6,667 | $99,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,640 | $99,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 10,133 | $99,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 4,467 | $99,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 83,000 | $99,000 | thousands by filing date | principal |
| JAMES RIVER COAL CO | 470355207 | COM | 50,100 | $99,000 | thousands by filing date | put |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 28,722 | $99,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 6,685 | $99,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,648 | $98,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 5,250 | $98,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 15,356 | $98,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 1,962 | $98,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 42,485 | $98,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 6,450 | $98,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 4,751 | $98,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,055 | $97,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 4,500 | $97,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,607 | $97,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 5,268 | $97,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 6,506 | $97,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 4,086 | $97,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 6,201 | $97,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 21,715 | $97,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 6,016 | $97,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 47,071 | $97,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,500 | $96,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 2,958 | $96,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 8,339 | $96,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 13,914 | $96,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 7,124 | $96,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,330 | $96,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 5,065 | $96,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,855 | $96,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 4,102 | $96,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 4,037 | $96,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 8,777 | $96,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 4,388 | $96,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 7,427 | $96,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 4,284 | $96,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,534 | $95,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 5,870 | $95,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 3,607 | $95,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 3,402 | $95,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 57,788 | $95,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 12,114 | $95,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 5,170 | $95,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 3,314 | $95,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 49,293 | $95,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,063 | $94,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,222 | $94,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,925 | $94,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 5,762 | $94,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 2,302 | $94,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 6,479 | $94,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 9,713 | $94,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 14,601 | $94,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 7,746 | $94,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2,067 | $93,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 5,595 | $93,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 1,428 | $93,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 9,796 | $93,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 47,000 | $93,000 | thousands by filing date | principal |
| NEWLINK GENETICS CORP | 651511107 | COM | 4,945 | $93,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 9,845 | $93,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,466 | $93,000 | thousands by filing date | |
| ASIA ENTN & RESOURCES LTD | G0539K108 | COMMON STOCK | 23,750 | $93,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 15,750 | $92,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 4,208 | $92,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 3,670 | $92,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 16,301 | $92,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,209 | $92,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 3,000 | $92,000 | thousands by filing date | call |
| SCANA CORP NEW | 80589M102 | COM | 2,000 | $92,000 | thousands by filing date | put |
| XENOPORT INC | 98411C100 | COM | 16,197 | $92,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119303 | DEP SHS | 3,895 | $92,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 2,620 | $92,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 13,551 | $91,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 5,113 | $91,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 4,700 | $91,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 9,771 | $91,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 1,515 | $91,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 11,146 | $91,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 433 | $90,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 7,526 | $90,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,181 | $90,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 4,732 | $90,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 22,789 | $90,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 3,795 | $90,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 12,566 | $90,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 20,700 | $89,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 485 | $89,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 2,855 | $89,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 8,544 | $89,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 5,692 | $89,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,765 | $89,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 11,908 | $89,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,583 | $89,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,894 | $88,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,498 | $88,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 2,447 | $88,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 5,861 | $88,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,750 | $88,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,766 | $88,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 26,792 | $88,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 4,661 | $88,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 7,152 | $88,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 5,944 | $88,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 7,772 | $87,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 14,369 | $87,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 7,443 | $87,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 5,480 | $87,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 2,700 | $87,000 | thousands by filing date | call |
| SWS GROUP INC | 78503N107 | COM | 15,517 | $87,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 9,930 | $87,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,500 | $87,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 1,250 | $87,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 5,125 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,177 | $86,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,227 | $86,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 3,226 | $86,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 5,981 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,701 | $86,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 3,606 | $86,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 7,548 | $86,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 3,254 | $86,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 19,323 | $86,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 26,000 | $86,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,229 | $85,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,262 | $85,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,797 | $85,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 15,115 | $85,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 8,061 | $85,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 3,487 | $85,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 135,000 | $85,000 | thousands by filing date | principal |
| EPIQ SYSTEMS INC | 26882D109 | COM | 6,390 | $85,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 4,889 | $85,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 6,574 | $85,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 4,745 | $85,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 7,557 | $85,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 6,780 | $84,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,260 | $84,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 5,524 | $84,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 4,898 | $84,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 5,204 | $84,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 4,981 | $84,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 18,700 | $84,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 8,771 | $84,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 3,163 | $84,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 2,439 | $83,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,157 | $83,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,868 | $83,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 5,002 | $83,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,268 | $83,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,000 | $83,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 7,814 | $83,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 2,563 | $83,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 6,730 | $82,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 3,793 | $82,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 6,032 | $82,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 5,615 | $82,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,660 | $82,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 28,157 | $82,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 14,732 | $82,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,682 | $81,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 6,500 | $81,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 4,340 | $81,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 6,037 | $81,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 13,458 | $81,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 1,516 | $81,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 2,811 | $81,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 5,172 | $81,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 1,183 | $81,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 80,000 | $81,000 | thousands by filing date | principal |
| BARRY (R.G.) | 068798107 | COM | 4,288 | $81,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 1,391 | $80,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 8,053 | $80,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,254 | $80,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,700 | $80,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 7,794 | $80,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 4,977 | $79,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 835 | $79,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 4,446 | $79,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 3,063 | $79,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 6,692 | $79,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,077 | $79,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 737 | $79,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 9,025 | $79,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 14,623 | $79,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 575 | $79,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 889 | $79,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,232 | $78,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 6,104 | $78,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 4,118 | $78,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 2,986 | $78,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,204 | $78,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 3,816 | $78,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 4,506 | $78,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 2,359 | $78,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 4,796 | $78,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 3,045 | $78,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 2,968 | $78,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 2,487 | $78,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 14,801 | $78,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 4,859 | $78,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 4,961 | $78,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 20,167 | $77,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,689 | $77,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 4,502 | $77,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 4,749 | $77,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 2,647 | $77,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 18,466 | $77,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 2,970 | $77,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 2,204 | $77,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 5,998 | $77,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 46,000 | $77,000 | thousands by filing date | principal |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 748 | $76,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 4,280 | $76,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,169 | $76,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 3,407 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 2,081 | $76,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,785 | $76,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 19,923 | $76,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 2,405 | $76,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,840 | $75,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 6,504 | $75,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 7,060 | $75,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 4,177 | $75,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 3,200 | $75,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 2,270 | $75,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 8,109 | $75,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 2,650 | $75,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 2,600 | $74,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 6,700 | $74,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 8,170 | $74,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,326 | $74,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 12,239 | $74,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 6,820 | $74,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 9,977 | $74,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 3,901 | $74,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 5,689 | $74,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,145 | $74,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 7,000 | $74,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 43,005 | $74,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 3,555 | $74,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 4,877 | $74,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 47,000 | $74,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 914 | $73,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 5,227 | $73,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 2,561 | $73,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 4,681 | $73,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,646 | $73,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 10,449 | $73,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 8,017 | $73,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 2,649 | $73,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 4,127 | $73,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 18,595 | $73,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 14,579 | $73,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,684 | $72,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 3,132 | $72,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 7,386 | $72,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 3,132 | $72,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 2,703 | $72,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 4,875 | $72,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 10,038 | $72,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 8,818 | $71,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 8,043 | $71,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 1,368 | $71,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,100 | $71,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 4,706 | $71,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 681 | $71,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,666 | $71,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 5,872 | $71,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-13-000240 | this filing | 2013-11-14 | acceptance time not in the bulk data set |