13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,966 holding rows worth $106,789,686,000.
- Accession
- 0000831001-13-000240
- Filer
- CIK 831001
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 16,803 entries on the cover page, a total value of $106,789,686,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,789,686,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Global Markets Luxembourg028-15306
- included managerCitigroup Global Markets U.K. Equity Ltd028-06229
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Trust - Delaware, National Association028-12981
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STEWART INFORMATION SVCS COR | 860372101 | COM | 7,544 | $241,000 | thousands by filing date | |
| NASH FINCH CO | 631158102 | COM | 9,110 | $241,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 55,800 | $240,000 | thousands by filing date | put |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 8,967 | $240,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,859 | $240,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 11,585 | $240,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 11,533 | $240,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 12,020 | $240,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,000 | $239,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 3,000 | $239,000 | thousands by filing date | call |
| LEAR CORP COM NEW | 521865204 | Stock | 3,347 | $239,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 30,542 | $239,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 11,099 | $239,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 4,807 | $239,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,100 | $238,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 32,105 | $238,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 8,559 | $238,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 16,802 | $238,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 20,000 | $237,000 | thousands by filing date | put |
| POZEN INC | 73941U102 | COMMON STOCK | 41,402 | $237,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,646 | $237,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 14,206 | $237,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 5,100 | $237,000 | thousands by filing date | put |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 18,244 | $237,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 6,945 | $237,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 7,468 | $236,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 4,056 | $235,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 23,946 | $234,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 6,520 | $234,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 13,552 | $234,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 30,938 | $233,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 20,768 | $233,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 19,663 | $233,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 140,000 | $233,000 | thousands by filing date | principal |
| VIASAT INC | 92552V100 | COM | 3,632 | $232,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 28,046 | $232,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 20,332 | $232,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 9,050 | $232,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 32,894 | $231,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,322 | $231,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 6,179 | $230,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 15,042 | $230,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 10,126 | $229,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 6,157 | $228,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 3,394 | $228,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 6,760 | $228,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 24,245 | $228,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 51,625 | $228,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,262 | $227,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 16,269 | $227,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2,284 | $227,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 250,000 | $227,000 | thousands by filing date | principal |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 38,164 | $226,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 11,430 | $226,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 5,036 | $226,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 6,460 | $225,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 9,341 | $225,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 7,199 | $224,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 6,010 | $224,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,910 | $224,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 8,184 | $224,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 3,930 | $224,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 6,694 | $223,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,200 | $222,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,700 | $222,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 3,448 | $222,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 25,850 | $222,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 8,513 | $221,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 2,943 | $221,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 4,051 | $221,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 10,350 | $221,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 3,910 | $221,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 22,416 | $221,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 7,133 | $220,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 17,650 | $220,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 12,898 | $219,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 4,573 | $219,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 22,350 | $219,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 38,800 | $219,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 4,445 | $218,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 5,103 | $218,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 7,923 | $217,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 6,097 | $217,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 14,335 | $217,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 64,532 | $216,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 8,386 | $216,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 5,457 | $216,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 19,392 | $216,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 113,000 | $216,000 | thousands by filing date | principal |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 13,324 | $215,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 16,800 | $215,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 16,568 | $214,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 7,769 | $214,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 10,697 | $213,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 7,858 | $212,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 9,877 | $212,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 6,191 | $212,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 9,143 | $212,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 50,000 | $212,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 13,551 | $212,000 | thousands by filing date | |
| REGIS CORP | 758932AA5 | NOTE | 193,000 | $212,000 | thousands by filing date | principal |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 24,256 | $211,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,600 | $211,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,310 | $211,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 1,046 | $211,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,326 | $210,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 30,204 | $210,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 8,045 | $210,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 40,154 | $210,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 1,946 | $210,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 4,223 | $210,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 200,000 | $210,000 | thousands by filing date | principal |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,742 | $209,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 5,482 | $209,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 12,274 | $209,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 10,510 | $209,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 23,895 | $208,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 17,323 | $208,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,799 | $208,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 4,875 | $208,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 9,381 | $208,000 | thousands by filing date | |
| ALLIANZGI GLOBAL EQUITY & CO | 01882W100 | COM | 13,697 | $208,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 221,000 | $208,000 | thousands by filing date | principal |
| GRIFFON CORP | 398433102 | COM | 16,493 | $207,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 45,137 | $207,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 8,779 | $207,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 11,693 | $207,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,497 | $205,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 9,284 | $205,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 41,000 | $205,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 3,951 | $204,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 8,131 | $204,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,950 | $204,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 4,350 | $204,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 10,911 | $204,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 3,762 | $203,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 7,194 | $203,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 19,511 | $203,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 7,077 | $203,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 28,951 | $203,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 9,118 | $203,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 4,296 | $202,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 5,285 | $202,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 6,886 | $202,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 4,656 | $202,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 23,800 | $202,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 14,052 | $202,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 17,117 | $202,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,916 | $201,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 15,310 | $201,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 38,688 | $201,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 8,414 | $200,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 10,257 | $200,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,600 | $200,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 16,134 | $200,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 5,385 | $200,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 8,195 | $199,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 12,649 | $199,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 8,366 | $199,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 6,599 | $198,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 86,600 | $198,000 | thousands by filing date | call |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 33,276 | $198,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 5,711 | $197,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 14,292 | $197,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 8,594 | $197,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 8,382 | $197,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,952 | $196,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 9,542 | $196,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 5,330 | $196,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 17,000 | $196,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 13,196 | $196,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,119 | $195,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 16,687 | $195,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 14,735 | $195,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 24,360 | $195,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,284 | $194,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 17,700 | $194,000 | thousands by filing date | call |
| WESTERN REFNG INC | 959319AC8 | NOTE 5.750% 6/1 | 62,000 | $194,000 | thousands by filing date | principal |
| AIXTRON SE | 009606104 | SPONSORED ADR | 11,400 | $194,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 11,627 | $194,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,812 | $193,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,740 | $193,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 4,171 | $193,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,977 | $193,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 6,350 | $193,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 12,300 | $193,000 | thousands by filing date | call |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 30,418 | $193,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,905 | $193,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 21,137 | $193,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 10,509 | $193,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,622 | $192,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 3,657 | $192,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 13,613 | $192,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 6,447 | $192,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 9,922 | $192,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 16,896 | $191,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 30,922 | $191,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,323 | $191,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 71,000 | $191,000 | thousands by filing date | principal |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 12,320 | $191,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 16,768 | $191,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 4,308 | $190,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 59,986 | $190,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 4,311 | $190,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,103 | $189,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,457 | $189,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 13,683 | $189,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 9,315 | $189,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 58,874 | $188,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,550 | $187,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 67,900 | $187,000 | thousands by filing date | put |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 67,000 | $187,000 | thousands by filing date | principal |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 184,000 | $187,000 | thousands by filing date | principal |
| WEIS MKTS INC COM | 948849104 | Stock | 3,800 | $186,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 9,697 | $186,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 12,980 | $186,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,700 | $185,000 | thousands by filing date | put |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,700 | $185,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 5,673 | $185,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 10,277 | $185,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 7,654 | $185,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 185,000 | $185,000 | thousands by filing date | principal |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 22,390 | $184,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 5,460 | $184,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 6,571 | $184,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 9,197 | $184,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 8,154 | $184,000 | thousands by filing date | |
| STANDARD PARKING CORP | 853790103 | COM | 6,846 | $184,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 20,898 | $184,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 69,273 | $184,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 8,244 | $184,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,068 | $183,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 29,835 | $183,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 41,500 | $183,000 | thousands by filing date | call |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 180,000 | $183,000 | thousands by filing date | principal |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 14,389 | $182,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 18,682 | $182,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,305 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 3,665 | $181,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 20,083 | $181,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 82,500 | $181,000 | thousands by filing date | call |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 9,605 | $181,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 5,402 | $180,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 185,000 | $180,000 | thousands by filing date | principal |
| RR DONNELLEY + SONS CO | 257867101 | COM | 11,361 | $180,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 18,351 | $180,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 10,625 | $179,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 5,042 | $179,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 10,250 | $179,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 8,104 | $179,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 17,374 | $178,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 8,196 | $178,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 8,850 | $178,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 34,392 | $178,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 4,141 | $177,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 24,300 | $177,000 | thousands by filing date | call |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 10,030 | $177,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 5,524 | $177,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,590 | $177,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 10,100 | $177,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 9,936 | $177,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 8,083 | $177,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 8,159 | $176,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 23,400 | $176,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 9,488 | $176,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,693 | $175,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,049 | $175,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 9,488 | $175,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 6,545 | $175,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 41,309 | $175,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 11,801 | $174,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 10,611 | $174,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 11,634 | $174,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 24,351 | $174,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 4,196 | $174,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,900 | $173,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 3,451 | $173,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 10,938 | $173,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 2,297 | $173,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 43,489 | $173,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 4,740 | $172,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,756 | $172,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 10,584 | $172,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 28,791 | $172,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 11,506 | $172,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 3,793 | $171,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 21,460 | $171,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 11,256 | $171,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 6,500 | $171,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 12,665 | $171,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 18,047 | $171,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,564 | $171,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 10,301 | $171,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 14,140 | $171,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 6,319 | $171,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,672 | $170,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 10,235 | $170,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 6,435 | $170,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 5,043 | $170,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 7,453 | $170,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 4,973 | $170,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 12,719 | $170,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 7,583 | $169,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 4,487 | $169,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 21,646 | $169,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 85,300 | $169,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 7,384 | $169,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 9,657 | $169,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 6,484 | $168,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,937 | $168,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,800 | $168,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 4,909 | $168,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 5,020 | $168,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 42,640 | $168,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 9,246 | $167,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 8,337 | $167,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 4,461 | $167,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 16,731 | $167,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 147 | $167,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 16,134 | $167,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 6,846 | $167,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 4,767 | $167,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 21,827 | $167,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 9,580 | $166,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 2,794 | $166,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 6,276 | $166,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 13,103 | $166,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 16,496 | $166,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 5,904 | $166,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 10,618 | $166,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 15,392 | $166,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 9,248 | $166,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 4,405 | $166,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 15,691 | $166,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 9,279 | $165,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 6,632 | $165,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 4,316 | $164,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 106,000 | $164,000 | thousands by filing date | principal |
| GENESCO INC | 371532102 | COM | 2,476 | $163,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 13,782 | $163,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 8,784 | $163,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 1,729 | $163,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,000 | $162,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 3,233 | $162,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,424 | $161,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,027 | $161,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 4,400 | $161,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 4,518 | $161,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 20,832 | $161,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 9,259 | $161,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 21,415 | $161,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 3,445 | $161,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 16,153 | $161,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 125,000 | $161,000 | thousands by filing date | principal |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 9,130 | $160,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 8,288 | $160,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 12,401 | $160,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 13,721 | $159,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,558 | $159,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 7,950 | $159,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 2,901 | $159,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 6,630 | $159,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,185 | $158,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 2,711 | $158,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 9,427 | $158,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 17,800 | $157,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 9,289 | $157,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 7,352 | $157,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 2,161 | $157,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 6,757 | $157,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 16,403 | $157,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 10,588 | $157,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 8,325 | $157,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 53,138 | $157,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,560 | $156,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 22,914 | $156,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,493 | $156,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,925 | $156,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 9,687 | $156,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 6,878 | $156,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,500 | $155,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 8,585 | $155,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,393 | $155,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 8,651 | $155,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 9,929 | $155,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 16,396 | $155,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,615 | $155,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 14,006 | $155,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 13,911 | $154,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 5,685 | $154,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,931 | $153,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 10,035 | $153,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 8,634 | $153,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 13,600 | $153,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 6,000 | $152,000 | thousands by filing date | put |
| HUDSON PAC PPTYS INC | 444097109 | COM | 7,833 | $152,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 24,433 | $152,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 3,014 | $152,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,718 | $151,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 9,739 | $151,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 16,822 | $151,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 7,497 | $151,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 21,317 | $151,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 6,844 | $151,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 16,228 | $150,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 2,428 | $150,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 3,628 | $150,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 28,513 | $150,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 28,482 | $150,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 7,624 | $149,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 5,975 | $149,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 2,687 | $149,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 5,583 | $149,000 | thousands by filing date | |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 13,692 | $149,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 4,362 | $148,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 5,815 | $148,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 11,842 | $148,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 5,000 | $148,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,664 | $147,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,012 | $147,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 6,765 | $147,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 14,436 | $147,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 4,621 | $147,000 | thousands by filing date | |
| MICHAEL BAKER CORP | 057149106 | COM | 3,637 | $147,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 8,406 | $146,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 6,399 | $146,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 7,885 | $146,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 93,000 | $146,000 | thousands by filing date | principal |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 27,995 | $146,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 21,279 | $146,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 30,310 | $146,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 11,418 | $145,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 4,311 | $145,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 8,807 | $145,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 2,737 | $144,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,785 | $144,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 8,065 | $144,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 10,365 | $144,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 8,668 | $143,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 5,018 | $143,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 7,000 | $142,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,800 | $142,000 | thousands by filing date | put |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 9,675 | $142,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 123,000 | $142,000 | thousands by filing date | principal |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 14,383 | $142,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 57,864 | $142,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 31,707 | $141,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,765 | $141,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,672 | $141,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,809 | $141,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 13,418 | $141,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 19,100 | $141,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 11,005 | $141,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 140,000 | $141,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 12,760 | $141,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,049 | $140,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 21,058 | $140,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 10,600 | $140,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 50,900 | $140,000 | thousands by filing date | call |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 6,481 | $140,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 9,795 | $139,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 6,919 | $139,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,258 | $139,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 11,627 | $139,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 8,203 | $139,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 8,432 | $139,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 50 | $138,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 128 | $138,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 5,743 | $138,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 4,815 | $138,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 26,843 | $138,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 125,000 | $138,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 3,196 | $138,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,931 | $137,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,629 | $137,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 9,916 | $137,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 5,000 | $137,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 4,864 | $136,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 6,491 | $136,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 20,500 | $136,000 | thousands by filing date | call |
| WILSHIRE BANCORP INC | 97186T108 | COM | 16,692 | $136,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 2,300 | $135,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 3,824 | $135,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 20,100 | $135,000 | thousands by filing date | call |
| EAGLE BANCORPORATION INC | 268948106 | COM | 4,736 | $134,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 9,426 | $134,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,787 | $134,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 13,352 | $134,000 | thousands by filing date | |
| MANAGEMENT NETWORK GROUP INC | 561693201 | COM | 48,547 | $134,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 7,901 | $133,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 4,160 | $133,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 30,637 | $133,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 3,618 | $132,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 5,828 | $132,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,763 | $132,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,490 | $132,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 20,473 | $132,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 4,228 | $132,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 5,395 | $132,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 10,456 | $132,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-13-000240 | this filing | 2013-11-14 | acceptance time not in the bulk data set |