13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,966 holding rows worth $106,789,686,000.
- Accession
- 0000831001-13-000240
- Filer
- CIK 831001
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 16,803 entries on the cover page, a total value of $106,789,686,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,789,686,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Global Markets Luxembourg028-15306
- included managerCitigroup Global Markets U.K. Equity Ltd028-06229
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Trust - Delaware, National Association028-12981
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Gleacher & Co Inc | 377341201 | COM NEW | 261 | $4,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 356 | $4,000 | thousands by filing date | |
| UNIVERSAL POWER GROUP INC | 913788105 | COM | 2,000 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 350 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 206 | $4,000 | thousands by filing date | |
| CRUMBS BAKE SHOP INC | 228803110 | *W EXP 05/05/201 | 40,001 | $4,000 | thousands by filing date | call |
| ALTO PALERMO S A | 02151P107 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 400 | $4,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 1,534 | $4,000 | thousands by filing date | call |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 94 | $3,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 26 | $3,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 293 | $3,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 157 | $3,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 626 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 75 | $3,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 333 | $3,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 167 | $3,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,141 | $3,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 100 | $3,000 | thousands by filing date | call |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 48 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 50 | $3,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 288 | $3,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 105 | $3,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 215 | $3,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 69 | $3,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 289 | $3,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 170 | $3,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,414 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 50 | $3,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 151 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 75 | $3,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 64 | $3,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| KID BRANDS, INC. COM | 49375T100 | COM | 1,942 | $3,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 76 | $3,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 303 | $3,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 66 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 85 | $3,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 211 | $3,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 683 | $3,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 159 | $3,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 636 | $3,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 271 | $3,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 2,000 | $3,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 3,002 | $3,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 1,611 | $3,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 1,222 | $3,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 203 | $3,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 689 | $3,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 7,000 | $3,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 327 | $3,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 384 | $3,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 1,052 | $3,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 206 | $3,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 168 | $3,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 418 | $3,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 283 | $3,000 | thousands by filing date | |
| RECOVERY ENERGY INC | 75626X202 | COM NEW | 1,550 | $3,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 100 | $3,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 55 | $3,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 120 | $3,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 3,240 | $3,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 225 | $3,000 | thousands by filing date | |
| NUVEEN MASSACHUSETTS | 67072F108 | COM | 208 | $3,000 | thousands by filing date | |
| LEUCADIA NATIONAL CORP | 527288AX2 | NOTE 3.750% | 2,000 | $3,000 | thousands by filing date | principal |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,500 | $3,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 2,000 | $3,000 | thousands by filing date | |
| J F CHINA REGION FD INC | 46614T107 | COM | 234 | $3,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 799 | $3,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 18,428 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 100 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 100 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 76 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 39 | $3,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 22 | $2,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 120 | $2,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 32 | $2,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 113 | $2,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 149 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 92 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 40 | $2,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 300 | $2,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 253 | $2,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 169 | $2,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 500 | $2,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 100 | $2,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 153 | $2,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 494 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 100 | $2,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 223 | $2,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 372 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 247 | $2,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 144 | $2,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 100 | $2,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 800 | $2,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 200 | $2,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 3,000 | $2,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 197 | $2,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 319 | $2,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 218 | $2,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 100 | $2,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 132 | $2,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 82 | $2,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 2,000 | $2,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 543 | $2,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 200 | $2,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 70 | $2,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 34 | $2,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 1,500 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 110 | $2,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 200 | $2,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 200 | $2,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 100 | $2,000 | thousands by filing date | call |
| Delcath Systems Inc | 24661p104 | COM | 5,000 | $2,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 802 | $2,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 191 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 170 | $2,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 212 | $2,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 194 | $2,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 102 | $2,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,400 | $2,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 600 | $2,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 500 | $2,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 76 | $2,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 200 | $2,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 121 | $2,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 50 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 82 | $2,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 300 | $2,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 15 | $2,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 54 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W106 | ULT DJ UBS COMM | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 100 | $2,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 2,000 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 41 | $2,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 98 | $2,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 63 | $2,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 200 | $2,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 25 | $2,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 2,330 | $2,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 500 | $2,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 798 | $2,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 79 | $2,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 100 | $2,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 99 | $2,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 19 | $1,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 81 | $1,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 111 | $1,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 26 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,000 | $1,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 19 | $1,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 17 | $1,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 63 | $1,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 38 | $1,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 13 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 116 | $1,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 50 | $1,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 131 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 14 | $1,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 11 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 91 | $1,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 135 | $1,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 59 | $1,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 9 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 55 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 14 | $1,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 19 | $1,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 24 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 300 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 65 | $1,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 76 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 77 | $1,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 25 | $1,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 141 | $1,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 58 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 152 | $1,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 18 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 100 | $1,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 25 | $1,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 37 | $1,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 19 | $1,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 47 | $1,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 564 | $1,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 80 | $1,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 83 | $1,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 508 | $1,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 347 | $1,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 425 | $1,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 8 | $1,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 100 | $1,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 57 | $1,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 300 | $1,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 54 | $1,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 610 | $1,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 128 | $1,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 68 | $1,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 27 | $1,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 45 | $1,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 1,156 | $1,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 138 | $1,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 122 | $1,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 60 | $1,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 2,577 | $1,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 17 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 509 | $1,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W104 | SPONSORED ADR | 34 | $1,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 200 | $1,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 21 | $1,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 126 | $1,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 32 | $1,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 33 | $1,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 12 | $1,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 400 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 104 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 30 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 840 | $1,000 | thousands by filing date | |
| CEL-SCI CORP | 150837409 | COM NEW | 531 | $1,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 323 | $1,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 41 | $1,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 100 | $1,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 75 | $1,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 57 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 628 | $1,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 160 | $1,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 22 | $1,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 400 | $1,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 200 | $1,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 736 | $1,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 595 | $1,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 200 | $1,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 1,000 | $1,000 | thousands by filing date | principal |
| CHEROKEE INC | 16444H102 | COM | 90 | $1,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 260 | $1,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 200 | $1,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 7 | $1,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 200 | $1,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 302 | $1,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 483 | $1,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 100 | $1,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 170 | $1,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 28 | $1,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 264 | $1,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 3,001 | $1,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 599 | $1,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 48 | $1,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 250 | $1,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 497 | $1,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 35 | $1,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 686 | $1,000 | thousands by filing date | call |
| BOX SHIPS INC | Y09675102 | CMN | 300 | $1,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 600 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 29 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 33 | $1,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 200 | $1,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 50 | $1,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 73 | $1,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 62 | $1,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 325 | $1,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 500 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 100 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 100 | $1,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 790 | $1,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 547 | $1,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 100 | $1,000 | thousands by filing date | |
| NUVEEN MA DIV AD MUNI FD | 67069P101 | cs | 100 | $1,000 | thousands by filing date | |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 102 | $1,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 1,989 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 125 | $1,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAA0 | NOTE 3.750%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| China Yida Holdings Co | 16945D303 | COM PAR $0.0001 | 189 | $1,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 414 | $1,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 130 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P205 | RUSS1000 3X LG | 5 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D597 | VS 3XLNG BRENT | 30 | $1,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 30 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 20 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESA LABS INC COM | 59064R109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADECOAGRO S A | L00849106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEFS WHSE INC | 163086101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODEXIS INC | 192005106 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAWKINS INC | 420261109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIMEDX GROUP INC | 602496101 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOCENTRYX INC | 16383L106 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMONEIRA CO | 532746104 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGAIN CORP | 28225C806 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALUE LINE INC | 920437100 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERN CO | 276317104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIND C T I LTD | M70240102 | ORD | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREXON CORP | 46122T102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REIS INC | 75936P105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE BANCORP INC | 084597202 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SL INDS INC | 784413106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTCOVE INC | 10921T101 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODEL N INC | 607525102 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIMERIX INC COM | 16934W106 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINE PRODS CORP | 568427108 | cs | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAPEUTICSMD INC | 88338N107 | COM | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT PANTHER MINING | 39115V101 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASANKO GOLD INC | 04341Y105 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEVAC INC | 461148108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E2OPEN INC | 29788A104 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD STD VENTURES CORP | 380738104 | COM | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIZYME INC | 29428V104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC | 54222A106 | COM | 16,301 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEI PHARMA INC | 55279B202 | COM NEW | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICHMONT MINES INC | 76547T106 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMOS NETWORKS CORP | 550283105 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARIN SOFTWARE INC | 56804T106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKETO INC | 57063L107 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 1,082 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 232 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERMOLECULAR INC | 45882D109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLDWATER CREEK INC | 193068202 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Accelerate Diagnostics | 00430H102 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 309 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 683 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 1,019 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R302 | COM | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPASS INC | 46261V108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GEOTHERMAL INC | 90338S102 | COM | 475 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTAR EXPL LTD | 367299203 | COM NEW | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDENTIVE GROUP INC | 45170X106 | COM | 205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELA SCIENCES INC | 55277R100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 293 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERYWARE GLOBAL INC | 300439106 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANNELADVISOR CORP | 159179100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEVANTAGE CORP | 53222K106 | COM | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUPATHE INC | 67059M100 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK NETWORKS INC | 84651P100 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILL INTERNATIONAL INC | 431466101 | COM | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDI INC | 69329V100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNI-PIXEL INC | 904572203 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENALI FD INC | 24823A102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTREE GOLD INC | 29383G100 | COM | 848 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS CORNING WARRANT | 690742127 | COMMON | 19 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 5,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Recycling Energy Corp | 168913101 | Com | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC Worldwide Inc | 984249AB8 | Note 10.000% 3/3 | 4 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Misonix Inc | 604871103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Timmins Gold Corp | 88741P103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAND LOGISTICS INC | 752182105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIPOSCIENCE INC | 53630M108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MARINE | 16943R106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER MUN INCOME PORT INC | 027649102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN GA DIVID | 67072B107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 99 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBIENT CORP | 02318N201 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEEKNET INC | 36846Q203 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL TELECOM & TECHNOLOGY IN | 378979108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INTL INC | 64111R102 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONGZHONG CORP | 50047P104 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289586 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYPERDYNAMICS CORP | 448954206 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHES ENERGIES INTL LTD | 591517107 | COM | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREESEAS INC | Y26496201 | SHS PAR.001 2013 | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOSTEM INC | 640650404 | Common equity shares | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP | 70532Y204 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Prospect Global Resources Inc. | 74348X202 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-13-000240 | this filing | 2013-11-14 | acceptance time not in the bulk data set |