13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,966 holding rows worth $106,789,686,000.
- Accession
- 0000831001-13-000240
- Filer
- CIK 831001
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 16,803 entries on the cover page, a total value of $106,789,686,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,789,686,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Global Markets Luxembourg028-15306
- included managerCitigroup Global Markets U.K. Equity Ltd028-06229
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Trust - Delaware, National Association028-12981
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DRIL-QUIP INC | 262037104 | COM | 16,200 | $1,859,000 | thousands by filing date | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 39,739 | $1,854,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 83,575 | $1,854,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 126,010 | $1,853,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 15,000 | $1,851,000 | thousands by filing date | call |
| MURPHY USA INC COM | 626755102 | Stock | 45,750 | $1,848,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 18,650 | $1,845,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 51,205 | $1,845,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 18,513 | $1,844,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 41,900 | $1,842,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 37,900 | $1,837,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 16,643 | $1,834,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 22,151 | $1,832,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 25,100 | $1,831,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 109,800 | $1,829,000 | thousands by filing date | put |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 16,854 | $1,826,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 78,138 | $1,824,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 60,300 | $1,821,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 26,017 | $1,818,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 483,300 | $1,812,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 170,900 | $1,809,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 125,800 | $1,809,000 | thousands by filing date | call |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 94,700 | $1,799,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 20,000 | $1,798,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 124,700 | $1,793,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 175,711 | $1,792,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 29,827 | $1,788,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 59,500 | $1,786,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 92,551 | $1,782,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 27,500 | $1,778,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 423,500 | $1,770,000 | thousands by filing date | put |
| HARMAN INTL INDS INC | 413086109 | COM | 26,618 | $1,762,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 1,032,800 | $1,756,000 | thousands by filing date | put |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 288,500 | $1,751,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 105,000 | $1,749,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 125,690 | $1,745,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 17,500 | $1,741,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 34,316 | $1,738,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 86,700 | $1,737,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 146,376 | $1,737,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 43,100 | $1,736,000 | thousands by filing date | put |
| INFOBLOX INC | 45672H104 | COM | 41,400 | $1,731,000 | thousands by filing date | put |
| AGL RES INC | 001204106 | COM | 37,589 | $1,730,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 38,004 | $1,719,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 160,945 | $1,717,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 84,600 | $1,714,000 | thousands by filing date | call |
| TIM HORTONS INC | 88706M103 | COM | 29,453 | $1,713,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 56,125 | $1,711,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AK9 | DEBT | 1,056,000 | $1,700,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753109 | COM | 258,815 | $1,698,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 209,783 | $1,697,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 52,146 | $1,692,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 8,000 | $1,692,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 65,600 | $1,690,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 91,800 | $1,690,000 | thousands by filing date | call |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 7,034 | $1,689,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 15,831 | $1,689,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 834,000 | $1,689,000 | thousands by filing date | principal |
| GENPACT LIMITED SHS | G3922B107 | Stock | 89,349 | $1,687,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 32,000 | $1,685,000 | thousands by filing date | call |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 652,720 | $1,683,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 38,329 | $1,680,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 51,056 | $1,679,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 44,621 | $1,675,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 23,004 | $1,674,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 1,340,000 | $1,670,000 | thousands by filing date | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 94,700 | $1,666,000 | thousands by filing date | call |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 84,904 | $1,666,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 26,900 | $1,662,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 137,780 | $1,659,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 60,750 | $1,655,000 | thousands by filing date | put |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 129,259 | $1,654,000 | thousands by filing date | |
| ACCURAY INC | 004397AC9 | BOND | 1,100,000 | $1,651,000 | thousands by filing date | principal |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 57,600 | $1,649,000 | thousands by filing date | put |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 137,467 | $1,648,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 39,456 | $1,644,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 27,100 | $1,635,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 50,000 | $1,633,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 15,735 | $1,632,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 18,681 | $1,631,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 953,000 | $1,620,000 | thousands by filing date | call |
| MOLEX INC | 608554101 | COM | 42,033 | $1,619,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 25,000 | $1,618,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 51,900 | $1,615,000 | thousands by filing date | call |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 45,281 | $1,612,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 454,400 | $1,609,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 21,300 | $1,603,000 | thousands by filing date | put |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 46,859 | $1,601,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 11,707 | $1,599,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 100,000 | $1,599,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 100,000 | $1,599,000 | thousands by filing date | call |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 132,400 | $1,597,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 433,164 | $1,594,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 38,810 | $1,592,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 140,733 | $1,592,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 200,600 | $1,587,000 | thousands by filing date | call |
| Lowes Companies Inc | 42222G108 | LOW | 49,832 | $1,580,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 43,600 | $1,579,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 108,800 | $1,570,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 13,200 | $1,567,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 109,711 | $1,567,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 50,542 | $1,564,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 35,655 | $1,563,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461878 | UTILITIES GEMS | 100,000 | $1,562,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 237,700 | $1,559,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 66,059 | $1,558,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 438,227 | $1,552,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 27,500 | $1,551,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 67,850 | $1,550,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 17,710 | $1,548,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 40,528 | $1,546,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 37,300 | $1,537,000 | thousands by filing date | call |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 33,978 | $1,536,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 11,365 | $1,533,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 51,000 | $1,532,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 21,100 | $1,531,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753AH2 | BOND | 1,500,000 | $1,531,000 | thousands by filing date | principal |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 35,001 | $1,528,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 906,000 | $1,527,000 | thousands by filing date | principal |
| ANIXTER INTL INC | 035290105 | COM | 17,364 | $1,523,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 197,713 | $1,520,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 203,827 | $1,519,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 15,270 | $1,514,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 91,500 | $1,512,000 | thousands by filing date | put |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 248,400 | $1,508,000 | thousands by filing date | call |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 88,029 | $1,508,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 35,197 | $1,505,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 20,000 | $1,505,000 | thousands by filing date | call |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 1,393,000 | $1,505,000 | thousands by filing date | principal |
| JIVE SOFTWARE INC | 47760A108 | COM | 120,000 | $1,500,000 | thousands by filing date | put |
| ITC HLDGS CORP | 465685105 | COM | 15,909 | $1,494,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 40,631 | $1,488,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 439,781 | $1,487,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 65,113 | $1,481,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 433,600 | $1,479,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 62,600 | $1,477,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 30,000 | $1,474,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 11,970 | $1,473,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 80,394 | $1,473,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 23,598 | $1,472,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 71,400 | $1,471,000 | thousands by filing date | put |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 26,757 | $1,470,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 18,492 | $1,469,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 28,184 | $1,468,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 39,294 | $1,467,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 146,574 | $1,466,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 36,105 | $1,464,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 16,213 | $1,463,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 79,230 | $1,459,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 24,432 | $1,457,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 11,174 | $1,456,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 37,444 | $1,455,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 18,305 | $1,451,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 153,800 | $1,446,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 15,000 | $1,446,000 | thousands by filing date | call |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 119,900 | $1,446,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 20,894 | $1,444,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 18,390 | $1,440,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 153,100 | $1,440,000 | thousands by filing date | call |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 67,200 | $1,439,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 49,872 | $1,438,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 34,200 | $1,436,000 | thousands by filing date | call |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 45,059 | $1,433,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 20,000 | $1,431,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 25,319 | $1,427,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 127,456 | $1,425,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 71,372 | $1,425,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 43,900 | $1,424,000 | thousands by filing date | call |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 75,156 | $1,424,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 26,038 | $1,423,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 205,100 | $1,423,000 | thousands by filing date | put |
| SOLERA HOLDINGS INC | 83421A104 | COM | 26,911 | $1,422,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 51,800 | $1,420,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 297,987 | $1,418,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,497 | $1,417,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 53,859 | $1,416,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 78,938 | $1,407,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 19,728 | $1,405,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 36,800 | $1,405,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 46,500 | $1,404,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 71,600 | $1,402,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 3,382,704 | $1,399,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 91,273 | $1,398,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 187,000 | $1,395,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 74,284 | $1,393,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 609,108 | $1,393,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 52,735 | $1,390,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 26,800 | $1,388,000 | thousands by filing date | put |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 69,136 | $1,387,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 15,448 | $1,386,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 17,937 | $1,383,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 46,615 | $1,381,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 127,618 | $1,380,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 23,600 | $1,379,000 | thousands by filing date | call |
| DRIL-QUIP INC | 262037104 | COM | 12,000 | $1,377,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 52,864 | $1,374,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 147,990 | $1,374,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 37,740 | $1,369,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 8,607 | $1,364,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 50,000 | $1,358,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 33,685 | $1,355,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 95,832 | $1,354,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 8,442 | $1,348,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 26,067 | $1,346,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 1,250,000 | $1,346,000 | thousands by filing date | principal |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 104,494 | $1,344,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 221,162 | $1,344,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 20,085 | $1,344,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 51,026 | $1,342,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 30,500 | $1,341,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 50,081 | $1,333,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 6,600 | $1,332,000 | thousands by filing date | put |
| MCGRAW HILL FINL INC | 580645109 | COM | 20,300 | $1,331,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 65,293 | $1,331,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 25,600 | $1,326,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 94,555 | $1,323,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 35,026 | $1,323,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 25,890 | $1,318,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 20,648 | $1,318,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 46,581 | $1,318,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 28,788 | $1,318,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 67,100 | $1,314,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 79,109 | $1,312,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 86,600 | $1,309,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 185,078 | $1,303,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 52,300 | $1,302,000 | thousands by filing date | call |
| GOODRICH PETE CORP | 382410405 | COM NEW | 53,454 | $1,299,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 28,357 | $1,297,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 360,800 | $1,295,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 12,476 | $1,291,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 73,000 | $1,290,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 64,300 | $1,288,000 | thousands by filing date | put |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 12,412 | $1,287,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 511,814 | $1,280,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 77,120 | $1,277,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 595,000 | $1,276,000 | thousands by filing date | principal |
| LENNOX INTL INC COM | 526107107 | Stock | 16,852 | $1,268,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 87,800 | $1,267,000 | thousands by filing date | call |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 18,870 | $1,263,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 27,738 | $1,263,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 19,687 | $1,260,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 31,218 | $1,260,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 34,581 | $1,259,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 139,457 | $1,259,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 355,800 | $1,256,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 17,100 | $1,252,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 35,340 | $1,252,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 49,900 | $1,245,000 | thousands by filing date | put |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 14,636 | $1,243,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 36,407 | $1,243,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 34,300 | $1,242,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 66,000 | $1,239,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 105,846 | $1,239,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 38,953 | $1,236,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 13,423 | $1,235,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 62,584 | $1,235,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 109,580 | $1,234,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 17,900 | $1,232,000 | thousands by filing date | call |
| CONVERGYS CORP | 212485106 | COM | 65,641 | $1,231,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 54,300 | $1,229,000 | thousands by filing date | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 36,966 | $1,228,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 27,252 | $1,228,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 59,558 | $1,225,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 29,379 | $1,222,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 29,571 | $1,210,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 164,333 | $1,210,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 20,000 | $1,208,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 38,800 | $1,207,000 | thousands by filing date | put |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,138 | $1,207,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 250,874 | $1,206,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 32,454 | $1,205,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 17,969 | $1,203,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 10,000 | $1,202,000 | thousands by filing date | call |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 21,825 | $1,199,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 33,074 | $1,198,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 105,900 | $1,198,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 101,745 | $1,197,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 249,400 | $1,194,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 55,800 | $1,193,000 | thousands by filing date | put |
| Vanguard Utilities ETF | 92204A876 | SHS | 14,594 | $1,192,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 30,535 | $1,190,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 16,140 | $1,189,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 98,561 | $1,189,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 20,355 | $1,182,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 36,700 | $1,178,000 | thousands by filing date | call |
| EGShares Health Care Gems ETF | 268461605 | COM | 50,000 | $1,178,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 37,064 | $1,177,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 100,000 | $1,177,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 100,000 | $1,177,000 | thousands by filing date | call |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 60,300 | $1,177,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 12,200 | $1,176,000 | thousands by filing date | put |
| WADDELL & REED FINL INC | 930059100 | CL A | 22,830 | $1,175,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 280,419 | $1,172,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 278,975 | $1,172,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 183,594 | $1,170,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 51,499 | $1,168,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 15,585 | $1,167,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 74,266 | $1,166,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 283,014 | $1,163,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 46,400 | $1,154,000 | thousands by filing date | call |
| Ashland | 044209104 | Common | 12,476 | $1,153,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,469 | $1,147,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 21,974 | $1,146,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 140,685 | $1,143,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 1,015,000 | $1,142,000 | thousands by filing date | principal |
| POOL CORP COM | 73278L105 | Stock | 20,331 | $1,141,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 15,406 | $1,140,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 28,530 | $1,138,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 203,384 | $1,137,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 45,576 | $1,136,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 158,100 | $1,135,000 | thousands by filing date | put |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 55,691 | $1,134,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 25,615 | $1,132,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 869,000 | $1,132,000 | thousands by filing date | principal |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 90,892 | $1,130,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 12,134 | $1,130,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 34,362 | $1,130,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 14,322 | $1,129,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 333,700 | $1,128,000 | thousands by filing date | put |
| PRICESMART INC COM | 741511109 | Stock | 11,803 | $1,124,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 18,364 | $1,124,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 305,000 | $1,122,000 | thousands by filing date | put |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 751,000 | $1,116,000 | thousands by filing date | principal |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 106,409 | $1,114,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 51,800 | $1,113,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 49,100 | $1,111,000 | thousands by filing date | call |
| PROLOGIS | 743410AY8 | NOTE 3.250% 3/1 | 979,000 | $1,108,000 | thousands by filing date | principal |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 65,095 | $1,107,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461860 | EGSHARE ENGY GEM | 50,000 | $1,107,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461407 | CONSMR SVC GEM | 50,000 | $1,106,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 64,300 | $1,105,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 7,500 | $1,104,000 | thousands by filing date | put |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 51,014 | $1,103,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 20,497 | $1,102,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 10,491 | $1,100,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 25,273 | $1,099,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 54,107 | $1,096,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 64,500 | $1,093,000 | thousands by filing date | call |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,042,000 | $1,092,000 | thousands by filing date | principal |
| FOX CORP CLASS B | 90130A200 | COM | 32,700 | $1,092,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 20,640 | $1,089,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 70,176 | $1,087,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 65,000 | $1,086,000 | thousands by filing date | call |
| MURPHY USA INC COM | 626755102 | Stock | 26,825 | $1,083,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 79,332 | $1,081,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 40,000 | $1,081,000 | thousands by filing date | call |
| SAKS INC | 79377W108 | COM | 67,800 | $1,081,000 | thousands by filing date | call |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 45,610 | $1,081,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 63,700 | $1,080,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 11,000 | $1,080,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 29,000 | $1,080,000 | thousands by filing date | call |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 45,781 | $1,080,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 18,200 | $1,079,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 258,000 | $1,078,000 | thousands by filing date | call |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 11,275 | $1,076,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 23,552 | $1,070,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 55,320 | $1,070,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 33,282 | $1,068,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 403,200 | $1,068,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 233,400 | $1,067,000 | thousands by filing date | put |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 930,000 | $1,067,000 | thousands by filing date | principal |
| UNISYS CORP | 909214405 | CORPORATE OBLIG | 15,400 | $1,066,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 198,500 | $1,062,000 | thousands by filing date | call |
| KILROY REALTY CORP COM | 49427F108 | REIT | 21,246 | $1,061,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 22,411 | $1,061,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 20,874 | $1,060,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 177,100 | $1,058,000 | thousands by filing date | put |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 60,969 | $1,058,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 60,001 | $1,056,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 31,363 | $1,054,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 29,096 | $1,054,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 12,195 | $1,053,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 91,041 | $1,052,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 79,708 | $1,052,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 54,300 | $1,047,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,744,000 | $1,040,000 | thousands by filing date | principal |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 67,288 | $1,040,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 81,200 | $1,039,000 | thousands by filing date | call |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 15,979 | $1,038,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 26,000 | $1,038,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 55,827 | $1,036,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 40,169 | $1,035,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 77,901 | $1,035,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 35,000 | $1,033,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 22,959 | $1,031,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 101,500 | $1,030,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 138,329 | $1,029,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 12,449 | $1,028,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 41,200 | $1,028,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 239,138 | $1,027,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 320,000 | $1,027,000 | thousands by filing date | put |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 27,728 | $1,025,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 21,919 | $1,020,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461209 | BSC MATLS GEM | 100,720 | $1,019,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 31,464 | $1,018,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 27,855 | $1,012,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 997,000 | $1,008,000 | thousands by filing date | principal |
| MONSTER WORLDWIDE INC | 611742107 | COM | 227,978 | $1,008,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 65,497 | $1,006,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 141,357 | $1,006,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 33,661 | $1,005,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 33,500 | $1,005,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 18,100 | $1,002,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 51,500 | $1,001,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 7,295 | $1,000,000 | thousands by filing date | |
| BGS ACQUISITION CORP | G1082J100 | SH | 100,000 | $998,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 53,039 | $997,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 60,389 | $997,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 15,350 | $993,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461506 | EGSHARE FINL GEM | 50,000 | $991,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 35,415 | $989,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 51,545 | $984,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 40,500 | $984,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 73,193 | $978,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 104,700 | $978,000 | thousands by filing date | call |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 11,463 | $977,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 7,215 | $973,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 17,964 | $972,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 11,493 | $968,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 50,000 | $968,000 | thousands by filing date | put |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 50,000 | $968,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 20,492 | $968,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 50,800 | $965,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 62,986 | $964,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 123,100 | $963,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 16,126 | $962,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 8,817 | $959,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 47,105 | $958,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 23,243 | $955,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 912,000 | $955,000 | thousands by filing date | principal |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 117,200 | $953,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 34,037 | $952,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 24,828 | $947,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 83,386 | $946,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 85,800 | $945,000 | thousands by filing date | call |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 66,896 | $945,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 48,407 | $945,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 18,200 | $943,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 827,000 | $939,000 | thousands by filing date | principal |
| WASHINGTON POST CO | 939640108 | CL B | 1,533 | $938,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 13,137 | $937,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 27,034 | $933,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 41,576 | $933,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 23,814 | $932,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 68,089 | $932,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 17,340 | $932,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 35,990 | $931,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 66,350 | $931,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 19,139 | $930,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 41,131 | $930,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461704 | INDLS GEMS | 50,000 | $928,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 16,234 | $927,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 16,579 | $927,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 37,716 | $925,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 30,144 | $925,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 19,600 | $924,000 | thousands by filing date | call |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 22,573 | $923,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 151,300 | $923,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 24,789 | $922,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 26,476 | $920,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 57,525 | $919,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 87,088 | $917,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 31,171 | $914,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 239,196 | $914,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 70,541 | $913,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 12,200 | $913,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 27,300 | $912,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 14,074 | $912,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 56,215 | $911,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 7,608 | $909,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 50,494 | $909,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 47,609 | $908,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 48,828 | $907,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 13,430 | $906,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 7,457 | $905,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 96,971 | $905,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 18,669 | $904,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 21,335 | $902,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 209,651 | $902,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 151,137 | $900,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 79,500 | $899,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 13,580 | $898,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 31,313 | $898,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 16,248 | $897,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 10,746 | $896,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 48,244 | $895,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 18,661 | $893,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 24,579 | $892,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 17,377 | $887,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 45,200 | $887,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 27,395 | $887,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 11,388 | $885,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 145,100 | $885,000 | thousands by filing date | call |
| DTS INC | 23335C101 | COM | 42,152 | $885,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 15,165 | $883,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 80,210 | $883,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 33,692 | $877,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 203,721 | $876,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 31,777 | $873,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 40,800 | $872,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-13-000240 | this filing | 2013-11-14 | acceptance time not in the bulk data set |