13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,966 holding rows worth $106,789,686,000.
- Accession
- 0000831001-13-000240
- Filer
- CIK 831001
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 16,803 entries on the cover page, a total value of $106,789,686,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,789,686,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAcciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex028-10815
- included managerAutomated Trading Desk Financial Services, LLC028-15302
- included managerAutomated Trading Desk Holdings, Inc.028-14757
- included managerAutomated Trading Desk, LLC028-14758
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Acquisition LLC028-14760
- included managerCitigroup Alternative Investments LLC028-10293
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Deutschland AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Finance Corp & Co. beschrankt haftende KG028-10821
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets International LLC028-04311
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Global Markets Luxembourg028-15306
- included managerCitigroup Global Markets U.K. Equity Ltd028-06229
- included managerCitigroup Investments Inc.028-10295
- included managerCitigroup Trust - Delaware, National Association028-12981
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerImpulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion028-10822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SAKS INC | 79377W108 | COM | 235,900 | $3,760,000 | thousands by filing date | put |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 564,003 | $3,751,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 111,700 | $3,736,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 172,300 | $3,735,000 | thousands by filing date | put |
| INFOBLOX INC | 45672H104 | COM | 89,300 | $3,735,000 | thousands by filing date | call |
| Crown Castle | 228227104 | COM | 51,100 | $3,732,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 53,538 | $3,729,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 53,697 | $3,725,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 106,500 | $3,725,000 | thousands by filing date | call |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 3,599,000 | $3,725,000 | thousands by filing date | principal |
| ISHARES INC | 464286103 | MSCI AUST ETF | 147,252 | $3,721,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 84,366 | $3,718,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 83,000 | $3,717,000 | thousands by filing date | call |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 30,000 | $3,710,000 | thousands by filing date | put |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 77,100 | $3,710,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 22,200 | $3,709,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 36,500 | $3,706,000 | thousands by filing date | put |
| FOSTER WHEELER AG | H27178104 | COM | 140,100 | $3,690,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 102,913 | $3,660,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 89,825 | $3,660,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 71,900 | $3,659,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 501,600 | $3,652,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 99,200 | $3,648,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 133,500 | $3,637,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 111,400 | $3,636,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 146,000 | $3,635,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 68,900 | $3,635,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 128,000 | $3,620,000 | thousands by filing date | put |
| Intrcontinentalexchange | 45865V100 | COM | 19,900 | $3,613,000 | thousands by filing date | call |
| CATHAY GEN BANCORP | 149150104 | COM | 154,439 | $3,609,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 158,974 | $3,606,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 436,039 | $3,589,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 28,218 | $3,587,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 81,465 | $3,585,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 66,700 | $3,585,000 | thousands by filing date | call |
| ELAN PLC | 284131208 | ADR | 229,900 | $3,582,000 | thousands by filing date | call |
| REVVITY INC | 714046109 | COM | 94,856 | $3,581,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 155,208 | $3,580,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 43,900 | $3,566,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 141,900 | $3,566,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 130,800 | $3,563,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 45,600 | $3,562,000 | thousands by filing date | put |
| LORAL SPACE & COM INC | 543881106 | COM | 52,541 | $3,559,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 49,900 | $3,558,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 37,127 | $3,555,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 87,202 | $3,552,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 81,860 | $3,545,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 49,561 | $3,545,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 274,500 | $3,538,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 72,566 | $3,538,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 72,477 | $3,532,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399AB5 | NOTE 4.000% 8/1 | 1,102,000 | $3,531,000 | thousands by filing date | principal |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 243,604 | $3,515,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 35,575 | $3,513,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 250,892 | $3,510,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 102,471 | $3,509,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 208,200 | $3,506,000 | thousands by filing date | call |
| LEXMARK INTL NEW | 529771107 | CL A | 105,900 | $3,495,000 | thousands by filing date | call |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 66,716 | $3,474,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 369,300 | $3,471,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 192,300 | $3,469,000 | thousands by filing date | put |
| UNITED ONLINE INC | 911268100 | COM | 433,863 | $3,462,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 148,232 | $3,450,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 44,700 | $3,445,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 40,600 | $3,442,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 116,042 | $3,441,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 76,147 | $3,440,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 356,798 | $3,436,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 166,200 | $3,425,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 114,099 | $3,425,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 100,000 | $3,423,000 | thousands by filing date | put |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 151,300 | $3,415,000 | thousands by filing date | call |
| ARRIS GROUP INC | 04270V106 | COM | 200,000 | $3,412,000 | thousands by filing date | put |
| LORILLARD INC | 544147101 | COM | 76,000 | $3,403,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 243,200 | $3,402,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 61,000 | $3,395,000 | thousands by filing date | put |
| STANDARD PAC CORP NEW | 85375C101 | COM | 428,780 | $3,392,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 121,800 | $3,387,000 | thousands by filing date | call |
| Broadcom Inc | Y0486S104 | Common | 78,433 | $3,382,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 180,800 | $3,380,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 202,700 | $3,379,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 195,382 | $3,378,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 204,700 | $3,378,000 | thousands by filing date | call |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 117,744 | $3,374,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 50,200 | $3,372,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 57,921 | $3,370,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 131,535 | $3,367,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 953,700 | $3,367,000 | thousands by filing date | put |
| SCHD | 808524797 | COM | 100,000 | $3,365,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 56,180 | $3,362,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 40,900 | $3,360,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 112,674 | $3,360,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 2,386,000 | $3,360,000 | thousands by filing date | principal |
| ISHARES TR | 464287457 | COM | 39,705 | $3,353,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 96,187 | $3,352,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 168,700 | $3,350,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 38,300 | $3,347,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 403,500 | $3,333,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 940,600 | $3,330,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 184,200 | $3,323,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 539,232 | $3,311,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 71,300 | $3,300,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 45,639 | $3,297,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 56,783 | $3,297,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 68,178 | $3,296,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 189,770 | $3,296,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 26,066 | $3,284,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 147,000 | $3,284,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 45,000 | $3,283,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 41,810 | $3,273,000 | thousands by filing date | put |
| GENESEE & WYOMING INC | 371559105 | CL A | 35,174 | $3,270,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 3,143,000 | $3,261,000 | thousands by filing date | principal |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 3,209,000 | $3,259,000 | thousands by filing date | principal |
| BAXTER INTL INC | 071813109 | COM | 49,500 | $3,252,000 | thousands by filing date | put |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 118,600 | $3,250,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 121,923 | $3,249,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 43,400 | $3,248,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 44,600 | $3,247,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 82,400 | $3,239,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 61,900 | $3,234,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 394,049 | $3,230,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 114,358 | $3,229,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 53,858 | $3,229,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 78,339 | $3,227,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 17,515 | $3,216,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 42,500 | $3,213,000 | thousands by filing date | call |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 151,015 | $3,205,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 81,959 | $3,198,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 160,000 | $3,195,000 | thousands by filing date | call |
| CTC MEDIA INC | 12642X106 | COM | 303,260 | $3,187,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 36,400 | $3,181,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 111,238 | $3,180,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 39,079 | $3,178,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 192,300 | $3,177,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 104,119 | $3,177,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 205,500 | $3,177,000 | thousands by filing date | put |
| Nextera Energy, Inc. | 65339F887 | PFD | 58,121 | $3,176,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 54,443 | $3,173,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 338,200 | $3,159,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 145,447 | $3,154,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 38,925 | $3,147,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 49,467 | $3,144,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 3,029,000 | $3,143,000 | thousands by filing date | principal |
| MCGRAW HILL FINL INC | 580645109 | COM | 47,800 | $3,135,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 204,700 | $3,134,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 31,000 | $3,133,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 114,217 | $3,131,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 30,900 | $3,122,000 | thousands by filing date | put |
| WESTERN REFNG INC | 959319104 | COM | 103,900 | $3,121,000 | thousands by filing date | put |
| STRATEGY INC CL A NEW | 594972408 | Stock | 30,000 | $3,113,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 100,000 | $3,112,000 | thousands by filing date | call |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 164,051 | $3,111,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 42,000 | $3,105,000 | thousands by filing date | call |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 116,200 | $3,101,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 112,700 | $3,100,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 30,500 | $3,097,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 38,100 | $3,095,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 102,450 | $3,088,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 80,000 | $3,082,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 144,800 | $3,081,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 104,436 | $3,072,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 298,100 | $3,067,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 208,200 | $3,063,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 208,300 | $3,052,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 67,347 | $3,049,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 37,011 | $3,046,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 70,800 | $3,041,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 152,900 | $3,037,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 63,100 | $3,036,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 206,000 | $3,030,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 172,100 | $3,028,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 333,002 | $3,027,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 76,300 | $3,026,000 | thousands by filing date | put |
| SPANSION INC | 84649R200 | COM CL A NEW | 299,581 | $3,023,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 60,754 | $3,022,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 52,362 | $3,010,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 484,645 | $3,010,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 69,152 | $3,002,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 45,300 | $2,998,000 | thousands by filing date | put |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 20,286 | $2,995,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 38,291 | $2,994,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 81,132 | $2,994,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 154,014 | $2,992,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 100,000 | $2,987,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 262,445 | $2,978,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 44,000 | $2,974,000 | thousands by filing date | call |
| PHARMACYCLICS INC | 716933106 | COM | 21,483 | $2,973,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 289,600 | $2,963,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 157,800 | $2,959,000 | thousands by filing date | call |
| SIEMENS A G - ADR | 826197501 | COM | 24,515 | $2,955,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 2,888,000 | $2,955,000 | thousands by filing date | principal |
| DILLARDS INC CL A | 254067101 | Stock | 37,700 | $2,952,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 707,382 | $2,950,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 76,219 | $2,940,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 66,900 | $2,940,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 80,523 | $2,938,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 191,700 | $2,935,000 | thousands by filing date | put |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 27,121 | $2,927,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 931,160 | $2,924,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 827,326 | $2,922,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 76,093 | $2,920,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 89,954 | $2,912,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 127,346 | $2,912,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 97,300 | $2,900,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 187,100 | $2,893,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 2,343,000 | $2,883,000 | thousands by filing date | principal |
| GUESS INC COM | 401617105 | Stock | 96,400 | $2,878,000 | thousands by filing date | call |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 58,078 | $2,877,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 34,100 | $2,877,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 104,532 | $2,876,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 41,200 | $2,873,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 51,100 | $2,872,000 | thousands by filing date | call |
| LEAR CORP COM NEW | 521865204 | Stock | 40,000 | $2,863,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 462,700 | $2,859,000 | thousands by filing date | call |
| REGAL REXNORD CORPORATION | 758750103 | COM | 42,000 | $2,853,000 | thousands by filing date | put |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 64,900 | $2,853,000 | thousands by filing date | put |
| HOLOGIC INC | 436440101 | COM | 138,100 | $2,852,000 | thousands by filing date | put |
| OPENTABLE INC | 68372A104 | COM | 40,700 | $2,848,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 2,345,000 | $2,845,000 | thousands by filing date | principal |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 36,856 | $2,841,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 84,900 | $2,839,000 | thousands by filing date | put |
| ARUBA NETWORKS INC | 043176106 | COM | 170,600 | $2,839,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 168,500 | $2,838,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 206,200 | $2,835,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 19,247 | $2,833,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 25,897 | $2,826,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 60,000 | $2,826,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 60,000 | $2,826,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 53,846 | $2,816,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 98,300 | $2,809,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 343,200 | $2,804,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 350,393 | $2,803,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 80,100 | $2,802,000 | thousands by filing date | put |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 45,889 | $2,802,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 245,700 | $2,801,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 75,000 | $2,800,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 31,518 | $2,800,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 69,400 | $2,796,000 | thousands by filing date | call |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 28,599 | $2,791,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 203,531 | $2,788,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 607,300 | $2,775,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 38,900 | $2,774,000 | thousands by filing date | call |
| PINNACLE WEST CAP CORP | 723484101 | COM | 50,201 | $2,749,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 53,000 | $2,746,000 | thousands by filing date | put |
| FLIR SYS INC | 302445101 | COM | 87,408 | $2,744,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 100,560 | $2,744,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 100,000 | $2,742,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 37,557 | $2,738,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 137,900 | $2,731,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 185,500 | $2,718,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 19,597 | $2,717,000 | thousands by filing date | |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 1,077,196 | $2,715,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 95,900 | $2,712,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 861,500 | $2,705,000 | thousands by filing date | call |
| EXTERRAN HLDGS INC | 30225X103 | COM | 98,000 | $2,702,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 115,112 | $2,701,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 215,452 | $2,694,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 197,800 | $2,692,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 38,500 | $2,685,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 37,000 | $2,684,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 24,400 | $2,683,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 50,000 | $2,682,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 72,300 | $2,682,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 192,458 | $2,681,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 97,000 | $2,678,000 | thousands by filing date | call |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 50,841 | $2,673,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 2,785,000 | $2,670,000 | thousands by filing date | principal |
| CROCS INC COM | 227046109 | Stock | 195,900 | $2,666,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 2,238,000 | $2,655,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 189,700 | $2,654,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 104,700 | $2,648,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 71,400 | $2,648,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 70,900 | $2,647,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 26,600 | $2,639,000 | thousands by filing date | put |
| ANSYS INC COM | 03662Q105 | COM | 30,474 | $2,636,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 179,700 | $2,622,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 65,779 | $2,615,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 32,076 | $2,607,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 33,248 | $2,604,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 170,000 | $2,604,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 53,400 | $2,604,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 47,800 | $2,600,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 692,200 | $2,596,000 | thousands by filing date | put |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 629,600 | $2,587,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 54,810 | $2,582,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 19,979 | $2,581,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 92,327 | $2,580,000 | thousands by filing date | |
| ARBITRON INC | 03875Q108 | COM | 53,745 | $2,580,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 93,232 | $2,578,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 56,513 | $2,569,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 212,303 | $2,563,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 55,686 | $2,563,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 52,400 | $2,556,000 | thousands by filing date | call |
| CAPELLA EDUCATION CO | 139594105 | COM | 45,077 | $2,549,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 376,100 | $2,543,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 31,600 | $2,543,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 42,286 | $2,539,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 80,100 | $2,539,000 | thousands by filing date | put |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 200,000 | $2,532,000 | thousands by filing date | put |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 200,000 | $2,532,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 41,900 | $2,527,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X867 | CMN | 53,653 | $2,526,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 98,611 | $2,501,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 51,691 | $2,501,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 90,800 | $2,498,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 302,100 | $2,495,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 100,100 | $2,492,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 87,968 | $2,490,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 643,383 | $2,490,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 47,700 | $2,488,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 44,100 | $2,487,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 58,959 | $2,483,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 1,017,000 | $2,483,000 | thousands by filing date | principal |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 97,017 | $2,470,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 62,706 | $2,459,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 109,972 | $2,458,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 26,000 | $2,457,000 | thousands by filing date | call |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 99,388 | $2,453,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 82,500 | $2,448,000 | thousands by filing date | call |
| DDR CORP | 251591AX1 | NOTE | 2,153,000 | $2,441,000 | thousands by filing date | principal |
| M & T BK CORP COM | 55261F104 | Stock | 21,800 | $2,440,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 62,800 | $2,440,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 122,141 | $2,439,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 43,359 | $2,437,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,344,000 | $2,436,000 | thousands by filing date | principal |
| AMDOCS LTD | G02602103 | SHS | 66,300 | $2,429,000 | thousands by filing date | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 124,010 | $2,429,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 55,761 | $2,426,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 57,600 | $2,418,000 | thousands by filing date | put |
| Lineage, Inc. | 536020100 | COM | 93,141 | $2,414,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 130,763 | $2,414,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 260,300 | $2,410,000 | thousands by filing date | call |
| UNIFIRST CORP MASS | 904708104 | COM | 23,069 | $2,409,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 111,220 | $2,405,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 47,402 | $2,404,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 196,424 | $2,404,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 72,268 | $2,401,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 41,105 | $2,395,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 116,200 | $2,394,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 94,600 | $2,392,000 | thousands by filing date | put |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 35,736 | $2,390,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 168,800 | $2,389,000 | thousands by filing date | call |
| NEWCASTLE INVT CORP | 65105M108 | COM | 424,448 | $2,386,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 184,800 | $2,382,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 48,400 | $2,378,000 | thousands by filing date | put |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 150,000 | $2,369,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 251,839 | $2,367,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 31,564 | $2,366,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 142,300 | $2,361,000 | thousands by filing date | put |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 122,400 | $2,361,000 | thousands by filing date | put |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 2,311,000 | $2,354,000 | thousands by filing date | principal |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 44,330 | $2,353,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 89,544 | $2,344,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 194,200 | $2,340,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 345,600 | $2,337,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 61,020 | $2,336,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 100,000 | $2,330,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 75,500 | $2,328,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 647,000 | $2,324,000 | thousands by filing date | principal |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 41,016 | $2,320,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 38,603 | $2,316,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 36,000 | $2,312,000 | thousands by filing date | call |
| DUKE REALTY CORP | 264411505 | COM NEW | 149,333 | $2,306,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 93,591 | $2,306,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 37,831 | $2,304,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 85,880 | $2,302,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 49,600 | $2,285,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 49,645 | $2,285,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 194,500 | $2,283,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 122,148 | $2,283,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 58,679 | $2,277,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 33,000 | $2,272,000 | thousands by filing date | put |
| WIDEPOINT CORP COMMON | 967590100 | COM | 2,540,111 | $2,261,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 212,594 | $2,250,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 22,155 | $2,246,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 57,460 | $2,243,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 349,137 | $2,238,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 26,900 | $2,238,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 523,865 | $2,237,000 | thousands by filing date | |
| ISHARES TR | 46429B622 | MSCI A/C ASIA | 40,400 | $2,237,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 204,489 | $2,233,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 193,923 | $2,230,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 24,862 | $2,230,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 210,875 | $2,229,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 39,000 | $2,227,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 18,552 | $2,225,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 48,172 | $2,218,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 188,800 | $2,217,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 53,825 | $2,217,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 76,600 | $2,208,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 69,203 | $2,205,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 59,459 | $2,205,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 725,000 | $2,204,000 | thousands by filing date | put |
| HATTERAS FINL CORP | 41902R103 | COM | 117,600 | $2,200,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 40,605 | $2,198,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 42,250 | $2,194,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 36,254 | $2,189,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 13,800 | $2,188,000 | thousands by filing date | put |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 41,287 | $2,188,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 294,200 | $2,186,000 | thousands by filing date | put |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 98,074 | $2,182,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 26,200 | $2,180,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 48,730 | $2,174,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 30,000 | $2,171,000 | thousands by filing date | call |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 128,420 | $2,170,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 134,859 | $2,168,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 560,000 | $2,167,000 | thousands by filing date | put |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 1,122,800 | $2,167,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 18,000 | $2,158,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR | 268461803 | TECHNOLOGY GEM | 100,000 | $2,134,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 95,716 | $2,131,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 191,666 | $2,131,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 78,304 | $2,130,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 5,187 | $2,124,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 28,108 | $2,119,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 77,602 | $2,114,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 70,343 | $2,097,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 39,700 | $2,095,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645100 | COM | 87,547 | $2,095,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 7,273 | $2,094,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 64,113 | $2,094,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 338,550 | $2,091,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 20,000 | $2,090,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 27,531 | $2,077,000 | thousands by filing date | put |
| GEVO INC | 374396AA7 | NOTE 7.500% 7/0 | 3,150,000 | $2,077,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 105,100 | $2,073,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 63,429 | $2,070,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 23,617 | $2,065,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 39,500 | $2,060,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 140,050 | $2,059,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 39,776 | $2,056,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 20,517 | $2,047,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 110,945 | $2,036,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 44,200 | $2,035,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 52,782 | $2,033,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 38,038 | $2,033,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 198,670 | $2,032,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 76,322 | $2,031,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 4,800 | $2,029,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 18,428 | $2,026,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 28,400 | $2,025,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 142,856 | $2,022,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 88,685 | $2,021,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 50,000 | $2,019,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 67,900 | $2,015,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 440,684 | $2,014,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 50,000 | $2,011,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 84,873 | $2,011,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 229,141 | $2,011,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 46,900 | $2,005,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 125,373 | $2,004,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 41,200 | $1,997,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 110,900 | $1,996,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 100,890 | $1,994,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 48,400 | $1,994,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 4,700 | $1,987,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 164,600 | $1,987,000 | thousands by filing date | put |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 17,290 | $1,979,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 164,100 | $1,977,000 | thousands by filing date | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 19,154 | $1,972,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 24,000 | $1,971,000 | thousands by filing date | put |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 33,346 | $1,969,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 50,612 | $1,965,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 56,200 | $1,960,000 | thousands by filing date | call |
| FOREST LABS INC | 345838106 | COM | 45,700 | $1,956,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 107,158 | $1,949,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 117,927 | $1,948,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 37,933 | $1,948,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 37,868 | $1,947,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 19,208 | $1,943,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 150,000 | $1,941,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 45,479 | $1,939,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 30,810 | $1,939,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 96,401 | $1,939,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 28,600 | $1,933,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 136,740 | $1,931,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 182,000 | $1,927,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 34,800 | $1,927,000 | thousands by filing date | put |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 84,926 | $1,927,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 17,200 | $1,925,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 62,805 | $1,918,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 28,214 | $1,917,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 31,126 | $1,912,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 47,900 | $1,912,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 100,675 | $1,911,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 220,835 | $1,908,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 126,200 | $1,907,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 85,800 | $1,901,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 9,392 | $1,895,000 | thousands by filing date | |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 1,030,000 | $1,891,000 | thousands by filing date | principal |
| HERSHEY CO COM | 427866108 | Stock | 20,400 | $1,887,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 24,100 | $1,887,000 | thousands by filing date | call |
| HOME PROPERTIES INC | 437306103 | COM | 32,549 | $1,880,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 351,537 | $1,880,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 393,113 | $1,879,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 60,553 | $1,871,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 71,019 | $1,871,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 50,000 | $1,865,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 40,400 | $1,860,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 24,333 | $1,859,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-13-000240 | this filing | 2013-11-14 | acceptance time not in the bulk data set |