13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 5,162 holding rows worth $329,378,696,000.
- Accession
- 0000769993-20-000310
- Filer
- CIK 886982
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 10,054 entries on the cover page, a total value of $329,378,696,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,378,696,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Cigna Corporation | 125523100 | COM | 10,000 | $1,876,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 394,045 | $1,876,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 349,481 | $1,876,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 10,000 | $1,874,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 46,704 | $1,872,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 57,073 | $1,870,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50,000 | $1,869,000 | thousands by filing date | put |
| TUSCAN HLDGS CORP | 90069K104 | COM | 182,713 | $1,869,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 82,820 | $1,863,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 60,800 | $1,857,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 187,388 | $1,855,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 33,483 | $1,846,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 77,400 | $1,840,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 169,400 | $1,840,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 124,042 | $1,839,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 528,907 | $1,835,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 159,365 | $1,835,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 42,800 | $1,833,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 19,861 | $1,831,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,000,000 | $1,830,000 | thousands by filing date | call |
| FORTIVE CORP COM | 34959J108 | Stock | 27,000 | $1,827,000 | thousands by filing date | call |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 33,945 | $1,826,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y202 | UNIT 99/99/9999 | 156,674 | $1,825,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 118,982 | $1,823,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 10,441 | $1,822,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 162,083 | $1,818,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 2,647,219 | $1,813,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 189,575 | $1,812,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 34,230 | $1,811,000 | thousands by filing date | |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 84,300 | $1,811,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 8,900 | $1,810,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 52,042 | $1,809,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 37,297 | $1,801,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 31,200 | $1,795,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 8,060 | $1,791,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 38,666 | $1,791,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 29,148 | $1,786,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 53,182 | $1,780,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 100,000 | $1,780,000 | thousands by filing date | put |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 31,033 | $1,779,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 159,467 | $1,778,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 146,234 | $1,777,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 18,300 | $1,776,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 680,000 | $1,775,000 | thousands by filing date | call |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 246,435 | $1,774,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 70,771 | $1,764,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 51,049 | $1,763,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 54,546 | $1,761,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 127,947 | $1,761,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 41,304 | $1,761,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 11,500 | $1,757,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 111,346 | $1,755,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 210,618 | $1,754,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 84,938 | $1,751,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 250,437 | $1,748,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,750,000 | $1,746,000 | thousands by filing date | principal |
| ADMA BIOLOGICS INC | 000899104 | COM | 595,525 | $1,745,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 98,677 | $1,744,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 366,409 | $1,744,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 400,717 | $1,743,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 32,900 | $1,740,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 192,656 | $1,736,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 173,996 | $1,732,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 25,616 | $1,730,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 329,401 | $1,726,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 179,216 | $1,722,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 92,320 | $1,719,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 35,186 | $1,716,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 27,040 | $1,715,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 214,346 | $1,713,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 217,888 | $1,713,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,213,119 | $1,710,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 200,110 | $1,709,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 37,400 | $1,695,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 531,023 | $1,694,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 54,646 | $1,692,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 75,000 | $1,691,000 | thousands by filing date | put |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 149,129 | $1,690,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 285,793 | $1,689,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 16,479 | $1,682,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 58,704 | $1,680,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 189,000 | $1,676,000 | thousands by filing date | call |
| PROPETRO HLDG CORP | 74347M108 | COM | 325,536 | $1,674,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 184,589 | $1,671,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 106,353 | $1,668,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 34,717 | $1,665,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 15,000 | $1,660,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 104,438 | $1,657,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 216,304 | $1,656,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 93,732 | $1,653,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,912 | $1,652,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 8,100 | $1,648,000 | thousands by filing date | call |
| FIRST INTERNET BANCORP | 320557101 | COM | 98,854 | $1,643,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 32,757 | $1,638,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 201,833 | $1,633,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 108,509 | $1,630,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 140,600 | $1,627,000 | thousands by filing date | put |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 167,887 | $1,627,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 268,204 | $1,626,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 9,688 | $1,621,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 73,000 | $1,618,000 | thousands by filing date | put |
| PENNANT GROUP INC | 70805E109 | COM | 71,459 | $1,615,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 121,845 | $1,615,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 59,548 | $1,614,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 150,000 | $1,612,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 258,431 | $1,610,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 78,841 | $1,609,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 150,000 | $1,608,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 90,400 | $1,606,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 657,477 | $1,604,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 92,440 | $1,603,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 173,768 | $1,599,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 100,308 | $1,593,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 199,838 | $1,590,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 115,557 | $1,586,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 17,853 | $1,585,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 109,958 | $1,583,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 168,710 | $1,582,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 117,115 | $1,582,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 50,318 | $1,581,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 44,500 | $1,577,000 | thousands by filing date | put |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 59,900 | $1,577,000 | thousands by filing date | call |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 35,181 | $1,573,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 63,790 | $1,570,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 18,982 | $1,570,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 20,100 | $1,568,000 | thousands by filing date | put |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 20,100 | $1,568,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 332,629 | $1,567,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 100,000 | $1,563,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 570,017 | $1,562,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 21,148 | $1,561,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,624 | $1,560,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 12,845 | $1,556,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 167,066 | $1,552,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 97,746 | $1,550,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 195,218 | $1,549,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 112,797 | $1,545,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 7,700 | $1,542,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 142,628 | $1,538,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 55,922 | $1,536,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 941,568 | $1,535,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 100,394 | $1,535,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 32,100 | $1,530,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 81,410 | $1,529,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 70,623 | $1,519,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 208,817 | $1,518,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 50,000 | $1,516,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 101,200 | $1,515,000 | thousands by filing date | put |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 178,505 | $1,510,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 12,588 | $1,509,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 9,989 | $1,506,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 127,129 | $1,506,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 18,670 | $1,505,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 15,000 | $1,504,000 | thousands by filing date | call |
| PROVENTION BIO INC | 74374N102 | COM | 106,615 | $1,504,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 275,276 | $1,500,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 26,739 | $1,499,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 91,200 | $1,498,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 11,500 | $1,498,000 | thousands by filing date | put |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 140,000 | $1,498,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 82,487 | $1,496,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 400,000 | $1,496,000 | thousands by filing date | put |
| AKOUOS INC | 00973J101 | COM | 66,507 | $1,496,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 40,087 | $1,494,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 54,915 | $1,493,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 69,980 | $1,489,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 125,499 | $1,488,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 45,001 | $1,488,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 23,600 | $1,486,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 240,942 | $1,484,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 63,272 | $1,483,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 181,683 | $1,483,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 100,000 | $1,481,000 | thousands by filing date | call |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 58,739 | $1,477,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 14,200 | $1,476,000 | thousands by filing date | call |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 30,403 | $1,476,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 44,675 | $1,476,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 356,199 | $1,475,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 89,873 | $1,474,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 5,800 | $1,471,000 | thousands by filing date | call |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 810,000 | $1,470,000 | thousands by filing date | principal |
| MANITOWOC CO INC | 563571405 | COM NEW | 134,952 | $1,469,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 247,681 | $1,469,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 17,100 | $1,466,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 14,100 | $1,466,000 | thousands by filing date | put |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 129,388 | $1,466,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 22,450 | $1,463,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 45,000 | $1,461,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 46,800 | $1,459,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 34,400 | $1,458,000 | thousands by filing date | call |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 78,510 | $1,456,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 177,917 | $1,452,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 24,493 | $1,446,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 51,697 | $1,443,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 40,000 | $1,443,000 | thousands by filing date | put |
| CONSTELLIUM SE | F21107101 | CL A SHS | 187,500 | $1,440,000 | thousands by filing date | call |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 65,775 | $1,431,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 26,409 | $1,431,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 62,640 | $1,431,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 190,559 | $1,431,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 138,690 | $1,429,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 28,387 | $1,428,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 74,496 | $1,428,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 268,619 | $1,424,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 68,500 | $1,423,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 60,000 | $1,422,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 130,727 | $1,421,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,000 | $1,421,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 38,856 | $1,419,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,192,214 | $1,419,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 119,304 | $1,415,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 98,975 | $1,413,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 86,362 | $1,411,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 45,207 | $1,409,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 134,607 | $1,409,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 304,899 | $1,407,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 40,000 | $1,404,000 | thousands by filing date | put |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 128,300 | $1,404,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 8,340,180 | $1,402,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 300,000 | $1,401,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 92,439 | $1,401,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 138,808 | $1,400,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 135,761 | $1,399,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 338,252 | $1,397,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 50,000 | $1,397,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 117,481 | $1,396,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 27,500 | $1,395,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 27,500 | $1,395,000 | thousands by filing date | call |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 1,200,000 | $1,395,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 45,094 | $1,392,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 145,177 | $1,392,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 84,361 | $1,390,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 471,146 | $1,390,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 15,300 | $1,385,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 103,216 | $1,380,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,400 | $1,378,000 | thousands by filing date | put |
| PRECIGEN INC | 74017N105 | COM | 276,144 | $1,378,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 88,900 | $1,377,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,124,500 | $1,372,000 | thousands by filing date | put |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 130,583 | $1,371,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 50,000 | $1,370,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 19,800 | $1,368,000 | thousands by filing date | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 78,131 | $1,367,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 68,374 | $1,367,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 1,310,153 | $1,362,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 122,664 | $1,360,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 91,260 | $1,358,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 35,000 | $1,354,000 | thousands by filing date | call |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 82,122 | $1,354,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 35,022 | $1,354,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 49,673 | $1,353,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 63,800 | $1,352,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 71,940 | $1,348,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 19,099 | $1,345,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 125,100 | $1,345,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 6,725 | $1,339,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 42,900 | $1,338,000 | thousands by filing date | put |
| TALOS ENERGY INC | 87484T108 | COM | 145,479 | $1,338,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 206,055 | $1,338,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 16,900 | $1,337,000 | thousands by filing date | call |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 45,209 | $1,334,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 113,172 | $1,334,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 100,136 | $1,334,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 125,000 | $1,331,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 19,168 | $1,330,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 115,294 | $1,328,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 25,452 | $1,327,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 46,807 | $1,326,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 114,124 | $1,321,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 232,890 | $1,321,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 133,974 | $1,312,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 62,485 | $1,309,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 21,596 | $1,308,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 75,498 | $1,302,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 1,182,000 | $1,301,000 | thousands by filing date | principal |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,459,844 | $1,299,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 58,154 | $1,298,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 49,154 | $1,297,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 184,047 | $1,292,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 16,867 | $1,292,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 9,300 | $1,291,000 | thousands by filing date | call |
| CAMBRIDGE BANCORP | 132152109 | COM | 21,771 | $1,290,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,400 | $1,288,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 9,400 | $1,288,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 65,867 | $1,288,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 71,592 | $1,284,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 59,821 | $1,283,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 97,987 | $1,281,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 286,927 | $1,280,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 32,947 | $1,278,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 27,500 | $1,274,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 75,365 | $1,270,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 138,186 | $1,265,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 9,000 | $1,256,000 | thousands by filing date | call |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 69,754 | $1,256,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 10,619 | $1,250,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 25,904 | $1,248,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 14,322 | $1,246,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 73,493 | $1,246,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 75,208 | $1,245,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 20,081 | $1,244,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 358,267 | $1,244,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 140,189 | $1,242,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 27,779 | $1,237,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 181,463 | $1,236,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100,000 | $1,233,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100,000 | $1,233,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,681,558 | $1,233,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 27,491 | $1,232,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 19,250 | $1,232,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,000 | $1,230,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 126,686 | $1,229,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 90,000 | $1,227,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 113,026 | $1,224,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 116,749 | $1,222,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 69,000 | $1,222,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 20,000 | $1,220,000 | thousands by filing date | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 15,300 | $1,219,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 50,070 | $1,215,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 80,453 | $1,214,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 10,040 | $1,213,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,904 | $1,213,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 148,394 | $1,212,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 31,071 | $1,211,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 9,123 | $1,209,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 48,100 | $1,208,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 32,751 | $1,207,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 75,496 | $1,203,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 405,168 | $1,203,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,100 | $1,202,000 | thousands by filing date | put |
| MYOKARDIA INC | 62857M105 | COM | 12,400 | $1,198,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 185,025 | $1,197,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,300 | $1,196,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,000 | $1,194,000 | thousands by filing date | put |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 24,503 | $1,194,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 60,396 | $1,193,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 250,000 | $1,190,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 99,819 | $1,184,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 65,380 | $1,184,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 39,105 | $1,183,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 66,912 | $1,183,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,577,127 | $1,183,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 13,533 | $1,181,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 226,154 | $1,180,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 118,765 | $1,176,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 83,062 | $1,173,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 17,700 | $1,169,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 11,000 | $1,167,000 | thousands by filing date | call |
| READY CAPITAL CORP | 75574U101 | COM | 134,298 | $1,167,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 90,700 | $1,165,000 | thousands by filing date | put |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 27,489 | $1,164,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 150,267 | $1,163,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 24,000 | $1,163,000 | thousands by filing date | put |
| QAD INC-A | 74727D306 | CL A | 28,157 | $1,163,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 77,818 | $1,160,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 19,702 | $1,160,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 30,200 | $1,159,000 | thousands by filing date | call |
| GLADSTONE LAND CORP | 376549101 | REIT | 72,998 | $1,157,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 66,240 | $1,156,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 45,529 | $1,155,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 147,882 | $1,151,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 134,067 | $1,149,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 41,336 | $1,146,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 109,582 | $1,146,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 168,984 | $1,141,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 64,609 | $1,140,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 510,080 | $1,133,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 80,741 | $1,130,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 428,733 | $1,128,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 5,000 | $1,126,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 344,768 | $1,124,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 16,200 | $1,120,000 | thousands by filing date | put |
| Proshares Short S&P | 74347B425 | COM | 50,000 | $1,118,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 107,551 | $1,108,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 5,921 | $1,107,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 262,927 | $1,107,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 52,600 | $1,105,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 132,472 | $1,104,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 355,706 | $1,103,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 32,243 | $1,099,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 26,256 | $1,098,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 370,958 | $1,098,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,500 | $1,097,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 37,479 | $1,097,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 31,118 | $1,097,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 48,306 | $1,092,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,649,000 | $1,092,000 | thousands by filing date | principal |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 43,349 | $1,090,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 41,360 | $1,085,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 37,200 | $1,085,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 99,295 | $1,085,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 33,022 | $1,082,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 128,365 | $1,082,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 7,300 | $1,081,000 | thousands by filing date | call |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 37,398 | $1,080,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 192,446 | $1,079,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 95,400 | $1,077,000 | thousands by filing date | put |
| FIRST BUSEY CORP | 319383204 | COM NEW | 57,323 | $1,069,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 29,133 | $1,069,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 95,752 | $1,067,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 15,012 | $1,064,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 42,619 | $1,060,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 148,570 | $1,059,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 145,694 | $1,058,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 79,262 | $1,057,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 71,585 | $1,057,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 153,206 | $1,057,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 101,364 | $1,055,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 106,000 | $1,055,000 | thousands by filing date | put |
| CLARUS CORP NEW | 18270P109 | COM | 90,888 | $1,052,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5,000 | $1,050,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 31,000 | $1,049,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 15,747 | $1,047,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 26,972 | $1,046,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 128,373 | $1,045,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 132,402 | $1,043,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 389,157 | $1,042,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 215,366 | $1,040,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,300 | $1,038,000 | thousands by filing date | put |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 83,269 | $1,038,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 69,391 | $1,038,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 299,786 | $1,037,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 100,000 | $1,036,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 171,943 | $1,032,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 45,000 | $1,031,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 516,142 | $1,029,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 45,796 | $1,028,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 71,067 | $1,027,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 50,787 | $1,027,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 66,696 | $1,027,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 13,021 | $1,027,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 100,000 | $1,025,000 | thousands by filing date | put |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 53,847 | $1,024,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 60,671 | $1,022,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 121,955 | $1,018,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR | 46064A202 | UNIT 10/29/2024 | 100,000 | $1,016,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,977 | $1,015,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 70,340 | $1,015,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 70,631 | $1,012,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 63,884 | $1,010,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 12,998 | $1,010,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 131,062 | $1,009,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 19,500 | $1,009,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 104,765 | $1,009,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 57,314 | $1,008,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 165,213 | $1,008,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 40,000 | $1,007,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 48,646 | $1,007,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 11,474 | $1,006,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 97,900 | $1,003,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 28,425 | $1,001,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 332,461 | $1,001,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 87,931 | $999,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 98,148 | $998,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 206,000 | $997,000 | thousands by filing date | |
| RH | 74967X103 | COM | 4,000 | $996,000 | thousands by filing date | call |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 25,574 | $995,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 620,529 | $993,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 23,772 | $992,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 79,799 | $991,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 19,864 | $985,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 30,697 | $985,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 76,867 | $985,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 26,028 | $983,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 91,760 | $983,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 109,271 | $983,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 141,900 | $982,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 10,155 | $981,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 219,351 | $978,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 37,200 | $976,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 383,292 | $974,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 572,222 | $973,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 176,074 | $972,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 35,435 | $970,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 62,905 | $969,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 20,000 | $969,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 605,000 | $968,000 | thousands by filing date | principal |
| DIGI INTL INC | 253798102 | COM | 82,804 | $965,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 37,327 | $964,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 25,700 | $964,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 50,000 | $964,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 18,990 | $962,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 29,379 | $961,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 129,044 | $960,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 37,030 | $954,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 321,742 | $953,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 54,161 | $953,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 308,663 | $951,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 213,875 | $950,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 126,412 | $949,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 220,950 | $944,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 156,450 | $942,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 45,864 | $942,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 10,500 | $940,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 61,900 | $939,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 28,200 | $938,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 28,200 | $938,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 287,000 | $936,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 34,239 | $933,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 88,810 | $932,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000310 | this filing | 2020-08-12 | acceptance time not in the bulk data set |