13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 5,162 holding rows worth $329,378,696,000.
- Accession
- 0000769993-20-000310
- Filer
- CIK 886982
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 10,054 entries on the cover page, a total value of $329,378,696,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,378,696,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 19,851 | $96,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 14,285 | $96,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 41,709 | $95,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 14,684 | $92,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 12,378 | $91,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 130,342 | $90,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,000 | $89,000 | thousands by filing date | put |
| QNITY ELECTRONICS INC | 817323207 | COM | 14,178 | $87,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 48,333 | $87,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 24,244 | $86,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 124,204 | $86,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 23,238 | $85,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 10,886 | $84,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W203 | COM | 12,113 | $84,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 27,083 | $82,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 99,520 | $82,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 10,473 | $81,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 10,268 | $81,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 41,790 | $81,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 67,048 | $81,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 41,578 | $80,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 25,888 | $80,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 16,462 | $79,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 250,000 | $79,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 459,200 | $77,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 54,558 | $77,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 10,552 | $77,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 11,274 | $75,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,050 | $74,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 74,277 | $74,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 21,014 | $73,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 15,089 | $71,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 18,993 | $71,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 49,439 | $71,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 30,450 | $71,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 33,251 | $70,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 21,682 | $68,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 17,185 | $68,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 11,499 | $68,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 50,000 | $68,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 207,256 | $67,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 10,287 | $66,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 13,441 | $66,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 12,104 | $65,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 37,873 | $65,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 65,300 | $65,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 20,794 | $64,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 45,600 | $64,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 27,390 | $62,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 15,630 | $61,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 18,307 | $61,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 12,192 | $60,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 250,000 | $60,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 31,367 | $60,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 12,523 | $58,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 26,865 | $58,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 35,112 | $57,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 40,163 | $57,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 51,297 | $57,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 10,356 | $56,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 30,550 | $53,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 30,000 | $53,000 | thousands by filing date | call |
| ZOVIO INC | 98979V102 | COMMON STOCK | 16,525 | $51,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 36,338 | $50,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 28,822 | $49,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 21,537 | $48,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 39,024 | $48,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 17,383 | $47,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 16,758 | $47,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 10,279 | $45,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 343,006 | $45,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,434 | $44,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 28,112 | $44,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 10,292 | $43,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 14,686 | $43,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 19,929 | $43,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 19,089 | $43,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 12,228 | $42,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 10,094 | $42,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,000 | $41,000 | thousands by filing date | put |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 20,948 | $41,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 16,027 | $41,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 10,282 | $40,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 66,480 | $40,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 35,000 | $40,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 19,000 | $40,000 | thousands by filing date | principal |
| REMARK HLDGS INC | 75955K102 | COM | 17,025 | $40,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 117,500 | $40,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 17,713 | $39,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 27,557 | $39,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 10,005 | $38,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 10,374 | $38,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,793 | $38,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 16,432 | $38,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 250,000 | $38,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 29,407 | $37,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 10,000 | $35,000 | thousands by filing date | call |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 29,000 | $35,000 | thousands by filing date | principal |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 10,007 | $34,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 10,124 | $34,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 70,455 | $34,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 38,010 | $33,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 11,182 | $33,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 32,000 | $31,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 35,000 | $31,000 | thousands by filing date | principal |
| LSB INDS INC | 502160104 | COM | 25,524 | $30,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 15,633 | $30,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 24,971 | $29,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 11,621 | $29,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 11,047 | $28,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 22,686 | $28,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 30,000 | $27,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 28,000 | $27,000 | thousands by filing date | principal |
| SOTHERLY HOTELS INC | 83600C103 | COM | 10,370 | $26,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 20,851 | $26,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 20,898 | $26,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 19,347 | $25,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 25,000 | $24,000 | thousands by filing date | principal |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 21,144 | $24,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 42,854 | $23,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 22,304 | $23,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 18,852 | $23,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 31,485 | $21,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 18,986 | $21,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 14,000 | $21,000 | thousands by filing date | principal |
| TRANSENTERIX INC | 89366M300 | COM | 38,831 | $21,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 17,133 | $20,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 21,892 | $20,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 20,000 | $19,000 | thousands by filing date | principal |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 41,718 | $19,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 14,586 | $18,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 21,000 | $18,000 | thousands by filing date | principal |
| REEDS INC COM | 758338107 | Stock | 18,565 | $18,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 22,756 | $17,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 14,223 | $17,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 33,333 | $17,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 41,821 | $17,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 244,800 | $17,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 11,397 | $16,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 32,632 | $16,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 18,138 | $16,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 15,196 | $15,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 83,334 | $15,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 33,548 | $13,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 18,431 | $13,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 24,007 | $13,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 40,590 | $12,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 25,860 | $12,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 10,000 | $9,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 13,000 | $9,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 16,375 | $9,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 45,810 | $8,000 | thousands by filing date | put |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 16,840 | $8,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 14,016 | $8,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 24,085 | $7,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 10,615 | $6,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 16,083 | $6,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 23,971 | $5,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 29,270 | $5,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 14,306 | $4,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 11,652 | $3,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 19,444 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000310 | this filing | 2020-08-12 | acceptance time not in the bulk data set |