13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 5,162 holding rows worth $329,378,696,000.
- Accession
- 0000769993-20-000310
- Filer
- CIK 886982
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 10,054 entries on the cover page, a total value of $329,378,696,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,378,696,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 56,872 | $392,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 122,753 | $390,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 115,092 | $389,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 37,840 | $389,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 24,235 | $388,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 138,089 | $387,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 57,410 | $387,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 152,085 | $387,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,313 | $386,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 47,837 | $386,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 28,940 | $385,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 41,325 | $383,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 12,353 | $383,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 25,445 | $383,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 57,890 | $382,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 10,363 | $378,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 14,537 | $378,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 24,562 | $378,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 145,500 | $378,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 8,279 | $377,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 12,547 | $376,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 72,569 | $374,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 99,429 | $373,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,500 | $372,000 | thousands by filing date | call |
| TRI CONTL CORP | 895436103 | COM | 15,011 | $371,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 206,247 | $371,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 27,247 | $370,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 34,248 | $368,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 29,272 | $367,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 10,177 | $367,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 47,448 | $366,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 41,200 | $365,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 41,200 | $365,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 11,835 | $365,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 36,532 | $365,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 3,300 | $364,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 119,597 | $363,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 28,641 | $362,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 13,944 | $361,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 26,686 | $361,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 32,618 | $361,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 30,227 | $361,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,500 | $359,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,140 | $359,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 40,149 | $359,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 33,552 | $357,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 64,897 | $357,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 15,226 | $356,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 383,000 | $356,000 | thousands by filing date | principal |
| GAIA INC NEW | 36269P104 | CL A | 42,191 | $354,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 76,049 | $353,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 113,839 | $353,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 27,335 | $352,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 30,803 | $352,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 21,335 | $352,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 35,000 | $349,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 17,590 | $347,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 10,264 | $346,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 31,982 | $346,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 51,704 | $346,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 32,407 | $345,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 55,001 | $345,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 18,026 | $344,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 12,415 | $344,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 59,269 | $343,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 14,333 | $340,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 82,175 | $339,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 21,144 | $337,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 30,955 | $336,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 24,811 | $336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 5,981 | $336,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 9,222 | $335,000 | thousands by filing date | |
| DELMAR BANCORP | 247035207 | COM NEW | 50,985 | $335,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 39,637 | $335,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 9,869 | $333,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 14,300 | $333,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 73,093 | $333,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 270,000 | $332,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 32,811 | $331,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 23,903 | $331,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 12,455 | $331,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,620 | $329,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 35,015 | $327,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 9,720 | $326,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 14,041 | $325,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,267 | $325,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 13,632 | $325,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 112,082 | $324,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 16,800 | $323,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 21,393 | $323,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 40,017 | $322,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 46,527 | $321,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 28,600 | $319,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 206,684 | $319,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 418,352 | $317,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 67,356 | $317,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 76,101 | $317,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 256,684 | $316,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 30,219 | $316,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 40,586 | $315,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 24,402 | $313,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 20,603 | $313,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 27,845 | $313,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 52,147 | $313,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 65,506 | $312,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 29,819 | $312,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 250,000 | $312,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,991 | $311,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 10,000 | $311,000 | thousands by filing date | put |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 114,280 | $311,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 10,958 | $311,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 85,022 | $311,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 70,848 | $310,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 10,060 | $310,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 69,693 | $309,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 5,000 | $308,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,500 | $308,000 | thousands by filing date | call |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,460 | $308,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 103,325 | $308,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 21,958 | $307,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 34,125 | $307,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 54,115 | $305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 9,543 | $305,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 40,023 | $303,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 16,879 | $302,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 34,426 | $302,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 923,847 | $301,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 30,150 | $301,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 18,163 | $300,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 33,266 | $300,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,000 | $296,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 19,400 | $296,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 26,461 | $296,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 71,988 | $295,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 21,700 | $294,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 95,392 | $294,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 22,010 | $294,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 31,583 | $294,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 10,059 | $293,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 6,169 | $292,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 5,741 | $292,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 8,216 | $290,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 8,000 | $290,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 25,600 | $290,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 236,581 | $289,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 3,772 | $288,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 19,878 | $288,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 9,938 | $288,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 16,343 | $288,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 29,497 | $288,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 29,937 | $286,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 20,906 | $286,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 17,817 | $285,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 31,031 | $284,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 12,163 | $284,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 98,895 | $283,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 17,231 | $283,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 30,599 | $282,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 92,479 | $282,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 22,973 | $280,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 54,018 | $280,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 215,211 | $278,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 71,348 | $278,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 13,028 | $278,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 193,137 | $276,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 113,118 | $276,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 10,621 | $274,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 23,252 | $273,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 8,679 | $272,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 310,000 | $272,000 | thousands by filing date | principal |
| GORES METROPOULOS INC | 382872109 | COM CL A | 25,466 | $272,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 16,260 | $271,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 42,043 | $270,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 50,000 | $270,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 74,470 | $269,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 30,242 | $268,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 133,505 | $268,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 177,764 | $268,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 122,980 | $268,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 24,235 | $267,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 44,829 | $267,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 22,939 | $267,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 267,594 | $265,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 103,242 | $265,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 34,241 | $264,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 17,773 | $263,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 14,748 | $263,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 17,751 | $262,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 88,796 | $262,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 2,000,000 | $260,000 | thousands by filing date | principal |
| STARTEK INC | 85569C107 | COM | 50,769 | $258,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 114,712 | $257,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 285,343 | $257,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 138,395 | $256,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 16,668 | $256,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 30,561 | $255,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 47,524 | $255,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 36,986 | $254,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 42,515 | $254,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 38,307 | $254,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 21,646 | $252,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 16,634 | $252,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 27,204 | $251,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 8,915 | $250,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 7,848 | $249,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 6,739 | $249,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 287,000 | $249,000 | thousands by filing date | principal |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 5,661 | $248,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 12,778 | $248,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 17,701 | $247,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 59,055 | $247,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 14,043 | $246,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 10,694 | $246,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 10,000 | $245,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 4,500 | $244,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 20,000 | $244,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 117,165 | $243,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 19,409 | $243,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 78,016 | $242,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 87,417 | $242,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 21,712 | $241,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 52,275 | $240,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 7,535 | $239,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 61,237 | $239,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 19,025 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 5,000 | $239,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 17,093 | $238,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 46,083 | $238,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 19,348 | $238,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 2,110 | $237,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 7,402 | $234,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 10,063 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,190 | $233,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 18,268 | $233,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 54,969 | $233,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 2,781 | $232,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 7,350 | $232,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 52,954 | $230,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 18,540 | $230,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 30,136 | $229,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 198,645 | $228,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 58,347 | $227,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 409,500 | $225,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 185,458 | $225,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 9,901 | $224,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 5,935 | $223,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 25,860 | $223,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 79,077 | $223,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 61,711 | $221,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 37,915 | $221,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,479 | $220,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,492 | $218,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 30,351 | $218,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 46,933 | $217,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 50,000 | $217,000 | thousands by filing date | call |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 14,408 | $217,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,200 | $216,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 16,591 | $216,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 26,758 | $216,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 11,990 | $215,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,410 | $215,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 5,646 | $215,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 64,512 | $215,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 20,381 | $214,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 80,892 | $214,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 6,828 | $213,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 21,362 | $213,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 10,468 | $212,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 8,848 | $212,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 8,650 | $211,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 32,403 | $211,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 10,460 | $211,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 8,018 | $211,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 7,728 | $211,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 78,703 | $211,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 38,693 | $211,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 10,000 | $210,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 54,576 | $210,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 22,549 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 11,843 | $208,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 16,085 | $207,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,993 | $206,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,800 | $206,000 | thousands by filing date | call |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 11,657 | $206,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 15,190 | $206,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 64,193 | $205,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 314,946 | $205,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 20,071 | $204,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 205,636 | $204,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 89,131 | $203,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 18,782 | $202,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 62,567 | $202,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 59,791 | $201,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 17,820 | $200,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 16,044 | $199,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 10,000 | $198,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 26,907 | $198,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 14,677 | $198,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 10,177 | $195,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 150,000 | $194,000 | thousands by filing date | principal |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 18,937 | $194,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 125,000 | $194,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 10,134 | $193,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 21,369 | $193,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 18,092 | $193,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 60,511 | $192,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 83,748 | $192,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 145,923 | $192,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 10,275 | $190,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 16,085 | $189,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 19,044 | $189,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 11,897 | $188,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 22,992 | $186,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 24,042 | $186,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 87,483 | $185,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 86,249 | $185,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 20,608 | $184,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 360,198 | $184,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 18,232 | $184,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 31,195 | $184,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 13,882 | $183,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 50,038 | $182,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 252,054 | $182,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 25,813 | $181,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 24,108 | $181,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 83,345 | $180,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 31,619 | $179,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 38,808 | $179,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 12,026 | $179,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 76,956 | $179,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 17,116 | $177,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 12,392 | $177,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 17,754 | $177,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 42,549 | $177,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 102,291 | $177,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 116,423 | $176,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 17,258 | $176,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 20,482 | $176,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 34,579 | $175,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 12,038 | $175,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 47,473 | $175,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 36,750 | $175,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 26,750 | $174,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 149,823 | $174,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 26,448 | $173,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 27,312 | $173,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 17,025 | $173,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 63,370 | $172,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 11,945 | $172,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 16,726 | $172,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 25,891 | $171,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 11,080 | $170,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 10,900 | $169,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 17,100 | $167,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 36,075 | $167,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 12,200 | $166,000 | thousands by filing date | call |
| MESA AIR GROUP INC | 590479135 | COM NEW | 48,312 | $166,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 12,490 | $165,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 12,811 | $165,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 13,894 | $164,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 12,414 | $164,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 31,062 | $164,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 103,896 | $164,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 28,658 | $163,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 13,074 | $163,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 95,014 | $163,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 10,853 | $163,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 61,200 | $162,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 15,668 | $162,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 262,244 | $162,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 24,703 | $161,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 56,477 | $160,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 38,055 | $160,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 314,305 | $159,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 18,551 | $159,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 87,302 | $158,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 35,312 | $158,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 53,823 | $158,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 11,818 | $157,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 70,197 | $156,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 125,000 | $156,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 37,073 | $155,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 28,566 | $155,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 99,293 | $155,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 500,000 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 11,249 | $153,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 14,606 | $153,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 103,436 | $153,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 35,553 | $151,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 20,997 | $151,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 16,944 | $148,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 11,558 | $147,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 127,858 | $147,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 97,677 | $146,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 10,681 | $145,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 17,817 | $145,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 82,488 | $145,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 90,000 | $144,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 63,166 | $143,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 107,179 | $143,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 26,585 | $141,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 11,993 | $140,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 19,012 | $140,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 17,132 | $138,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,599 | $138,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 92,237 | $138,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 24,938 | $138,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 40,312 | $138,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 53,611 | $137,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 15,634 | $137,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 157,849 | $136,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 101,467 | $135,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 19,808 | $134,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 42,800 | $134,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 21,958 | $133,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 34,136 | $133,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 11,051 | $132,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 28,517 | $131,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 23,747 | $131,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 25,398 | $131,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 164,160 | $131,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 59,463 | $130,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 76,422 | $129,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 53,841 | $129,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,601 | $129,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,505 | $128,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 41,239 | $128,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 13,340 | $127,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 87,147 | $127,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 14,742 | $126,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 47,456 | $126,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 67,170 | $125,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 35,174 | $125,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 16,794 | $124,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,194 | $124,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 36,916 | $123,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,866 | $123,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 44,283 | $123,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 54,544 | $122,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 38,152 | $122,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 103,556 | $122,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 13,901 | $122,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 250,000 | $122,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 12,473 | $121,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 10,723 | $121,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 78,952 | $121,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 32,009 | $121,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 80,806 | $120,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 512,791 | $119,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 11,760 | $119,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 17,077 | $118,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 66,224 | $118,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 57,015 | $118,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 29,709 | $118,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 13,340 | $116,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 16,864 | $116,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 36,974 | $116,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 125,000 | $116,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 24,485 | $115,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 40,386 | $115,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 13,403 | $115,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 55,452 | $113,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 136,162 | $113,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 10,882 | $113,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 24,471 | $111,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 39,544 | $111,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 17,038 | $110,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 16,515 | $110,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 56,450 | $110,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 93,818 | $110,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 15,370 | $109,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 15,469 | $108,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 128,200 | $108,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 21,000 | $107,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 32,871 | $107,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 142,215 | $107,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 21,487 | $106,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 143,748 | $106,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 81,853 | $106,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 21,457 | $106,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 120,899 | $105,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 12,883 | $105,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 24,713 | $105,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 18,370 | $105,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 80,393 | $104,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 53,303 | $104,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 12,527 | $103,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 16,862 | $103,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 12,159 | $103,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 13,600 | $102,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 22,129 | $102,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 25,382 | $102,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 12,336 | $101,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 13,746 | $101,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 11,632 | $100,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 35,669 | $100,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 49,375 | $99,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 11,424 | $98,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 281,822 | $98,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 25,311 | $97,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000310 | this filing | 2020-08-12 | acceptance time not in the bulk data set |