13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 5,162 holding rows worth $329,378,696,000.
- Accession
- 0000769993-20-000310
- Filer
- CIK 886982
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 10,054 entries on the cover page, a total value of $329,378,696,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,378,696,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 35,124 | $3,745,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 110,360 | $3,745,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 143,265 | $3,742,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 303,936 | $3,741,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 160,158 | $3,741,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 74,685 | $3,739,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 615,503 | $3,729,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 43,300 | $3,728,000 | thousands by filing date | put |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 79,617 | $3,722,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 185,461 | $3,714,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 486,037 | $3,703,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 31,700 | $3,694,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 64,200 | $3,694,000 | thousands by filing date | call |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 205,532 | $3,691,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 297,785 | $3,681,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 157,800 | $3,680,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 171,300 | $3,676,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 126,757 | $3,673,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 150,537 | $3,666,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 13,900 | $3,655,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 25,000 | $3,654,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 315,600 | $3,651,000 | thousands by filing date | call |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 100,328 | $3,637,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 193,377 | $3,630,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 8,400 | $3,607,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 2,444,000 | $3,605,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 69,400 | $3,596,000 | thousands by filing date | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6,300 | $3,590,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 105,000 | $3,589,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 640,508 | $3,580,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 115,966 | $3,580,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 17,000 | $3,571,000 | thousands by filing date | call |
| BEACON FINANCIAL CORP. | 084680107 | COM | 323,574 | $3,565,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 17,900 | $3,561,000 | thousands by filing date | put |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 308,317 | $3,558,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 335,839 | $3,557,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 180,200 | $3,554,000 | thousands by filing date | call |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 351,719 | $3,552,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 90,958 | $3,550,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 127,256 | $3,544,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 23,100 | $3,544,000 | thousands by filing date | call |
| LIVENT CORP | 53814L108 | COM | 575,190 | $3,544,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6,500 | $3,537,000 | thousands by filing date | call |
| VAXART INC NEW | 92243A200 | COM | 398,848 | $3,530,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 34,937 | $3,520,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 750,000 | $3,517,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 5,000 | $3,512,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 28,750 | $3,504,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 237,125 | $3,495,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 63,804 | $3,492,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,001,000 | $3,491,000 | thousands by filing date | principal |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 30,000 | $3,477,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 160,204 | $3,470,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 184,022 | $3,467,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 280,283 | $3,465,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 44,809 | $3,461,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,201,093 | $3,459,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 42,100 | $3,458,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 437,553 | $3,457,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 96,247 | $3,454,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 200,000 | $3,452,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 1,129,769 | $3,446,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 265,000 | $3,440,000 | thousands by filing date | call |
| EQUIFAX INC COM | 294429105 | Stock | 20,000 | $3,438,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 11,000 | $3,432,000 | thousands by filing date | call |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 35,854 | $3,431,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,654,723 | $3,425,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 310,793 | $3,422,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 34,700 | $3,414,000 | thousands by filing date | put |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 143,184 | $3,412,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 728,381 | $3,409,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 617,928 | $3,393,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 90,591 | $3,390,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 16,915 | $3,383,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 30,100 | $3,378,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 150,782 | $3,376,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 421,271 | $3,374,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 123,102 | $3,372,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 45,224 | $3,369,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 184,000 | $3,367,000 | thousands by filing date | call |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 228,096 | $3,367,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 320,164 | $3,365,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 69,812 | $3,361,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,474,019 | $3,361,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 3,756,000 | $3,360,000 | thousands by filing date | principal |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 328,369 | $3,358,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 5,035,000 | $3,355,000 | thousands by filing date | principal |
| KALA BIO INC COM | 483119103 | Stock | 317,564 | $3,338,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 239,202 | $3,337,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 28,638 | $3,330,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 71,945 | $3,323,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 451,321 | $3,322,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 56,600 | $3,319,000 | thousands by filing date | call |
| AEGION CORP | 00770F104 | COMMON STOCK | 209,152 | $3,319,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 142,300 | $3,318,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 95,700 | $3,316,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 111,963 | $3,311,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 126,149 | $3,306,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 80,437 | $3,295,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 59,771 | $3,287,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 57,258 | $3,282,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 349,410 | $3,281,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 128,286 | $3,267,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 59,400 | $3,263,000 | thousands by filing date | call |
| RPT REALTY | 74971D101 | SH BEN INT | 468,313 | $3,259,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 225,017 | $3,256,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,572,755 | $3,256,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 18,400 | $3,254,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 509,145 | $3,253,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 50,133 | $3,245,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 98,836 | $3,237,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 108,400 | $3,229,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 50,000 | $3,226,000 | thousands by filing date | put |
| YEXT INC | 98585N106 | COM | 194,118 | $3,224,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 323,557 | $3,222,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 45,800 | $3,220,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 117,146 | $3,218,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 180,445 | $3,216,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 92,353 | $3,209,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 381,420 | $3,204,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 16,600 | $3,197,000 | thousands by filing date | call |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 1,492,669 | $3,194,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 227,382 | $3,192,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100,000 | $3,188,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 1,085 | $3,183,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 257,894 | $3,177,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 569,888 | $3,169,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 918,241 | $3,168,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 107,821 | $3,165,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 2,537,000 | $3,159,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,375,000 | $3,156,000 | thousands by filing date | principal |
| Vanguard Utilities ETF | 92204A876 | SHS | 25,511 | $3,155,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 494,717 | $3,151,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 339,019 | $3,149,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 825,000 | $3,143,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 232,192 | $3,143,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 205,674 | $3,140,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 62,600 | $3,131,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 564,971 | $3,124,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 30,000 | $3,119,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 47,200 | $3,118,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 49,112 | $3,118,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 273,342 | $3,116,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 655,774 | $3,115,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 57,500 | $3,102,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 268,341 | $3,102,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 254,202 | $3,096,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 47,599 | $3,094,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 241,300 | $3,069,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 430,303 | $3,068,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 763,854 | $3,063,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 285,729 | $3,055,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 27,993 | $3,053,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 154,471 | $3,049,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 813,543 | $3,043,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 65,619 | $3,042,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 53,561 | $3,041,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 254,391 | $3,039,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 41,171 | $3,036,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 285,900 | $3,031,000 | thousands by filing date | put |
| ACM RESH INC COM CL A | 00108J109 | Stock | 48,589 | $3,030,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,664,331 | $3,029,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 80,100 | $3,025,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 61,495 | $3,021,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 169,812 | $3,015,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 66,894 | $3,010,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5,900 | $3,009,000 | thousands by filing date | call |
| GARRETT MOTION INC | 366505105 | COM | 542,303 | $3,004,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 312,430 | $3,002,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 149,248 | $3,001,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 49,106 | $2,997,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 19,917 | $2,979,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 205,473 | $2,978,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 122,010 | $2,976,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 50,001 | $2,975,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 83,600 | $2,968,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 92,479 | $2,967,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 45,276 | $2,966,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 62,324 | $2,953,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 276,974 | $2,953,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 59,000 | $2,951,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 87,400 | $2,949,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 197,784 | $2,947,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 185,118 | $2,943,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 409,713 | $2,941,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 37,000 | $2,938,000 | thousands by filing date | put |
| APPIAN CORP | 03782L101 | CL A | 57,208 | $2,931,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 3,000,000 | $2,919,000 | thousands by filing date | principal |
| ASTRONICS CORP COM | 046433108 | Stock | 276,113 | $2,915,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 158,400 | $2,913,000 | thousands by filing date | call |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 877,000 | $2,906,000 | thousands by filing date | principal |
| QUINSTREET INC | 74874Q100 | COM | 277,396 | $2,902,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 570,123 | $2,902,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 213,894 | $2,896,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 484,101 | $2,895,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 298,369 | $2,894,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 99,357 | $2,891,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 200,000 | $2,888,000 | thousands by filing date | call |
| HIBBETT INC | 428567101 | COM | 137,747 | $2,885,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 252,276 | $2,884,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 31,609 | $2,877,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 850,303 | $2,874,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 590,918 | $2,872,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 244,732 | $2,869,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 23,500 | $2,864,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 220,600 | $2,863,000 | thousands by filing date | put |
| NABORS INDS INC | 62957HAB1 | BOND | 7,935,000 | $2,860,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 211,808 | $2,858,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 113,088 | $2,851,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 11,800 | $2,849,000 | thousands by filing date | call |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 53,257 | $2,843,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 295,435 | $2,837,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 579,648 | $2,835,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 150,080 | $2,834,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 59,330 | $2,830,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 719,943 | $2,829,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 3,325,000 | $2,828,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 3,000,000 | $2,825,000 | thousands by filing date | principal |
| TENNANT CO | 880345103 | COM | 43,377 | $2,820,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 158,990 | $2,809,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 256,542 | $2,791,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 52,371 | $2,783,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 57,300 | $2,774,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 222,245 | $2,765,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 87,424 | $2,763,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 233,122 | $2,758,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 642,434 | $2,756,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 106,300 | $2,755,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,620,412 | $2,755,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 14,252 | $2,749,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 397,000 | $2,747,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 100,000 | $2,745,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 3,750,000 | $2,743,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 56,425 | $2,739,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 348,796 | $2,738,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 170,000 | $2,734,000 | thousands by filing date | put |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 50,402 | $2,729,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 31,200 | $2,725,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 200,000 | $2,724,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 200,000 | $2,724,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 753,395 | $2,720,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 68,900 | $2,704,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887109 | COM | 11,300 | $2,704,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 187,053 | $2,703,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 269,000 | $2,703,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 152,036 | $2,699,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 174,461 | $2,686,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 46,142 | $2,686,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 110,290 | $2,685,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 159,700 | $2,683,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 415,200 | $2,682,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 65,434 | $2,674,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 162,500 | $2,670,000 | thousands by filing date | put |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 67,137 | $2,669,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 37,023 | $2,668,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 75,111 | $2,662,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 27,000 | $2,657,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 35,000 | $2,656,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 25,009 | $2,651,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 403,009 | $2,648,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 54,700 | $2,643,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 125,715 | $2,642,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 125,144 | $2,639,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 35,000 | $2,632,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 293,933 | $2,631,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 53,432 | $2,625,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 150,000 | $2,622,000 | thousands by filing date | put |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 90,025 | $2,620,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 74,440 | $2,614,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 30,000 | $2,611,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 920,651 | $2,605,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 186,598 | $2,604,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 344,182 | $2,602,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,081,690 | $2,596,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 28,300 | $2,595,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 15,900 | $2,584,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563109 | COM | 80,416 | $2,577,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 522,657 | $2,577,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 14,900 | $2,566,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 134,374 | $2,565,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 88,343 | $2,564,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 253,940 | $2,563,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 57,000 | $2,547,000 | thousands by filing date | call |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 30,958 | $2,546,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 48,138 | $2,541,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 496,308 | $2,531,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 79,058 | $2,530,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 117,900 | $2,529,000 | thousands by filing date | put |
| ISHARES TR | 464287564 | SELECT US REIT | 25,024 | $2,524,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 33,000 | $2,505,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 633,659 | $2,503,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,191,840 | $2,503,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 59,589 | $2,500,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 714,975 | $2,496,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 350,000 | $2,492,000 | thousands by filing date | call |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 296,868 | $2,479,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 51,553 | $2,476,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 245,654 | $2,474,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 115,324 | $2,468,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 42,841 | $2,466,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 3,888,780 | $2,464,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 336,526 | $2,463,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 37,905 | $2,455,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 71,591 | $2,454,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 230,000 | $2,452,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 68,714 | $2,449,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 116,851 | $2,448,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 47,502 | $2,445,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 444,316 | $2,439,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 62,000 | $2,434,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 108,000 | $2,434,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 87,619 | $2,429,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 26,443 | $2,420,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 930,423 | $2,419,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 75,945 | $2,414,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 295,044 | $2,413,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 57,899 | $2,412,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 25,876 | $2,411,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 100,000 | $2,408,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 292,596 | $2,402,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 240,054 | $2,400,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 111,500 | $2,398,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 11,799 | $2,397,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 104,600 | $2,394,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 8,400 | $2,394,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 45,805 | $2,392,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 245,421 | $2,386,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 191,978 | $2,382,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 291,106 | $2,381,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 119,323 | $2,379,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 35,443 | $2,378,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 65,526 | $2,368,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 57,180 | $2,366,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 2,575,000 | $2,365,000 | thousands by filing date | principal |
| NORBORD INC | 65548P403 | COM NEW | 103,642 | $2,364,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 177,200 | $2,362,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 283,163 | $2,361,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 87,145 | $2,354,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 316,766 | $2,351,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 23,138 | $2,349,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 268,440 | $2,349,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 30,000 | $2,347,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 30,000 | $2,347,000 | thousands by filing date | call |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 100,200 | $2,343,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 19,200 | $2,341,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 25,123 | $2,341,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 67,063 | $2,338,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 2,250,000 | $2,331,000 | thousands by filing date | principal |
| CHEFS WHSE INC | 163086101 | COM | 171,510 | $2,329,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 25,232 | $2,325,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 68,619 | $2,325,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 880,191 | $2,324,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 204,066 | $2,324,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 31,700 | $2,322,000 | thousands by filing date | put |
| BRF SA | 10552T107 | SPONSORED ADR | 584,567 | $2,320,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 144,913 | $2,318,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 277,845 | $2,315,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 100,346 | $2,312,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 51,165 | $2,305,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 219,465 | $2,298,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 85,000 | $2,296,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 142,127 | $2,294,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 146,098 | $2,291,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 39,890 | $2,290,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 100,000 | $2,289,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 830,309 | $2,283,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7,400 | $2,275,000 | thousands by filing date | put |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 218,000 | $2,267,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 73,905 | $2,266,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 357,773 | $2,265,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 35,000 | $2,258,000 | thousands by filing date | call |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 154,982 | $2,255,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 173,332 | $2,253,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 100,678 | $2,251,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 158,255 | $2,249,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 37,100 | $2,247,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 44,982 | $2,241,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 39,700 | $2,240,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 959,385 | $2,225,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 216,815 | $2,223,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 45,039 | $2,220,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 50,000 | $2,218,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 78,700 | $2,208,000 | thousands by filing date | call |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 21,523 | $2,204,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 115,706 | $2,204,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 978,390 | $2,201,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 30,000 | $2,193,000 | thousands by filing date | put |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 30,000 | $2,193,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 210,446 | $2,191,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 267,702 | $2,189,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 120,982 | $2,188,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 48,179 | $2,184,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 49,200 | $2,181,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 62,900 | $2,179,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 502,032 | $2,178,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,000,000 | $2,177,000 | thousands by filing date | principal |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 37,669 | $2,175,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 633,923 | $2,175,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 22,400 | $2,173,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 680,000 | $2,169,000 | thousands by filing date | put |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 199,508 | $2,165,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 97,782 | $2,164,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 47,491 | $2,160,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 211,148 | $2,157,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 30,000 | $2,156,000 | thousands by filing date | put |
| ALLAKOS INC | 01671P100 | COM | 30,000 | $2,156,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 5,800 | $2,148,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 898,521 | $2,147,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 84,128 | $2,144,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 45,000 | $2,141,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 493,400 | $2,141,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 62,098 | $2,131,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 114,589 | $2,131,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 165,000 | $2,124,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 587,695 | $2,121,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 77,103 | $2,116,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 92,519 | $2,112,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 204,892 | $2,106,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 82,555 | $2,104,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 708,000 | $2,103,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 442,566 | $2,102,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 195,196 | $2,101,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 89,805 | $2,099,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 108,210 | $2,091,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 89,608 | $2,090,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 2,210,000 | $2,082,000 | thousands by filing date | principal |
| SAVARA INC | 805111101 | COM | 832,117 | $2,072,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 6,200 | $2,070,000 | thousands by filing date | put |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 169,706 | $2,069,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 50,898 | $2,065,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 48,200 | $2,064,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 138,607 | $2,063,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 127,314 | $2,061,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 61,794 | $2,059,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 53,600 | $2,058,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L852 | COM | 48,884 | $2,054,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 91,259 | $2,050,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 27,642 | $2,046,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 12,404 | $2,043,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 73,455 | $2,041,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 26,706 | $2,036,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 50,041 | $2,033,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100,000 | $2,033,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 12,482 | $2,031,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,800 | $2,031,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 114,701 | $2,031,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 39,400 | $2,029,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 103,913 | $2,028,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 59,000 | $2,027,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 641,053 | $2,026,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 41,805 | $2,025,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 8,800 | $2,021,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 13,941 | $2,020,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 279,195 | $2,016,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 145,399 | $2,015,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 4,000 | $2,004,000 | thousands by filing date | put |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 15,051 | $2,001,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 164,221 | $2,001,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 408,107 | $2,000,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 24,000 | $1,998,000 | thousands by filing date | call |
| iShares MBS ETF | 464288588 | SHS | 18,038 | $1,997,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 123,457 | $1,989,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 47,250 | $1,985,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 91,692 | $1,983,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 287,800 | $1,980,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 207,400 | $1,979,000 | thousands by filing date | call |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 63,957 | $1,977,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 34,300 | $1,976,000 | thousands by filing date | put |
| CHATHAM LODGING TR | 16208T102 | COM | 322,730 | $1,975,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 1,833,000 | $1,971,000 | thousands by filing date | principal |
| Analog Devices,Inc. | 032654105 | COM | 16,000 | $1,962,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 102,916 | $1,958,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 429,969 | $1,957,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 20,000 | $1,952,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 21,300 | $1,951,000 | thousands by filing date | put |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 66,800 | $1,947,000 | thousands by filing date | call |
| ALAMO GROUP INC | 011311107 | COM | 18,966 | $1,947,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 78,452 | $1,946,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 170,306 | $1,945,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 73,095 | $1,943,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 59,300 | $1,943,000 | thousands by filing date | put |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 791,193 | $1,939,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 33,148 | $1,937,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 379,982 | $1,934,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 32,800 | $1,929,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 92,400 | $1,919,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 34,601 | $1,917,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 159,955 | $1,915,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 8,000 | $1,914,000 | thousands by filing date | put |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 1,000,000 | $1,914,000 | thousands by filing date | principal |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 44,851 | $1,906,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 30,917 | $1,904,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 40,000 | $1,903,000 | thousands by filing date | put |
| RITE AID CORP | 767754872 | COM | 111,451 | $1,902,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 102,222 | $1,900,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 190,699 | $1,897,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 297,643 | $1,896,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 176,781 | $1,890,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 126,961 | $1,886,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 14,000 | $1,877,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000310 | this filing | 2020-08-12 | acceptance time not in the bulk data set |