13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 5,162 holding rows worth $329,378,696,000.
- Accession
- 0000769993-20-000310
- Filer
- CIK 886982
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 10,054 entries on the cover page, a total value of $329,378,696,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,378,696,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ESCO TECHNOLOGIES INC | 296315104 | COM | 86,169 | $7,284,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 246,268 | $7,282,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 95,289 | $7,275,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430271 | MANUFCTING REVL | 125,483 | $7,274,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 50,802 | $7,265,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 594,736 | $7,250,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 596,400 | $7,246,000 | thousands by filing date | call |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 229,004 | $7,226,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 46,614 | $7,225,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 320,000 | $7,222,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 240,609 | $7,179,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 112,900 | $7,175,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 19,600 | $7,152,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 56,000 | $7,152,000 | thousands by filing date | call |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 163,932 | $7,151,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 529,581 | $7,128,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 334,112 | $7,126,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 215,800 | $7,124,000 | thousands by filing date | call |
| LCI INDS | 50189K103 | COM | 61,860 | $7,113,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 172,602 | $7,111,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 223,044 | $7,106,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 32,407 | $7,098,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 854,000 | $7,097,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 690,836 | $7,095,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 801,221 | $7,083,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 201,400 | $7,071,000 | thousands by filing date | call |
| Q2 HLDGS INC COM | 74736L109 | Stock | 82,218 | $7,053,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 387,308 | $7,053,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 50,200 | $7,039,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 159,337 | $7,035,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 474,768 | $7,032,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 54,000 | $7,032,000 | thousands by filing date | call |
| Vanguard Communication Services ETF | 92204A884 | SHS | 75,580 | $7,031,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 7,252,000 | $7,023,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311107 | CL A | 720,000 | $7,013,000 | thousands by filing date | put |
| ISHARES TR | 46434V886 | CMN | 228,259 | $7,012,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 333,945 | $7,010,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 49,200 | $7,009,000 | thousands by filing date | call |
| KODIAK SCIENCES INC | 50015M109 | COM | 129,309 | $6,998,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 95,400 | $6,996,000 | thousands by filing date | call |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 518,482 | $6,968,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 225,765 | $6,965,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 486,580 | $6,963,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,059,617 | $6,962,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 100,700 | $6,961,000 | thousands by filing date | call |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 67,945 | $6,942,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 199,593 | $6,938,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 675,417 | $6,930,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 130,734 | $6,926,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 125,300 | $6,925,000 | thousands by filing date | put |
| ARCH RESOURCES INC | 03940R107 | CL A | 243,735 | $6,925,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 7,646,000 | $6,916,000 | thousands by filing date | principal |
| GENERAL MILLS INC COM | 370334104 | Stock | 112,100 | $6,911,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 26,700 | $6,903,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 647,429 | $6,889,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 449,311 | $6,861,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 681,275 | $6,853,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 150,472 | $6,852,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 297,069 | $6,821,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 398,780 | $6,819,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 997,643 | $6,813,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 374,096 | $6,812,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 39,075 | $6,811,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 359,617 | $6,807,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 150,633 | $6,807,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 243,653 | $6,786,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 46,900 | $6,781,000 | thousands by filing date | put |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 245,610 | $6,774,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 583,617 | $6,770,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 67,500 | $6,755,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 490,558 | $6,750,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 226,902 | $6,735,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 100,000 | $6,735,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 50,000 | $6,725,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 50,000 | $6,725,000 | thousands by filing date | call |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 5,723,000 | $6,722,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 192,806 | $6,721,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 174,470 | $6,703,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 227,758 | $6,703,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 725,728 | $6,691,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 133,239 | $6,678,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 194,064 | $6,678,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 21,400 | $6,677,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 284,000 | $6,671,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 84,114 | $6,655,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 53,074 | $6,638,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 161,084 | $6,629,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 255,000 | $6,610,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 385,113 | $6,609,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,247,378 | $6,607,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 342,547 | $6,601,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 400,000 | $6,600,000 | thousands by filing date | put |
| FIRST LONG IS CORP | 320734106 | COM | 403,604 | $6,595,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 25,500 | $6,593,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 268,224 | $6,593,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 198,935 | $6,590,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 267,164 | $6,580,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 473,705 | $6,575,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 120,000 | $6,556,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 931,293 | $6,547,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 89,605 | $6,546,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 73,230 | $6,535,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 816,648 | $6,517,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 250,712 | $6,511,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 437,462 | $6,483,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 88,000 | $6,476,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,788,629 | $6,475,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 357,935 | $6,461,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,133,161 | $6,448,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 185,304 | $6,446,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 22,600 | $6,441,000 | thousands by filing date | put |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 73,933 | $6,434,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 130,300 | $6,424,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 86,200 | $6,421,000 | thousands by filing date | put |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 96,902 | $6,401,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 334,265 | $6,398,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 322,500 | $6,395,000 | thousands by filing date | put |
| COMFORT SYS USA INC COM | 199908104 | Stock | 156,708 | $6,385,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 163,690 | $6,368,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 11,700 | $6,366,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 170,000 | $6,355,000 | thousands by filing date | call |
| CSW INDUSTRIALS INC | 126402106 | COM | 91,910 | $6,352,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 66,048 | $6,335,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 319,762 | $6,318,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 40,200 | $6,317,000 | thousands by filing date | put |
| AXOSFINLINC | 05465C100 | STOK | 285,641 | $6,307,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 789,575 | $6,293,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 146,841 | $6,292,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 4,675,000 | $6,282,000 | thousands by filing date | principal |
| BANKUNITED INC | 06652K103 | COM | 309,844 | $6,274,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 127,184 | $6,269,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 95,278 | $6,261,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 376,830 | $6,259,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 589,351 | $6,248,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 60,752 | $6,227,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 146,500 | $6,219,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,892,266 | $6,206,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 5,500 | $6,205,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 34,400 | $6,199,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 46,900 | $6,193,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 477,280 | $6,171,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 602,663 | $6,165,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 640,122 | $6,145,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 185,500 | $6,123,000 | thousands by filing date | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 206,768 | $6,121,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 50,100 | $6,112,000 | thousands by filing date | put |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 251,515 | $6,102,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 87,000 | $6,095,000 | thousands by filing date | call |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 349,269 | $6,095,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 170,678 | $6,093,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 49,819 | $6,090,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 31,900 | $6,077,000 | thousands by filing date | call |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 391,628 | $6,066,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 2,435,545 | $6,065,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 196,708 | $6,051,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 77,689 | $6,043,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 51,983 | $6,024,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 221,401 | $6,013,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 250,701 | $6,012,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 395,690 | $6,010,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 192,271 | $5,989,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 116,083 | $5,984,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 53,022 | $5,983,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 703,184 | $5,977,000 | thousands by filing date | |
| NIKOLA CORP | 654110113 | *W EXP 06/03/202 | 180,000 | $5,976,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 650,763 | $5,974,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,822,772 | $5,960,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 21,500 | $5,956,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 519,384 | $5,942,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 18,000 | $5,931,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 100,800 | $5,929,000 | thousands by filing date | put |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 71,313 | $5,927,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 1,145,959 | $5,913,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 236,626 | $5,901,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 90,700 | $5,893,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 636,344 | $5,892,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 473,184 | $5,887,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 359,400 | $5,873,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 73,500 | $5,872,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 50,000 | $5,862,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 119,004 | $5,855,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 267,602 | $5,831,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 59,700 | $5,828,000 | thousands by filing date | call |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 121,343 | $5,822,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 94,200 | $5,816,000 | thousands by filing date | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 98,288 | $5,815,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 600,344 | $5,805,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 255,714 | $5,787,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 66,300 | $5,786,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 1,003,556 | $5,781,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 2,425,000 | $5,760,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 7,360,000 | $5,753,000 | thousands by filing date | principal |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 367,298 | $5,740,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 941,714 | $5,735,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 192,400 | $5,732,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 391,415 | $5,727,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 100,000 | $5,713,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 1,199,975 | $5,700,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 43,806 | $5,691,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 206,530 | $5,691,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 134,605 | $5,680,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 238,965 | $5,676,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 9,100 | $5,675,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 564,200 | $5,659,000 | thousands by filing date | put |
| REALPAGE INC | 75606NAB5 | NOTE | 3,512,000 | $5,654,000 | thousands by filing date | principal |
| EHEALTH INC | 28238P109 | COM | 57,514 | $5,650,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 156,571 | $5,648,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,242,458 | $5,641,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 300,837 | $5,640,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 145,509 | $5,639,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,909,234 | $5,632,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 5,700 | $5,619,000 | thousands by filing date | call |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 108,613 | $5,619,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 3,825,000 | $5,610,000 | thousands by filing date | principal |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 156,766 | $5,606,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 826,343 | $5,594,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 106,200 | $5,587,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 43,700 | $5,581,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 60,700 | $5,566,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 13,300 | $5,560,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 470,054 | $5,560,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 126,298 | $5,558,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 55,400 | $5,556,000 | thousands by filing date | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 125,000 | $5,540,000 | thousands by filing date | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 387,471 | $5,540,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 4,358,817 | $5,536,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 47,757 | $5,535,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 559,036 | $5,529,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 282,822 | $5,527,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 323,159 | $5,526,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 27,800 | $5,524,000 | thousands by filing date | put |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 45,887 | $5,523,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 160,000 | $5,522,000 | thousands by filing date | put |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 227,809 | $5,509,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 411,186 | $5,481,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 498,020 | $5,468,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 28,221 | $5,437,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 345,885 | $5,433,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 314,257 | $5,431,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 38,254 | $5,430,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 687,113 | $5,428,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 89,932 | $5,426,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 76,783 | $5,424,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 71,000 | $5,420,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 643,389 | $5,405,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 199,432 | $5,397,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 473,380 | $5,397,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 500,000 | $5,395,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 333,600 | $5,391,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 200,000 | $5,388,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 160,000 | $5,376,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 220,086 | $5,365,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 83,287 | $5,362,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 174,659 | $5,360,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 144,320 | $5,346,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 68,589 | $5,346,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,563,176 | $5,331,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 47,600 | $5,324,000 | thousands by filing date | call |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 382,036 | $5,321,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 215,966 | $5,317,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 271,814 | $5,314,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,045,953 | $5,313,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 38,800 | $5,304,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 21,300 | $5,302,000 | thousands by filing date | put |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 99,979 | $5,300,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 5,075,000 | $5,290,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 5,500,000 | $5,289,000 | thousands by filing date | principal |
| KKR & CO INC | 48251W104 | COM | 170,900 | $5,277,000 | thousands by filing date | call |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 2,948,126 | $5,277,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,027,076 | $5,269,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 6,080,000 | $5,261,000 | thousands by filing date | principal |
| IROBOT CORP | 462726100 | COM | 62,603 | $5,252,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 750,057 | $5,243,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,255,939 | $5,237,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 419,782 | $5,230,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 125,576 | $5,203,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 311,369 | $5,203,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 171,914 | $5,199,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 291,821 | $5,197,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 1,088,653 | $5,193,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 223,459 | $5,166,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 158,000 | $5,165,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 247,912 | $5,164,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 161,800 | $5,160,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 475,814 | $5,158,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 727,342 | $5,157,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 7,000,000 | $5,154,000 | thousands by filing date | principal |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 269,482 | $5,147,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 287,015 | $5,144,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 324,555 | $5,141,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 500,000 | $5,125,000 | thousands by filing date | call |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 200,000 | $5,120,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 150,000 | $5,092,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 441,152 | $5,090,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 18,500 | $5,077,000 | thousands by filing date | put |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 281,044 | $5,059,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 64,272 | $5,054,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 259,400 | $5,037,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 120,000 | $5,023,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 990,255 | $5,021,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 236,115 | $5,017,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 45,300 | $5,013,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,726,117 | $4,989,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 799,384 | $4,989,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 250,464 | $4,987,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 103,000 | $4,986,000 | thousands by filing date | put |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 500,000 | $4,975,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 18,900 | $4,970,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 337,633 | $4,970,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 557,232 | $4,943,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 157,476 | $4,923,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 211,092 | $4,916,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 84,870 | $4,886,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 40,000 | $4,880,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 776,761 | $4,878,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 140,900 | $4,875,000 | thousands by filing date | call |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 135,173 | $4,872,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 50,000 | $4,838,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 106,200 | $4,836,000 | thousands by filing date | call |
| AZUL S A | 05501U106 | OPT | 432,493 | $4,836,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 187,371 | $4,832,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 651,984 | $4,831,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 4,900 | $4,830,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 1,244,154 | $4,815,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 311,542 | $4,798,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 293,081 | $4,795,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 128,040 | $4,791,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 491,802 | $4,781,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 45,810 | $4,771,000 | thousands by filing date | put |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 64,904 | $4,769,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 77,100 | $4,753,000 | thousands by filing date | call |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 53,954 | $4,749,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 78,306 | $4,748,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 425,956 | $4,741,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 64,645 | $4,719,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 64,143 | $4,717,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 58,900 | $4,706,000 | thousands by filing date | put |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 90,221 | $4,706,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 152,200 | $4,700,000 | thousands by filing date | put |
| AMERICAN WOODMARK CORP | 030506109 | COM | 62,024 | $4,693,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 65,273 | $4,690,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 124,257 | $4,688,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 263,075 | $4,683,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 387,211 | $4,677,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 25,000 | $4,664,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 91,200 | $4,663,000 | thousands by filing date | put |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 270,000 | $4,663,000 | thousands by filing date | call |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 83,472 | $4,657,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 440,172 | $4,657,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 149,326 | $4,653,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 360,691 | $4,646,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 43,700 | $4,642,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 189,293 | $4,641,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 365,554 | $4,613,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 435,453 | $4,585,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 661,476 | $4,577,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 418,599 | $4,567,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 107,600 | $4,561,000 | thousands by filing date | put |
| MR COOPER GROUP INC | 62482R107 | COM | 366,500 | $4,559,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 247,700 | $4,555,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 42,400 | $4,539,000 | thousands by filing date | call |
| CENCORA INC COM | 03073E105 | Stock | 45,000 | $4,535,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 109,568 | $4,535,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 87,400 | $4,528,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 132,432 | $4,526,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 160,053 | $4,526,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 62,870 | $4,519,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 600,674 | $4,511,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,031,707 | $4,498,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 96,597 | $4,491,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 386,935 | $4,488,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 400,087 | $4,485,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 147,241 | $4,474,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 220,063 | $4,469,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 186,111 | $4,460,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 426,126 | $4,457,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 150,000 | $4,456,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 257,162 | $4,454,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,892,513 | $4,447,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 160,620 | $4,443,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 20,088 | $4,439,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 57,400 | $4,432,000 | thousands by filing date | call |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 101,864 | $4,429,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 5,625,000 | $4,425,000 | thousands by filing date | principal |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 36,000 | $4,418,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 32,300 | $4,415,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 1,014,622 | $4,403,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 427,457 | $4,395,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 438,670 | $4,391,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 194,500 | $4,386,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 50,000 | $4,386,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 606,281 | $4,383,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 71,140 | $4,378,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 170,989 | $4,377,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 49,483 | $4,372,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 91,567 | $4,371,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 268,846 | $4,368,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 204,251 | $4,365,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,628,500 | $4,364,000 | thousands by filing date | put |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 120,000 | $4,360,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 33,252 | $4,356,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 74,200 | $4,351,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 460,367 | $4,341,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 402,241 | $4,337,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 108,237 | $4,331,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 69,362 | $4,328,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 112,500 | $4,327,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 24,398 | $4,327,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 31,534 | $4,322,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 152,941 | $4,322,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 62,500 | $4,321,000 | thousands by filing date | put |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 100,000 | $4,319,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 104,976 | $4,292,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 378,917 | $4,290,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 676,470 | $4,269,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 25,100 | $4,265,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 25,100 | $4,265,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 308,588 | $4,264,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 4,000,000 | $4,258,000 | thousands by filing date | principal |
| ATRICURE INC | 04963C209 | COM | 94,464 | $4,246,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 30,234 | $4,238,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 142,136 | $4,232,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,452,856 | $4,228,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 462,661 | $4,219,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 52,036 | $4,216,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 250,000 | $4,215,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 45,468 | $4,208,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 454,734 | $4,206,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 345,795 | $4,205,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 3,656,348 | $4,204,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 47,963 | $4,201,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 619,855 | $4,196,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 95,000 | $4,194,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 100,000 | $4,182,000 | thousands by filing date | call |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 114,709 | $4,166,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 21,091 | $4,161,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 576,154 | $4,154,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 65,493 | $4,152,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 149,066 | $4,147,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 221,095 | $4,128,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 4,525,000 | $4,119,000 | thousands by filing date | principal |
| GRAFTECH INTL LTD | 384313508 | COM | 514,114 | $4,103,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 155,667 | $4,096,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 225,886 | $4,093,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 105,628 | $4,087,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 366,260 | $4,076,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 132,628 | $4,075,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 4,368,000 | $4,074,000 | thousands by filing date | principal |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 128,850 | $4,068,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 515,000 | $4,068,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 121,511 | $4,059,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,021 | $4,055,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 313,218 | $4,053,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 622,773 | $4,042,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 24,452 | $4,037,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 241,030 | $4,032,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 585,378 | $4,027,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 167,164 | $4,022,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 409,845 | $4,021,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 81,248 | $4,019,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 57,600 | $4,017,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 3,704,000 | $4,016,000 | thousands by filing date | principal |
| DMC GLOBAL INC | 23291C103 | COM | 145,412 | $4,013,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 166,245 | $4,005,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 2,410,977 | $4,002,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 489,699 | $3,996,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 58,680 | $3,993,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 279,012 | $3,990,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 22,500 | $3,979,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 55,264 | $3,967,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 183,216 | $3,960,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 50,000 | $3,957,000 | thousands by filing date | put |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 180,686 | $3,955,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 596,877 | $3,940,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 29,447 | $3,939,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 110,000 | $3,926,000 | thousands by filing date | put |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 375,200 | $3,921,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 145,910 | $3,910,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 49,023 | $3,897,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 400,978 | $3,893,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 34,703 | $3,868,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 78,225 | $3,865,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 668,936 | $3,853,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 70,620 | $3,850,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 82,444 | $3,838,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 78,577 | $3,836,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 410,971 | $3,834,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 136,662 | $3,817,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 49,779 | $3,810,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 327,187 | $3,805,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,188,515 | $3,803,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 53,891 | $3,798,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 160,847 | $3,794,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 7,400 | $3,774,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 165,815 | $3,772,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 158,654 | $3,766,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 248,573 | $3,766,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 295,043 | $3,762,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 685,253 | $3,755,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 20,000 | $3,747,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000310 | this filing | 2020-08-12 | acceptance time not in the bulk data set |